Research Report · 2026-06-30
Registered Investment Advisers Managing Securitized Assets
SEC-registered investment advisers that report managing securitized assets, ranked by AUM.
Firms
1,000
Total AUM
$77.96T
Median AUM
$11.94B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | 108281 | $5.69T | $5.69T | 1,427 | 2026-03-31 | → |
| 2 | CAPITAL RESEARCH AND MANAGEMENT COMPANY | 110885 | $3.75T | $3.75T | 1,417 | 2026-05-31 | → |
| 3 | PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | 104559 | $3.67T | $3.67T | 1,968 | 2026-05-31 | → |
| 4 | J.P. MORGAN INVESTMENT MANAGEMENT INC. | 107038 | $3.52T | $3.52T | 3,194 | 2026-06-30 | → |
| 5 | GOLDMAN SACHS ASSET MANAGEMENT, L.P. | 107738 | $2.65T | $2.65T | 2,059 | 2026-05-31 | → |
| 6 | MORGAN STANLEY SMITH BARNEY LLC | 149777 | $1.96T | $1.96T | 29,481 | 2026-06-30 | → |
| 7 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 7691 | $1.78T | $1.78T | 32,960 | 2026-06-30 | → |
| 8 | BLACKROCK FINANCIAL MANAGEMENT, INC | 107105 | $1.60T | $1.60T | 7,987 | 2026-06-30 | → |
| 9 | WELLINGTON MANAGEMENT COMPANY LLP | 106595 | $1.43T | $1.43T | 1,868 | 2026-03-31 | → |
| 10 | STRATEGIC ADVISERS LLC | 104555 | $1.37T | $1.37T | 17,112 | 2026-03-31 | → |
| 11 | CAPFINANCIAL PARTNERS, LLC | 175112 | $1.24T | $1.24T | 1,841 | 2026-05-31 | → |
| 12 | PGIM, INC. | 105676 | $1.13T | $1.13T | 1,990 | 2026-04-30 | → |
| 13 | BLACKROCK ADVISORS, LLC | 106614 | $1.10T | $1.10T | 146 | 2026-05-31 | → |
| 14 | DIMENSIONAL FUND ADVISORS LP | 106482 | $1.02T | $1.02T | 1,168 | 2026-03-31 | → |
| 15 | EDWARD D. JONES & CO., L.P. | 250 | $1.01T | $1.01T | 36,317 | 2026-06-30 | → |
| 16 | MANAGED ACCOUNT ADVISORS LLC | 142558 | $994.99B | $994.99B | 61 | 2026-06-30 | → |
| 17 | UBS FINANCIAL SERVICES INC. | 8174 | $915.79B | $915.79B | 12,524 | 2026-06-30 | → |
| 18 | LPL FINANCIAL LLC | 6413 | $819.12B | $819.12B | 41,879 | 2026-06-30 | → |
| 19 | APOLLO CAPITAL MANAGEMENT, L.P. | 143161 | $718.48B | $718.48B | 3,564 | 2026-05-31 | → |
| 20 | BLACKROCK INVESTMENT MANAGEMENT, LLC | 108928 | $676.69B | $676.69B | 1,589 | 2026-06-30 | → |
| 21 | WELLS FARGO CLEARING SERVICES, LLC | 19616 | $671.42B | $671.42B | 18,895 | 2026-06-30 | → |
| 22 | AMERIPRISE FINANCIAL SERVICES, LLC | 6363 | $660.47B | $660.47B | 14,056 | 2026-06-30 | → |
| 23 | GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL | 107715 | $621.02B | $621.02B | 611 | 2026-05-31 | → |
| 24 | ENVESTNET ASSET MANAGEMENT, INC. | 111694 | $614.93B | $614.93B | 532 | 2026-06-30 | → |
| 25 | NOMURA ASSET MANAGEMENT CO., LTD. | 110814 | $601.79B | $601.79B | 960 | 2026-06-30 | → |
| 26 | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | 108257 | $502.40B | $502.40B | 914 | 2026-05-31 | → |
| 27 | RAYMOND JAMES & ASSOCIATES, INC. | 705 | $500.96B | $500.96B | 16,780 | 2026-06-30 | → |
| 28 | ALLSPRING GLOBAL INVESTMENTS, LLC | 104973 | $475.78B | $475.78B | 956 | 2026-05-31 | → |
| 29 | ASSET MANAGEMENT ONE CO., LTD. | 110843 | $470.54B | $470.54B | 950 | 2026-06-30 | → |
| 30 | ARES MANAGEMENT LLC | 130074 | $458.82B | $458.82B | 3,990 | 2026-05-31 | → |
| 31 | TEACHERS ADVISORS, LLC | 107157 | $436.33B | $436.33B | 383 | 2026-03-31 | → |
| 32 | J.P. MORGAN SECURITIES LLC | 79 | $429.69B | $429.69B | 8,703 | 2026-06-30 | → |
| 33 | PRINCIPAL GLOBAL INVESTORS, LLC | 109002 | $427.71B | $427.71B | 1,394 | 2026-05-31 | → |
| 34 | U.S. BANCORP ASSET MANAGEMENT, INC. | 111912 | $427.48B | $427.48B | 322 | 2026-03-31 | → |
| 35 | KOHLBERG KRAVIS ROBERTS & CO. L.P. | 144533 | $399.90B | $399.90B | 2,593 | 2026-06-30 | → |
| 36 | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 124687 | $398.65B | $398.65B | 1,542 | 2026-03-31 | → |
| 37 | ROBERT W. BAIRD & CO. INCORPORATED | 8158 | $394.07B | $394.07B | 4,322 | 2026-04-30 | → |
| 38 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 149018 | $390.04B | $390.04B | 9,675 | 2026-06-30 | → |
| 39 | FISHER ASSET MANAGEMENT, LLC | 107342 | $386.67B | $386.67B | 4,369 | 2026-04-30 | → |
| 40 | ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 111298 | $351.32B | $351.32B | 519 | 2026-04-30 | → |
| 41 | FIAM LLC | 133196 | $347.73B | $347.73B | 196 | 2026-03-31 | → |
| 42 | VANGUARD ADVISERS, INC. | 106715 | $344.62B | $344.62B | 2,208 | 2026-05-31 | → |
| 43 | FINANCIAL ENGINES ADVISORS L.L.C. | 104510 | $326.29B | $326.29B | 1,679 | 2026-03-31 | → |
| 44 | ALLSPRING FUNDS MANAGEMENT, LLC | 110841 | $324.65B | $324.65B | 714 | 2026-05-31 | → |
| 45 | NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | 307865 | $323.08B | $323.08B | 246 | 2026-05-31 | → |
| 46 | AQR CAPITAL MANAGEMENT, LLC | 111883 | $311.70B | $311.70B | 728 | 2026-05-31 | → |
| 47 | RBC CAPITAL MARKETS, LLC | 31194 | $310.43B | $310.43B | 8,781 | 2026-06-30 | → |
| 48 | CREATIVE PLANNING, LLC | 105348 | $295.57B | $295.57B | 1,650 | 2026-03-31 | → |
| 49 | TIAA-CREF INVESTMENT MANAGEMENT LLC | 107168 | $292.13B | $292.13B | 383 | 2026-03-31 | → |
| 50 | NUVEEN ASSET MANAGEMENT, LLC | 155584 | $280.48B | $280.48B | 381 | 2026-03-31 | → |
| 51 | VOYA INVESTMENT MANAGEMENT CO. LLC | 106494 | $274.95B | $274.95B | 859 | 2026-03-31 | → |
| 52 | KKR CREDIT ADVISORS (US) LLC | 146629 | $270.85B | $270.85B | 609 | 2026-03-31 | → |
| 53 | CETERA INVESTMENT ADVISERS LLC | 105644 | $256.81B | $256.81B | 10,251 | 2026-06-30 | → |
| 54 | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 11025 | $252.25B | $252.25B | 4,047 | 2026-06-30 | → |
| 55 | BALYASNY ASSET MANAGEMENT L.P. | 138111 | $248.14B | $248.14B | 2,434 | 2026-06-30 | → |
| 56 | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | 137432 | $240.66B | $240.66B | 588 | 2026-03-31 | → |
| 57 | OSAIC WEALTH, INC. | 23131 | $234.86B | $234.86B | 8,979 | 2026-06-30 | → |
| 58 | TWO SIGMA INVESTMENTS, LP | 137137 | $232.82B | $232.82B | 1,555 | 2026-03-31 | → |
| 59 | SCHONFELD STRATEGIC ADVISORS LLC | 281984 | $225.25B | $225.25B | 997 | 2026-05-31 | → |
| 60 | JENNISON ASSOCIATES LLC | 107959 | $214.84B | $214.84B | 360 | 2026-03-31 | → |
| 61 | D. E. SHAW & CO., L.P. | 108679 | $213.36B | $213.36B | 998 | 2026-03-31 | → |
| 62 | COMMONWEALTH EQUITY SERVICES, LLC | 8032 | $212.66B | $212.66B | 4,200 | 2026-05-31 | → |
| 63 | GARDA CAPITAL PARTNERS LP | 282439 | $207.10B | $207.10B | 224 | 2026-03-31 | → |
| 64 | HIGHTOWER ADVISORS, LLC | 145323 | $198.58B | $198.58B | 1,983 | 2026-05-31 | → |
| 65 | EMPOWER ADVISORY GROUP, LLC | 112058 | $195.43B | $195.43B | 8,051 | 2026-06-30 | → |
| 66 | MACKENZIE FINANCIAL CORPORATION | 110338 | $194.88B | $194.88B | 1,362 | 2026-03-31 | → |
| 67 | HARBOURVEST PARTNERS, LLC | 109846 | $191.18B | $191.18B | 1,204 | 2026-05-31 | → |
| 68 | NUVEEN FUND ADVISORS, LLC | 104626 | $186.25B | $186.25B | 137 | 2026-03-31 | → |
| 69 | ARTISAN PARTNERS LIMITED PARTNERSHIP | 150114 | $183.62B | $183.62B | 496 | 2026-03-31 | → |
| 70 | OAKTREE CAPITAL MANAGEMENT, L.P. | 106793 | $183.29B | $183.29B | 905 | 2026-05-31 | → |
| 71 | FOCUS PARTNERS WEALTH, LLC | 159289 | $181.86B | $181.86B | 1,915 | 2026-04-30 | → |
| 72 | GC ADVISORS LLC | 148687 | $177.85B | $177.85B | 1,035 | 2026-06-30 | → |
| 73 | HPS INVESTMENT PARTNERS, LLC | 282125 | $175.72B | $175.72B | 826 | 2026-05-31 | → |
| 74 | BLACKROCK CAPITAL MANAGEMENT, INC. | 108069 | $172.62B | $172.62B | 79 | 2026-06-30 | → |
| 75 | GLOBAL RETIREMENT PARTNERS LLC | 172011 | $169.58B | $169.58B | 464 | 2026-06-30 | → |
| 76 | CORIENT PRIVATE WEALTH LLC | 319448 | $165.25B | $165.25B | 1,537 | 2026-03-31 | → |
| 77 | GQG PARTNERS LLC | 283720 | $163.86B | $163.86B | 227 | 2026-03-31 | → |
| 78 | CIBC ASSET MANAGEMENT INC. | 106508 | $162.84B | $162.84B | 478 | 2026-06-30 | → |
| 79 | CERITY PARTNERS LLC | 151559 | $161.68B | $161.68B | 1,529 | 2026-06-30 | → |
| 80 | NB ALTERNATIVES ADVISERS LLC | 149822 | $160.24B | $160.24B | 417 | 2026-03-31 | → |
| 81 | MACKAY SHIELDS LLC | 107717 | $159.52B | $159.52B | 206 | 2026-04-30 | → |
| 82 | ONEDIGITAL INVESTMENT ADVISORS LLC | 106766 | $155.41B | $155.41B | 648 | 2026-04-30 | → |
| 83 | BROOKFIELD ASSET MANAGEMENT PIC CANADA, LP | 151605 | $152.13B | $152.13B | 1,413 | 2026-04-30 | → |
| 84 | BRIDGEWATER ASSOCIATES, LP | 105129 | $150.16B | $150.16B | 1,135 | 2026-05-31 | → |
| 85 | ICAPITAL ADVISORS, LLC | 177513 | $149.86B | $149.86B | 552 | 2026-05-31 | → |
| 86 | MARINER INVESTMENT GROUP, LLC | 124744 | $149.62B | $149.62B | 146 | 2026-03-31 | → |
| 87 | BLACKSTONE MANAGEMENT PARTNERS L.L.C. | 136979 | $145.73B | $145.73B | 213 | 2026-03-31 | → |
| 88 | GLOBAL INFRASTRUCTURE MANAGEMENT, LLC | 157434 | $142.15B | $142.15B | 437 | 2026-05-31 | → |
| 89 | NUVEEN ALTERNATIVES ADVISORS LLC | 160255 | $142.02B | $142.02B | 87 | 2026-04-30 | → |
| 90 | TPG CAPITAL ADVISORS, LLC | 159738 | $140.57B | $140.57B | 414 | 2026-06-30 | → |
| 91 | BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED | 165482 | $140.25B | $140.25B | 508 | 2026-06-30 | → |
| 92 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 134139 | $138.69B | $138.69B | 3,527 | 2026-06-30 | → |
| 93 | BLACKSTONE REAL ESTATE ADVISORS L.P. | 142979 | $130.74B | $130.74B | 547 | 2026-03-31 | → |
| 94 | INCOME RESEARCH + MANAGEMENT | 104863 | $130.65B | $130.65B | 218 | 2026-03-31 | → |
| 95 | ELLIOTT INVESTMENT MANAGEMENT L.P. | 307151 | $128.62B | $128.62B | 665 | 2026-05-31 | → |
| 96 | MARINER, LLC | 140195 | $125.41B | $125.41B | 1,889 | 2026-03-31 | → |
| 97 | GENERAL ATLANTIC SERVICE COMPANY, L.P. | 133536 | $125.26B | $125.26B | 881 | 2026-03-31 | → |
| 98 | BROWN ADVISORY LLC | 110181 | $124.31B | $124.31B | 782 | 2026-03-31 | → |
| 99 | GC OPAL ADVISORS LLC | 289425 | $124.30B | $124.30B | 1,087 | 2026-06-30 | → |
| 100 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 116407 | $122.19B | $122.19B | 1,700 | 2026-06-30 | → |
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