Research Report · 2026-06-30
Registered Investment Advisers with Broker-Dealer Affiliations
SEC-registered investment advisers that report a related broker-dealer affiliation, ranked by AUM.
Firms
1,000
Total AUM
$136.97T
Median AUM
$23.89B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 901 | FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED | 283669 | $5.39B | $5.39B | 48 | 2026-06-30 | → |
| 902 | BAIN CAPITAL INSURANCE SOLUTIONS, LP | 305575 | $5.39B | $5.39B | 48 | 2026-03-31 | → |
| 903 | BLACKSTONE ALTERNATIVE INVESTMENT ADVISORS LLC | 165782 | $5.39B | $5.39B | 304 | 2026-04-30 | → |
| 904 | CUSO FINANCIAL SERVICES, L.P. | 42132 | $5.38B | $5.38B | 791 | 2025-08-31 | → |
| 905 | COHEN & STEERS UK LIMITED | 142150 | $5.37B | $5.37B | 21 | 2026-03-31 | → |
| 906 | FROST INVESTMENT ADVISORS, LLC | 146148 | $5.36B | $5.36B | 31 | 2026-03-31 | → |
| 907 | MACKENZIE INVESTMENTS EUROPE LIMITED | 284912 | $5.33B | $5.33B | 12 | 2026-03-31 | → |
| 908 | POLUS CAPITAL MANAGEMENT LIMITED | 139138 | $5.32B | $5.32B | 85 | 2026-03-31 | → |
| 909 | JANNEY CAPITAL MANAGEMENT LLC | 159506 | $5.31B | $5.31B | 12 | 2025-11-30 | → |
| 910 | FLEXSTONE PARTNERS, LLC | 147353 | $5.30B | $5.30B | 28 | 2026-03-31 | → |
| 911 | PICTET NORTH AMERICA ADVISORS SA | 142512 | $5.30B | $5.30B | 18 | 2026-05-31 | → |
| 912 | ALERA INVESTMENT ADVISORS, LLC | 287906 | $5.29B | $5.29B | 107 | 2026-03-31 | → |
| 913 | REHMANN CAPITAL ADVISORY GROUP, LLC | 123047 | $5.27B | $5.27B | 39 | 2026-03-31 | → |
| 914 | LOVELL MINNICK PARTNERS LLC | 156494 | $5.21B | $5.21B | 33 | 2026-05-31 | → |
| 915 | DAVIDSON INVESTMENT ADVISORS, INC. | 110552 | $5.20B | $5.20B | 31 | 2025-12-31 | → |
| 916 | PROFUND ADVISORS LLC | 109585 | $5.20B | $5.20B | 98 | 2026-03-31 | → |
| 917 | BEAR CREEK ASSET MANAGEMENT, LLC | 137677 | $5.19B | $5.19B | 8 | 2026-03-31 | → |
| 918 | INVESTCORP CORSAIR INFRASTRUCTURE PARTNERS, L.P. | 329155 | $5.19B | $5.19B | 10 | 2026-04-30 | → |
| 919 | INSIGNEO ADVISORY SERVICES, LLC | 282589 | $5.16B | $5.16B | 223 | 2026-06-30 | → |
| 920 | JEFFERIES INVESTMENT ADVISERS LLC | 325421 | $5.15B | $5.15B | 119 | 2026-06-30 | → |
| 921 | HINES CAPITAL ADVISORS LLC | 307282 | $5.15B | $5.15B | 839 | 2026-03-31 | → |
| 922 | ALTAMAR PARTNERS NORTH AMERICA LLC | 283144 | $5.15B | $5.15B | 11 | 2026-03-31 | → |
| 923 | TECTONIC ADVISORS LLC | 139713 | $5.14B | $5.14B | 6 | 2026-03-31 | → |
| 924 | CORIENT IA LLC | 326262 | $5.11B | $5.11B | 100 | 2026-06-30 | → |
| 925 | WHITE OAK GLOBAL ADVISORS, LLC | 149659 | $5.11B | $5.11B | 58 | 2026-03-31 | → |
| 926 | DWS INVESTMENTS HONG KONG LIMITED | 139666 | $5.10B | $5.10B | 62 | 2026-05-31 | → |
| 927 | ALIYA CAPITAL PARTNERS LLC | 305988 | $5.09B | $5.09B | 18 | 2026-05-31 | → |
| 928 | STONEX ADVISORS INC. | 174182 | $5.09B | $5.09B | 220 | 2026-06-30 | → |
| 929 | ONEAMERICA INVESTMENT ADVISORY SERVICES LLC | 285390 | $5.09B | $5.09B | 6 | 2025-05-31 | → |
| 930 | TT INTERNATIONAL ASSET MANAGEMENT LTD | 110858 | $5.07B | $5.07B | 79 | 2026-03-31 | → |
| 931 | OBERWEIS ASSET MANAGEMENT INC | 105471 | $5.06B | $5.06B | 31 | 2026-03-31 | → |
| 932 | NEWPORT GROUP CONSULTING, LLC | 140944 | $5.05B | $5.05B | 31 | 2026-03-31 | → |
| 933 | CAIN, WATTERS & ASSOCIATES, LLC | 111521 | $5.04B | $5.04B | 341 | 2026-06-30 | → |
| 934 | COASTAL BRIDGE ADVISORS, LLC | 152569 | $5.02B | $5.02B | 46 | 2026-03-31 | → |
| 935 | KENNEDY CAPITAL MANAGEMENT LLC | 105834 | $5.02B | $5.02B | 43 | 2026-05-31 | → |
| 936 | BOSTON FINANCIAL MANAGEMENT LLC | 112360 | $5.01B | $5.01B | 49 | 2025-03-31 | → |
| 937 | PRECEPT ADVISORY GROUP LLC | 152776 | $5.01B | $5.01B | 8 | 2025-03-31 | → |
| 938 | STIFEL INDEPENDENT ADVISORS, LLC | 28218 | $5.01B | $5.01B | 198 | 2026-03-31 | → |
| 939 | SAVVY ADVISORS, INC. | 318493 | $5.00B | $5.00B | 170 | 2026-03-31 | → |
| 940 | GULF INTERNATIONAL BANK (UK) LIMITED | 281609 | $4.98B | $4.98B | 117 | 2026-03-31 | → |
| 941 | ATALANTA SOSNOFF CAPITAL, LLC | 104880 | $4.98B | $4.98B | 37 | 2026-03-31 | → |
| 942 | AVENUE CAPITAL MANAGEMENT II, L.P. | 111845 | $4.97B | $4.97B | 183 | 2026-05-31 | → |
| 943 | NORTHCOAST ASSET MANAGEMENT LLC | 282241 | $4.97B | $4.97B | 45 | 2026-06-30 | → |
| 944 | SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC | 165306 | $4.96B | $4.96B | 38 | 2026-05-31 | → |
| 945 | KKR CREDIT ADVISORS (SINGAPORE) PTE. LTD. | 309194 | $4.94B | $4.94B | 16 | 2026-03-31 | → |
| 946 | NEUBERGER BERMAN LOAN ADVISERS LLC | 285579 | $4.93B | $4.93B | 3 | 2026-03-31 | → |
| 947 | STASH INVESTMENTS LLC | 226550 | $4.92B | $4.92B | 124 | 2026-04-30 | → |
| 948 | ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C. | 108178 | $4.91B | $4.91B | 18 | 2026-05-31 | → |
| 949 | SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION | 318811 | $4.91B | $4.91B | 21 | 2026-06-30 | → |
| 950 | EULAV ASSET MANAGEMENT | 156397 | $4.90B | $4.90B | 14 | 2025-07-31 | → |
| 951 | MADISON ASSET MANAGEMENT, LLC | 130874 | $4.86B | $4.86B | 92 | 2026-03-31 | → |
| 952 | MACQUARIE WEALTH ADVISERS, LLC | 141805 | $4.82B | $4.82B | 69 | 2026-06-30 | → |
| 953 | CARDINAL POINT CAPITAL MANAGEMENT, ULC | 140619 | $4.81B | $4.81B | 56 | 2026-04-30 | → |
| 954 | SOWELL FINANCIAL SERVICES, LLC | 127145 | $4.81B | $4.81B | 162 | 2026-06-30 | → |
| 955 | THE ASCENT GROUP, LLC | 314424 | $4.76B | $4.76B | 44 | 2026-03-31 | → |
| 956 | ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC | 107367 | $4.76B | $4.76B | 79 | 2026-06-30 | → |
| 957 | GWN SECURITIES INC. | 128929 | $4.75B | $4.75B | 707 | 2026-04-30 | → |
| 958 | BC ADVISORS, LLC | 142982 | $4.73B | $4.73B | 7 | 2026-03-31 | → |
| 959 | KOTAK MAHINDRA ASSET MANAGEMENT (SINGAPORE) PTE. LTD. | 286032 | $4.70B | $4.70B | 9 | 2026-06-30 | → |
| 960 | DIVERSIFY ADVISORY SERVICES, LLC | 326060 | $4.65B | $4.65B | 206 | 2026-06-30 | → |
| 961 | PANTHEON VENTURES (UK) LLP | 161631 | $4.62B | $4.62B | 406 | 2026-03-31 | → |
| 962 | ANCORA ADVISORS LLC | 124674 | $4.61B | $4.61B | 46 | 2026-03-31 | → |
| 963 | ORIGIN ASSET MANAGEMENT LLP | 139897 | $4.61B | $4.61B | 12 | 2025-02-28 | → |
| 964 | TEMPLETON INVESTMENT COUNSEL, LLC | 111370 | $4.61B | $4.61B | 31 | 2026-06-30 | → |
| 965 | HAUSSMANN 1864 CAPITAL MANAGEMENT LLC | 332278 | $4.60B | $4.60B | 5 | 2026-03-31 | → |
| 966 | BAKER TILLY WEALTH MANAGEMENT, LLC | 167811 | $4.60B | $4.60B | 32 | 2026-01-31 | → |
| 967 | WHARTON BUSINESS GROUP, LLC | 133722 | $4.57B | $4.57B | 5 | 2026-03-31 | → |
| 968 | ZEVENBERGEN CAPITAL INVESTMENTS LLC | 128990 | $4.57B | $4.57B | 24 | 2026-03-31 | → |
| 969 | FRANKLIN STREET ADVISORS, INC. | 106275 | $4.53B | $4.53B | 40 | 2026-05-31 | → |
| 970 | INNOVATION X ADVISORS, LLC | 322292 | $4.52B | $4.52B | 4 | 2026-03-31 | → |
| 971 | SPIRE WEALTH MANAGEMENT, LLC | 113908 | $4.51B | $4.51B | 145 | 2026-06-30 | → |
| 972 | AGTB FUND MANAGER, LLC | 318665 | $4.51B | $4.51B | 239 | 2026-03-31 | → |
| 973 | HALSEYPOINT ASSET MANAGEMENT, LLC | 305194 | $4.51B | $4.51B | 13 | 2026-03-31 | → |
| 974 | CAPITOLIS ADVISORS LLC | 290462 | $4.50B | $4.50B | 68 | 2026-04-30 | → |
| 975 | OSAIC FS, INC. | 3870 | $4.48B | $4.48B | 655 | 2025-01-31 | → |
| 976 | ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLC | 322058 | $4.47B | $4.47B | 290 | 2026-02-28 | → |
| 977 | PROVENANCE WEALTH ADVISORS, LLC | 126529 | $4.44B | $4.44B | 52 | 2026-01-31 | → |
| 978 | BLUE OWL DIGITAL INFRASTRUCTURE TRUST ADVISORS LLC | 337770 | $4.42B | $4.42B | 130 | 2026-03-31 | → |
| 979 | NINEPOINT PARTNERS LP | 289068 | $4.42B | $4.42B | 95 | 2026-03-31 | → |
| 980 | GLADSTONE MANAGEMENT CORPORATION | 122482 | $4.42B | $4.42B | 45 | 2026-04-30 | → |
| 981 | TPG RE FINANCE TRUST MANAGEMENT, L.P. | 288851 | $4.41B | $4.41B | 19 | 2026-03-31 | → |
| 982 | LOCUST WOOD CAPITAL ADVISERS, LLC | 135140 | $4.40B | $4.40B | 12 | 2026-03-31 | → |
| 983 | AQR ARBITRAGE, LLC | 114626 | $4.38B | $4.38B | 18 | 2026-03-31 | → |
| 984 | ADERO PARTNERS, LLC | 297808 | $4.38B | $4.38B | 50 | 2025-04-30 | → |
| 985 | INVESCO INVESTMENT ADVISERS LLC | 104885 | $4.37B | $4.37B | 27 | 2026-03-31 | → |
| 986 | ANCALA PARTNERS LLC | 333844 | $4.36B | $4.36B | 7 | 2026-04-30 | → |
| 987 | CAMPBELL & COMPANY INVESTMENT ADVISER LLC | 134332 | $4.34B | $4.34B | 68 | 2026-03-31 | → |
| 988 | QUILVEST CAPITAL PARTNERS MANAGEMENT, LLC | 175159 | $4.34B | $4.34B | 26 | 2026-05-31 | → |
| 989 | NORTHCREST ASSET MANAGEMENT LLC | 300366 | $4.33B | $4.33B | 12 | 2026-03-31 | → |
| 990 | MORGAN STANLEY EATON VANCE CLO MANAGER LLC | 309263 | $4.33B | $4.33B | 17 | 2026-05-31 | → |
| 991 | KESTRA INVESTMENT MANAGEMENT, LLC. | 317711 | $4.31B | $4.31B | 17 | 2026-06-30 | → |
| 992 | 360 ONE ASSET MANAGEMENT LIMITED | 300914 | $4.31B | $4.31B | 130 | 2026-06-30 | → |
| 993 | MAM AMERICAS, INC. | 282639 | $4.27B | $4.27B | 262 | 2026-06-30 | → |
| 994 | SIMPLICITY WEALTH LLC | 300572 | $4.27B | $4.27B | 424 | 2026-04-30 | → |
| 995 | APOLLO REAL ESTATE FUND ADVISER, LLC | 169120 | $4.27B | $4.27B | 3,564 | 2026-03-31 | → |
| 996 | BEACON CAPITAL MANAGEMENT, INC. | 120641 | $4.26B | $4.26B | 44 | 2026-03-31 | → |
| 997 | B. RILEY WEALTH ADVISORS, INC. | 115927 | $4.21B | $4.21B | 268 | 2026-03-31 | → |
| 998 | SCHARF INVESTMENTS, LLC | 105508 | $4.21B | $4.21B | 23 | 2026-03-31 | → |
| 999 | SYSTEMATIC FINANCIAL MANAGEMENT LP | 106146 | $4.21B | $4.21B | 22 | 2026-03-31 | → |
| 1000 | STIFEL CAPITAL MANAGEMENT, LLC | 328365 | $4.20B | $4.20B | 9 | 2026-03-31 | → |
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