Research Report · 2026-06-30
Top Registered Investment Advisers for Individual Clients
SEC-registered investment advisers ranked by reported individual-client relationships in ADV Part 1 filings.
Firms
1,000
Total AUM
$59.41T
Median AUM
$3.75B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Individual Clients↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 301 | ON INVESTMENT MANAGEMENT CO | 105662 | 9,317 | $3.15B | 196 | 2026-04-30 | → |
| 302 | MUTUAL ADVISORS, LLC | 167658 | 9,290 | $8.55B | 208 | 2026-06-30 | → |
| 303 | ALLSPRING GLOBAL INVESTMENTS, LLC | 104973 | 9,160 | $475.78B | 956 | 2026-05-31 | → |
| 304 | HIGHPOINT ADVISOR GROUP, LLC | 316636 | 9,160 | $4.78B | 106 | 2026-05-31 | → |
| 305 | ALLSPRING FUNDS MANAGEMENT, LLC | 110841 | 9,145 | $324.65B | 714 | 2026-05-31 | → |
| 306 | FLEXIBLE PLAN INVESTMENTS LTD | 110762 | 9,060 | $1.48B | 68 | 2026-03-31 | → |
| 307 | IFG ADVISORY, LLC | 168012 | 9,038 | $4.76B | 187 | 2026-03-31 | → |
| 308 | BLACKROCK INVESTMENT MANAGEMENT, LLC | 108928 | 9,023 | $676.69B | 1,589 | 2026-06-30 | → |
| 309 | FUSION INVESTMENT ADVISORS LLC | 156549 | 8,848 | $1.10B | 87 | 2026-03-31 | → |
| 310 | MONETA GROUP INVESTMENT ADVISORS, LLC | 104727 | 8,840 | $50.54B | 585 | 2026-03-31 | → |
| 311 | ADVISORY ALPHA, LLC | 158282 | 8,799 | $4.37B | 66 | 2026-03-31 | → |
| 312 | FIDUCIARY ALLIANCE LLC | 284924 | 8,744 | $2.53B | 76 | 2026-06-30 | → |
| 313 | PRIVATE CLIENT SERVICES, LLC | 120222 | 8,723 | $1.38B | 60 | 2026-03-31 | → |
| 314 | SILVER OAK SECURITIES INCORPORATED | 46947 | 8,631 | $2.45B | 103 | 2026-05-31 | → |
| 315 | BISON WEALTH, LLC | 299805 | 8,569 | $2.74B | 78 | 2026-06-30 | → |
| 316 | PGIM CUSTOM HARVEST LLC | 290235 | 8,531 | $6.90B | 68 | 2026-05-31 | → |
| 317 | SYMMETRY PARTNERS, LLC. | 120982 | 8,476 | $4.73B | 52 | 2026-02-28 | → |
| 318 | ALPHASTAR CAPITAL MANAGEMENT, LLC | 157423 | 8,466 | $2.50B | 150 | 2026-05-31 | → |
| 319 | BLEAKLEY FINANCIAL GROUP, LLC | 318366 | 8,458 | $15.13B | 205 | 2026-04-30 | → |
| 320 | SIMPLICITY WEALTH LLC | 300572 | 8,456 | $4.27B | 424 | 2026-04-30 | → |
| 321 | REVOLUT WEALTH INC. | 322894 | 8,441 | $5.5M | 5 | 2026-02-28 | → |
| 322 | QUILLU INC | 170975 | 8,400 | $30.0M | 2 | 2026-03-31 | → |
| 323 | APOLLON WEALTH MANAGEMENT, LLC | 291902 | 8,310 | $11.56B | 199 | 2026-03-31 | → |
| 324 | GLADSTONE INSTITUTIONAL ADVISORY LLC | 250787 | 8,302 | $5.68B | 186 | 2026-06-30 | → |
| 325 | QUANTINNO CAPITAL MANAGEMENT LP | 298733 | 8,263 | $60.91B | 53 | 2026-03-31 | → |
| 326 | REGAL INVESTMENT ADVISORS LLC | 125004 | 8,220 | $2.88B | 131 | 2026-05-31 | → |
| 327 | SAGE, RUTTY & CO., INC. | 3254 | 8,184 | $3.46B | 36 | 2026-03-31 | → |
| 328 | APELLA CAPITAL, LLC | 171106 | 8,139 | $11.07B | 179 | 2026-06-30 | → |
| 329 | RETIREMENT PLAN ADVISORS, LLC | 122758 | 8,097 | $3.54B | 47 | 2026-03-31 | → |
| 330 | CIBC PRIVATE WEALTH ADVISORS, INC. | 109644 | 8,083 | $67.84B | 610 | 2026-06-30 | → |
| 331 | TRILOGY CAPITAL, INC. | 281597 | 8,058 | $3.21B | 74 | 2026-06-30 | → |
| 332 | CONGRESS ASSET MANAGEMENT COMPANY, LLP | 105161 | 8,019 | $14.20B | 79 | 2026-03-31 | → |
| 333 | IMPACT PARTNERSHIP WEALTH, LLC | 313928 | 7,988 | $2.96B | 100 | 2026-03-31 | → |
| 334 | CULLEN CAPITAL MANAGEMENT, LLC | 113128 | 7,940 | $11.58B | 64 | 2026-03-31 | → |
| 335 | CIBC ASSET MANAGEMENT INC. | 106508 | 7,903 | $162.84B | 478 | 2026-06-30 | → |
| 336 | LION STREET ADVISORS, LLC | 167610 | 7,780 | $3.18B | 152 | 2025-04-30 | → |
| 337 | INTELLICENTS INVESTMENT SOLUTIONS INC | 107498 | 7,776 | $9.92B | 80 | 2026-06-30 | → |
| 338 | STIFEL INDEPENDENT ADVISORS, LLC | 28218 | 7,762 | $5.01B | 198 | 2026-03-31 | → |
| 339 | J.DEREK LEWIS & ASSOCIATES, INC. | 122307 | 7,691 | $2.28B | 10 | 2026-05-31 | → |
| 340 | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. | 312837 | 7,684 | $42.71B | 189 | 2026-05-31 | → |
| 341 | MAGNIFI LLC | 309397 | 7,648 | $2.1M | 35 | 2026-03-31 | → |
| 342 | SGROI WEALTH ADVISORY GROUP LLC | 289764 | 7,647 | $1.36B | 27 | 2026-02-28 | → |
| 343 | ORIGIN INVESTMENT ADVISORY LLC | 305353 | 7,591 | $34.7M | 41 | 2026-03-31 | → |
| 344 | FIRST CITIZENS INVESTOR SERVICES, INC. | 44430 | 7,563 | $2.63B | 352 | 2026-05-31 | → |
| 345 | PFG ADVISORS, LLC | 173344 | 7,527 | $3.26B | 112 | 2026-03-31 | → |
| 346 | AVANTAX PLANNING PARTNERS, INC. | 106237 | 7,515 | $7.57B | 261 | 2026-06-30 | → |
| 347 | PURE FINANCIAL ADVISORS, LLC | 144316 | 7,503 | $11.05B | 204 | 2026-02-28 | → |
| 348 | USA FINANCIAL FORMULAS LLC | 139987 | 7,489 | $534.4M | 38 | 2026-03-31 | → |
| 349 | C2P CAPITAL ADVISORY GROUP, LLC | 156480 | 7,469 | $4.39B | 244 | 2026-03-31 | → |
| 350 | SIGNATURE INVESTMENT ADVISORS, LLC | 160715 | 7,454 | $6.76B | 21 | 2026-03-31 | → |
| 351 | NAVY FEDERAL INVESTMENT SERVICES, LLC | 138459 | 7,424 | $2.10B | 206 | 2026-05-31 | → |
| 352 | SUMMIT GLOBAL INVESTMENTS, LLC | 157091 | 7,407 | $2.29B | 37 | 2026-06-30 | → |
| 353 | INTEGRATED ADVISORS NETWORK LLC | 171991 | 7,363 | $5.52B | 87 | 2026-06-30 | → |
| 354 | HBK SORCE ADVISORY LLC | 112139 | 7,344 | $7.66B | 109 | 2026-02-28 | → |
| 355 | BELPOINTE ASSET MANAGEMENT LLC | 143440 | 7,321 | $7.58B | 236 | 2026-05-31 | → |
| 356 | GATEWAY WEALTH PARTNERS, LLC | 322789 | 7,312 | $2.28B | 83 | 2026-06-30 | → |
| 357 | ADVANCE CAPITAL MANAGEMENT INC | 110767 | 7,287 | $4.98B | 62 | 2026-03-31 | → |
| 358 | FLAGSHIP HARBOR ADVISORS, LLC | 155733 | 7,280 | $3.42B | 61 | 2026-05-31 | → |
| 359 | JANUS HENDERSON INVESTORS US LLC | 104652 | 7,214 | $380.43B | 1,013 | 2026-06-30 | → |
| 360 | CSENGE ADVISORY GROUP, LLC | 131167 | 7,147 | $3.17B | 74 | 2026-03-31 | → |
| 361 | INVESTALL, INC. | 285955 | 6,999 | $26.2M | 17 | 2026-03-31 | → |
| 362 | ACR ALPINE CAPITAL RESEARCH, LLC | 110933 | 6,960 | $10.79B | 35 | 2026-06-30 | → |
| 363 | CHURCHILL MANAGEMENT CORP | 109651 | 6,948 | $10.08B | 55 | 2025-07-31 | → |
| 364 | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | 611 | 6,880 | $32.0M | 285 | 2026-06-30 | → |
| 365 | CHOREO, LLC | 111221 | 6,794 | $19.14B | 232 | 2026-03-31 | → |
| 366 | AXOS INVEST, INC | 150953 | 6,792 | $150.8M | 13 | 2026-03-31 | → |
| 367 | WESTERN INTERNATIONAL SECURITIES, INC. | 39262 | 6,756 | $3.51B | 407 | 2025-06-30 | → |
| 368 | ANNEX ADVISORY SERVICES, LLC | 127987 | 6,710 | $8.05B | 151 | 2026-04-30 | → |
| 369 | ARVEST INVESTMENTS, INC. | 42057 | 6,689 | $3.44B | 238 | 2026-03-31 | → |
| 370 | W&S ADVISORY SERVICES, LLC | 334683 | 6,689 | $5.3M | 9 | 2026-05-31 | → |
| 371 | TRUE FREEDOM INVESTING, LLC | 322728 | 6,652 | $1.56B | 15 | 2026-06-30 | → |
| 372 | CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 128545 | 6,641 | $10.25B | 182 | 2026-03-31 | → |
| 373 | GROVE POINT ADVISORS, LLC | 313171 | 6,635 | $2.47B | 389 | 2025-07-31 | → |
| 374 | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC | 8361 | 6,635 | $2.30B | 320 | 2026-06-30 | → |
| 375 | FEDERATED INVESTMENT COUNSELING | 105325 | 6,612 | $207.21B | 213 | 2026-05-31 | → |
| 376 | KEYSTONE FINANCIAL GROUP, LLC | 170201 | 6,602 | $2.34B | 49 | 2026-03-31 | → |
| 377 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 38357 | 6,550 | $14.43B | 158 | 2026-03-31 | → |
| 378 | EQUITY INVESTMENT CORPORATION | 283930 | 6,550 | $3.51B | 27 | 2026-03-31 | → |
| 379 | EARLYBIRD CENTRAL INC. | 307201 | 6,500 | $14.0M | 2 | 2025-02-28 | → |
| 380 | ST. GERMAIN INVESTMENT MANAGEMENT, INC. | 155186 | 6,461 | $3.79B | 42 | 2026-03-31 | → |
| 381 | CW ADVISORS, LLC | 310873 | 6,426 | $15.22B | 152 | 2026-05-31 | → |
| 382 | FIRST HORIZON ADVISORS, INC | 17117 | 6,425 | $13.62B | 239 | 2025-07-31 | → |
| 383 | UNITED ADVISOR GROUP, LLC | 324205 | 6,395 | $1.43B | 69 | 2026-04-30 | → |
| 384 | FIRST HEARTLAND CONSULTANTS, INC. | 110377 | 6,350 | $2.09B | 96 | 2026-03-31 | → |
| 385 | GQG PARTNERS LLC | 283720 | 6,332 | $163.86B | 227 | 2026-03-31 | → |
| 386 | PRINCIPAL GLOBAL INVESTORS, LLC | 109002 | 6,329 | $427.71B | 1,394 | 2026-05-31 | → |
| 387 | SOWELL FINANCIAL SERVICES, LLC | 127145 | 6,280 | $4.81B | 162 | 2026-06-30 | → |
| 388 | PORTSIDE WEALTH GROUP, LLC | 325175 | 6,257 | $1.43B | 54 | 2026-06-30 | → |
| 389 | PFG INVESTMENTS, LLC | 116537 | 6,199 | $2.11B | 161 | 2026-02-28 | → |
| 390 | SUNBELT SECURITIES, INC. | 42180 | 6,198 | $2.64B | 68 | 2026-06-30 | → |
| 391 | CONSOLIDATED PORTFOLIO REVIEW CORP | 112694 | 6,187 | $1.59B | 56 | 2026-06-30 | → |
| 392 | CAPITAL INVESTMENT ADVISORY SERVICES, LLC | 149124 | 6,172 | $2.39B | 91 | 2026-03-31 | → |
| 393 | VICUS CAPITAL, INC. | 116021 | 6,170 | $2.99B | 84 | 2026-03-31 | → |
| 394 | SCF INVESTMENT ADVISORS, INC. | 123608 | 6,153 | $1.35B | 263 | 2025-09-30 | → |
| 395 | SPIRE WEALTH MANAGEMENT, LLC | 113908 | 6,151 | $4.51B | 145 | 2026-06-30 | → |
| 396 | WEALTHSPIRE RETIREMENT, LLC | 121254 | 6,137 | $38.61B | 244 | 2026-03-31 | → |
| 397 | FIRST MANHATTAN CO. LLC | 325281 | 6,080 | $38.09B | 147 | 2026-04-30 | → |
| 398 | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC | 174129 | 6,071 | $30.51B | 249 | 2026-03-31 | → |
| 399 | JB CAPITAL LLC | 171168 | 6,038 | $2.78B | 64 | 2026-02-28 | → |
| 400 | SEQUENT PLANNING, LLC | 160381 | 6,015 | $589.5M | 102 | 2026-05-31 | → |
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