Research Report · 2026-06-30
Top Registered Investment Advisers by Non-Discretionary Accounts
SEC-registered investment advisers ranked by reported non-discretionary client accounts.
Firms
1,000
Total AUM
$28.33T
Median AUM
$1.19B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Non-Discretionary Accounts↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | EDWARD D. JONES & CO., L.P. | 250 | 3,848,491 | $1.01T | 36,317 | 2026-06-30 | → |
| 2 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 7691 | 2,540,091 | $1.78T | 32,960 | 2026-06-30 | → |
| 3 | STASH INVESTMENTS LLC | 226550 | 1,455,705 | $4.92B | 124 | 2026-04-30 | → |
| 4 | AMERIPRISE FINANCIAL SERVICES, LLC | 6363 | 901,210 | $660.47B | 14,056 | 2026-06-30 | → |
| 5 | UBS FINANCIAL SERVICES INC. | 8174 | 733,546 | $915.79B | 12,524 | 2026-06-30 | → |
| 6 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 149018 | 650,440 | $390.04B | 9,675 | 2026-06-30 | → |
| 7 | MORGAN STANLEY SMITH BARNEY LLC | 149777 | 544,282 | $1.96T | 29,481 | 2026-06-30 | → |
| 8 | WELLS FARGO CLEARING SERVICES, LLC | 19616 | 336,847 | $671.42B | 18,895 | 2026-06-30 | → |
| 9 | OSAIC WEALTH, INC. | 23131 | 274,837 | $234.86B | 8,979 | 2026-06-30 | → |
| 10 | NOMAD FINTECH INC | 307764 | 237,362 | $448.6M | 53 | 2026-01-31 | → |
| 11 | ACORNS ADVISERS, LLC | 165926 | 231,529 | $13.39B | 302 | 2026-03-31 | → |
| 12 | MML INVESTORS SERVICES, LLC | 10409 | 225,447 | $115.64B | 6,976 | 2026-05-31 | → |
| 13 | VANGUARD ADVISERS, INC. | 106715 | 198,892 | $344.62B | 2,208 | 2026-05-31 | → |
| 14 | J.P. MORGAN SECURITIES LLC | 79 | 162,831 | $429.69B | 8,703 | 2026-06-30 | → |
| 15 | RAYMOND JAMES & ASSOCIATES, INC. | 705 | 157,445 | $500.96B | 16,780 | 2026-06-30 | → |
| 16 | J.P. MORGAN PRIVATE INVESTMENTS INC. | 110186 | 153,390 | $469.98B | 758 | 2026-06-30 | → |
| 17 | ROBERT W. BAIRD & CO. INCORPORATED | 8158 | 150,625 | $394.07B | 4,322 | 2026-04-30 | → |
| 18 | CETERA INVESTMENT ADVISERS LLC | 105644 | 133,556 | $256.81B | 10,251 | 2026-06-30 | → |
| 19 | DA INV LLC | 334514 | 110,459 | $28.0M | 6 | 2026-03-31 | → |
| 20 | EAGLE STRATEGIES LLC | 110826 | 108,229 | $25.40B | 2,804 | 2026-03-31 | → |
| 21 | LINCOLN INVESTMENT PLANNING, LLC | 519 | 96,206 | $21.99B | 1,238 | 2026-04-30 | → |
| 22 | RBC CAPITAL MARKETS, LLC | 31194 | 94,219 | $310.43B | 8,781 | 2026-06-30 | → |
| 23 | STIFEL, NICOLAUS & COMPANY, INCORPORATED | 793 | 91,881 | $197.53B | 6,478 | 2026-06-30 | → |
| 24 | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 11025 | 89,959 | $252.25B | 4,047 | 2026-06-30 | → |
| 25 | EMPOWER ADVISORY GROUP, LLC | 112058 | 87,694 | $195.43B | 8,051 | 2026-06-30 | → |
| 26 | HEALTHEQUITY ADVISORS, LLC | 167105 | 85,866 | $1.99B | 8 | 2026-03-31 | → |
| 27 | VESTWELL ADVISORS LLC | 284173 | 83,310 | $1.03B | 30 | 2026-04-30 | → |
| 28 | INVESCO ADVISERS, INC. | 105360 | 79,670 | $749.52B | 2,804 | 2026-06-30 | → |
| 29 | OSAIC FA, INC. | 3978 | 79,429 | $37.13B | 1,607 | 2025-01-31 | → |
| 30 | BLOOM INVESTMENT ADVISORS, LLC | 317405 | 71,486 | $17.7M | 6 | 2026-03-31 | → |
| 31 | TRANSAMERICA RETIREMENT ADVISORS, LLC | 107319 | 71,146 | $18.83B | 398 | 2026-03-31 | → |
| 32 | WEALTHFRONT ADVISERS LLC | 148456 | 69,027 | $47.73B | 432 | 2026-05-31 | → |
| 33 | ORION PORTFOLIO SOLUTIONS, LLC | 107975 | 64,680 | $64.84B | 305 | 2026-06-30 | → |
| 34 | CITIZENS SECURITIES, INC. | 39550 | 60,545 | $12.87B | 471 | 2026-04-30 | → |
| 35 | JANNEY MONTGOMERY SCOTT LLC | 463 | 55,827 | $110.11B | 2,404 | 2026-06-30 | → |
| 36 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 283004 | 52,416 | $33.52B | 549 | 2026-06-30 | → |
| 37 | EQUITABLE ADVISORS, LLC | 6627 | 51,974 | $42.48B | 5,674 | 2026-05-31 | → |
| 38 | EAGLE ASSET MANAGEMENT INC | 110653 | 50,629 | $60.65B | 77 | 2026-06-30 | → |
| 39 | GUSTO INVESTMENT SERVICES, LLC | 281515 | 50,565 | $12.01B | 3 | 2026-05-31 | → |
| 40 | GEOWEALTH MANAGEMENT LLC | 148222 | 50,508 | $17.57B | 88 | 2026-03-31 | → |
| 41 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 116407 | 49,592 | $122.19B | 1,700 | 2026-06-30 | → |
| 42 | FOCUS PARTNERS ADVISOR SOLUTIONS, LLC | 143319 | 48,086 | $36.41B | 309 | 2026-03-31 | → |
| 43 | KESTRA ADVISORY SERVICES, LLC | 283330 | 47,003 | $79.80B | 1,359 | 2026-06-30 | → |
| 44 | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | 20804 | 46,721 | $12.77B | 620 | 2026-06-30 | → |
| 45 | VESTMARK ADVISORY SOLUTIONS, INC. | 221518 | 44,671 | $49.85B | 33 | 2026-03-31 | → |
| 46 | RATHBONES INVESTMENT MANAGEMENT LIMITED | 124925 | 38,332 | $135.09B | 1,715 | 2026-03-31 | → |
| 47 | U.S. BANCORP INVESTMENTS, INC. | 17868 | 37,910 | $22.94B | 2,148 | 2026-03-31 | → |
| 48 | KEY INVESTMENT SERVICES LLC | 136300 | 34,920 | $8.88B | 1,325 | 2026-06-30 | → |
| 49 | INSIGHTS INVESTMENTS LLC | 309727 | 33,896 | $45.8M | 1 | 2026-03-31 | → |
| 50 | FOCUS POINT SOLUTIONS, INC | 131195 | 31,647 | $6.78B | 40 | 2025-06-30 | → |
| 51 | FORUSALL ADVISORS, LLC | 167241 | 30,817 | $1.50B | 11 | 2026-03-31 | → |
| 52 | ALINEA INVEST, INC. | 311782 | 29,477 | $66.6M | 10 | 2026-03-31 | → |
| 53 | THRIVENT INVESTMENT MANAGEMENT INC. | 18387 | 28,316 | $20.77B | 3,901 | 2026-04-30 | → |
| 54 | ADVISOR LOGISTICS, LLC | 292784 | 28,000 | $6.29B | 6 | 2026-03-31 | → |
| 55 | CENTAURUS FINANCIAL, INC. | 30833 | 27,300 | $7.34B | 580 | 2025-07-31 | → |
| 56 | HORNOR, TOWNSEND & KENT, LLC | 4031 | 26,464 | $9.01B | 485 | 2026-04-30 | → |
| 57 | PRIME CAPITAL INVESTMENT ADVISORS, LLC | 288712 | 23,362 | $39.14B | 460 | 2026-06-30 | → |
| 58 | AMERITAS ADVISORY SERVICES, LLC | 317245 | 23,236 | $13.75B | 797 | 2026-03-31 | → |
| 59 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 134139 | 23,187 | $138.69B | 3,527 | 2026-06-30 | → |
| 60 | FOCUS PARTNERS WEALTH, LLC | 159289 | 23,181 | $181.86B | 1,915 | 2026-04-30 | → |
| 61 | AVANTAX ADVISORY SERVICES, INC. | 104556 | 22,468 | $46.11B | 2,278 | 2025-03-31 | → |
| 62 | CITIGROUP GLOBAL MARKETS INC. | 7059 | 22,125 | $56.01B | 7,036 | 2026-06-30 | → |
| 63 | TRANSAMERICA FINANCIAL ADVISORS, LLC | 16164 | 20,817 | $2.11B | 991 | 2026-03-31 | → |
| 64 | PRINCIPLY, INC. | 281813 | 18,672 | $62.9M | 15 | 2026-03-31 | → |
| 65 | OPPENHEIMER & CO. INC. | 249 | 18,565 | $36.71B | 2,806 | 2026-06-30 | → |
| 66 | CAPFINANCIAL PARTNERS, LLC | 175112 | 18,303 | $1.24T | 1,841 | 2026-05-31 | → |
| 67 | OSAIC FS, INC. | 3870 | 17,818 | $4.48B | 655 | 2025-01-31 | → |
| 68 | COMMONWEALTH EQUITY SERVICES, LLC | 8032 | 16,792 | $212.66B | 4,200 | 2026-05-31 | → |
| 69 | VOYA FINANCIAL ADVISORS, INC. | 2882 | 16,195 | $3.87B | 638 | 2026-05-31 | → |
| 70 | EKO INVESTMENTS INC. | 313296 | 14,980 | $74.9M | 12 | 2026-03-31 | → |
| 71 | OPPENHEIMER ASSET MANAGEMENT INC. | 105559 | 14,442 | $21.33B | 129 | 2026-03-31 | → |
| 72 | TRUIST ADVISORY SERVICES, INC. | 283390 | 14,389 | $77.39B | 2,461 | 2026-06-30 | → |
| 73 | GOLDMAN SACHS ASSET MANAGEMENT, L.P. | 107738 | 14,242 | $2.65T | 2,059 | 2026-05-31 | → |
| 74 | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | 146936 | 12,343 | $15.66B | 736 | 2026-03-31 | → |
| 75 | MONETA GROUP INVESTMENT ADVISORS, LLC | 104727 | 12,043 | $50.54B | 585 | 2026-03-31 | → |
| 76 | SUMMIT FINANCIAL, LLC | 299322 | 11,553 | $22.47B | 490 | 2026-03-31 | → |
| 77 | ON INVESTMENT MANAGEMENT CO | 105662 | 11,366 | $3.15B | 196 | 2026-04-30 | → |
| 78 | EAST CAPITAL FINANCIAL SERVICES AB | 335426 | 10,980 | $4.28B | 30 | 2026-03-31 | → |
| 79 | MERCURY ADVISORY, LLC | 308960 | 10,487 | $17.94B | 7 | 2026-05-31 | → |
| 80 | CUSO FINANCIAL SERVICES, L.P. | 42132 | 10,460 | $5.38B | 791 | 2025-08-31 | → |
| 81 | BETTERMENT LLC | 149117 | 10,272 | $69.52B | 794 | 2026-06-30 | → |
| 82 | PATHSTONE FAMILY OFFICE, LLC | 151736 | 10,032 | $110.30B | 704 | 2026-03-31 | → |
| 83 | HSBC SECURITIES (USA) INC. | 19585 | 9,792 | $3.84B | 490 | 2026-04-30 | → |
| 84 | HARBOUR INVESTMENTS, INC. | 19258 | 9,716 | $9.60B | 232 | 2026-06-30 | → |
| 85 | CATALYST WEALTH MANAGEMENT LLC | 329586 | 9,549 | $105.0M | 25 | 2026-06-30 | → |
| 86 | HIGHTOWER ADVISORS, LLC | 145323 | 9,392 | $198.58B | 1,983 | 2026-05-31 | → |
| 87 | PROSPERA FINANCIAL SERVICES, INC. | 10740 | 9,366 | $12.44B | 333 | 2025-09-30 | → |
| 88 | CORIENT PRIVATE WEALTH LLC | 319448 | 9,292 | $165.25B | 1,537 | 2026-03-31 | → |
| 89 | STEPHENS INC. | 3496 | 9,064 | $18.04B | 611 | 2026-06-30 | → |
| 90 | UX WEALTH PARTNERS LLC | 308983 | 9,056 | $1.87B | 7 | 2026-06-30 | → |
| 91 | PRINCIPAL SECURITIES, INC. | 1137 | 8,924 | $17.02B | 1,464 | 2026-03-31 | → |
| 92 | CONCURRENT INVESTMENT ADVISORS, LLC | 323135 | 8,883 | $15.73B | 188 | 2026-06-30 | → |
| 93 | EQUITY SERVICES, INC. | 265 | 8,841 | $2.78B | 500 | 2026-03-31 | → |
| 94 | NAVY FEDERAL INVESTMENT SERVICES, LLC | 138459 | 8,783 | $2.10B | 206 | 2026-05-31 | → |
| 95 | LASALLE ST. INVESTMENT ADVISORS, L.L.C. | 109701 | 8,687 | $5.74B | 155 | 2026-03-31 | → |
| 96 | COUGAR GLOBAL INVESTMENTS LIMITED | 109439 | 8,629 | $1.51B | 3 | 2025-12-31 | → |
| 97 | MYCIO WEALTH PARTNERS, LLC | 134436 | 8,240 | $15.78B | 67 | 2026-03-31 | → |
| 98 | GLOBAL RETIREMENT PARTNERS LLC | 172011 | 8,188 | $169.58B | 464 | 2026-06-30 | → |
| 99 | NWF ADVISORY SERVICES INC | 110410 | 7,736 | $6.43B | 111 | 2026-03-31 | → |
| 100 | MAGNIFI LLC | 309397 | 7,648 | $2.1M | 35 | 2026-03-31 | → |
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