Research Report · 2026-06-30
Registered Investment Advisers with Broker-Dealer Affiliations
SEC-registered investment advisers that report a related broker-dealer affiliation, ranked by AUM.
Firms
1,000
Total AUM
$136.97T
Median AUM
$23.89B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 701 | BNY MELLON ETF INVESTMENT ADVISER, LLC | 306148 | $11.10B | $11.10B | 3 | 2026-06-30 | → |
| 702 | ATRIA INVESTMENTS, INC. | 143593 | $11.05B | $11.05B | 60 | 2026-03-31 | → |
| 703 | UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD | 113463 | $11.05B | $11.05B | 0 | 2026-03-31 | → |
| 704 | NEUBERGER BERMAN ASIA LIMITED | 154286 | $11.01B | $11.01B | 62 | 2026-03-31 | → |
| 705 | SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED | 306616 | $11.01B | $11.01B | 81 | 2026-05-31 | → |
| 706 | BALLYROCK INVESTMENT ADVISORS LLC | 115324 | $10.99B | $10.99B | 5 | 2026-03-31 | → |
| 707 | MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | 126896 | $10.94B | $10.94B | 51 | 2026-03-31 | → |
| 708 | FIFTH THIRD SECURITIES, INC. | 628 | $10.92B | $10.92B | 13,533 | 2026-06-30 | → |
| 709 | SHEPHERD KAPLAN KROCHUK, LLC | 127304 | $10.88B | $10.88B | 34 | 2026-03-31 | → |
| 710 | RPA FINANCIAL, LLC | 294105 | $10.88B | $10.88B | 12 | 2026-06-30 | → |
| 711 | FIRST SENTIER INVESTORS (SINGAPORE) | 165124 | $10.84B | $10.84B | 55 | 2026-03-31 | → |
| 712 | LOOP CAPITAL ASSET MANAGEMENT - TCH LLC | 149280 | $10.81B | $10.81B | 23 | 2026-03-31 | → |
| 713 | CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC | 106256 | $10.80B | $10.80B | 60 | 2026-03-31 | → |
| 714 | BARON CAPITAL MANAGEMENT, INC. | 110791 | $10.79B | $10.79B | 221 | 2026-05-31 | → |
| 715 | GUARDIAN CAPITAL LP | 105078 | $10.68B | $10.68B | 90 | 2026-03-31 | → |
| 716 | ELDRIDGE STRUCTURED CREDIT ADVISERS, LLC | 313420 | $10.53B | $10.53B | 292 | 2026-03-31 | → |
| 717 | BLACKSTONE GROWTH ADVISORS L.L.C. | 305708 | $10.50B | $10.50B | 48 | 2026-05-31 | → |
| 718 | CARLYLE AVIATION PDP MANAGEMENT LLC | 305746 | $10.40B | $10.40B | 124 | 2026-03-31 | → |
| 719 | SHUSTER ADVISORY GROUP, LLC | 170233 | $10.32B | $10.32B | 15 | 2026-05-31 | → |
| 720 | CATALYST CAPITAL ADVISORS LLC | 139895 | $10.30B | $10.30B | 17 | 2026-03-31 | → |
| 721 | BARTLETT & CO. WEALTH MANAGEMENT LLC | 292246 | $10.25B | $10.25B | 84 | 2026-03-31 | → |
| 722 | CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 128545 | $10.25B | $10.25B | 182 | 2026-03-31 | → |
| 723 | TOCQUEVILLE ASSET MANAGEMENT LP | 105690 | $10.24B | $10.24B | 73 | 2026-03-31 | → |
| 724 | VALMARK ADVISERS INC | 108050 | $10.17B | $10.17B | 280 | 2026-06-30 | → |
| 725 | SHEPHERD KAPLAN LLC | 128244 | $10.16B | $10.16B | 42 | 2026-03-31 | → |
| 726 | SPROTT ASSET MANAGEMENT USA INC. | 139022 | $10.12B | $10.12B | 64 | 2026-03-31 | → |
| 727 | MAN SOLUTIONS LLC | 157592 | $10.10B | $10.10B | 22 | 2026-03-31 | → |
| 728 | BAIN CAPITAL REAL ESTATE, LP | 291809 | $10.00B | $10.00B | 125 | 2026-06-30 | → |
| 729 | BMO FAMILY OFFICE, LLC | 110264 | $9.99B | $9.99B | 130 | 2026-01-31 | → |
| 730 | AGINCOURT CAPITAL MANAGEMENT, LLC | 112096 | $9.95B | $9.95B | 18 | 2026-03-31 | → |
| 731 | WELCH & FORBES LLC | 115119 | $9.90B | $9.90B | 55 | 2026-05-31 | → |
| 732 | BLUECOVE LIMITED | 307090 | $9.89B | $9.89B | 62 | 2026-03-31 | → |
| 733 | CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED | 139012 | $9.89B | $9.89B | 44 | 2026-06-30 | → |
| 734 | GLACIER PEAK CAPITAL MANAGEMENT, LLC | 164409 | $9.86B | $9.86B | 5 | 2026-02-28 | → |
| 735 | RIVER ROAD ASSET MANAGEMENT, LLC | 134918 | $9.85B | $9.85B | 46 | 2026-03-31 | → |
| 736 | BAIN CAPITAL VENTURES, LP | 145652 | $9.84B | $9.84B | 97 | 2026-03-31 | → |
| 737 | SPIDERROCK ADVISORS, LLC | 171992 | $9.83B | $9.83B | 61 | 2026-03-31 | → |
| 738 | CONSULTING GROUP ADVISORY SERVICES LLC | 137463 | $9.82B | $9.82B | 17 | 2026-03-31 | → |
| 739 | IHT WEALTH MANAGEMENT LLC | 171481 | $9.80B | $9.80B | 179 | 2026-03-31 | → |
| 740 | FORVIS MAZARS WEALTH ADVISORS, LLC | 110905 | $9.75B | $9.75B | 123 | 2026-03-31 | → |
| 741 | THE AMERIFLEX GROUP, INC. | 305585 | $9.66B | $9.66B | 201 | 2026-03-31 | → |
| 742 | MSA ADVISORS, LLC | 305170 | $9.65B | $9.65B | 34 | 2026-03-31 | → |
| 743 | DOCKSIDE LLC | 330606 | $9.63B | $9.63B | 10 | 2026-04-30 | → |
| 744 | ORIX ADVISERS, LLC | 307580 | $9.63B | $9.63B | 372 | 2026-06-30 | → |
| 745 | HORIZON KINETICS ASSET MANAGEMENT LLC | 106096 | $9.61B | $9.61B | 80 | 2026-04-30 | → |
| 746 | FRONTIER CAPITAL MANAGEMENT CO LLC | 106274 | $9.60B | $9.60B | 38 | 2026-03-31 | → |
| 747 | MARINER INDEPENDENT ADVISOR NETWORK, LLC | 283824 | $9.57B | $9.57B | 174 | 2026-05-31 | → |
| 748 | GLP CAPITAL PARTNERS, INC. | 304917 | $9.42B | $9.42B | 160 | 2025-03-31 | → |
| 749 | KENNEDY LEWIS LOAN MANAGEMENT LLC | 316091 | $9.42B | $9.42B | 144 | 2026-03-31 | → |
| 750 | PERFORMANCE EQUITY MANAGEMENT, LLC | 110207 | $9.41B | $9.41B | 36 | 2026-03-31 | → |
| 751 | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | 301896 | $9.38B | $9.38B | 209 | 2026-03-31 | → |
| 752 | JOEL ISAACSON & CO., LLC | 152450 | $9.32B | $9.32B | 52 | 2026-03-31 | → |
| 753 | ITAU USA ASSET MANAGEMENT INC. | 156313 | $9.27B | $9.27B | 26 | 2026-03-31 | → |
| 754 | GENEOS WEALTH MANAGEMENT, INC. | 120894 | $9.22B | $9.22B | 200 | 2026-04-30 | → |
| 755 | NAPIER PARK GLOBAL CAPITAL LTD | 157629 | $9.22B | $9.22B | 22 | 2026-04-30 | → |
| 756 | ELLINGTON GLOBAL ASSET MANAGEMENT, LLC | 141772 | $9.18B | $9.18B | 164 | 2026-03-31 | → |
| 757 | FS REAL ESTATE ADVISOR, LLC | 306352 | $9.10B | $9.10B | 133 | 2026-06-30 | → |
| 758 | XIGINVENT, L.L.C. | 156213 | $9.06B | $9.06B | 31 | 2026-05-31 | → |
| 759 | NEUBERGER BERMAN LOAN ADVISERS II LLC | 306601 | $9.05B | $9.05B | 3 | 2026-03-31 | → |
| 760 | CROSSMARK GLOBAL INVESTMENTS, INC. | 113360 | $8.98B | $8.98B | 54 | 2026-06-30 | → |
| 761 | QUINBROOK INFRASTRUCTURE PARTNERS LLC | 287822 | $8.95B | $8.95B | 25 | 2026-03-31 | → |
| 762 | HERMES GPE LLP | 151848 | $8.88B | $8.88B | 67 | 2026-03-31 | → |
| 763 | KEY INVESTMENT SERVICES LLC | 136300 | $8.88B | $8.88B | 1,325 | 2026-06-30 | → |
| 764 | SNOWDEN CAPITAL ADVISORS LLC | 157299 | $8.87B | $8.87B | 154 | 2026-04-30 | → |
| 765 | ARKADIOS WEALTH ADVISORS LLC | 288863 | $8.79B | $8.79B | 188 | 2026-06-30 | → |
| 766 | CAPITAL ANALYSTS, LLC | 162200 | $8.77B | $8.77B | 679 | 2026-04-30 | → |
| 767 | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC | 289977 | $8.76B | $8.76B | 118 | 2026-04-30 | → |
| 768 | U.S. CAPITAL WEALTH ADVISORS, LLC | 288199 | $8.76B | $8.76B | 141 | 2026-03-31 | → |
| 769 | TIAA KASPICK, LLC | 104554 | $8.74B | $8.74B | 115 | 2026-06-30 | → |
| 770 | MESA WEST CAPITAL, LLC | 158959 | $8.70B | $8.70B | 50 | 2026-05-31 | → |
| 771 | SIXTH STREET LENDING PARTNERS ADVISERS, LLC | 320821 | $8.69B | $8.69B | 66 | 2026-03-31 | → |
| 772 | MILLBURN RIDGEFIELD LLC | 148870 | $8.67B | $8.67B | 59 | 2026-05-31 | → |
| 773 | SATURNA CAPITAL CORPORATION | 25586 | $8.62B | $8.62B | 83 | 2026-02-28 | → |
| 774 | SAGARD HOLDINGS MANAGER LP | 304924 | $8.61B | $8.61B | 220 | 2026-04-30 | → |
| 775 | TD PRIVATE CLIENT WEALTH LLC | 164484 | $8.57B | $8.57B | 671 | 2026-06-30 | → |
| 776 | MUTUAL ADVISORS, LLC | 167658 | $8.55B | $8.55B | 208 | 2026-06-30 | → |
| 777 | BLACKSTONE MULTI-ASSET ADVISORS L.L.C. | 171640 | $8.54B | $8.54B | 39 | 2026-05-31 | → |
| 778 | NORTHWEST CAPITAL MANAGEMENT INC | 108091 | $8.52B | $8.52B | 11 | 2026-05-31 | → |
| 779 | ELDRIDGE CREDIT ADVISERS, LLC | 155736 | $8.46B | $8.46B | 292 | 2026-05-31 | → |
| 780 | BNY MELLON SECURITIES CORPORATION | 231 | $8.45B | $8.45B | 253 | 2026-06-30 | → |
| 781 | SYNOVUS SECURITIES, INC. | 14023 | $8.45B | $8.45B | 280 | 2026-01-31 | → |
| 782 | DOUGLAS LANE & ASSOCIATES, LLC | 282563 | $8.44B | $8.44B | 37 | 2026-03-31 | → |
| 783 | VISTA CREDIT PARTNERS, L.P. | 329152 | $8.42B | $8.42B | 51 | 2026-03-31 | → |
| 784 | WEALTHCARE ADVISORY PARTNERS LLC | 171976 | $8.29B | $8.29B | 243 | 2026-06-30 | → |
| 785 | BOLTON SECURITIES CORP | 129376 | $8.28B | $8.28B | 158 | 2026-03-31 | → |
| 786 | ADVANTAGE CAPITAL MANAGEMENT LLC | 171128 | $8.26B | $8.26B | 30 | 2026-05-31 | → |
| 787 | JONATHAN ROBERTS ADVISORY GROUP, INC. | 112294 | $8.25B | $8.25B | 550 | 2026-03-31 | → |
| 788 | GRADIENT INVESTMENTS, LLC | 141726 | $8.20B | $8.20B | 41 | 2026-06-30 | → |
| 789 | WINCORAM ASSET MANAGEMENT LLC | 312425 | $8.19B | $8.19B | 28 | 2026-03-31 | → |
| 790 | SAMSUNG ASSET MANAGEMENT (NEW YORK), INC. | 133827 | $8.17B | $8.17B | 13 | 2026-03-31 | → |
| 791 | RHONE GROUP L.L.C. | 161731 | $8.15B | $8.15B | 35 | 2026-03-31 | → |
| 792 | HARVEST FUND ADVISORS LLC | 154425 | $8.13B | $8.13B | 14 | 2026-03-31 | → |
| 793 | WEITZ INVESTMENT MANAGEMENT, INC. | 105088 | $8.08B | $8.08B | 36 | 2026-03-31 | → |
| 794 | CRESTWOOD ADVISORS GROUP, LLC | 286243 | $8.02B | $8.02B | 64 | 2026-06-30 | → |
| 795 | BLACKSTONE ISG-II ADVISORS L.L.C. | 289550 | $8.01B | $8.01B | 114 | 2026-03-31 | → |
| 796 | PATRIA PRIVATE EQUITY (EUROPE) LIMITED | 318769 | $8.01B | $8.01B | 70 | 2026-05-31 | → |
| 797 | CION ARES MANAGEMENT, LLC | 284930 | $8.00B | $8.00B | 18 | 2026-05-31 | → |
| 798 | SECURITY INVESTORS, LLC | 105477 | $7.97B | $7.97B | 20 | 2026-03-31 | → |
| 799 | TIMESSQUARE CAPITAL MANAGEMENT, LLC | 132694 | $7.90B | $7.90B | 41 | 2026-03-31 | → |
| 800 | PCM MANAGEMENT ADVISOR, LLC | 323946 | $7.89B | $7.89B | 495 | 2026-04-30 | → |
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