Research Report · 2026-05-31
Top Wealth Management Registered Investment Advisers
SEC-registered investment advisers ranked by reported assets from high-net-worth and other individual clients in ADV Part 1 filings.
Firms
100
Total AUM
$36.15T
Median AUM
$129.53B
Latest Filing
2026-05-31
| Rank↕ | Firm Name | CRD↕ | Wealth Assets↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY SMITH BARNEY LLC | 149777 | $1.77T | $1.96T | 29,481 | 2026-05-31 | → |
| 2 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 7691 | $1.54T | $1.78T | 32,960 | 2026-05-31 | → |
| 3 | EDWARD D. JONES & CO., L.P. | 250 | $994.37B | $1.01T | 36,317 | 2026-05-31 | → |
| 4 | MANAGED ACCOUNT ADVISORS LLC | 142558 | $898.69B | $994.99B | 61 | 2026-03-31 | → |
| 5 | LPL FINANCIAL LLC | 6413 | $784.16B | $819.12B | 41,879 | 2026-05-31 | → |
| 6 | UBS FINANCIAL SERVICES INC. | 8174 | $761.71B | $915.79B | 12,524 | 2026-03-31 | → |
| 7 | FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC | 288590 | $703.99B | $818.78B | 15,424 | 2025-03-31 | → |
| 8 | AMERIPRISE FINANCIAL SERVICES, LLC | 6363 | $646.94B | $660.47B | 14,056 | 2026-04-30 | → |
| 9 | WELLS FARGO CLEARING SERVICES, LLC | 19616 | $617.59B | $671.42B | 18,895 | 2026-05-31 | → |
| 10 | ENVESTNET ASSET MANAGEMENT, INC. | 111694 | $578.79B | $614.93B | 532 | 2026-04-30 | → |
| 11 | STRATEGIC ADVISERS LLC | 104555 | $561.38B | $1.37T | 17,112 | 2026-03-31 | → |
| 12 | RAYMOND JAMES & ASSOCIATES, INC. | 705 | $404.79B | $500.96B | 16,780 | 2026-03-31 | → |
| 13 | J.P. MORGAN SECURITIES LLC | 79 | $392.94B | $429.69B | 8,703 | 2026-05-31 | → |
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 114310 | $383.45B | $684.78B | 1,109 | 2026-04-30 | → |
| 15 | GOLDMAN SACHS ASSET MANAGEMENT, L.P. | 107738 | $367.02B | $2.65T | 2,059 | 2026-05-31 | → |
| 16 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 149018 | $346.18B | $390.04B | 9,675 | 2026-04-30 | → |
| 17 | FISHER ASSET MANAGEMENT, LLC | 107342 | $331.34B | $386.67B | 4,369 | 2026-04-30 | → |
| 18 | VANGUARD ADVISERS, INC. | 106715 | $329.32B | $344.62B | 2,208 | 2026-05-31 | → |
| 19 | J.P. MORGAN PRIVATE INVESTMENTS INC. | 110186 | $309.42B | $469.98B | 758 | 2026-03-31 | → |
| 20 | RBC CAPITAL MARKETS, LLC | 31194 | $280.75B | $310.43B | 8,781 | 2026-05-31 | → |
| 21 | CETERA INVESTMENT ADVISERS LLC | 105644 | $245.38B | $256.81B | 10,251 | 2026-04-30 | → |
| 22 | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 11025 | $234.45B | $252.25B | 4,047 | 2026-05-31 | → |
| 23 | OSAIC WEALTH, INC. | 23131 | $226.80B | $234.86B | 8,979 | 2026-05-31 | → |
| 24 | CHARLES SCHWAB INVESTMENT MANAGEMENT, INC | 106753 | $215.40B | $1.72T | 946 | 2026-03-31 | → |
| 25 | COMMONWEALTH EQUITY SERVICES, LLC | 8032 | $202.31B | $212.66B | 4,200 | 2026-05-31 | → |
| 26 | UBS ASSET MANAGEMENT (AMERICAS) LLC | 106838 | $201.10B | $588.22B | 574 | 2026-03-31 | → |
| 27 | CREATIVE PLANNING, LLC | 105348 | $183.96B | $295.57B | 1,650 | 2026-03-31 | → |
| 28 | FINANCIAL ENGINES ADVISORS L.L.C. | 104510 | $179.18B | $326.29B | 1,679 | 2026-03-31 | → |
| 29 | HIGHTOWER ADVISORS, LLC | 145323 | $178.92B | $198.58B | 1,983 | 2026-05-31 | → |
| 30 | STIFEL, NICOLAUS & COMPANY, INCORPORATED | 793 | $178.44B | $197.53B | 6,478 | 2026-05-31 | → |
| 31 | ROBERT W. BAIRD & CO. INCORPORATED | 8158 | $168.36B | $394.07B | 4,322 | 2026-04-30 | → |
| 32 | EMPOWER ADVISORY GROUP, LLC | 112058 | $165.76B | $195.43B | 8,051 | 2026-05-31 | → |
| 33 | CORIENT PRIVATE WEALTH LLC | 319448 | $157.70B | $165.25B | 1,537 | 2026-03-31 | → |
| 34 | FOCUS PARTNERS WEALTH, LLC | 159289 | $156.04B | $181.86B | 1,915 | 2026-04-30 | → |
| 35 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 134139 | $134.62B | $138.69B | 3,527 | 2026-05-31 | → |
| 36 | MARINER, LLC | 140195 | $115.55B | $125.41B | 1,889 | 2026-03-31 | → |
| 37 | CERITY PARTNERS LLC | 151559 | $114.11B | $161.68B | 1,529 | 2026-05-31 | → |
| 38 | MML INVESTORS SERVICES, LLC | 10409 | $111.93B | $115.64B | 6,976 | 2026-05-31 | → |
| 39 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 116407 | $111.60B | $122.19B | 1,700 | 2026-04-30 | → |
| 40 | NORTHERN TRUST INVESTMENTS, INCORPORATED | 105780 | $103.36B | $1.25T | 662 | 2026-05-31 | → |
| 41 | APERIO GROUP, LLC | 111616 | $98.62B | $152.13B | 208 | 2026-04-30 | → |
| 42 | JANNEY MONTGOMERY SCOTT LLC | 463 | $97.52B | $110.11B | 2,404 | 2026-03-31 | → |
| 43 | NATIXIS ADVISORS, LLC | 106800 | $97.38B | $108.65B | 412 | 2026-03-31 | → |
| 44 | CAPFINANCIAL PARTNERS, LLC | 175112 | $95.96B | $1.24T | 1,841 | 2026-05-31 | → |
| 45 | PATHSTONE FAMILY OFFICE, LLC | 151736 | $91.08B | $110.30B | 704 | 2026-03-31 | → |
| 46 | CAMBRIDGE ASSOCIATES, LLC | 104942 | $87.14B | $326.70B | 1,116 | 2026-04-30 | → |
| 47 | RATHBONES INVESTMENT MANAGEMENT LIMITED | 124925 | $85.98B | $135.09B | 1,715 | 2026-03-31 | → |
| 48 | ASSETMARK, INC. | 109018 | $84.82B | $91.76B | 859 | 2026-05-31 | → |
| 49 | ROCKEFELLER FINANCIAL LLC | 291361 | $82.14B | $99.60B | 1,005 | 2026-03-31 | → |
| 50 | FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | 142219 | $78.80B | $139.88B | 15 | 2026-04-30 | → |
| 51 | MERCER GLOBAL ADVISORS INC. | 147363 | $77.60B | $84.40B | 1,429 | 2026-05-31 | → |
| 52 | ALLIANCEBERNSTEIN L.P. | 108477 | $77.34B | $763.40B | 4,204 | 2026-03-31 | → |
| 53 | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 124687 | $71.89B | $398.65B | 1,542 | 2026-03-31 | → |
| 54 | KESTRA ADVISORY SERVICES, LLC | 283330 | $71.35B | $79.80B | 1,359 | 2026-05-31 | → |
| 55 | TRUIST ADVISORY SERVICES, INC. | 283390 | $70.68B | $77.39B | 2,461 | 2026-04-30 | → |
| 56 | CRESSET ASSET MANAGEMENT, LLC | 288566 | $69.92B | $78.94B | 496 | 2026-05-31 | → |
| 57 | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | 108559 | $66.72B | $86.27B | 690 | 2025-01-31 | → |
| 58 | BETTERMENT LLC | 149117 | $63.75B | $69.52B | 794 | 2026-05-31 | → |
| 59 | QUANTINNO CAPITAL MANAGEMENT LP | 298733 | $60.10B | $60.91B | 53 | 2026-03-31 | → |
| 60 | NUVEEN ASSET MANAGEMENT, LLC | 155584 | $59.70B | $280.48B | 381 | 2026-03-31 | → |
| 61 | BLACKROCK INVESTMENT MANAGEMENT, LLC | 108928 | $58.22B | $676.69B | 1,589 | 2026-05-31 | → |
| 62 | IEQ CAPITAL, LLC | 301819 | $56.54B | $56.77B | 266 | 2026-03-31 | → |
| 63 | PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | 104559 | $53.67B | $3.67T | 1,968 | 2026-05-31 | → |
| 64 | SEI INVESTMENTS MANAGEMENT CORP | 105146 | $52.68B | $216.43B | 434 | 2026-03-31 | → |
| 65 | WILLIAM BLAIR & COMPANY L.L.C. | 1252 | $52.68B | $64.28B | 492 | 2026-03-31 | → |
| 66 | GOLDMAN SACHS & CO. LLC | 361 | $50.96B | $133.64B | 2,268 | 2026-03-31 | → |
| 67 | RBC ROCHDALE, LLC | 117198 | $50.05B | $72.96B | 269 | 2026-05-31 | → |
| 68 | VESTMARK ADVISORY SOLUTIONS, INC. | 221518 | $49.85B | $49.85B | 33 | 2026-03-31 | → |
| 69 | AE WEALTH MANAGEMENT, LLC | 282580 | $49.28B | $49.84B | 630 | 2026-03-31 | → |
| 70 | BEACON POINTE ADVISORS, LLC | 119290 | $49.14B | $54.87B | 780 | 2026-05-31 | → |
| 71 | BROWN ADVISORY LLC | 110181 | $48.82B | $124.31B | 782 | 2026-03-31 | → |
| 72 | CLEARBRIDGE INVESTMENTS, LLC | 137028 | $48.72B | $184.81B | 210 | 2026-01-31 | → |
| 73 | WEALTHFRONT ADVISERS LLC | 148456 | $47.44B | $47.73B | 432 | 2026-05-31 | → |
| 74 | MONETA GROUP INVESTMENT ADVISORS, LLC | 104727 | $46.71B | $50.54B | 585 | 2026-03-31 | → |
| 75 | CWM, LLC | 155344 | $45.78B | $50.58B | 1,416 | 2026-05-31 | → |
| 76 | CIBC PRIVATE WEALTH ADVISORS, INC. | 109644 | $44.50B | $67.84B | 610 | 2026-03-31 | → |
| 77 | SAVANT CAPITAL, LLC | 107271 | $43.63B | $49.57B | 659 | 2026-04-30 | → |
| 78 | AVANTAX ADVISORY SERVICES, INC. | 104556 | $42.52B | $46.11B | 2,278 | 2025-03-31 | → |
| 79 | PRIVATE ADVISOR GROUP, LLC | 155216 | $42.35B | $44.33B | 674 | 2026-05-31 | → |
| 80 | EP WEALTH ADVISORS, LLC. | 111147 | $41.88B | $45.15B | 618 | 2026-04-30 | → |
| 81 | CITIGROUP GLOBAL MARKETS INC. | 7059 | $41.50B | $56.01B | 7,036 | 2026-05-31 | → |
| 82 | EQUITABLE ADVISORS, LLC | 6627 | $41.09B | $42.48B | 5,674 | 2026-05-31 | → |
| 83 | GW&K INVESTMENT MANAGEMENT, LLC | 121942 | $40.39B | $52.78B | 177 | 2026-03-31 | → |
| 84 | CANTERBURY CONSULTING INCORPORATED | 22875 | $39.74B | $45.88B | 64 | 2026-05-31 | → |
| 85 | NEWEDGE ADVISORS, LLC | 171351 | $39.71B | $43.21B | 1,073 | 2026-05-31 | → |
| 86 | MORNINGSTAR INVESTMENT MANAGEMENT LLC | 108031 | $39.57B | $87.82B | 267 | 2026-03-31 | → |
| 87 | ORION PORTFOLIO SOLUTIONS, LLC | 107975 | $38.91B | $64.84B | 305 | 2026-03-31 | → |
| 88 | LIDO ADVISORS, LLC | 269866 | $38.18B | $42.50B | 437 | 2026-05-31 | → |
| 89 | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 20472 | $37.91B | $37.93B | 1,293 | 2026-04-30 | → |
| 90 | D.A. DAVIDSON & CO. | 199 | $37.61B | $41.84B | 990 | 2026-01-31 | → |
| 91 | OSAIC FA, INC. | 3978 | $35.73B | $37.13B | 1,607 | 2025-01-31 | → |
| 92 | ALIGHT FINANCIAL ADVISORS, LLC | 158744 | $35.05B | $35.05B | 70 | 2026-03-31 | → |
| 93 | WELLS FARGO INVESTMENT INSTITUTE, INC. | 133204 | $34.80B | $43.00B | 225 | 2026-03-31 | → |
| 94 | BRECKINRIDGE CAPITAL ADVISORS INC | 107143 | $34.45B | $54.28B | 88 | 2026-03-31 | → |
| 95 | MAI CAPITAL MANAGEMENT, LLC | 109807 | $34.26B | $52.10B | 562 | 2026-05-31 | → |
| 96 | FIRST MANHATTAN CO. LLC | 325281 | $33.91B | $38.09B | 147 | 2026-04-30 | → |
| 97 | HALL CAPITAL PARTNERS LLC | 106759 | $33.41B | $50.30B | 175 | 2025-03-31 | → |
| 98 | WEALTHSPIRE ADVISORS LLC | 106181 | $33.20B | $34.32B | 397 | 2026-04-30 | → |
| 99 | FIDUCIENT ADVISORS LLC | 106720 | $33.13B | $97.54B | 210 | 2026-03-31 | → |
| 100 | ALLWORTH FINANCIAL, L.P. | 111167 | $32.23B | $33.55B | 493 | 2026-03-31 | → |
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