Research Report · 2026-06-30
Registered Investment Advisers with Broker-Dealer Affiliations
SEC-registered investment advisers that report a related broker-dealer affiliation, ranked by AUM.
Firms
1,000
Total AUM
$136.97T
Median AUM
$23.89B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 801 | THE HUNTINGTON INVESTMENT COMPANY | 16986 | $7.89B | $7.89B | 520 | 2026-03-31 | → |
| 802 | RBC PRIVATE COUNSEL (USA) INC. | 109648 | $7.89B | $7.89B | 1,455 | 2026-06-30 | → |
| 803 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | 152807 | $7.87B | $7.87B | 64 | 2026-03-31 | → |
| 804 | STEPHENS INVESTMENT MANAGEMENT GROUP, LLC | 136369 | $7.86B | $7.86B | 22 | 2026-03-31 | → |
| 805 | GUGGENHEIM FUNDS DISTRIBUTORS, LLC | 39805 | $7.80B | $7.80B | 245 | 2026-03-31 | → |
| 806 | FIFTH THIRD WEALTH ADVISORS LLC | 313015 | $7.80B | $7.80B | 83 | 2026-03-31 | → |
| 807 | AMOVA ASSET MANAGEMENT AMERICAS, INC. | 824 | $7.78B | $7.78B | 27 | 2026-06-30 | → |
| 808 | ELMTREE FUNDS, LLC | 338940 | $7.77B | $7.77B | 37 | 2026-03-31 | → |
| 809 | MGO ONE SEVEN LLC | 283087 | $7.72B | $7.72B | 264 | 2026-04-30 | → |
| 810 | CORSAIR CAPITAL LLC | 137887 | $7.68B | $7.68B | 52 | 2026-04-30 | → |
| 811 | CADARET, GRANT & CO., INC. | 10641 | $7.67B | $7.67B | 692 | 2025-07-31 | → |
| 812 | FIDUCIARY TRUST INTERNATIONAL, LLC | 124062 | $7.67B | $7.67B | 50 | 2025-12-31 | → |
| 813 | HBK SORCE ADVISORY LLC | 112139 | $7.66B | $7.66B | 109 | 2026-02-28 | → |
| 814 | ALDRICH WEALTH, LIMITED PARTNERSHIP | 147200 | $7.62B | $7.62B | 42 | 2026-03-31 | → |
| 815 | MCMORGAN & COMPANY LLC | 115060 | $7.61B | $7.61B | 26 | 2026-03-31 | → |
| 816 | AVANTAX PLANNING PARTNERS, INC. | 106237 | $7.57B | $7.57B | 261 | 2026-06-30 | → |
| 817 | HIGHBRIDGE CAPITAL MANAGEMENT, LLC | 134776 | $7.55B | $7.55B | 60 | 2026-03-31 | → |
| 818 | LOMBARD ODIER ASSET MANAGEMENT (USA) CORP | 153582 | $7.48B | $7.48B | 64 | 2026-03-31 | → |
| 819 | HOMESTEAD ADVISERS CORP. | 109845 | $7.45B | $7.45B | 40 | 2026-06-30 | → |
| 820 | HUDSON HOUSING CAPITAL LLC | 161240 | $7.44B | $7.44B | 89 | 2026-03-31 | → |
| 821 | WESTCAP MANAGEMENT, LLC | 301822 | $7.44B | $7.44B | 73 | 2026-03-31 | → |
| 822 | FIRST NATIONAL ADVISERS, LLC | 277146 | $7.37B | $7.37B | 35 | 2026-06-30 | → |
| 823 | MARINER PLATFORM SOLUTIONS, LLC | 305418 | $7.34B | $7.34B | 161 | 2026-06-30 | → |
| 824 | CENTAURUS FINANCIAL, INC. | 30833 | $7.34B | $7.34B | 580 | 2025-07-31 | → |
| 825 | CLEARBRIDGE INC. | 110909 | $7.31B | $7.31B | 4 | 2025-10-31 | → |
| 826 | CARVAL CLO MANAGEMENT LLC | 298135 | $7.30B | $7.30B | 1 | 2026-03-31 | → |
| 827 | BADGLEY PHELPS WEALTH MANAGERS, LLC | 315440 | $7.28B | $7.28B | 45 | 2026-03-31 | → |
| 828 | VANGUARD PERSONALIZED INDEXING MANAGEMENT | 285366 | $7.26B | $7.26B | 29 | 2026-03-31 | → |
| 829 | A&M CAPITAL ADVISORS, LP | 163576 | $7.20B | $7.20B | 86 | 2026-06-30 | → |
| 830 | BDT & MSD BDC MANAGEMENT, LLC | 330624 | $7.18B | $7.18B | 498 | 2026-03-31 | → |
| 831 | BROWN BROTHERS HARRIMAN & CO. | 111231 | $7.15B | $7.15B | 48 | 2026-03-31 | → |
| 832 | CASSADAY & CO WEALTH MANAGEMENT LLC | 317672 | $7.14B | $7.14B | 97 | 2026-03-31 | → |
| 833 | TWEEDY, BROWNE COMPANY LLC | 6857 | $7.13B | $7.13B | 39 | 2026-06-30 | → |
| 834 | PRAIRIE CAPITAL MANAGEMENT GROUP, LLC | 311623 | $7.13B | $7.13B | 47 | 2026-03-31 | → |
| 835 | PYRFORD INTERNATIONAL LTD | 105646 | $7.07B | $7.07B | 35 | 2026-06-30 | → |
| 836 | GLG LLC | 138802 | $7.04B | $7.04B | 29 | 2026-03-31 | → |
| 837 | CAMPBELL GLOBAL, LLC | 111944 | $7.02B | $7.02B | 144 | 2026-04-30 | → |
| 838 | WINDROSE HEALTH INVESTORS, LLC | 160311 | $7.01B | $7.01B | 22 | 2026-05-31 | → |
| 839 | BLUE OWL TECHNOLOGY CREDIT ADVISORS II LLC | 316821 | $6.95B | $6.95B | 250 | 2026-03-31 | → |
| 840 | MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC. | 112084 | $6.94B | $6.94B | 19 | 2026-06-30 | → |
| 841 | SMITH SHELLNUT WILSON LLC | 106235 | $6.92B | $6.92B | 16 | 2026-06-30 | → |
| 842 | PGIM CUSTOM HARVEST LLC | 290235 | $6.90B | $6.90B | 68 | 2026-05-31 | → |
| 843 | PGIM DC SOLUTIONS LLC | 318800 | $6.90B | $6.90B | 66 | 2026-05-31 | → |
| 844 | IMPERIAL FUND ASSET MANAGEMENT LLC | 317525 | $6.84B | $6.84B | 12 | 2026-06-30 | → |
| 845 | THRIVENT ADVISOR NETWORK, LLC | 304569 | $6.84B | $6.84B | 119 | 2026-06-30 | → |
| 846 | FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD | 175193 | $6.83B | $6.83B | 55 | 2026-05-31 | → |
| 847 | SIGNATURE INVESTMENT ADVISORS, LLC | 160715 | $6.76B | $6.76B | 21 | 2026-03-31 | → |
| 848 | MANULIFE INVESTMENT MANAGEMENT TIMBERLAND AND AGRICULTURE INC | 109641 | $6.74B | $6.74B | 660 | 2026-03-31 | → |
| 849 | F.N.B. INVESTMENT ADVISORS INC | 109515 | $6.70B | $6.70B | 44 | 2025-03-31 | → |
| 850 | BC PARTNERS ADVISORS L.P. | 288495 | $6.69B | $6.69B | 120 | 2026-03-31 | → |
| 851 | LADENBURG THALMANN ASSET MANAGEMENT INC | 108604 | $6.68B | $6.68B | 30 | 2026-05-31 | → |
| 852 | NXT CAPITAL INVESTMENT ADVISERS, LLC | 160569 | $6.65B | $6.65B | 242 | 2026-06-30 | → |
| 853 | MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC | 106054 | $6.63B | $6.63B | 83 | 2026-03-31 | → |
| 854 | T. ROWE PRICE (CANADA) INC. | 107290 | $6.55B | $6.55B | 11 | 2026-03-31 | → |
| 855 | LEVEL FOUR ADVISORY SERVICES, LLC | 134086 | $6.54B | $6.54B | 136 | 2026-03-31 | → |
| 856 | K2/D&S MANAGEMENT CO., L.L.C. | 123826 | $6.53B | $6.53B | 30 | 2026-04-30 | → |
| 857 | CCM PARTNERS, LP | 104720 | $6.52B | $6.52B | 48 | 2026-05-31 | → |
| 858 | SENDERO WEALTH MANAGEMENT, LLC | 145594 | $6.51B | $6.51B | 41 | 2026-03-31 | → |
| 859 | OSAIC INSTITUTIONS, INC. | 35371 | $6.49B | $6.49B | 1,839 | 2026-05-31 | → |
| 860 | NASSAU GLOBAL CREDIT LLC | 287937 | $6.43B | $6.43B | 16 | 2026-03-31 | → |
| 861 | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | 108783 | $6.31B | $6.31B | 553 | 2026-06-30 | → |
| 862 | KOVACK ADVISORS, INC. | 140808 | $6.28B | $6.28B | 320 | 2026-04-30 | → |
| 863 | J. SAFRA ASSET MANAGEMENT CORPORATION | 131243 | $6.26B | $6.26B | 22 | 2026-03-31 | → |
| 864 | CREATIVEONE WEALTH, LLC | 281213 | $6.25B | $6.25B | 222 | 2026-05-31 | → |
| 865 | BMO ASSET MANAGEMENT CORP. | 106466 | $6.18B | $6.18B | 5 | 2026-04-30 | → |
| 866 | CBRE GLOBAL VALUE INVESTORS, LLC | 111590 | $6.11B | $6.11B | 195 | 2025-07-31 | → |
| 867 | SIGMA PLANNING CORPORATION | 110692 | $6.10B | $6.10B | 471 | 2026-05-31 | → |
| 868 | HEITMAN CAPITAL MANAGEMENT LLC | 105480 | $6.09B | $6.09B | 280 | 2026-03-31 | → |
| 869 | NEUBERGER BERMAN LOAN ADVISERS IV LLC | 324282 | $6.07B | $6.07B | 3 | 2026-03-31 | → |
| 870 | EAST END ADVISORS, LLC | 147144 | $6.06B | $6.06B | 17 | 2026-04-30 | → |
| 871 | HAVELI INVESTMENT MANAGEMENT LLC | 316470 | $6.03B | $6.03B | 51 | 2026-03-31 | → |
| 872 | J.C. FLOWERS & CO. LLC | 142529 | $6.01B | $6.01B | 38 | 2026-03-31 | → |
| 873 | ASHTON THOMAS PRIVATE WEALTH, LLC | 153902 | $6.01B | $6.01B | 93 | 2026-03-31 | → |
| 874 | CAPITAL RESEARCH & CONSULTING LLC | 109868 | $5.99B | $5.99B | 8 | 2026-06-30 | → |
| 875 | THIRD LAKE PARTNERS, LLC | 299961 | $5.97B | $5.97B | 16 | 2026-03-31 | → |
| 876 | DAIWA ASSET MANAGEMENT (AMERICA) LTD. | 126191 | $5.96B | $5.96B | 12 | 2026-06-30 | → |
| 877 | GUARDCAP ASSET MANAGEMENT LIMITED | 297056 | $5.93B | $5.93B | 24 | 2026-03-31 | → |
| 878 | CE INVESTMENT MANAGEMENT, LLC | 299786 | $5.91B | $5.91B | 17 | 2026-03-31 | → |
| 879 | T. ROWE PRICE ADVISORY SERVICES, INC. | 108958 | $5.90B | $5.90B | 92 | 2026-06-30 | → |
| 880 | COLUMBIA WANGER ASSET MANAGEMENT, LLC | 111168 | $5.83B | $5.83B | 13 | 2025-06-30 | → |
| 881 | MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC | 147548 | $5.83B | $5.83B | 25 | 2026-05-31 | → |
| 882 | TRIUM CAPITAL LLP | 306112 | $5.79B | $5.79B | 70 | 2026-03-31 | → |
| 883 | LASALLE ST. INVESTMENT ADVISORS, L.L.C. | 109701 | $5.74B | $5.74B | 155 | 2026-03-31 | → |
| 884 | OASIS INVESTMENT STRATEGIES LLC | 152957 | $5.73B | $5.73B | 10 | 2026-03-31 | → |
| 885 | WEDBUSH SECURITIES INC. | 877 | $5.68B | $5.68B | 897 | 2026-04-30 | → |
| 886 | GLADSTONE INSTITUTIONAL ADVISORY LLC | 250787 | $5.68B | $5.68B | 186 | 2026-06-30 | → |
| 887 | BORDEAUX WEALTH ADVISORS LLC | 287758 | $5.64B | $5.64B | 34 | 2025-05-31 | → |
| 888 | ALESCO ADVISORS, LLC, AN ESL COMPANY | 339091 | $5.61B | $5.61B | 26 | 2026-04-30 | → |
| 889 | PENTEGRA INVESTORS, INC. | 111503 | $5.60B | $5.60B | 13 | 2026-05-31 | → |
| 890 | STRATOS WEALTH ADVISORS LLC | 283816 | $5.57B | $5.57B | 170 | 2026-06-30 | → |
| 891 | ANTARCTICA INVESTMENT ADVISORS, LLC | 284659 | $5.57B | $5.57B | 32 | 2026-06-30 | → |
| 892 | INVESTCORP INVESTMENT ADVISERS LLC | 137790 | $5.53B | $5.53B | 71 | 2025-09-30 | → |
| 893 | WAINWRIGHT INVESTMENT COUNSEL LLC | 108711 | $5.52B | $5.52B | 17 | 2026-03-31 | → |
| 894 | CQS (US), LLC | 147329 | $5.49B | $5.49B | 16 | 2026-06-30 | → |
| 895 | LARSON FINANCIAL GROUP, LLC | 140599 | $5.48B | $5.48B | 131 | 2026-03-31 | → |
| 896 | CALAMOS WEALTH MANAGEMENT LLC | 143490 | $5.48B | $5.48B | 51 | 2026-04-30 | → |
| 897 | STWD INVESTMENT MANAGEMENT, LLC | 288615 | $5.43B | $5.43B | 139 | 2026-03-31 | → |
| 898 | INTEGRITY ALLIANCE, LLC | 139627 | $5.41B | $5.41B | 400 | 2026-05-31 | → |
| 899 | FENIMORE ASSET MANAGEMENT, INC. | 110946 | $5.41B | $5.41B | 43 | 2026-01-31 | → |
| 900 | WELLINGTON FUNDS (US) LLC | 288313 | $5.41B | $5.41B | 2 | 2026-03-31 | → |
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