Research Report · 2026-06-30
Top Registered Investment Advisers for Banking Institutions
SEC-registered investment advisers ranked by reported assets from banking and thrift institution clients.
Firms
398
Total AUM
$43.40T
Median AUM
$5.35B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Banking Assets↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | ALM FIRST FINANCIAL ADVISORS LLC | 108561 | $74.58B | $76.17B | 23 | 2026-03-31 | → |
| 2 | PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | 104559 | $66.18B | $3.67T | 1,968 | 2026-05-31 | → |
| 3 | CUSOURCE, LLC | 44970 | $52.37B | $52.37B | 7 | 2026-03-31 | → |
| 4 | BLACKROCK INVESTMENT MANAGEMENT, LLC | 108928 | $50.60B | $676.69B | 1,589 | 2026-06-30 | → |
| 5 | SANTANDER ASSET MANAGEMENT SA SGIIC | 143883 | $35.21B | $159.86B | 231 | 2026-03-31 | → |
| 6 | PGIM, INC. | 105676 | $27.20B | $1.13T | 1,990 | 2026-04-30 | → |
| 7 | LAZARD ASSET MANAGEMENT LLC | 122836 | $25.18B | $120.52B | 532 | 2026-03-31 | → |
| 8 | REGIONS INVESTMENT MANAGEMENT, INC. | 111715 | $20.14B | $20.14B | 28 | 2026-03-31 | → |
| 9 | HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | 154700 | $19.59B | $260.22B | 399 | 2026-03-31 | → |
| 10 | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | 137432 | $17.97B | $240.66B | 588 | 2026-03-31 | → |
| 11 | KEYSTATE ADVISORY, LLC | 156226 | $16.50B | $16.59B | 8 | 2026-03-31 | → |
| 12 | TAYLOR ADVISORS, INC. | 119300 | $15.94B | $15.95B | 14 | 2026-01-31 | → |
| 13 | SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED | 301509 | $15.55B | $177.71B | 1,022 | 2026-06-30 | → |
| 14 | WELLINGTON MANAGEMENT COMPANY LLP | 106595 | $14.70B | $1.43T | 1,868 | 2026-03-31 | → |
| 15 | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | 296868 | $14.36B | $406.96B | 6,400 | 2026-06-30 | → |
| 16 | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | 108257 | $13.67B | $502.40B | 914 | 2026-05-31 | → |
| 17 | DEVENIR INVESTMENT ADVISORS, LLC | 132824 | $12.80B | $12.99B | 11 | 2026-03-31 | → |
| 18 | NB ALTERNATIVES ADVISERS LLC | 149822 | $11.87B | $160.24B | 417 | 2026-03-31 | → |
| 19 | WELLINGTON MANAGEMENT JAPAN PTE. LTD. | 165192 | $10.31B | $17.75B | 65 | 2026-03-31 | → |
| 20 | MCQUEEN FINANCIAL ADVISORS II, INC. | 109325 | $10.07B | $10.09B | 50 | 2026-03-31 | → |
| 21 | RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | 168551 | $10.00B | $178.01B | 471 | 2026-04-30 | → |
| 22 | BENTALLGREENOAK (U.S.) LIMITED PARTNERSHIP | 111470 | $9.91B | $24.07B | 127 | 2026-05-31 | → |
| 23 | CAVANAL HILL INVESTMENT MANAGEMENT, INC. | 110774 | $9.29B | $15.23B | 47 | 2026-03-31 | → |
| 24 | PNC CAPITAL ADVISORS LLC | 151829 | $9.22B | $50.88B | 258 | 2026-03-31 | → |
| 25 | AKSIA LLC | 143422 | $9.01B | $35.20B | 177 | 2026-06-30 | → |
| 26 | PRINCIPAL GLOBAL INVESTORS, LLC | 109002 | $8.50B | $427.71B | 1,394 | 2026-05-31 | → |
| 27 | PRINCIPAL REAL ESTATE INVESTORS, LLC | 109008 | $8.04B | $105.65B | 477 | 2026-05-31 | → |
| 28 | U.S. BANCORP ASSET MANAGEMENT, INC. | 111912 | $7.17B | $427.48B | 322 | 2026-03-31 | → |
| 29 | MORGAN STANLEY SMITH BARNEY LLC | 149777 | $6.39B | $1.96T | 29,481 | 2026-06-30 | → |
| 30 | FIRST HORIZON ADVISORS, INC | 17117 | $6.22B | $13.62B | 239 | 2025-07-31 | → |
| 31 | STERLING CAPITAL MANAGEMENT LLC | 135405 | $6.17B | $69.23B | 186 | 2026-03-31 | → |
| 32 | MAINSTREET INVESTMENT ADVISORS LLC | 146615 | $5.85B | $5.86B | 26 | 2026-03-31 | → |
| 33 | SMITH SHELLNUT WILSON LLC | 106235 | $5.48B | $6.92B | 16 | 2026-06-30 | → |
| 34 | ALUMINA INVESTMENT MANAGEMENT, LLC | 164273 | $5.26B | $5.26B | 2 | 2026-03-31 | → |
| 35 | FIRST NATIONAL ADVISERS, LLC | 277146 | $5.14B | $7.37B | 35 | 2026-06-30 | → |
| 36 | SENTRY MANAGEMENT INC | 107379 | $5.09B | $5.44B | 5 | 2026-03-31 | → |
| 37 | MONTRUSCO BOLTON INVESTMENTS INC. | 154475 | $4.67B | $12.93B | 68 | 2026-03-31 | → |
| 38 | MARINER, LLC | 140195 | $3.99B | $125.41B | 1,889 | 2026-03-31 | → |
| 39 | S.B. VALUE PARTNERS, L.P. | 139162 | $3.81B | $3.89B | 13 | 2026-03-31 | → |
| 40 | GAOTENG GLOBAL ASSET MANAGEMENT LIMITED | 301825 | $3.78B | $13.35B | 46 | 2026-03-31 | → |
| 41 | BTC CAPITAL MANAGEMENT, INC. | 127158 | $3.67B | $4.60B | 17 | 2026-03-31 | → |
| 42 | AMUNDI ASSET MANAGEMENT US, INC. | 107719 | $3.34B | $122.06B | 354 | 2025-03-31 | → |
| 43 | SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC | 165306 | $3.27B | $4.96B | 38 | 2026-05-31 | → |
| 44 | E.P.G., INCORPORATED | 106821 | $3.15B | $3.20B | 11 | 2026-03-31 | → |
| 45 | MIDLAND WEALTH ADVISORS, LLC | 324997 | $3.10B | $3.16B | 32 | 2026-04-30 | → |
| 46 | HAMILTON LANE ADVISORS, L.L.C. | 107876 | $3.02B | $141.83B | 740 | 2026-06-30 | → |
| 47 | STOCKMAN WEALTH MANAGEMENT, INC. | 122166 | $3.01B | $5.24B | 30 | 2026-05-31 | → |
| 48 | HARTFORD INVESTMENT MANAGEMENT COMPANY | 106699 | $2.96B | $123.58B | 322 | 2026-03-31 | → |
| 49 | HAUSSMANN 1864 CAPITAL MANAGEMENT LLC | 332278 | $2.89B | $4.60B | 5 | 2026-03-31 | → |
| 50 | BRICK CAPITAL MANAGEMENT INC | 107600 | $2.84B | $2.84B | 1 | 2026-03-31 | → |
| 51 | LUMINT CORPORATION | 324443 | $2.83B | $3.67B | 14 | 2026-03-31 | → |
| 52 | SOUTHSTATE ADVISORY, INC. | 153113 | $2.81B | $3.78B | 22 | 2025-06-30 | → |
| 53 | STIFEL, NICOLAUS & COMPANY, INCORPORATED | 793 | $2.68B | $197.53B | 6,478 | 2026-06-30 | → |
| 54 | SBI FUNDS MANAGEMENT LIMITED | 142968 | $2.68B | $219.93B | 2,463 | 2026-06-30 | → |
| 55 | BPS CAPITAL MANAGEMENT, INC. | 120006 | $2.66B | $3.10B | 5 | 2026-01-31 | → |
| 56 | ATLANTIC CAPITAL STRATEGIES, INC. | 146725 | $2.56B | $2.57B | 2 | 2026-03-31 | → |
| 57 | BARINGS LLC | 106006 | $2.34B | $392.75B | 1,101 | 2026-05-31 | → |
| 58 | WHITETAIL ROCK CAPITAL MANAGEMENT, LLC | 156675 | $2.31B | $3.28B | 3 | 2026-03-31 | → |
| 59 | VOYA RETIREMENT ADVISORS, LLC | 3989 | $2.30B | $37.47B | 121 | 2026-03-31 | → |
| 60 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | 169726 | $2.30B | $15.72B | 99 | 2026-03-31 | → |
| 61 | RATSON ADVISORY LLC | 330091 | $2.24B | $2.39B | 2 | 2026-02-28 | → |
| 62 | ARES CAPITAL MANAGEMENT LLC | 131619 | $2.20B | $97.62B | 634 | 2026-05-31 | → |
| 63 | BLACKROCK (SINGAPORE) LIMITED | 164594 | $2.17B | $70.33B | 236 | 2026-06-30 | → |
| 64 | CHARTWELL INVESTMENT PARTNERS, LLC | 170335 | $2.17B | $12.97B | 31 | 2026-05-31 | → |
| 65 | CANDRIAM, SOCIETE EN COMMANDITE PAR ACTIONS | 173355 | $2.12B | $154.66B | 598 | 2026-03-31 | → |
| 66 | DWS INVESTMENT MANAGEMENT AMERICAS, INC. | 104518 | $2.08B | $199.66B | 452 | 2026-05-31 | → |
| 67 | BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED | 168895 | $2.05B | $17.26B | 68 | 2026-04-30 | → |
| 68 | PAYDEN & RYGEL | 107160 | $2.03B | $158.23B | 194 | 2026-03-31 | → |
| 69 | POPULAR ASSET MANAGEMENT LLC | 313653 | $1.99B | $3.71B | 15 | 2026-06-30 | → |
| 70 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | 322390 | $1.99B | $14.38B | 39 | 2026-03-31 | → |
| 71 | BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC | 338189 | $1.95B | $57.43B | 51 | 2026-04-30 | → |
| 72 | ALLIANCE PARTNERS LLC | 157700 | $1.94B | $1.94B | 21 | 2026-03-31 | → |
| 73 | RAYMOND JAMES & ASSOCIATES, INC. | 705 | $1.82B | $500.96B | 16,780 | 2026-06-30 | → |
| 74 | GOLDMAN SACHS ASSET MANAGEMENT, L.P. | 107738 | $1.77B | $2.65T | 2,059 | 2026-05-31 | → |
| 75 | VONTOBEL ASSET MANAGEMENT, INC. | 105007 | $1.76B | $20.29B | 63 | 2026-03-31 | → |
| 76 | EPOCH INVESTMENT PARTNERS, INC. | 131556 | $1.70B | $29.73B | 137 | 2026-05-31 | → |
| 77 | SAMSUNG ASSET MANAGEMENT COMPANY, LTD. | 158319 | $1.69B | $300.82B | 460 | 2026-04-30 | → |
| 78 | ACCOLADE INVESTMENT ADVISORY, LLC | 145635 | $1.60B | $1.60B | 6 | 2026-03-31 | → |
| 79 | BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED | 165482 | $1.60B | $140.25B | 508 | 2026-06-30 | → |
| 80 | KELLOGG ASSET MANAGEMENT, LLC | 150031 | $1.48B | $2.86B | 9 | 2026-03-31 | → |
| 81 | NOMURA ASSET MANAGEMENT CO., LTD. | 110814 | $1.45B | $601.79B | 960 | 2026-06-30 | → |
| 82 | PGIM LIMITED | 160005 | $1.43B | $76.45B | 299 | 2026-03-31 | → |
| 83 | DWS INTERNATIONAL GMBH | 105075 | $1.42B | $228.87B | 703 | 2026-05-31 | → |
| 84 | UBS ASSET MANAGEMENT (AMERICAS) LLC | 106838 | $1.42B | $588.22B | 574 | 2026-03-31 | → |
| 85 | FINSER INVESTMENT ADVISOR | 142570 | $1.42B | $1.42B | 1 | 2025-08-31 | → |
| 86 | CHINA ASSET MANAGEMENT (HONG KONG) LIMITED | 166615 | $1.41B | $23.90B | 104 | 2026-03-31 | → |
| 87 | NICOLET ADVISORY SERVICES, LLC | 283940 | $1.38B | $4.29B | 75 | 2026-03-31 | → |
| 88 | NELSON ENTERPRISES LLC | 307706 | $1.36B | $1.36B | 1 | 2026-02-28 | → |
| 89 | J.P. MORGAN INVESTMENT MANAGEMENT INC. | 107038 | $1.35B | $3.52T | 3,194 | 2026-06-30 | → |
| 90 | PICTET ASSET MANAGEMENT SA | 140074 | $1.33B | $330.70B | 549 | 2026-06-30 | → |
| 91 | CBRE INVESTMENT MANAGEMENT INFRASTRUCTURE INC. | 158495 | $1.26B | $11.54B | 71 | 2026-03-31 | → |
| 92 | VICTORY CAPITAL MANAGEMENT INC. | 106189 | $1.15B | $282.71B | 699 | 2026-03-31 | → |
| 93 | BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC | 312792 | $1.12B | $107.29B | 1,421 | 2026-03-31 | → |
| 94 | FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD | 160034 | $1.08B | $52.93B | 313 | 2026-04-30 | → |
| 95 | INVESCO SENIOR SECURED MANAGEMENT, INC. | 107590 | $1.04B | $29.38B | 109 | 2026-03-31 | → |
| 96 | AMERISERV WEALTH ADVISORS INC | 105846 | $1.00B | $1.11B | 4 | 2026-03-31 | → |
| 97 | DOUBLELINE CAPITAL LP | 152606 | $986.6M | $93.32B | 258 | 2026-03-31 | → |
| 98 | SEI INVESTMENTS MANAGEMENT CORP | 105146 | $935.5M | $216.43B | 434 | 2026-03-31 | → |
| 99 | 1900 WEALTH MANAGEMENT LLC | 175346 | $856.9M | $3.07B | 22 | 2026-03-31 | → |
| 100 | BLACKROCK FINANCIAL MANAGEMENT, INC | 107105 | $839.1M | $1.60T | 7,987 | 2026-06-30 | → |
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