Research Report · 2026-06-30
Top Registered Investment Advisers for Individual Clients
SEC-registered investment advisers ranked by reported individual-client relationships in ADV Part 1 filings.
Firms
1,000
Total AUM
$59.41T
Median AUM
$3.75B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Individual Clients↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 501 | U.S. CAPITAL WEALTH ADVISORS, LLC | 288199 | 4,395 | $8.76B | 141 | 2026-03-31 | → |
| 502 | M HOLDINGS SECURITIES, INC. | 43285 | 4,368 | $3.21B | 1,442 | 2026-03-31 | → |
| 503 | ASSET ALLOCATION STRATEGIES, LLC | 152339 | 4,363 | $1.02B | 45 | 2026-03-31 | → |
| 504 | AMERICAN INDEPENDENT SECURITIES GROUP, LLC | 135288 | 4,339 | $986.3M | 49 | 2026-03-31 | → |
| 505 | TRUSTMONT ADVISORY GROUP, INC. | 106015 | 4,322 | $1.40B | 61 | 2026-03-31 | → |
| 506 | CLEARSTEAD ADVISORS, LLC | 105674 | 4,311 | $33.88B | 280 | 2026-03-31 | → |
| 507 | SPIDERROCK ADVISORS, LLC | 171992 | 4,300 | $9.83B | 61 | 2026-03-31 | → |
| 508 | ARCHER INVESTMENT CORPORATION | 136403 | 4,290 | $1.01B | 80 | 2026-03-31 | → |
| 509 | INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC | 144733 | 4,265 | $1.54B | 30 | 2026-03-31 | → |
| 510 | MARINER PLATFORM SOLUTIONS, LLC | 305418 | 4,261 | $7.34B | 161 | 2026-06-30 | → |
| 511 | INGALLS & SNYDER LLC | 2288 | 4,245 | $7.83B | 92 | 2025-12-31 | → |
| 512 | ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED | 158022 | 4,220 | $28.47B | 304 | 2026-03-31 | → |
| 513 | COLDSTREAM CAPITAL MANAGEMENT INC | 108805 | 4,199 | $13.93B | 207 | 2026-03-31 | → |
| 514 | TAMAR SECURITIES, LLC | 153991 | 4,198 | $1.52B | 22 | 2026-04-30 | → |
| 515 | CS PLANNING CORP | 149937 | 4,190 | $1.96B | 60 | 2026-06-30 | → |
| 516 | LAZARD ASSET MANAGEMENT LLC | 122836 | 4,187 | $120.52B | 532 | 2026-03-31 | → |
| 517 | VISIONARY WEALTH ADVISORS, LLC | 169610 | 4,186 | $3.54B | 74 | 2026-03-31 | → |
| 518 | FORVIS MAZARS WEALTH ADVISORS, LLC | 110905 | 4,183 | $9.75B | 123 | 2026-03-31 | → |
| 519 | ICON FINANCIAL SERVICES LLC | 306816 | 4,178 | $19.7M | 3 | 2026-03-31 | → |
| 520 | THE ASCENT GROUP, LLC | 314424 | 4,177 | $4.76B | 44 | 2026-03-31 | → |
| 521 | PARALLEL ADVISORS, LLC | 140800 | 4,169 | $10.31B | 137 | 2026-06-30 | → |
| 522 | COPPER FINANCIAL NETWORK, LLC | 168203 | 4,165 | $410.7M | 50 | 2026-06-30 | → |
| 523 | JARISLOWSKY, FRASER LIMITED | 107390 | 4,146 | $38.23B | 225 | 2025-05-31 | → |
| 524 | GOLDEN STATE WEALTH MANAGEMENT, LLC | 167995 | 4,119 | $2.22B | 45 | 2026-03-31 | → |
| 525 | R.T. JONES CAPITAL EQUITIES MANAGEMENT INC. | 131804 | 4,104 | $351.8M | 7 | 2026-06-30 | → |
| 526 | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. | 290043 | 4,098 | $2.33B | 105 | 2026-03-31 | → |
| 527 | SMITH MOORE & CO. | 3441 | 4,095 | $2.37B | 65 | 2026-03-31 | → |
| 528 | DAVIDSON INVESTMENT ADVISORS, INC. | 110552 | 4,091 | $5.20B | 31 | 2025-12-31 | → |
| 529 | CALAMOS WEALTH MANAGEMENT LLC | 143490 | 4,072 | $5.48B | 51 | 2026-04-30 | → |
| 530 | RNC CAPITAL MANAGEMENT LLC | 108618 | 4,069 | $5.10B | 63 | 2026-04-30 | → |
| 531 | WESTEND ADVISORS, LLC | 133279 | 4,050 | $1.87B | 29 | 2026-01-31 | → |
| 532 | ENCOMPASS MORE ASSET MANAGEMENT LLC | 322382 | 4,008 | $984.9M | 108 | 2026-06-30 | → |
| 533 | RITHOLTZ WEALTH MANAGEMENT | 168652 | 3,999 | $7.70B | 83 | 2026-05-31 | → |
| 534 | KPP ADVISORY SERVICES LLC | 289507 | 3,995 | $1.24B | 37 | 2026-05-31 | → |
| 535 | VESTIA ADVISORS, LLC | 290565 | 3,970 | $1.06B | 31 | 2026-03-31 | → |
| 536 | VALLEY WEALTH STRATEGIES, LLC | 289737 | 3,966 | $1.45B | 59 | 2026-06-30 | → |
| 537 | CLEAR CREEK FINANCIAL MANAGEMENT, LLC | 170602 | 3,964 | $1.86B | 91 | 2026-03-31 | → |
| 538 | H. M. PAYSON & CO. | 2993 | 3,961 | $9.09B | 34 | 2026-03-31 | → |
| 539 | MARSHFIELD ASSOCIATES, INC. | 150614 | 3,946 | $8.12B | 27 | 2026-03-31 | → |
| 540 | GALLAGHER FIDUCIARY ADVISORS, LLC | 146509 | 3,940 | $194.82B | 235 | 2026-06-30 | → |
| 541 | STACKWELL CAPITAL ADVISERS, LLC | 316298 | 3,924 | $2.3M | 17 | 2026-03-31 | → |
| 542 | ALLEGHENY FINANCIAL GROUP | 104690 | 3,920 | $5.59B | 103 | 2026-05-31 | → |
| 543 | SOVRAN ADVISORS, LLC | 329415 | 3,918 | $1.87B | 64 | 2026-03-31 | → |
| 544 | STRATEGIC WEALTH INVESTMENT GROUP, LLC | 165474 | 3,900 | $1.38B | 88 | 2026-03-31 | → |
| 545 | ROSSBY FINANCIAL, LLC | 324631 | 3,897 | $854.8M | 7 | 2026-05-31 | → |
| 546 | TRIAD WEALTH PARTNERS, LLC | 326523 | 3,896 | $1.53B | 46 | 2026-06-30 | → |
| 547 | PLANTE MORAN FINANCIAL ADVISORS, LLC | 112158 | 3,894 | $25.12B | 148 | 2026-06-30 | → |
| 548 | OPENARC CORPORATE ADVISORY, LLC | 336837 | 3,841 | $10.09B | 146 | 2026-05-31 | → |
| 549 | ASSOCIATED INVESTMENT SERVICES, INC. | 1464 | 3,841 | $1.17B | 60 | 2026-04-30 | → |
| 550 | OAK RIDGE INVESTMENTS, LLC | 107066 | 3,823 | $1.70B | 13 | 2026-05-31 | → |
| 551 | GREENWOOD INVESTMENT ADVISORS, LLC | 327470 | 3,818 | $229,197 | 2 | 2026-04-30 | → |
| 552 | NICOLET ADVISORY SERVICES, LLC | 283940 | 3,791 | $4.29B | 75 | 2026-03-31 | → |
| 553 | ORGEL WEALTH MANAGEMENT, LLC | 168219 | 3,786 | $9.55B | 79 | 2026-03-31 | → |
| 554 | GLOBAL VIEW CAPITAL MANAGEMENT LLC | 158292 | 3,786 | $775.2M | 122 | 2026-05-31 | → |
| 555 | 49 WEALTH MANAGEMENT, LLC | 319484 | 3,771 | $1.40B | 167 | 2026-03-31 | → |
| 556 | COMPOSITION WEALTH, LLC | 143483 | 3,760 | $9.47B | 128 | 2026-03-31 | → |
| 557 | BERGER FINANCIAL GROUP, INC. | 308174 | 3,755 | $2.95B | 89 | 2026-03-31 | → |
| 558 | DAKOTA WEALTH, LLC | 297987 | 3,728 | $6.94B | 91 | 2026-03-31 | → |
| 559 | STRATEGIC FINANCIAL CONCEPTS, LLC | 141849 | 3,698 | $927.7M | 41 | 2026-06-30 | → |
| 560 | CONCORDE ASSET MANAGEMENT, LLC | 140367 | 3,689 | $598.4M | 76 | 2026-03-31 | → |
| 561 | OCTAVIA WEALTH ADVISORS LLC | 306909 | 3,672 | $2.15B | 45 | 2026-06-30 | → |
| 562 | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | 109420 | 3,660 | $6.30B | 69 | 2026-03-31 | → |
| 563 | STRATEGIC WEALTH PARTNERS, LTD. | 148586 | 3,646 | $1.64B | 24 | 2026-03-31 | → |
| 564 | NEWEDGE WEALTH, LLC | 307771 | 3,621 | $19.93B | 211 | 2026-04-30 | → |
| 565 | FIERA CAPITAL INC. | 113638 | 3,596 | $17.28B | 95 | 2026-03-31 | → |
| 566 | MEEDER ADVISORY SERVICES, INC | 106814 | 3,594 | $2.86B | 73 | 2026-04-30 | → |
| 567 | EURO PACIFIC ASSET MANAGEMENT, LLC | 152922 | 3,587 | $2.18B | 14 | 2026-04-30 | → |
| 568 | WEALTH WATCH ADVISORS, INC | 172002 | 3,587 | $612.4M | 62 | 2026-03-31 | → |
| 569 | BRIGHTON JONES LLC | 108601 | 3,585 | $18.88B | 316 | 2026-05-31 | → |
| 570 | HARDING LOEVNER LP | 104543 | 3,580 | $32.06B | 104 | 2026-03-31 | → |
| 571 | STATE FARM INVESTMENT MANAGEMENT CORP. | 3487 | 3,574 | $12.94B | 7,930 | 2026-04-30 | → |
| 572 | L.M. KOHN & COMPANY | 27913 | 3,573 | $2.09B | 85 | 2025-04-30 | → |
| 573 | ROTHSCHILD WEALTH LLC | 162442 | 3,569 | $1.70B | 27 | 2026-06-30 | → |
| 574 | CICCARELLI ADVISORY SERVICES INC | 110904 | 3,553 | $1.59B | 16 | 2025-11-30 | → |
| 575 | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | 108257 | 3,540 | $502.40B | 914 | 2026-05-31 | → |
| 576 | BAYSTATE WEALTH MANAGEMENT LLC | 151664 | 3,537 | $2.77B | 13 | 2026-03-31 | → |
| 577 | FIRST TRUST ADVISORS LP | 107027 | 3,527 | $309.24B | 542 | 2026-04-30 | → |
| 578 | MANULIFE INVESTMENT MANAGEMENT (US) LLC | 106435 | 3,524 | $228.04B | 267 | 2026-03-31 | → |
| 579 | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC | 284430 | 3,524 | $1.54B | 23 | 2026-06-30 | → |
| 580 | INSPIRE ADVISORS, LLC | 300279 | 3,523 | $1.33B | 63 | 2026-06-30 | → |
| 581 | NOVEM GROUP | 158964 | 3,513 | $1.72B | 52 | 2026-02-28 | → |
| 582 | NBC SECURITIES, INC. | 17870 | 3,508 | $1.78B | 68 | 2026-06-30 | → |
| 583 | BROOKWOOD INVESTMENT GROUP LLC | 316544 | 3,500 | $1.25B | 24 | 2026-03-31 | → |
| 584 | ADVISORNET FINANCIAL, INC. | 113074 | 3,499 | $3.15B | 131 | 2026-03-31 | → |
| 585 | MELLON INVESTMENTS CORPORATION | 105764 | 3,492 | $873.87B | 98 | 2026-05-31 | → |
| 586 | RIVERBRIDGE PARTNERS LLC | 108074 | 3,482 | $5.03B | 46 | 2026-03-31 | → |
| 587 | WORLD INVESTMENTS, INC. | 20626 | 3,473 | $1.73B | 217 | 2025-10-31 | → |
| 588 | ONE CAPITAL MANAGEMENT, LLC | 114861 | 3,468 | $8.53B | 103 | 2026-06-30 | → |
| 589 | MASECO LLP | 147686 | 3,443 | $4.96B | 129 | 2026-06-30 | → |
| 590 | NORTH STAR ASSET MANAGEMENT INC | 106489 | 3,442 | $3.35B | 19 | 2026-05-31 | → |
| 591 | MCF ADVISORS, LLC | 130372 | 3,440 | $4.68B | 55 | 2026-05-31 | → |
| 592 | COVESTOR LTD | 145694 | 3,432 | $195.8M | 17 | 2026-03-31 | → |
| 593 | WHITAKER-MYERS WEALTH MANAGERS, LTD. | 286093 | 3,422 | $850.6M | 30 | 2026-06-30 | → |
| 594 | INSIGNEO ADVISORY SERVICES, LLC | 282589 | 3,415 | $5.16B | 223 | 2026-06-30 | → |
| 595 | MAINSTAY CAPITAL MANAGEMENT, LLC | 109528 | 3,405 | $4.84B | 33 | 2026-04-30 | → |
| 596 | DRAKE & ASSOCIATES, LLC | 154854 | 3,401 | $607.3M | 35 | 2026-06-30 | → |
| 597 | PRIVATE MANAGEMENT GROUP INC | 104707 | 3,384 | $4.90B | 21 | 2026-04-30 | → |
| 598 | COOPER FINANCIAL GROUP | 111458 | 3,379 | $2.85B | 53 | 2026-06-30 | → |
| 599 | CARRY ADVISORS LLC | 323620 | 3,375 | $180.9M | 2 | 2026-06-30 | → |
| 600 | J. SAFRA ASSET MANAGEMENT CORPORATION | 131243 | 3,374 | $6.26B | 22 | 2026-03-31 | → |
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