Investment Adviser Rankings
Explore SEC Form ADV-based rankings for registered investment advisers by scale, growth, productivity, wealth client focus, institutional client focus, and pooled vehicle exposure.
Scale
- Largest RIAs by Accounts
SEC-registered investment advisers ranked by latest reported total client accounts from ADV Part 1 filings.
- Largest RIAs by Investment Advisory Employees
SEC-registered investment advisers ranked by reported employees engaged in investment advisory functions.
- RIAs Managing $100M–$500M
SEC-registered investment advisers with between $100 million and $500 million in reported regulatory assets under management.
- RIAs Managing $500M–$1B
SEC-registered investment advisers with between $500 million and $1 billion in reported regulatory assets under management.
- RIAs Managing Over $1 Billion
SEC-registered investment advisers with more than $1 billion in reported regulatory assets under management.
- RIAs Managing Over $10 Billion
SEC-registered investment advisers with more than $10 billion in reported regulatory assets under management.
- Top 100 RIAs by AUM
The largest SEC-registered investment advisers ranked by latest reported regulatory assets under management from ADV Part 1 filings.
- Top 100 RIAs by Employees
The largest SEC-registered investment advisers ranked by latest reported employee count from ADV Part 1 filings.
- Top RIAs by Discretionary AUM
SEC-registered investment advisers ranked by latest reported discretionary regulatory assets under management.
- Top RIAs by Non-Discretionary AUM
SEC-registered investment advisers ranked by latest reported non-discretionary regulatory assets under management.
Growth
- Fastest Growing RIAs by Accounts
SEC-registered investment advisers ranked by percentage growth in reported client accounts between their latest and prior ADV Part 1 filings.
- Fastest Growing RIAs by AUM
SEC-registered investment advisers ranked by percentage growth in reported regulatory AUM between their latest and prior ADV Part 1 filings.
- Fastest Growing RIAs by Headcount
SEC-registered investment advisers ranked by percentage growth in reported employee count between their latest and prior ADV Part 1 filings.
Productivity
- Highest AUM per Account RIAs
SEC-registered investment advisers ranked by reported regulatory AUM per client account from ADV Part 1 filings.
- Highest AUM per Employee RIAs
SEC-registered investment advisers ranked by reported regulatory AUM per employee from ADV Part 1 filings.
Wealth
- Top RIAs for High-Net-Worth Clients
SEC-registered investment advisers ranked by reported assets from high-net-worth individual clients in ADV Part 1 filings.
- Top RIAs for Individual Clients
SEC-registered investment advisers ranked by reported individual-client relationships in ADV Part 1 filings.
- Top Wealth Management RIAs
SEC-registered investment advisers ranked by reported assets from high-net-worth and other individual clients in ADV Part 1 filings.
- Most Wealth-Focused RIAs
SEC-registered investment advisers ranked by the share of reported client-type assets tied to individual wealth clients.
Institutional
- RIAs Managing Other Pooled Vehicles
SEC-registered investment advisers that report managing other pooled vehicles, ranked by AUM.
- RIAs Managing Securitized Assets
SEC-registered investment advisers that report managing securitized assets, ranked by AUM.
- RIAs Providing Continuous Advice
SEC-registered investment advisers that report continuous advisory services, ranked by AUM.
- RIAs Recommending Their Own Securities
SEC-registered investment advisers that report recommending their own securities, ranked by AUM.
- RIAs Reporting a Qualified Custodian
SEC-registered investment advisers that report a qualified custodian relationship, ranked by AUM.
- RIAs Reporting Business Portfolio Management
SEC-registered investment advisers that report business portfolio management services, ranked by AUM.
- RIAs Reporting Custody of Client Assets
SEC-registered investment advisers that report custody of client assets, ranked by AUM.
- RIAs Reporting Financial Planning
SEC-registered investment advisers that report providing financial planning services, ranked by AUM.
- RIAs Reporting Fund Selection
SEC-registered investment advisers that report fund selection services, ranked by AUM.
- RIAs Reporting Pension Consulting
SEC-registered investment advisers that report pension consulting services, ranked by AUM.
- RIAs Reporting Pooled-Portfolio Management
SEC-registered investment advisers that report pooled-vehicle portfolio management services, ranked by AUM.
- RIAs Reporting Portfolio Management
SEC-registered investment advisers that report providing portfolio management services, ranked by AUM.
- RIAs Reporting Referral Compensation
SEC-registered investment advisers that report referral compensation arrangements, ranked by AUM.
- RIAs Requiring Prepayment
SEC-registered investment advisers that report prepayment for advisory services, ranked by AUM.
- RIAs Using Performance Fees
SEC-registered investment advisers that report using performance-based compensation, ranked by AUM.
- RIAs with Broker-Dealer Affiliations
SEC-registered investment advisers that report a related broker-dealer affiliation, ranked by AUM.
- RIAs with Discretionary Authority
SEC-registered investment advisers that report having discretionary authority over client assets, ranked by AUM.
- RIAs with Insurance Affiliations
SEC-registered investment advisers that report a related insurance affiliation, ranked by AUM.
- RIAs with Non-US Clients
SEC-registered investment advisers that report non-US clients, ranked by AUM.
- RIAs with Other Adviser Affiliations
SEC-registered investment advisers that report a related investment adviser affiliation, ranked by AUM.
- Top Institutional Investment Advisers
SEC-registered investment advisers ranked by reported assets from institutional client categories in ADV Part 1 filings.
- Top RIAs by Banking Clients
SEC-registered investment advisers ranked by reported banking and thrift institution clients.
- Top RIAs by Charity Clients
SEC-registered investment advisers ranked by reported charitable organization clients.
- Top RIAs by Corporate Clients
SEC-registered investment advisers ranked by reported corporation and business clients.
- Top RIAs by Discretionary Accounts
SEC-registered investment advisers ranked by reported discretionary client accounts.
- Top RIAs by Government Clients
SEC-registered investment advisers ranked by reported state, municipal, and government clients.
- Top RIAs by Independent Contractors
SEC-registered investment advisers ranked by reported independent contractors.
- Top RIAs by Insurance Clients
SEC-registered investment advisers ranked by reported insurance company clients.
- Top RIAs by Non-Discretionary Accounts
SEC-registered investment advisers ranked by reported non-discretionary client accounts.
- Top RIAs by Non-US AUM
SEC-registered investment advisers ranked by reported non-US regulatory assets under management.
- Top RIAs by Non-US Clients
SEC-registered investment advisers ranked by reported non-US client count.
- Top RIAs by Other Adviser Clients
SEC-registered investment advisers ranked by reported other investment adviser clients.
- Top RIAs by Pension Clients
SEC-registered investment advisers ranked by reported pension and profit-sharing plan clients.
- Top RIAs by Registered Representatives
SEC-registered investment advisers ranked by reported registered representatives.
- Top RIAs by Solicitors
SEC-registered investment advisers ranked by reported solicitor count.
- Top RIAs by Sovereign Clients
SEC-registered investment advisers ranked by reported sovereign wealth and foreign official institution clients.
- Top RIAs for Banking Institutions
SEC-registered investment advisers ranked by reported assets from banking and thrift institution clients.
- Top RIAs for Business Development Companies
SEC-registered investment advisers ranked by reported assets from business development company clients.
- Top RIAs for Charities and Nonprofits
SEC-registered investment advisers ranked by reported assets from charitable organization clients in ADV Part 1 filings.
- Top RIAs for Corporations
SEC-registered investment advisers ranked by reported assets from corporation and business clients in ADV Part 1 filings.
- Top RIAs for Government Entities
SEC-registered investment advisers ranked by reported assets from state, municipal, and government clients.
- Top RIAs for Insurance Companies
SEC-registered investment advisers ranked by reported assets from insurance company clients in ADV Part 1 filings.
- Top RIAs for Other Investment Advisers
SEC-registered investment advisers ranked by reported assets from other investment adviser clients.
- Top RIAs for Pension Plans
SEC-registered investment advisers ranked by reported assets from pension and profit-sharing plan clients in ADV Part 1 filings.
- Top RIAs for Sovereign Wealth Funds
SEC-registered investment advisers ranked by reported assets from sovereign wealth funds and foreign official institutions.
- Most Institutional-Focused RIAs
SEC-registered investment advisers ranked by the share of reported client-type assets tied to institutional clients.
- RIAs Growing AUM Faster Than Headcount
SEC-registered investment advisers ranked by the gap between reported AUM growth and employee growth.
- RIAs with the Highest AUM per Investment Advisory Employee
SEC-registered investment advisers ranked by aum / investment advisory employee.
- RIAs with the Highest Discretionary Account Share
SEC-registered investment advisers ranked by discretionary account share.
- RIAs with the Highest Discretionary AUM Share
SEC-registered investment advisers ranked by discretionary regulatory assets as a share of total regulatory AUM.
- RIAs with the Highest Institutional AUM per Client
SEC-registered investment advisers ranked by institutional client assets per institutional client.
- RIAs with the Highest Institutional AUM per Employee
SEC-registered investment advisers ranked by institutional client assets per reported employee.
- RIAs with the Highest Institutional AUM Share
SEC-registered investment advisers ranked by institutional client assets as a share of total regulatory assets under management.
- RIAs with the Highest Institutional Client Share
SEC-registered investment advisers ranked by institutional client share.
- RIAs with the Highest Investment Advisory Employee Share
SEC-registered investment advisers ranked by investment advisory employee share.
- RIAs with the Highest Non-US AUM Share
SEC-registered investment advisers ranked by non-us aum share.
- RIAs with the Highest Pooled Assets per Employee
SEC-registered investment advisers ranked by pooled assets / employee.
- RIAs with the Highest Pooled-Vehicle AUM Share
SEC-registered investment advisers ranked by pooled-vehicle assets as a share of total regulatory AUM.
- RIAs with the Highest Segment Assets per Client
SEC-registered investment advisers ranked by segment assets / client.
- RIAs with the Highest Wealth Assets per Client
SEC-registered investment advisers ranked by wealth assets / client.
- RIAs with the Highest Wealth Assets per Employee
SEC-registered investment advisers ranked by wealth assets / employee.
- RIAs with the Most Accounts per Investment Advisory Employee
SEC-registered investment advisers ranked by accounts / investment advisory employee.
- RIAs with the Most Client Accounts per Employee
SEC-registered investment advisers ranked by reported client accounts per employee.
- RIAs with the Strongest Institutional-to-Wealth Mix
SEC-registered investment advisers ranked by institutional client assets relative to wealth client assets.
Fund / Pooled
- Largest Private Fund Advisers
SEC-registered investment advisers that report managing private funds, ranked by latest regulatory assets under management.
- Largest Venture Capital Advisers
SEC-registered investment advisers that report managing venture capital funds, ranked by latest regulatory assets under management.
- Top Investment Company Advisers
SEC-registered investment advisers ranked by reported assets from registered investment company clients in ADV Part 1 filings.
- Top Pooled Investment Vehicle Advisers
SEC-registered investment advisers ranked by reported assets from pooled investment vehicle clients in ADV Part 1 filings.
- Most Fund-Focused RIAs
SEC-registered investment advisers ranked by the share of reported client-type assets tied to pooled vehicles and investment companies.