Research Report · 2026-06-30
Top Registered Investment Advisers by Corporate Clients
SEC-registered investment advisers ranked by reported corporation and business clients.
Firms
1,000
Total AUM
$68.10T
Median AUM
$4.30B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Corporate Clients↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | UBS FINANCIAL SERVICES INC. | 8174 | 27,490 | $915.79B | 12,524 | 2026-06-30 | → |
| 2 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 7691 | 22,807 | $1.78T | 32,960 | 2026-06-30 | → |
| 3 | ENVESTNET ASSET MANAGEMENT, INC. | 111694 | 15,422 | $614.93B | 532 | 2026-06-30 | → |
| 4 | MANAGED ACCOUNT ADVISORS LLC | 142558 | 15,280 | $994.99B | 61 | 2026-06-30 | → |
| 5 | J.P. MORGAN PRIVATE INVESTMENTS INC. | 110186 | 14,143 | $469.98B | 758 | 2026-06-30 | → |
| 6 | UBS ASSET MANAGEMENT (AMERICAS) LLC | 106838 | 13,703 | $588.22B | 574 | 2026-03-31 | → |
| 7 | EDWARD D. JONES & CO., L.P. | 250 | 10,848 | $1.01T | 36,317 | 2026-06-30 | → |
| 8 | WELLS FARGO CLEARING SERVICES, LLC | 19616 | 10,435 | $671.42B | 18,895 | 2026-06-30 | → |
| 9 | MERCURY ADVISORY, LLC | 308960 | 9,532 | $17.94B | 7 | 2026-05-31 | → |
| 10 | J.P. MORGAN SECURITIES LLC | 79 | 8,977 | $429.69B | 8,703 | 2026-06-30 | → |
| 11 | LPL FINANCIAL LLC | 6413 | 8,528 | $819.12B | 41,879 | 2026-06-30 | → |
| 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 114310 | 7,725 | $684.78B | 1,109 | 2026-04-30 | → |
| 13 | VOYA RETIREMENT ADVISORS, LLC | 3989 | 7,427 | $37.47B | 121 | 2026-03-31 | → |
| 14 | RAYMOND JAMES & ASSOCIATES, INC. | 705 | 7,358 | $500.96B | 16,780 | 2026-06-30 | → |
| 15 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 149018 | 5,554 | $390.04B | 9,675 | 2026-06-30 | → |
| 16 | BMO PRIVATE INVESTMENT COUNSEL INC. | 160344 | 4,839 | $40.18B | 130 | 2026-03-31 | → |
| 17 | OSAIC WEALTH, INC. | 23131 | 4,024 | $234.86B | 8,979 | 2026-06-30 | → |
| 18 | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 11025 | 3,954 | $252.25B | 4,047 | 2026-06-30 | → |
| 19 | CETERA INVESTMENT ADVISERS LLC | 105644 | 3,884 | $256.81B | 10,251 | 2026-06-30 | → |
| 20 | NORTHERN TRUST INVESTMENTS, INCORPORATED | 105780 | 3,627 | $1.25T | 662 | 2026-06-30 | → |
| 21 | GOLDMAN SACHS ASSET MANAGEMENT, L.P. | 107738 | 3,559 | $2.65T | 2,059 | 2026-05-31 | → |
| 22 | AMERIPRISE FINANCIAL SERVICES, LLC | 6363 | 3,260 | $660.47B | 14,056 | 2026-06-30 | → |
| 23 | RBC CAPITAL MARKETS, LLC | 31194 | 3,071 | $310.43B | 8,781 | 2026-06-30 | → |
| 24 | COMMONWEALTH EQUITY SERVICES, LLC | 8032 | 2,603 | $212.66B | 4,200 | 2026-05-31 | → |
| 25 | TRUIST ADVISORY SERVICES, INC. | 283390 | 2,186 | $77.39B | 2,461 | 2026-06-30 | → |
| 26 | DIGITAL WEALTH PARTNERS LLC | 328627 | 2,165 | $555.1M | 26 | 2026-03-31 | → |
| 27 | RATHBONES INVESTMENT MANAGEMENT LIMITED | 124925 | 2,089 | $135.09B | 1,715 | 2026-03-31 | → |
| 28 | NUVEEN ASSET MANAGEMENT, LLC | 155584 | 2,029 | $280.48B | 381 | 2026-03-31 | → |
| 29 | FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | 142219 | 2,027 | $139.88B | 15 | 2026-06-30 | → |
| 30 | ASSETMARK, INC. | 109018 | 1,985 | $91.76B | 859 | 2026-05-31 | → |
| 31 | MORGAN STANLEY SMITH BARNEY LLC | 149777 | 1,982 | $1.96T | 29,481 | 2026-06-30 | → |
| 32 | STIFEL, NICOLAUS & COMPANY, INCORPORATED | 793 | 1,967 | $197.53B | 6,478 | 2026-06-30 | → |
| 33 | CIBC ASSET MANAGEMENT INC. | 106508 | 1,958 | $162.84B | 478 | 2026-06-30 | → |
| 34 | NATIXIS ADVISORS, LLC | 106800 | 1,952 | $108.65B | 412 | 2026-03-31 | → |
| 35 | BRANDES INVESTMENT PARTNERS, LP | 105404 | 1,951 | $40.65B | 149 | 2026-04-30 | → |
| 36 | CHARLES SCHWAB INVESTMENT MANAGEMENT, INC | 106753 | 1,901 | $1.72T | 946 | 2026-03-31 | → |
| 37 | MML INVESTORS SERVICES, LLC | 10409 | 1,873 | $115.64B | 6,976 | 2026-05-31 | → |
| 38 | CREATIVE PLANNING, LLC | 105348 | 1,847 | $295.57B | 1,650 | 2026-03-31 | → |
| 39 | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 124687 | 1,828 | $398.65B | 1,542 | 2026-03-31 | → |
| 40 | BOLTON SECURITIES CORP | 129376 | 1,690 | $8.28B | 158 | 2026-03-31 | → |
| 41 | ROBERT W. BAIRD & CO. INCORPORATED | 8158 | 1,669 | $394.07B | 4,322 | 2026-04-30 | → |
| 42 | CITIGROUP GLOBAL MARKETS INC. | 7059 | 1,512 | $56.01B | 7,036 | 2026-06-30 | → |
| 43 | JANNEY MONTGOMERY SCOTT LLC | 463 | 1,425 | $110.11B | 2,404 | 2026-06-30 | → |
| 44 | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | 301896 | 1,335 | $9.38B | 209 | 2026-03-31 | → |
| 45 | WILLIAM BLAIR & COMPANY L.L.C. | 1252 | 1,333 | $64.28B | 492 | 2026-03-31 | → |
| 46 | ROCKEFELLER FINANCIAL LLC | 291361 | 1,295 | $99.60B | 1,005 | 2026-03-31 | → |
| 47 | ALLIANCEBERNSTEIN L.P. | 108477 | 1,219 | $763.40B | 4,204 | 2026-03-31 | → |
| 48 | SAGE ADVISORY SERVICES LTD CO | 106236 | 1,219 | $28.43B | 58 | 2026-03-31 | → |
| 49 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 116407 | 1,201 | $122.19B | 1,700 | 2026-06-30 | → |
| 50 | ORION PORTFOLIO SOLUTIONS, LLC | 107975 | 1,170 | $64.84B | 305 | 2026-06-30 | → |
| 51 | INVESCO MANAGED ACCOUNTS, LLC | 154461 | 1,133 | $31.28B | 68 | 2026-06-30 | → |
| 52 | RBB TREASURY LLC | 314581 | 1,071 | $1.89B | 4 | 2026-03-31 | → |
| 53 | KESTRA ADVISORY SERVICES, LLC | 283330 | 1,062 | $79.80B | 1,359 | 2026-06-30 | → |
| 54 | THOROUGHBRED FINANCIAL SERVICES, LLC | 47893 | 1,029 | $4.04B | 31 | 2026-03-31 | → |
| 55 | INSIGNEO ADVISORY SERVICES, LLC | 282589 | 1,025 | $5.16B | 223 | 2026-06-30 | → |
| 56 | BRECKINRIDGE CAPITAL ADVISORS INC | 107143 | 987 | $54.28B | 88 | 2026-03-31 | → |
| 57 | INDEPENDENT ADVISOR ALLIANCE, LLC | 168267 | 967 | $17.23B | 251 | 2026-06-30 | → |
| 58 | PRINCIPAL GLOBAL INVESTORS, LLC | 109002 | 951 | $427.71B | 1,394 | 2026-05-31 | → |
| 59 | OSAIC FA, INC. | 3978 | 944 | $37.13B | 1,607 | 2025-01-31 | → |
| 60 | GRAVITALIX FINANCIAL LLC | 340206 | 939 | $542.5M | 2 | 2026-04-30 | → |
| 61 | BLACKROCK INVESTMENT MANAGEMENT, LLC | 108928 | 922 | $676.69B | 1,589 | 2026-06-30 | → |
| 62 | ICICI PRUDENTIAL ASSET MANAGEMENT COMPANY LIMITED | 312825 | 874 | $117.06B | 3,585 | 2026-06-30 | → |
| 63 | FRANKLIN ADVISERS, INC. | 104517 | 823 | $509.45B | 384 | 2026-05-31 | → |
| 64 | THRIVENT INVESTMENT MANAGEMENT INC. | 18387 | 819 | $20.77B | 3,901 | 2026-04-30 | → |
| 65 | GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL | 107715 | 806 | $621.02B | 611 | 2026-05-31 | → |
| 66 | BETTERMENT LLC | 149117 | 806 | $69.52B | 794 | 2026-06-30 | → |
| 67 | GW&K INVESTMENT MANAGEMENT, LLC | 121942 | 776 | $52.78B | 177 | 2026-03-31 | → |
| 68 | OPPENHEIMER ASSET MANAGEMENT INC. | 105559 | 765 | $21.33B | 129 | 2026-03-31 | → |
| 69 | ARC ADVISORY LLC | 330258 | 762 | $708.3M | 25 | 2026-06-30 | → |
| 70 | MAWER INVESTMENT MANAGEMENT LTD. | 159100 | 761 | $40.94B | 278 | 2026-03-31 | → |
| 71 | FLEXPATH STRATEGIES LLC | 174306 | 741 | $2.91B | 5 | 2026-06-30 | → |
| 72 | EAGLE STRATEGIES LLC | 110826 | 738 | $25.40B | 2,804 | 2026-03-31 | → |
| 73 | &PARTNERS | 3767 | 735 | $30.27B | 703 | 2026-06-30 | → |
| 74 | IFP ADVISORS, LLC | 125112 | 707 | $16.29B | 328 | 2026-06-30 | → |
| 75 | QRG CAPITAL MANAGEMENT, INC. | 305277 | 705 | $11.41B | 12 | 2026-06-30 | → |
| 76 | LOOMIS, SAYLES & COMPANY, L.P. | 105377 | 672 | $386.88B | 728 | 2026-03-31 | → |
| 77 | FISHER ASSET MANAGEMENT, LLC | 107342 | 672 | $386.67B | 4,369 | 2026-04-30 | → |
| 78 | NEWEDGE ADVISORS, LLC | 171351 | 663 | $43.21B | 1,073 | 2026-06-30 | → |
| 79 | CLEARBRIDGE INVESTMENTS, LLC | 137028 | 659 | $184.81B | 210 | 2026-01-31 | → |
| 80 | AVANTAX ADVISORY SERVICES, INC. | 104556 | 658 | $46.11B | 2,278 | 2025-03-31 | → |
| 81 | PRIVATE ADVISOR GROUP, LLC | 155216 | 657 | $44.33B | 674 | 2026-06-30 | → |
| 82 | HIGHTOWER ADVISORS, LLC | 145323 | 640 | $198.58B | 1,983 | 2026-05-31 | → |
| 83 | KOTAK ALTERNATE ASSET MANAGERS LIMITED | 317952 | 637 | $18.52B | 214 | 2026-06-30 | → |
| 84 | FROST INVESTMENT SERVICES, LLC | 286129 | 633 | $3.67B | 177 | 2026-03-31 | → |
| 85 | GIVERNY CAPITAL INC. | 130640 | 626 | $2.70B | 31 | 2026-06-30 | → |
| 86 | AE WEALTH MANAGEMENT, LLC | 282580 | 621 | $49.84B | 630 | 2026-06-30 | → |
| 87 | D.A. DAVIDSON & CO. | 199 | 616 | $41.84B | 990 | 2026-01-31 | → |
| 88 | FEDERATED INVESTMENT COUNSELING | 105325 | 615 | $207.21B | 213 | 2026-05-31 | → |
| 89 | BELLE HAVEN INVESTMENTS, L.P. | 29278 | 599 | $23.32B | 47 | 2026-03-31 | → |
| 90 | MEOW ADVISORY, LLC | 321099 | 590 | $1.38B | 2 | 2026-02-28 | → |
| 91 | WESTERN ASSET MANAGEMENT COMPANY, LLC | 110441 | 583 | $184.99B | 137 | 2026-06-30 | → |
| 92 | RBC ROCHDALE, LLC | 117198 | 575 | $72.96B | 269 | 2026-05-31 | → |
| 93 | EAGLE ASSET MANAGEMENT INC | 110653 | 554 | $60.65B | 77 | 2026-06-30 | → |
| 94 | POPULAR SECURITIES, LLC | 8096 | 538 | $2.62B | 91 | 2026-03-31 | → |
| 95 | ARKADIOS WEALTH ADVISORS LLC | 288863 | 521 | $8.79B | 188 | 2026-06-30 | → |
| 96 | GOLDMAN SACHS & CO. LLC | 361 | 506 | $133.64B | 2,268 | 2026-06-30 | → |
| 97 | PNC WEALTH MANAGEMENT | 129052 | 506 | $30.27B | 1,713 | 2026-06-30 | → |
| 98 | STRATEGIC ADVISERS LLC | 104555 | 505 | $1.37T | 17,112 | 2026-03-31 | → |
| 99 | IPG INVESTMENT ADVISORS, LLC | 152990 | 503 | $4.14B | 39 | 2026-03-31 | → |
| 100 | F/M INVESTMENTS LLC | 304405 | 497 | $17.74B | 83 | 2026-03-31 | → |
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