Research Report · 2026-06-30
Top Registered Investment Advisers by Banking Clients
SEC-registered investment advisers ranked by reported banking and thrift institution clients.
Firms
285
Total AUM
$34.71T
Median AUM
$6.46B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Banking Clients↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 201 | ABRDN ASIA LIMITED | 124509 | 1 | $40.27B | 165 | 2026-06-30 | → |
| 202 | VOYA INVESTMENT MANAGEMENT LLC | 108934 | 1 | $38.77B | 859 | 2026-03-31 | → |
| 203 | ADVANCED CAPITAL GROUP, INC. | 109673 | 1 | $29.99B | 22 | 2026-03-31 | → |
| 204 | EPOCH INVESTMENT PARTNERS, INC. | 131556 | 1 | $29.73B | 137 | 2026-05-31 | → |
| 205 | GARCIA HAMILTON & ASSOCIATES LP | 108017 | 1 | $24.86B | 41 | 2026-03-31 | → |
| 206 | MML INVESTMENT ADVISERS, LLC | 169568 | 1 | $24.55B | 18 | 2026-05-31 | → |
| 207 | LONGFELLOW INVESTMENT MANAGEMENT CO. LLC | 104945 | 1 | $23.44B | 51 | 2026-04-30 | → |
| 208 | BARING INTERNATIONAL INVESTMENT LTD | 105724 | 1 | $22.57B | 504 | 2026-03-31 | → |
| 209 | STEPHENS INC. | 3496 | 1 | $18.04B | 611 | 2026-06-30 | → |
| 210 | STEPSTONE GROUP REAL ESTATE LP | 281698 | 1 | $17.21B | 117 | 2026-06-30 | → |
| 211 | OEP CAPITAL ADVISORS, L.P. | 173626 | 1 | $15.73B | 77 | 2026-03-31 | → |
| 212 | CAVANAL HILL INVESTMENT MANAGEMENT, INC. | 110774 | 1 | $15.23B | 47 | 2026-03-31 | → |
| 213 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | 322390 | 1 | $14.38B | 39 | 2026-03-31 | → |
| 214 | BRANDYWINE MANAGERS, LLC | 137388 | 1 | $13.97B | 5 | 2026-04-30 | → |
| 215 | ULLICO INVESTMENT ADVISORS, INC. | 106628 | 1 | $13.92B | 92 | 2026-03-31 | → |
| 216 | GOLDMAN SACHS ASSET MANAGEMENT (SINGAPORE) PTE. LTD. | 286067 | 1 | $13.78B | 86 | 2026-05-31 | → |
| 217 | LOOP CAPITAL ASSET MANAGEMENT - TCH LLC | 149280 | 1 | $10.81B | 23 | 2026-03-31 | → |
| 218 | ELDRIDGE STRUCTURED CREDIT ADVISERS, LLC | 313420 | 1 | $10.53B | 292 | 2026-03-31 | → |
| 219 | KINDRED SPIRITS INVESTMENT MANAGEMENT, LLC | 171615 | 1 | $9.68B | 9 | 2026-02-28 | → |
| 220 | TOLLESON PRIVATE WEALTH MANAGEMENT, LLC | 111838 | 1 | $9.26B | 93 | 2026-03-31 | → |
| 221 | ALPHACORE CAPITAL LLC | 174346 | 1 | $9.03B | 111 | 2026-04-30 | → |
| 222 | TD PRIVATE CLIENT WEALTH LLC | 164484 | 1 | $8.57B | 671 | 2026-06-30 | → |
| 223 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 110986 | 1 | $6.84B | 74 | 2026-06-30 | → |
| 224 | KOVACK ADVISORS, INC. | 140808 | 1 | $6.28B | 320 | 2026-04-30 | → |
| 225 | HEITMAN CAPITAL MANAGEMENT LLC | 105480 | 1 | $6.09B | 280 | 2026-03-31 | → |
| 226 | DANA INVESTMENT ADVISORS INC | 105879 | 1 | $6.08B | 60 | 2026-03-31 | → |
| 227 | MCF ADVISORS, LLC | 130372 | 1 | $4.68B | 55 | 2026-05-31 | → |
| 228 | HANWHA ASSET MANAGEMENT (USA) LTD. | 288464 | 1 | $4.00B | 22 | 2026-04-30 | → |
| 229 | SOUTHSTATE ADVISORY, INC. | 153113 | 1 | $3.78B | 22 | 2025-06-30 | → |
| 230 | AMERAUDI ASSET MANAGEMENT, INC. | 119854 | 1 | $2.10B | 15 | 2026-03-31 | → |
| 231 | MAGNOLIA CAPITAL ADVISORS LLC | 298398 | 1 | $1.69B | 18 | 2026-03-31 | → |
| 232 | MARTIN & COMPANY, INC | 108718 | 1 | $1.65B | 6 | 2026-05-31 | → |
| 233 | TULSA WEALTH ADVISORS, INC. | 337956 | 1 | $1.54B | 27 | 2026-03-31 | → |
| 234 | ANDA ASSET MANAGEMENT CO., LTD. | 165123 | 1 | $1.23B | 32 | 2026-06-30 | → |
| 235 | WYNKOOP LLC | 150018 | 1 | $1.22B | 7 | 2026-06-30 | → |
| 236 | FRAZIER FINANCIAL ADVISORS, LLC | 106649 | 1 | $1.16B | 20 | 2026-04-30 | → |
| 237 | ROGERS WEALTH GROUP, INC. | 107409 | 1 | $1.04B | 21 | 2026-03-31 | → |
| 238 | VECTORS RESEARCH MANAGEMENT LLC | 137772 | 1 | $1.01B | 4 | 2026-03-31 | → |
| 239 | FOCUS INVESTMENT ADVISORS, INC | 109970 | 1 | $956.2M | 7 | 2026-03-31 | → |
| 240 | MAYTECH GLOBAL INVESTMENTS, LLC | 285985 | 1 | $895.1M | 12 | 2026-03-31 | → |
| 241 | PARK PLACE CAPITAL CORPORATION | 107952 | 1 | $879.2M | 20 | 2026-03-31 | → |
| 242 | R.V. KUHNS & ASSOCIATES, INC. | 18005 | 1 | $827.9M | 127 | 2026-06-30 | → |
| 243 | ELYXIUM WEALTH LLC | 328603 | 1 | $819.0M | 6 | 2026-05-31 | → |
| 244 | SUNFLOWER WEALTH ADVISORS LLC | 269963 | 1 | $812.8M | 3 | 2026-03-31 | → |
| 245 | DELTEC ASSET MANAGEMENT LLC | 104068 | 1 | $782.8M | 15 | 2026-03-31 | → |
| 246 | CLARITY CAPITAL KCPS LTD | 160662 | 1 | $782.3M | 18 | 2026-03-31 | → |
| 247 | ORANGE INVESTMENT ADVISORS, LLC | 289406 | 1 | $765.0M | 4 | 2026-03-31 | → |
| 248 | INCASA LLC | 174058 | 1 | $725.2M | 3 | 2026-03-31 | → |
| 249 | BRIDGE CAPITAL ADVISORS | 317554 | 1 | $687.3M | 3 | 2025-09-30 | → |
| 250 | ONE8ZERO8, LLC | 332702 | 1 | $644.6M | 5 | 2026-05-31 | → |
| 251 | HARPSWELL CAPITAL ADVISORS, LLC | 168996 | 1 | $587.0M | 5 | 2026-05-31 | → |
| 252 | SCISSORTAIL WEALTH MANAGEMENT, LLC | 297761 | 1 | $568.2M | 13 | 2026-04-30 | → |
| 253 | BIGELOW INVESTMENT ADVISORS, LLC | 143733 | 1 | $555.2M | 8 | 2026-05-31 | → |
| 254 | MIRAMAR CAPITAL LLC | 290909 | 1 | $550.3M | 6 | 2026-03-31 | → |
| 255 | MATHESON & ROCK WEALTH MANAGEMENT, LLC | 289603 | 1 | $530.0M | 3 | 2026-01-31 | → |
| 256 | ZURAW FINANCIAL ADVISORS, LLC | 173129 | 1 | $519.9M | 3 | 2026-02-28 | → |
| 257 | RETIREMENT CONSULTING GROUP, INC. | 311184 | 1 | $457.0M | 4 | 2026-03-31 | → |
| 258 | SSB&T WEALTH MANAGEMENT, LLC | 328102 | 1 | $445.1M | 6 | 2026-02-28 | → |
| 259 | CAIRD INVESTMENT PARTNERS, LLC | 334504 | 1 | $413.2M | 8 | 2026-03-31 | → |
| 260 | ROONEY CAPITAL MANAGEMENT, INC. | 141874 | 1 | $411.2M | 1 | 2026-03-31 | → |
| 261 | CAPSTONE CAPITAL LLC | 123764 | 1 | $408.4M | 4 | 2026-02-28 | → |
| 262 | CIBEST CAPITAL ADVISORY SERVICES LLC | 317663 | 1 | $374.8M | 7 | 2026-03-31 | → |
| 263 | NORTH CAPITAL, INC. | 148802 | 1 | $365.8M | 12 | 2026-05-31 | → |
| 264 | CONGRUENCE CAPITAL, LLC | 328559 | 1 | $333.5M | 4 | 2026-04-30 | → |
| 265 | CRESALTA INVESTMENT MANAGEMENT, INC. | 339872 | 1 | $323.4M | 5 | 2026-06-30 | → |
| 266 | BILL OPP FIXED INCOME ADVISORY SERVICE, LLC | 150087 | 1 | $309.8M | 1 | 2026-01-31 | → |
| 267 | INTEGRITY WEALTH ADVISORS, INC. | 281708 | 1 | $285.5M | 10 | 2026-06-30 | → |
| 268 | CARDINAL WEALTH ADVISORY, LLC | 136659 | 1 | $273.2M | 3 | 2026-03-31 | → |
| 269 | WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLC | 144172 | 1 | $228.5M | 3 | 2026-03-31 | → |
| 270 | WELCY CAPITAL ADVISORS LLC | 154782 | 1 | $225.7M | 10 | 2026-03-31 | → |
| 271 | PARVIN ASSET MANAGEMENT, LLC | 315701 | 1 | $179.0M | 6 | 2026-03-31 | → |
| 272 | FAMILYWEALTH ASSET MANAGEMENT | 147869 | 1 | $177.0M | 4 | 2026-03-31 | → |
| 273 | FLOW FOCUS LLC | 306849 | 1 | $174.9M | 4 | 2026-03-31 | → |
| 274 | BARNETT CAPITAL ADVISORS LLC | 159113 | 1 | $161.1M | 3 | 2026-03-31 | → |
| 275 | LAKE AVENUE FINANCIAL LLC | 315746 | 1 | $154.7M | 5 | 2026-03-31 | → |
| 276 | CHAMONIX PARTNERS CAPITAL MANAGEMENT LLC | 318867 | 1 | $149.2M | 3 | 2026-03-31 | → |
| 277 | MARIVA GLOBAL ASSET MANAGEMENT, LLC | 285674 | 1 | $129.0M | 5 | 2026-04-30 | → |
| 278 | WILSON GROUP FINANCIAL MANAGEMENT, LLC | 339651 | 1 | $125.1M | 9 | 2026-05-31 | → |
| 279 | DAVIVIENDA INVESTMENT ADVISOR USA LLC | 319755 | 1 | $120.2M | 8 | 2026-06-30 | → |
| 280 | HORSE COVE PARTNERS LLC | 172389 | 1 | $106.6M | 9 | 2026-03-31 | → |
| 281 | WESTERN NEW YORK FINANCIAL GROUP, LLC | 306083 | 1 | $84.1M | 2 | 2026-03-31 | → |
| 282 | BRIGHTSTONE CAPITAL MANAGEMENT, LLC | 289405 | 1 | $31.0M | 1 | 2026-03-31 | → |
| 283 | THE GMS GROUP, LLC | 8000 | 1 | $19.8M | 15 | 2026-03-31 | → |
| 284 | PNYX GROUP SA | 342798 | 1 | $2.3M | 12 | 2026-06-30 | → |
| 285 | COINEDLY LLC | 343023 | 1 | $0 | 1 | 2026-06-30 | → |
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