Research Report · 2026-06-30
Top Registered Investment Advisers by Banking Clients
SEC-registered investment advisers ranked by reported banking and thrift institution clients.
Firms
285
Total AUM
$34.71T
Median AUM
$6.46B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Banking Clients↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 101 | BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED | 165482 | 5 | $140.25B | 508 | 2026-06-30 | → |
| 102 | TRUIST ADVISORY SERVICES, INC. | 283390 | 5 | $77.39B | 2,461 | 2026-06-30 | → |
| 103 | TRUST ADVISORS, INC. | 157508 | 5 | $6.97B | 76 | 2026-03-31 | → |
| 104 | FAS WEALTH PARTNERS, INC. | 109796 | 5 | $3.78B | 33 | 2026-02-28 | → |
| 105 | LAW & ASSOCIATES INC | 105350 | 5 | $326.6M | 6 | 2026-04-30 | → |
| 106 | NUVEEN ASSET MANAGEMENT, LLC | 155584 | 4 | $280.48B | 381 | 2026-03-31 | → |
| 107 | SANTANDER ASSET MANAGEMENT SA SGIIC | 143883 | 4 | $159.86B | 231 | 2026-03-31 | → |
| 108 | HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | 105193 | 4 | $149.48B | 309 | 2026-06-30 | → |
| 109 | JUPITER ASSET MANAGEMENT LIMITED | 306863 | 4 | $68.22B | 408 | 2026-03-31 | → |
| 110 | HERMES INVESTMENT MANAGEMENT LIMITED | 153104 | 4 | $24.79B | 422 | 2026-03-31 | → |
| 111 | GAOTENG GLOBAL ASSET MANAGEMENT LIMITED | 301825 | 4 | $13.35B | 46 | 2026-03-31 | → |
| 112 | DONALDSON CAPITAL MANAGEMENT LLC | 106131 | 4 | $3.46B | 68 | 2026-04-30 | → |
| 113 | MITCHELL CAPITAL MANAGEMENT CO | 106338 | 4 | $847.3M | 11 | 2026-03-31 | → |
| 114 | ASSET GROWTH SOLUTIONS, LLC | 342319 | 4 | $702.7M | 5 | 2026-06-30 | → |
| 115 | GINJER AM | 174097 | 4 | $334.6M | 7 | 2026-03-31 | → |
| 116 | CAPITAL ASSET MANAGEMENT, INC. | 120597 | 4 | $199.5M | 3 | 2026-03-31 | → |
| 117 | HIGHGATE GROUP USA INC. | 333217 | 4 | $17.0M | 5 | 2026-06-30 | → |
| 118 | AMOVA ASSET MANAGEMENT CO., LTD. | 110997 | 3 | $247.43B | 632 | 2026-06-30 | → |
| 119 | CANDRIAM, SOCIETE EN COMMANDITE PAR ACTIONS | 173355 | 3 | $154.66B | 598 | 2026-03-31 | → |
| 120 | FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD | 160034 | 3 | $52.93B | 313 | 2026-04-30 | → |
| 121 | HUB INVESTMENT PARTNERS, LLC | 307956 | 3 | $11.88B | 172 | 2026-06-30 | → |
| 122 | AVIOR WEALTH MANAGEMENT, LLC | 148674 | 3 | $6.46B | 170 | 2026-04-30 | → |
| 123 | MADISON ASSET MANAGEMENT, LLC | 130874 | 3 | $4.86B | 92 | 2026-03-31 | → |
| 124 | HAUSSMANN 1864 CAPITAL MANAGEMENT LLC | 332278 | 3 | $4.60B | 5 | 2026-03-31 | → |
| 125 | APPLIED FINANCE CAPITAL MANAGEMENT, LLC | 226755 | 3 | $4.44B | 3 | 2026-03-31 | → |
| 126 | RATHER & KITTRELL, INC. | 114885 | 3 | $2.25B | 32 | 2026-03-31 | → |
| 127 | BEESE, FULMER INVESTMENT MANAGEMENT, INC. | 109882 | 3 | $2.06B | 14 | 2026-03-31 | → |
| 128 | HHM WEALTH ADVISORS, LLC | 150843 | 3 | $1.47B | 20 | 2026-03-31 | → |
| 129 | PROFESSIONAL FINANCIAL ADVISORS, LLC | 173719 | 3 | $769.8M | 12 | 2026-06-30 | → |
| 130 | PALOGIC VALUE MANAGEMENT, L.P. | 155133 | 3 | $405.5M | 5 | 2026-06-30 | → |
| 131 | INVENIO WEALTH PARTNERS, LLC | 323039 | 3 | $364.0M | 5 | 2026-06-30 | → |
| 132 | INVESCO ADVISERS, INC. | 105360 | 2 | $749.52B | 2,804 | 2026-06-30 | → |
| 133 | APOLLO CAPITAL MANAGEMENT, L.P. | 143161 | 2 | $718.48B | 3,564 | 2026-05-31 | → |
| 134 | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | 108257 | 2 | $502.40B | 914 | 2026-05-31 | → |
| 135 | SAMSUNG ASSET MANAGEMENT COMPANY, LTD. | 158319 | 2 | $300.82B | 460 | 2026-04-30 | → |
| 136 | OSAIC WEALTH, INC. | 23131 | 2 | $234.86B | 8,979 | 2026-06-30 | → |
| 137 | FEDERATED INVESTMENT COUNSELING | 105325 | 2 | $207.21B | 213 | 2026-05-31 | → |
| 138 | DWS INVESTMENT MANAGEMENT AMERICAS, INC. | 104518 | 2 | $199.66B | 452 | 2026-05-31 | → |
| 139 | WESTERN ASSET MANAGEMENT COMPANY, LLC | 110441 | 2 | $184.99B | 137 | 2026-06-30 | → |
| 140 | DOUBLELINE CAPITAL LP | 152606 | 2 | $93.32B | 258 | 2026-03-31 | → |
| 141 | CAPSTONE INVESTMENT ADVISORS, LLC | 155563 | 2 | $91.53B | 304 | 2026-04-30 | → |
| 142 | STERLING CAPITAL MANAGEMENT LLC | 135405 | 2 | $69.23B | 186 | 2026-03-31 | → |
| 143 | WORLD INVESTMENT ADVISORS, LLC | 208512 | 2 | $56.28B | 413 | 2026-03-31 | → |
| 144 | CLIFFWATER LLC | 132167 | 2 | $48.51B | 213 | 2026-05-31 | → |
| 145 | WAVERLY ADVISORS, LLC | 115332 | 2 | $29.78B | 414 | 2026-06-30 | → |
| 146 | INVESCO SENIOR SECURED MANAGEMENT, INC. | 107590 | 2 | $29.38B | 109 | 2026-03-31 | → |
| 147 | SOMPO ASSET MANAGEMENT CO., LTD. | 286479 | 2 | $25.39B | 204 | 2026-06-30 | → |
| 148 | BENTALLGREENOAK (U.S.) LIMITED PARTNERSHIP | 111470 | 2 | $24.07B | 127 | 2026-05-31 | → |
| 149 | BELLE HAVEN INVESTMENTS, L.P. | 29278 | 2 | $23.32B | 47 | 2026-03-31 | → |
| 150 | MANNING & NAPIER ADVISORS, LLC | 105992 | 2 | $17.03B | 195 | 2026-06-30 | → |
| 151 | WELLINGTON MANAGEMENT HONG KONG LIMITED | 165208 | 2 | $14.15B | 105 | 2026-03-31 | → |
| 152 | BOLTON SECURITIES CORP | 129376 | 2 | $8.28B | 158 | 2026-03-31 | → |
| 153 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | 152807 | 2 | $7.87B | 64 | 2026-03-31 | → |
| 154 | MGG INVESTMENT GROUP LP | 174126 | 2 | $7.59B | 45 | 2026-03-31 | → |
| 155 | F.N.B. INVESTMENT ADVISORS INC | 109515 | 2 | $6.70B | 44 | 2025-03-31 | → |
| 156 | SIMPLICITY WEALTH LLC | 300572 | 2 | $4.27B | 424 | 2026-04-30 | → |
| 157 | BLUESPRING WEALTH MANAGEMENT, LLC | 152667 | 2 | $4.02B | 41 | 2026-06-30 | → |
| 158 | THURSTON SPRINGER ADVISORS, LLC | 299201 | 2 | $3.68B | 93 | 2025-11-30 | → |
| 159 | GF INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | 170990 | 2 | $2.39B | 35 | 2026-03-31 | → |
| 160 | LATASH INVESTMENTS, LLC | 128012 | 2 | $1.74B | 8 | 2026-03-31 | → |
| 161 | HODGES CAPITAL MANAGEMENT INC | 110080 | 2 | $1.24B | 20 | 2025-10-31 | → |
| 162 | ADDISON CAPITAL, LLC | 144853 | 2 | $1.12B | 4 | 2026-03-31 | → |
| 163 | BEARING POINT CAPITAL, LLC | 332023 | 2 | $1.11B | 7 | 2026-04-30 | → |
| 164 | ROBERT HARRELL INCORPORATED | 106191 | 2 | $885.3M | 5 | 2026-03-31 | → |
| 165 | BG INVESTMENT SERVICES, INC. | 281716 | 2 | $868.5M | 7 | 2026-01-31 | → |
| 166 | HARTFORD FINANCIAL MANAGEMENT INC | 105039 | 2 | $699.6M | 10 | 2026-03-31 | → |
| 167 | DIESSLIN GROUP, INC. | 110557 | 2 | $696.3M | 12 | 2026-03-31 | → |
| 168 | ELMWOOD WEALTH MANAGEMENT, INC. | 165639 | 2 | $477.9M | 6 | 2026-05-31 | → |
| 169 | PLAN A WEALTH, LLC | 287860 | 2 | $433.8M | 13 | 2026-03-31 | → |
| 170 | CHATHAM INVESTMENT ADVISORS, LLC | 158802 | 2 | $383.5M | 2 | 2025-03-31 | → |
| 171 | SCALA CAPITAL LLC | 156165 | 2 | $380.5M | 12 | 2026-01-31 | → |
| 172 | PINVEST LLC | 331586 | 2 | $377.5M | 4 | 2026-06-30 | → |
| 173 | MASONRY CAPITAL MANAGEMENT, LLC | 292664 | 2 | $370.5M | 3 | 2026-03-31 | → |
| 174 | CREDIT CAPITAL INVESTMENTS, LLC | 160537 | 2 | $351.3M | 7 | 2026-03-31 | → |
| 175 | MARTHA'S VINEYARD INVESTMENT ADVISORS, LLC | 291599 | 2 | $342.9M | 6 | 2026-03-31 | → |
| 176 | FIRST DALLAS SECURITIES, INC. | 24549 | 2 | $335.7M | 20 | 2025-10-31 | → |
| 177 | ROBERTSON INVESTMENT MANAGEMENT | 115425 | 2 | $273.1M | 8 | 2026-03-31 | → |
| 178 | CAPSTONE ASSET MANAGEMENT, LLC | 155846 | 2 | $241.3M | 1 | 2025-01-31 | → |
| 179 | AMICORP WEALTH SERVICES LLC | 319247 | 2 | $188.5M | 3 | 2026-03-31 | → |
| 180 | CAPSTONE INVESTMENT GROUP, LLC | 159918 | 2 | $176.4M | 13 | 2026-03-31 | → |
| 181 | EDWARD D. JONES & CO., L.P. | 250 | 1 | $1.01T | 36,317 | 2026-06-30 | → |
| 182 | MORGAN STANLEY INVESTMENT MANAGEMENT INC. | 110353 | 1 | $702.25B | 670 | 2026-06-30 | → |
| 183 | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 124687 | 1 | $398.65B | 1,542 | 2026-03-31 | → |
| 184 | NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | 307865 | 1 | $323.08B | 246 | 2026-05-31 | → |
| 185 | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 11025 | 1 | $252.25B | 4,047 | 2026-06-30 | → |
| 186 | HPS INVESTMENT PARTNERS, LLC | 282125 | 1 | $175.72B | 826 | 2026-05-31 | → |
| 187 | CORIENT PRIVATE WEALTH LLC | 319448 | 1 | $165.25B | 1,537 | 2026-03-31 | → |
| 188 | MACKAY SHIELDS LLC | 107717 | 1 | $159.52B | 206 | 2026-04-30 | → |
| 189 | NEPC, LLC | 110562 | 1 | $152.72B | 379 | 2026-05-31 | → |
| 190 | APERIO GROUP, LLC | 111616 | 1 | $152.13B | 208 | 2026-04-30 | → |
| 191 | COREBRIDGE INSTITUTIONAL INVESTMENTS (U.S.), LLC | 150088 | 1 | $121.05B | 419 | 2026-06-30 | → |
| 192 | BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC | 312792 | 1 | $107.29B | 1,421 | 2026-03-31 | → |
| 193 | TCW ASSET MANAGEMENT COMPANY LLC | 105742 | 1 | $81.18B | 431 | 2026-05-31 | → |
| 194 | NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC | 312937 | 1 | $59.16B | 88 | 2026-05-31 | → |
| 195 | ALPINVEST US HOLDINGS, LLC | 328458 | 1 | $57.66B | 289 | 2026-03-31 | → |
| 196 | BEACON POINTE ADVISORS, LLC | 119290 | 1 | $54.87B | 780 | 2026-05-31 | → |
| 197 | PNC CAPITAL ADVISORS LLC | 151829 | 1 | $50.88B | 258 | 2026-03-31 | → |
| 198 | BESSEMER INVESTMENT MANAGEMENT LLC | 112215 | 1 | $47.00B | 70 | 2026-03-31 | → |
| 199 | BLUE OWL CREDIT PRIVATE FUND ADVISORS LLC | 297506 | 1 | $46.06B | 250 | 2026-06-30 | → |
| 200 | WELLS FARGO INVESTMENT INSTITUTE, INC. | 133204 | 1 | $43.00B | 225 | 2026-03-31 | → |
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