Research Report · 2026-06-30
Top Registered Investment Advisers for Individual Clients
SEC-registered investment advisers ranked by reported individual-client relationships in ADV Part 1 filings.
Firms
1,000
Total AUM
$59.41T
Median AUM
$3.75B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Individual Clients↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 601 | GLEN EAGLE ADVISORS, LLC | 282920 | 3,361 | $1.03B | 21 | 2026-04-30 | → |
| 602 | HARBOR INVESTMENT ADVISORY, LLC | 151085 | 3,357 | $6.87B | 35 | 2026-03-31 | → |
| 603 | INTRUA FINANCIAL LLC | 281554 | 3,347 | $1.75B | 53 | 2026-05-31 | → |
| 604 | ZACKS INVESTMENT MANAGEMENT, INC. | 110897 | 3,344 | $14.59B | 132 | 2026-05-31 | → |
| 605 | CONTINUUM ADVISORY, LLC | 283155 | 3,344 | $1.91B | 66 | 2026-03-31 | → |
| 606 | STRATEGIC BLUEPRINT, LLC | 284840 | 3,338 | $2.54B | 56 | 2026-05-31 | → |
| 607 | HILLTOP SECURITIES INC. | 6220 | 3,335 | $2.51B | 92 | 2026-03-31 | → |
| 608 | ALPHACORE CAPITAL LLC | 174346 | 3,328 | $9.03B | 111 | 2026-04-30 | → |
| 609 | LEVEL FOUR CAPITAL MANAGEMENT | 304792 | 3,327 | $1.38B | 9 | 2026-03-31 | → |
| 610 | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | 13609 | 3,323 | $906.4M | 100 | 2026-03-31 | → |
| 611 | PROFESSIONAL FINANCIAL ADVISORS, LLC | 173719 | 3,314 | $769.8M | 12 | 2026-06-30 | → |
| 612 | VICTORY CAPITAL MANAGEMENT INC. | 106189 | 3,275 | $282.71B | 699 | 2026-03-31 | → |
| 613 | MTM FINANCIAL GROUP, LLC | 147221 | 3,273 | $771.6M | 16 | 2026-03-31 | → |
| 614 | LEGACY WEALTH MANAGEMENT, LLC | 174767 | 3,269 | $629.0M | 39 | 2026-05-31 | → |
| 615 | BOK FINANCIAL SECURITIES, INC. | 17530 | 3,263 | $1.06B | 165 | 2026-03-31 | → |
| 616 | CAPITAL ADVISORS, INC. | 104643 | 3,262 | $7.43B | 69 | 2026-03-31 | → |
| 617 | ATLAS CAPITAL MANAGEMENT CORP | 106107 | 3,261 | $869.8M | 9 | 2026-03-31 | → |
| 618 | PORTFOLIO STRATEGIES INC NY | 106942 | 3,256 | $1.02B | 11 | 2026-04-30 | → |
| 619 | EVERSOURCE WEALTH ADVISORS, LLC | 286340 | 3,255 | $5.10B | 76 | 2026-04-30 | → |
| 620 | U.S. BANCORP ADVISORS, LLC | 14455 | 3,245 | $1.80B | 379 | 2026-03-31 | → |
| 621 | WNY ASSET MANAGEMENT, LLC | 153872 | 3,234 | $1.73B | 35 | 2026-03-31 | → |
| 622 | BROWN ADVISORY LLC | 110181 | 3,229 | $124.31B | 782 | 2026-03-31 | → |
| 623 | BNY MELLON SECURITIES CORPORATION | 231 | 3,225 | $8.45B | 253 | 2026-06-30 | → |
| 624 | LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP | 107153 | 3,214 | $12.84B | 109 | 2026-06-30 | → |
| 625 | TCI WEALTH ADVISORS, INC. | 107373 | 3,189 | $5.37B | 72 | 2026-04-30 | → |
| 626 | JAZZ WEALTH MANAGERS, INC. | 282807 | 3,182 | $462.2M | 9 | 2026-03-31 | → |
| 627 | ASHTON THOMAS PRIVATE WEALTH, LLC | 153902 | 3,181 | $6.01B | 93 | 2026-03-31 | → |
| 628 | CAPITOL SECURITIES MANAGEMENT, INC. | 14169 | 3,177 | $2.16B | 170 | 2026-03-31 | → |
| 629 | GPS WEALTH STRATEGIES GROUP, LLC | 285507 | 3,176 | $1.42B | 5 | 2025-12-31 | → |
| 630 | INTELLIGENT WEALTH SOLUTIONS LLC | 300403 | 3,156 | $961.0M | 6 | 2026-03-31 | → |
| 631 | WASHINGTON CROSSING ADVISORS LLC | 281511 | 3,152 | $2.03B | 10 | 2026-04-30 | → |
| 632 | WORLD EQUITY GROUP, INC. | 29087 | 3,151 | $1.00B | 165 | 2026-06-30 | → |
| 633 | THE PINNACLE FINANCIAL GROUP | 164395 | 3,150 | $1.38B | 54 | 2026-03-31 | → |
| 634 | CASSADAY & CO WEALTH MANAGEMENT LLC | 317672 | 3,142 | $7.14B | 97 | 2026-03-31 | → |
| 635 | PINNACLE INVESTMENTS, LLC | 142910 | 3,141 | $1.29B | 60 | 2026-06-30 | → |
| 636 | G. A. REPPLE & COMPANY | 17486 | 3,139 | $716.3M | 53 | 2026-03-31 | → |
| 637 | VERECAN CAPITAL MANAGEMENT INC. | 336801 | 3,124 | $692.7M | 39 | 2026-03-31 | → |
| 638 | REDHAWK WEALTH ADVISORS, INC. | 146616 | 3,118 | $1.46B | 55 | 2026-06-30 | → |
| 639 | SUMMIT WEALTH GROUP LLC | 335242 | 3,117 | $2.31B | 80 | 2026-03-31 | → |
| 640 | FRONTIER ASSET MANAGEMENT, LLC | 109910 | 3,115 | $5.49B | 42 | 2026-03-31 | → |
| 641 | BIP WEALTH, LLC | 143208 | 3,108 | $5.29B | 88 | 2026-06-30 | → |
| 642 | CHAS. P. SMITH & ASSOCIATES, PA, CPA'S | 104914 | 3,107 | $2.89B | 60 | 2026-03-31 | → |
| 643 | SPROTT ASSET MANAGEMENT USA INC. | 139022 | 3,101 | $10.12B | 64 | 2026-03-31 | → |
| 644 | EXENCIAL WEALTH ADVISORS, LLC | 130475 | 3,086 | $5.98B | 116 | 2026-03-31 | → |
| 645 | PROVENANCE WEALTH ADVISORS, LLC | 126529 | 3,085 | $4.44B | 52 | 2026-01-31 | → |
| 646 | REVISOR WEALTH MANAGEMENT LLC | 169814 | 3,070 | $2.53B | 11 | 2026-05-31 | → |
| 647 | PERENNIAL INVESTMENT ADVISORS, LLC | 286477 | 3,069 | $2.50B | 71 | 2026-03-31 | → |
| 648 | GLOBALT INVESTMENTS LLC | 328039 | 3,062 | $3.02B | 18 | 2026-04-30 | → |
| 649 | KRILOGY FINANCIAL LLC | 149046 | 3,061 | $5.20B | 103 | 2026-03-31 | → |
| 650 | CARNEGIE CAPITAL ASSET MANAGEMENT, LLC | 150488 | 3,056 | $7.51B | 69 | 2026-04-30 | → |
| 651 | NFSG CORPORATION | 130814 | 3,036 | $1.08B | 89 | 2026-03-31 | → |
| 652 | FAITHWARD ADVISORS, LLC | 116978 | 3,036 | $1.05B | 47 | 2026-03-31 | → |
| 653 | RETIREMENT MANAGEMENT SYSTEMS, INC. | 150351 | 3,032 | $1.89B | 11 | 2026-05-31 | → |
| 654 | AEGIS CAPITAL CORP. | 15007 | 3,030 | $1.78B | 260 | 2026-02-28 | → |
| 655 | CARDINAL CAPITAL MANAGEMENT, INC. | 124729 | 3,029 | $4.02B | 81 | 2026-01-31 | → |
| 656 | MANNING & NAPIER ADVISORS, LLC | 105992 | 3,024 | $17.03B | 195 | 2026-06-30 | → |
| 657 | BARNES PETTEY FINANCIAL ADVISORS, LLC | 142944 | 3,024 | $1.31B | 13 | 2026-04-30 | → |
| 658 | VALEO FINANCIAL ADVISORS, LLC | 127132 | 3,021 | $12.96B | 178 | 2026-04-30 | → |
| 659 | FROST INVESTMENT SERVICES, LLC | 286129 | 3,019 | $3.67B | 177 | 2026-03-31 | → |
| 660 | BURGUNDY ASSET MANAGEMENT LTD. | 114317 | 3,006 | $19.09B | 140 | 2026-01-31 | → |
| 661 | BUILD WHALE, INC. | 330063 | 3,006 | $2.5M | 7 | 2026-03-31 | → |
| 662 | FLORIDA FINANCIAL ADVISORS, LLC | 288811 | 3,005 | $456.1M | 667 | 2026-04-30 | → |
| 663 | FRED ALGER MANAGEMENT, LLC | 106750 | 2,980 | $26.14B | 98 | 2026-05-31 | → |
| 664 | MARCUM WEALTH, LLC | 134628 | 2,963 | $2.97B | 38 | 2025-05-31 | → |
| 665 | BILL FEW ASSOCIATES, INC. | 133561 | 2,954 | $2.72B | 31 | 2026-03-31 | → |
| 666 | GUERRA ADVISORS INC. | 282409 | 2,951 | $406.2M | 12 | 2026-03-31 | → |
| 667 | TUCKER ASSET MANAGEMENT LLC | 174844 | 2,943 | $603.6M | 80 | 2026-06-30 | → |
| 668 | KILEY JUERGENS WEALTH MANAGEMENT, LLC | 151088 | 2,937 | $2.20B | 26 | 2026-06-30 | → |
| 669 | VICTORY FINANCIAL GROUP LLC | 324943 | 2,937 | $1.34B | 47 | 2026-06-30 | → |
| 670 | LADENBURG THALMANN ASSET MANAGEMENT INC | 108604 | 2,929 | $6.68B | 30 | 2026-05-31 | → |
| 671 | PORTFOLIO MEDICS, LLC | 145958 | 2,929 | $780.5M | 75 | 2026-06-30 | → |
| 672 | KINTRA WEALTH, LLC | 299407 | 2,914 | $1.50B | 60 | 2026-06-30 | → |
| 673 | FREESTONE CAPITAL MANAGEMENT, LLC | 145711 | 2,906 | $14.54B | 120 | 2026-06-30 | → |
| 674 | JACOBI CAPITAL MANAGEMENT, LLC | 147663 | 2,900 | $2.64B | 31 | 2026-06-30 | → |
| 675 | NEUBERGER BERMAN CANADA ULC | 284803 | 2,892 | $12.39B | 27 | 2026-04-30 | → |
| 676 | XML FINANCIAL, LLC | 284987 | 2,890 | $3.30B | 54 | 2026-06-30 | → |
| 677 | CAPITA FINANCIAL NETWORK, LLC | 290558 | 2,888 | $2.32B | 59 | 2026-03-31 | → |
| 678 | ATLAS WEALTH LLC | 321832 | 2,884 | $872.6M | 7 | 2026-04-30 | → |
| 679 | SECURE ASSET MANAGEMENT, L.L.C. | 144046 | 2,877 | $870.6M | 54 | 2026-06-30 | → |
| 680 | CURI CAPITAL, LLC | 134249 | 2,865 | $11.58B | 180 | 2026-03-31 | → |
| 681 | BRASS TAX WEALTH MANAGEMENT, INC. | 285249 | 2,857 | $860.2M | 29 | 2025-03-31 | → |
| 682 | LEAVELL INVESTMENT MANAGEMENT, INC. | 107890 | 2,850 | $3.40B | 36 | 2026-05-31 | → |
| 683 | BEACON INVESTMENT ADVISORY SERVICES, INC. | 226547 | 2,830 | $4.44B | 51 | 2026-03-31 | → |
| 684 | F L PUTNAM INVESTMENT MANAGEMENT CO. | 106223 | 2,823 | $9.72B | 160 | 2026-05-31 | → |
| 685 | SYMPHONY FINANCIAL, LTD. CO. | 171816 | 2,823 | $1.35B | 26 | 2026-04-30 | → |
| 686 | NEST INVESTMENTS LLC | 286024 | 2,819 | $131.7M | 14 | 2026-03-31 | → |
| 687 | MOMENTUM INDEPENDENT NETWORK INC. | 17587 | 2,817 | $1.61B | 97 | 2026-03-31 | → |
| 688 | FERMATA ADVISORS, LLC | 305614 | 2,815 | $1.01B | 26 | 2026-06-30 | → |
| 689 | FINANCIAL SECURITY ADVISORY INC | 110746 | 2,810 | $1.74B | 43 | 2026-03-31 | → |
| 690 | UNITED ADVISORS AMERICA CORPORATION | 147350 | 2,809 | $446.5M | 28 | 2026-03-31 | → |
| 691 | STERLING CAPITAL MANAGEMENT LLC | 135405 | 2,788 | $69.23B | 186 | 2026-03-31 | → |
| 692 | MONECO ADVISORS, LLC | 171922 | 2,781 | $2.28B | 66 | 2026-06-30 | → |
| 693 | ESSEX FINANCIAL SERVICES, INC. | 127549 | 2,780 | $4.17B | 46 | 2025-12-31 | → |
| 694 | Q3 ASSET MANAGEMENT CORPORATION | 137839 | 2,780 | $794.7M | 12 | 2026-03-31 | → |
| 695 | PROCYON ADVISORS, LLC | 288239 | 2,775 | $9.20B | 76 | 2026-05-31 | → |
| 696 | NWAM, LLC | 147923 | 2,758 | $4.13B | 62 | 2026-03-31 | → |
| 697 | MILLENNIUM ADVISORY SERVICES, INC. | 116057 | 2,749 | $707.5M | 29 | 2025-01-31 | → |
| 698 | ASSET PRESERVATION ADVISORS, LLC | 106741 | 2,747 | $11.05B | 28 | 2026-03-31 | → |
| 699 | HAMILTON CAPITAL, LLC | 109116 | 2,744 | $4.94B | 90 | 2026-04-30 | → |
| 700 | CHICAGO PARTNERS INVESTMENT GROUP LLC | 147662 | 2,741 | $7.47B | 73 | 2026-03-31 | → |
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