Research Report · 2026-06-30
Top Registered Investment Advisers for Individual Clients
SEC-registered investment advisers ranked by reported individual-client relationships in ADV Part 1 filings.
Firms
1,000
Total AUM
$59.41T
Median AUM
$3.75B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Individual Clients↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 201 | DAVENPORT & COMPANY LLC | 1588 | 16,855 | $24.70B | 525 | 2026-06-30 | → |
| 202 | PACIFIC FINANCIAL GROUP INC | 105203 | 16,818 | $5.07B | 62 | 2026-05-31 | → |
| 203 | MONEY CONCEPTS CAPITAL CORP | 12963 | 16,807 | $4.07B | 478 | 2026-03-31 | → |
| 204 | CONCREIT FUND MANAGEMENT LLC | 310737 | 16,757 | $9.0M | 0 | 2026-03-31 | → |
| 205 | AUSDAL FINANCIAL PARTNERS, INC. | 7995 | 16,436 | $3.73B | 306 | 2026-04-30 | → |
| 206 | BRECKINRIDGE CAPITAL ADVISORS INC | 107143 | 16,362 | $54.28B | 88 | 2026-03-31 | → |
| 207 | VOYA FINANCIAL ADVISORS, INC. | 2882 | 16,313 | $3.87B | 638 | 2026-05-31 | → |
| 208 | PUTNAM INVESTMENT MANAGEMENT, LLC | 106629 | 16,187 | $117.24B | 139 | 2026-02-28 | → |
| 209 | RBC ROCHDALE, LLC | 117198 | 16,170 | $72.96B | 269 | 2026-05-31 | → |
| 210 | MARINER INDEPENDENT ADVISOR NETWORK, LLC | 283824 | 16,100 | $9.57B | 174 | 2026-05-31 | → |
| 211 | VISE AI ADVISORS, LLC | 301761 | 16,005 | $8.53B | 44 | 2026-06-30 | → |
| 212 | OSAIC INSTITUTIONS, INC. | 35371 | 15,798 | $6.49B | 1,839 | 2026-05-31 | → |
| 213 | MGO ONE SEVEN LLC | 283087 | 15,787 | $7.72B | 264 | 2026-04-30 | → |
| 214 | MAI CAPITAL MANAGEMENT, LLC | 109807 | 15,740 | $52.10B | 562 | 2026-05-31 | → |
| 215 | THE AMERIFLEX GROUP, INC. | 305585 | 15,724 | $9.66B | 201 | 2026-03-31 | → |
| 216 | SUMMIT FINANCIAL, LLC | 299322 | 15,660 | $22.47B | 490 | 2026-03-31 | → |
| 217 | CAPITAL ANALYSTS, LLC | 162200 | 15,611 | $8.77B | 679 | 2026-04-30 | → |
| 218 | PRONVEST, LLC DBA FUTURE CAPITAL | 119081 | 15,520 | $2.02B | 30 | 2026-03-31 | → |
| 219 | LEVEL FOUR ADVISORY SERVICES, LLC | 134086 | 14,964 | $6.54B | 136 | 2026-03-31 | → |
| 220 | VALMARK ADVISERS INC | 108050 | 14,624 | $10.17B | 280 | 2026-06-30 | → |
| 221 | THRIVENT ADVISOR NETWORK, LLC | 304569 | 14,611 | $6.84B | 119 | 2026-06-30 | → |
| 222 | MADISON INVESTMENT ADVISORS, LLC | 110297 | 14,602 | $13.84B | 92 | 2026-03-31 | → |
| 223 | FARTHER FINANCE ADVISORS, LLC | 302050 | 14,593 | $16.01B | 571 | 2026-03-31 | → |
| 224 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 146019 | 14,486 | $6.72B | 55 | 2026-03-31 | → |
| 225 | PRINCIPLY, INC. | 281813 | 14,482 | $62.9M | 15 | 2026-03-31 | → |
| 226 | RFG ADVISORY, LLC | 158401 | 14,368 | $6.81B | 311 | 2026-06-30 | → |
| 227 | ARKADIOS WEALTH ADVISORS LLC | 288863 | 14,320 | $8.79B | 188 | 2026-06-30 | → |
| 228 | ARAX ADVISORY PARTNERS, LLC | 133535 | 14,105 | $23.18B | 319 | 2026-06-30 | → |
| 229 | MADISON AVENUE SECURITIES, LLC | 23224 | 14,084 | $2.02B | 125 | 2026-05-31 | → |
| 230 | MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | 111135 | 14,056 | $50.44B | 161 | 2026-06-30 | → |
| 231 | JANNEY CAPITAL MANAGEMENT LLC | 159506 | 13,956 | $5.31B | 12 | 2025-11-30 | → |
| 232 | HBW ADVISORY SERVICES LLC | 143665 | 13,779 | $1.75B | 72 | 2026-03-31 | → |
| 233 | LASALLE ST. INVESTMENT ADVISORS, L.L.C. | 109701 | 13,711 | $5.74B | 155 | 2026-03-31 | → |
| 234 | FOCUS FINANCIAL NETWORK, INC. | 116140 | 13,560 | $6.82B | 189 | 2026-03-31 | → |
| 235 | T. ROWE PRICE ADVISORY SERVICES, INC. | 108958 | 13,517 | $5.90B | 92 | 2026-06-30 | → |
| 236 | WORLD INVESTMENT ADVISORS, LLC | 208512 | 13,404 | $56.28B | 413 | 2026-03-31 | → |
| 237 | FACET WEALTH, INC | 285961 | 13,331 | $6.04B | 168 | 2026-02-28 | → |
| 238 | CONCURRENT INVESTMENT ADVISORS, LLC | 323135 | 13,268 | $15.73B | 188 | 2026-06-30 | → |
| 239 | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | 111872 | 13,138 | $2.66B | 67 | 2026-03-31 | → |
| 240 | LIDO ADVISORS, LLC | 269866 | 13,043 | $42.50B | 437 | 2026-06-30 | → |
| 241 | ONEDIGITAL INVESTMENT ADVISORS LLC | 106766 | 12,933 | $155.41B | 648 | 2026-04-30 | → |
| 242 | WAVERLY ADVISORS, LLC | 115332 | 12,923 | $29.78B | 414 | 2026-06-30 | → |
| 243 | KOVACK ADVISORS, INC. | 140808 | 12,906 | $6.28B | 320 | 2026-04-30 | → |
| 244 | DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. | 13162 | 12,774 | $5.63B | 43 | 2026-06-30 | → |
| 245 | APTUS CAPITAL ADVISORS, LLC | 167626 | 12,693 | $14.14B | 40 | 2026-03-31 | → |
| 246 | WCG WEALTH ADVISORS, LLC | 173194 | 12,646 | $6.28B | 131 | 2026-06-30 | → |
| 247 | CORNERSTONE WEALTH MANAGEMENT, LLC | 164666 | 12,454 | $4.93B | 103 | 2026-05-31 | → |
| 248 | SAGE ADVISORY SERVICES LTD CO | 106236 | 12,441 | $28.43B | 58 | 2026-03-31 | → |
| 249 | ADVISORY SERVICES NETWORK, LLC | 146051 | 12,426 | $10.60B | 268 | 2026-06-30 | → |
| 250 | CREATIVEONE SECURITIES, LLC | 152974 | 12,362 | $2.54B | 196 | 2026-05-31 | → |
| 251 | CAPITAL WEALTH PLANNING, LLC | 150764 | 12,217 | $17.25B | 30 | 2026-03-31 | → |
| 252 | KINGSVIEW WEALTH MANAGEMENT, LLC | 148107 | 12,143 | $8.96B | 285 | 2026-06-30 | → |
| 253 | EAST CAPITAL FINANCIAL SERVICES AB | 335426 | 12,061 | $4.28B | 30 | 2026-03-31 | → |
| 254 | HSBC SECURITIES (USA) INC. | 19585 | 12,045 | $3.84B | 490 | 2026-04-30 | → |
| 255 | SYNOVUS SECURITIES, INC. | 14023 | 11,964 | $8.45B | 280 | 2026-01-31 | → |
| 256 | EQUITY SERVICES, INC. | 265 | 11,897 | $2.78B | 500 | 2026-03-31 | → |
| 257 | BANKERS LIFE ADVISORY SERVICES, INC. | 281285 | 11,790 | $1.94B | 384 | 2026-03-31 | → |
| 258 | MIDWESTERN SECURITIES TRADING COMPANY, LLC | 101080 | 11,709 | $1.98B | 105 | 2026-06-30 | → |
| 259 | ADVISOR RESOURCE COUNCIL | 164109 | 11,699 | $3.49B | 119 | 2026-03-31 | → |
| 260 | SAGESPRING WEALTH PARTNERS | 283515 | 11,558 | $8.49B | 195 | 2026-05-31 | → |
| 261 | MODERN WEALTH MANAGEMENT, LLC | 324624 | 11,524 | $10.90B | 253 | 2026-04-30 | → |
| 262 | COMPOUND PLANNING, INC. | 171787 | 11,480 | $4.85B | 119 | 2026-03-31 | → |
| 263 | NWF ADVISORY SERVICES INC | 110410 | 11,433 | $6.43B | 111 | 2026-03-31 | → |
| 264 | NEXT FINANCIAL GROUP, INC. | 46214 | 11,399 | $3.77B | 564 | 2025-08-31 | → |
| 265 | BFC PLANNING, INC. | 119682 | 11,327 | $3.84B | 200 | 2026-03-31 | → |
| 266 | KINGSWOOD WEALTH ADVISORS, LLC | 288792 | 11,259 | $3.80B | 88 | 2026-05-31 | → |
| 267 | WELLS FARGO INVESTMENT INSTITUTE, INC. | 133204 | 11,181 | $43.00B | 225 | 2026-03-31 | → |
| 268 | BRANDES INVESTMENT PARTNERS, LP | 105404 | 11,167 | $40.65B | 149 | 2026-04-30 | → |
| 269 | SEQUOIA FINANCIAL ADVISORS, L.L.C. | 117756 | 11,064 | $32.24B | 424 | 2026-06-30 | → |
| 270 | WESTERN WEALTH MANAGEMENT LLC | 283545 | 11,019 | $5.36B | 98 | 2026-06-30 | → |
| 271 | RICHARD BERNSTEIN ADVISORS LLC | 153577 | 10,948 | $3.79B | 28 | 2026-06-30 | → |
| 272 | SANTANDER SECURITIES LLC | 41791 | 10,832 | $3.14B | 449 | 2026-05-31 | → |
| 273 | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 144594 | 10,734 | $19.78B | 103 | 2025-12-31 | → |
| 274 | FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | 151298 | 10,699 | $4.07B | 85 | 2025-09-30 | → |
| 275 | WEALTHCARE ADVISORY PARTNERS LLC | 171976 | 10,696 | $8.29B | 243 | 2026-06-30 | → |
| 276 | INTEGRITY ALLIANCE, LLC | 139627 | 10,660 | $5.41B | 400 | 2026-05-31 | → |
| 277 | TRAJAN WEALTH, L.L.C. | 158847 | 10,633 | $2.60B | 140 | 2026-03-31 | → |
| 278 | HOWARD CAPITAL MANAGEMENT, INC. | 118070 | 10,546 | $8.01B | 45 | 2026-06-30 | → |
| 279 | CREATIVE FINANCIAL DESIGNS, INC. | 109032 | 10,477 | $2.94B | 170 | 2026-03-31 | → |
| 280 | USA FINANCIAL EXCHANGE LLC | 283466 | 10,265 | $1.64B | 38 | 2026-03-31 | → |
| 281 | TANDEM INVESTMENT ADVISORS INC | 109392 | 10,230 | $3.45B | 18 | 2026-05-31 | → |
| 282 | BEACON CAPITAL MANAGEMENT, INC. | 120641 | 10,219 | $4.26B | 44 | 2026-03-31 | → |
| 283 | PARROT FINANCE, INC. | 338169 | 10,134 | $30.1M | 5 | 2026-04-30 | → |
| 284 | B. RILEY WEALTH ADVISORS, INC. | 115927 | 10,096 | $4.21B | 268 | 2026-03-31 | → |
| 285 | ATOMIC INVEST LLC | 313255 | 10,068 | $319.5M | 21 | 2026-04-30 | → |
| 286 | BEANSTOX INC. | 291957 | 10,048 | $14.9M | 7 | 2026-03-31 | → |
| 287 | WEDBUSH SECURITIES INC. | 877 | 9,927 | $5.68B | 897 | 2026-04-30 | → |
| 288 | STONEX ADVISORS INC. | 174182 | 9,741 | $5.09B | 220 | 2026-06-30 | → |
| 289 | WEALTHSPIRE ADVISORS LLC | 106181 | 9,736 | $34.32B | 397 | 2026-04-30 | → |
| 290 | CORECAP ADVISORS, LLC | 158819 | 9,671 | $3.99B | 116 | 2026-03-31 | → |
| 291 | FARTHER ASSET MANAGEMENT, LLC | 325807 | 9,643 | $2.91B | 7 | 2026-03-31 | → |
| 292 | FOUNDERS FINANCIAL SECURITIES, LLC | 137945 | 9,590 | $4.14B | 139 | 2026-04-30 | → |
| 293 | AXXCESS WEALTH MANAGEMENT, LLC | 164081 | 9,558 | $8.88B | 72 | 2026-03-31 | → |
| 294 | MFS INSTITUTIONAL ADVISORS INC. | 107144 | 9,552 | $113.59B | 1,311 | 2026-03-31 | → |
| 295 | CATALYST WEALTH MANAGEMENT LLC | 329586 | 9,549 | $105.0M | 25 | 2026-06-30 | → |
| 296 | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 108163 | 9,520 | $22.54B | 241 | 2026-03-31 | → |
| 297 | EFFICIENT ADVISORS, LLC | 150144 | 9,519 | $3.08B | 14 | 2026-03-31 | → |
| 298 | GERBER KAWASAKI, INC. | 153649 | 9,425 | $4.11B | 59 | 2026-03-31 | → |
| 299 | FUNDIFY ADVISORS LLC | 319004 | 9,394 | $888,512 | 6 | 2026-03-31 | → |
| 300 | WELLINGTON CONSULTING SERVICES INC | 105837 | 9,324 | $1.69B | 13 | 2026-03-31 | → |
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