Research Report · 2026-06-30
Most Wealth-Focused Registered Investment Advisers
SEC-registered investment advisers ranked by the share of reported client-type assets tied to individual wealth clients.
Firms
1,000
Total AUM
$694.85B
Median AUM
$378.6M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Wealth Share↕ | Segment Assets↕ | AUM↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 401 | NDURE GLOBAL LLC | 327280 | 100% | $436.7M | $436.7M | 2026-03-31 | → |
| 402 | AUGUST WEALTH ADVISORS LLC | 339322 | 100% | $436.6M | $436.6M | 2026-06-30 | → |
| 403 | BLUEPRINT INVESTING LLC | 151422 | 100% | $436.3M | $436.3M | 2026-06-30 | → |
| 404 | CHAPEL HILL INVESTMENT ANALYSTS INC | 109511 | 100% | $436.0M | $436.0M | 2026-03-31 | → |
| 405 | ALIGN FINANCIAL, LLC | 309238 | 100% | $433.7M | $433.7M | 2026-04-30 | → |
| 406 | GREENBRIDGE PARTNERS LLC | 304445 | 100% | $433.1M | $433.1M | 2026-03-31 | → |
| 407 | SWMG, LLC | 166688 | 100% | $430.4M | $430.4M | 2026-06-30 | → |
| 408 | SOCHA FINANCIAL GROUP, LLC | 299263 | 100% | $430.0M | $430.0M | 2026-03-31 | → |
| 409 | POWER WEALTH MANAGEMENT LLC | 315101 | 100% | $429.9M | $429.9M | 2026-06-30 | → |
| 410 | COMPASS FINANCIAL GROUP, INC. | 125186 | 100% | $429.7M | $429.7M | 2026-03-31 | → |
| 411 | SWMG HOLDINGS, LLC | 285713 | 100% | $428.5M | $428.5M | 2026-04-30 | → |
| 412 | LEGA Z ADVISORY LLC | 297417 | 100% | $428.4M | $428.4M | 2026-03-31 | → |
| 413 | STARK RICHARD JOSEPH | 107636 | 100% | $426.1M | $426.1M | 2025-03-31 | → |
| 414 | PROFESSIONAL FINANCIAL ADVISORS INC | 107289 | 100% | $426.0M | $426.0M | 2026-03-31 | → |
| 415 | SYLVEST ADVISORS, LLC | 165130 | 100% | $425.7M | $425.7M | 2026-03-31 | → |
| 416 | STONEHEARTH CAPITAL MANAGEMENT LLC | 128866 | 100% | $425.4M | $425.4M | 2026-03-31 | → |
| 417 | TRINITY WEALTH MANAGEMENT LLC | 152355 | 100% | $425.2M | $425.2M | 2026-03-31 | → |
| 418 | LIFEMARK SECURITIES CORP. | 16204 | 100% | $424.9M | $424.9M | 2026-03-31 | → |
| 419 | HERITAGE FAMILY OFFICES, LLP | 323930 | 100% | $423.3M | $423.3M | 2026-03-31 | → |
| 420 | SAGE FINANCIAL MANAGEMENT GROUP, INC. | 143562 | 100% | $423.2M | $423.2M | 2026-06-30 | → |
| 421 | DIVERGENT PLANNING, LLC | 285688 | 100% | $423.1M | $423.1M | 2026-01-31 | → |
| 422 | ZULLO INVESTMENT GROUP, INC. | 311698 | 100% | $423.0M | $423.0M | 2026-02-28 | → |
| 423 | MCCARTHY ASSET MANAGEMENT, INC. | 118285 | 100% | $422.4M | $422.4M | 2026-03-31 | → |
| 424 | INVESTMENT PLANNING ADVISORS | 299212 | 100% | $421.7M | $421.7M | 2026-03-31 | → |
| 425 | FISCHER INVESTMENT GROUP, INC. | 110966 | 100% | $421.5M | $421.5M | 2026-01-31 | → |
| 426 | SHILANSKI & ASSOCIATES, INC. | 116431 | 100% | $420.3M | $420.3M | 2025-05-31 | → |
| 427 | FLATROCK WEALTH PARTNERS LLC | 321777 | 100% | $417.6M | $417.6M | 2026-06-30 | → |
| 428 | SEVEN MILE ADVISORY LLC | 324114 | 100% | $416.8M | $416.8M | 2026-04-30 | → |
| 429 | MARKET INVESTMENT GROUP, LLC | 334248 | 100% | $416.4M | $416.4M | 2026-02-28 | → |
| 430 | PROMUS ASSET MANAGEMENT, LLC | 157484 | 100% | $415.0M | $415.0M | 2026-03-31 | → |
| 431 | NORTHEAST PLANNING ASSOCIATES, INC. | 131406 | 100% | $414.0M | $414.0M | 2026-05-31 | → |
| 432 | TED BUCHAN & COMPANY, LLC | 140722 | 100% | $413.2M | $413.2M | 2026-03-31 | → |
| 433 | EVEREST PRIVATE WEALTH | 142945 | 100% | $410.8M | $410.8M | 2026-03-31 | → |
| 434 | COPPER FINANCIAL NETWORK, LLC | 168203 | 100% | $410.7M | $410.7M | 2026-06-30 | → |
| 435 | HARBOR WEALTH MANAGEMENT, LLC | 153527 | 100% | $410.5M | $410.5M | 2026-02-28 | → |
| 436 | SUNBEAM CAPITAL MANAGEMENT, LLC | 289723 | 100% | $410.2M | $410.2M | 2026-03-31 | → |
| 437 | BEMANAGED FINANCIAL SERVICES, INC. | 140099 | 100% | $410.0M | $410.0M | 2026-03-31 | → |
| 438 | MARKS WEALTH, LLC | 310534 | 100% | $409.2M | $409.2M | 2026-06-30 | → |
| 439 | TRUEFG, LLC | 285850 | 100% | $409.0M | $409.0M | 2026-03-31 | → |
| 440 | ADVISORY SOLUTIONS GROUP, LLC | 339919 | 100% | $408.4M | $408.4M | 2026-05-31 | → |
| 441 | STUART CHAUSSÉE & ASSOCIATES, INC. | 112105 | 100% | $407.9M | $407.9M | 2025-04-30 | → |
| 442 | J.R. PRUNIER CAPITAL MANAGEMENT LLC | 321026 | 100% | $407.0M | $407.0M | 2026-06-30 | → |
| 443 | FIFTH FORCE MANAGEMENT LLC | 325161 | 100% | $406.9M | $406.9M | 2026-03-31 | → |
| 444 | KEYSTONE FINANCIAL PLANNING, INC | 104640 | 100% | $406.9M | $406.9M | 2026-02-28 | → |
| 445 | UNITED WEALTH MANAGEMENT, LLC | 133986 | 100% | $406.6M | $406.6M | 2026-03-31 | → |
| 446 | TRITON WEALTH MANAGEMENT, PLLC | 291070 | 100% | $405.1M | $405.1M | 2026-03-31 | → |
| 447 | S HARRIS FINANCIAL GROUP, LLC | 151899 | 100% | $404.4M | $404.4M | 2026-03-31 | → |
| 448 | DUPREE FINANCIAL GROUP, LLC | 131091 | 100% | $404.4M | $404.4M | 2026-04-30 | → |
| 449 | FEE-ONLY FINANCIAL PLANNING, L.C. | 108365 | 100% | $404.4M | $404.4M | 2026-02-28 | → |
| 450 | GOLDBERG ADVISERS, LLC | 134174 | 100% | $402.6M | $402.6M | 2026-04-30 | → |
| 451 | RATIONAL INVESTMENT MANAGEMENT, LLC | 163057 | 100% | $402.6M | $402.6M | 2026-03-31 | → |
| 452 | LEEWARD FINANCIAL PARTNERS, LLC | 288779 | 100% | $401.5M | $401.5M | 2026-03-31 | → |
| 453 | HELM CAPITAL MANAGEMENT LLC | 123174 | 100% | $400.8M | $400.8M | 2026-04-30 | → |
| 454 | CORNERSTONE FINANCIAL PLANNING, LLC | 129656 | 100% | $400.7M | $400.7M | 2026-03-31 | → |
| 455 | TICINO WEALTH LLC | 335808 | 100% | $400.2M | $400.2M | 2026-06-30 | → |
| 456 | KIRKWOOD FINANCIAL SERVICES LLC | 169278 | 100% | $399.8M | $399.8M | 2026-05-31 | → |
| 457 | THREADGILL FINANCIAL, LLC | 174865 | 100% | $399.4M | $399.4M | 2026-03-31 | → |
| 458 | PIONEER WEALTH MANAGEMENT GROUP, INC | 133429 | 100% | $399.2M | $399.2M | 2026-02-28 | → |
| 459 | WATERFORD ADVISORS, LLC | 119442 | 100% | $399.1M | $399.1M | 2026-03-31 | → |
| 460 | MIDWEST HERITAGE BANK, FSB | 306308 | 100% | $398.7M | $398.7M | 2026-01-31 | → |
| 461 | LESTER FINANCIAL GROUP, LLC | 317036 | 100% | $398.6M | $398.6M | 2026-02-28 | → |
| 462 | LUMINVEST WEALTH MANAGEMENT LLC | 326261 | 100% | $398.0M | $398.0M | 2026-02-28 | → |
| 463 | RED WAVE INVESTMENTS LLC | 153198 | 100% | $397.7M | $397.7M | 2026-03-31 | → |
| 464 | FC ADVISORY, LLC | 170478 | 100% | $397.3M | $397.3M | 2026-03-31 | → |
| 465 | WEBB ADVISORS INCORPORATED | 106617 | 100% | $397.2M | $397.2M | 2026-03-31 | → |
| 466 | MIRAMONTES CAPITAL, LLC | 264786 | 100% | $396.9M | $396.9M | 2026-05-31 | → |
| 467 | CAPITAL MANAGEMENT SERVICES INC | 105903 | 100% | $396.9M | $396.9M | 2025-06-30 | → |
| 468 | WESTPORT ASSET MANAGEMENT INC | 105795 | 100% | $396.8M | $396.8M | 2025-03-31 | → |
| 469 | SARA-BAY FINANCIAL CORP. | 133443 | 100% | $396.8M | $396.8M | 2026-04-30 | → |
| 470 | WAGNER LOFTIN INVESTMENT SERVICES LLC | 109770 | 100% | $396.4M | $396.4M | 2026-03-31 | → |
| 471 | REFRAME WEALTH, LLC | 313386 | 100% | $394.8M | $394.8M | 2026-04-30 | → |
| 472 | GEN-WEALTH PARTNERS, INC. | 281330 | 100% | $394.8M | $394.8M | 2026-04-30 | → |
| 473 | VAWTER FINANCIAL LTD | 108830 | 100% | $394.4M | $394.4M | 2026-03-31 | → |
| 474 | INTEGRITY INVESTMENT ADVISORS, LLC | 154131 | 100% | $394.3M | $394.3M | 2026-05-31 | → |
| 475 | CAUSEY WEALTH LLC | 331134 | 100% | $393.2M | $393.2M | 2026-04-30 | → |
| 476 | BENTLEY FINANCIAL GROUP, INC. | 172474 | 100% | $392.8M | $392.8M | 2026-02-28 | → |
| 477 | THE DARROW COMPANY, INC. | 105679 | 100% | $392.4M | $392.4M | 2026-03-31 | → |
| 478 | SIEBERT ADVISORNXT, LLC. | 288572 | 100% | $391.5M | $391.5M | 2026-03-31 | → |
| 479 | SHRIER WEALTH MANAGEMENT, LLC | 332673 | 100% | $390.6M | $390.6M | 2026-02-28 | → |
| 480 | ASCEND INTERPLAY, LLC | 317344 | 100% | $390.2M | $390.2M | 2026-06-30 | → |
| 481 | DAVIS INVESTMENT PARTNERS, LLC | 318783 | 100% | $390.0M | $390.0M | 2026-01-31 | → |
| 482 | IN ON CAPITAL ADVISORS LLC | 290038 | 100% | $389.4M | $389.4M | 2026-03-31 | → |
| 483 | SENTINEL WEALTH MANAGEMENT, INC. | 122235 | 100% | $388.8M | $388.8M | 2026-04-30 | → |
| 484 | PATHWAYS ADVISORY GROUP, INC. | 143817 | 100% | $388.5M | $388.5M | 2026-04-30 | → |
| 485 | WHEELHOUSE ADVISORY GROUP, LLC | 312806 | 100% | $388.1M | $388.1M | 2026-03-31 | → |
| 486 | JOSEPH P. LUCIA & ASSOCIATES, LLC | 147625 | 100% | $388.0M | $388.0M | 2026-03-31 | → |
| 487 | MISSIONPOINT PARTNERS LLC | 171282 | 100% | $386.9M | $386.9M | 2026-03-31 | → |
| 488 | BALANCE WEALTH PARTNERS LLC | 329589 | 100% | $386.7M | $386.7M | 2026-03-31 | → |
| 489 | 1836 ASSET MANAGEMENT, LLC | 313389 | 100% | $386.6M | $386.6M | 2026-03-31 | → |
| 490 | HD MONEY, INC. | 167623 | 100% | $386.1M | $386.1M | 2026-03-31 | → |
| 491 | RANCH CAPITAL ADVISORS INC. | 300966 | 100% | $385.5M | $385.5M | 2026-03-31 | → |
| 492 | WITTENBERG INVESTMENT MANAGEMENT INC | 105792 | 100% | $385.2M | $385.2M | 2026-03-31 | → |
| 493 | ARCADIA WEALTH MANAGEMENT, INC. | 165504 | 100% | $383.6M | $383.6M | 2026-03-31 | → |
| 494 | SANDEEP VARMA WEALTH STRATEGIES, LLC | 137705 | 100% | $383.6M | $383.6M | 2026-02-28 | → |
| 495 | CROWLEY WEALTH MANAGEMENT, INC. | 112368 | 100% | $383.4M | $383.4M | 2025-03-31 | → |
| 496 | DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. | 165145 | 100% | $382.9M | $382.9M | 2026-02-28 | → |
| 497 | FINANCIAL PLANNING HAWAII, INC. | 153930 | 100% | $382.4M | $382.4M | 2026-02-28 | → |
| 498 | DESTINY CAPITAL CORPORATION | 111196 | 100% | $382.2M | $382.2M | 2026-06-30 | → |
| 499 | HUNTER KEITH INDUSTRIES, INC. | 332688 | 100% | $379.3M | $379.3M | 2025-03-31 | → |
| 500 | KEYSTONE FINANCIAL SERVICES | 310623 | 100% | $379.2M | $379.2M | 2026-05-31 | → |
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