Research Report · 2026-06-30
Registered Investment Advisers with the Highest Investment Advisory Employee Share
SEC-registered investment advisers ranked by investment advisory employee share.
Firms
1,000
Total AUM
$17.46T
Median AUM
$608.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Investment Advisory Employee Share↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 701 | COSNER FINANCIAL GROUP, LLC | 147942 | 100% | $369.8M | 5 | 2026-02-28 | → |
| 702 | EYRE STREET CAPITAL, LLC | 333970 | 100% | $367.2M | 5 | 2026-04-30 | → |
| 703 | ROYAL OAK FINANCIAL ADVISORS, LLC | 290152 | 100% | $366.1M | 7 | 2026-03-31 | → |
| 704 | CROAK ASSET MANAGEMENT, LLC | 297666 | 100% | $363.9M | 6 | 2026-04-30 | → |
| 705 | PACE FINANCIAL ADVISORS, INC. | 318359 | 100% | $362.1M | 9 | 2026-04-30 | → |
| 706 | SONATA CAPITAL GROUP INC | 111277 | 100% | $360.7M | 5 | 2026-03-31 | → |
| 707 | NOVAK & POWELL FINANCIAL SERVICES, INC. | 112970 | 100% | $359.5M | 7 | 2026-03-31 | → |
| 708 | PAPAMARKOU WELLNER ASSET MANAGEMENT, INC. | 131796 | 100% | $357.5M | 11 | 2026-03-31 | → |
| 709 | SALTMARSH FINANCIAL ADVISORS, LLC | 132248 | 100% | $356.5M | 6 | 2026-03-31 | → |
| 710 | THE STOLPER COMPANY L.L.C. | 132962 | 100% | $356.3M | 6 | 2026-04-30 | → |
| 711 | LIFEGOAL INVESTMENTS, LLC | 327833 | 100% | $356.0M | 5 | 2026-05-31 | → |
| 712 | TWIN POINT CAPITAL LLC | 281731 | 100% | $355.9M | 10 | 2026-04-30 | → |
| 713 | ACORN CAPITAL ADVISORS, LLC | 304164 | 100% | $355.3M | 5 | 2026-03-31 | → |
| 714 | STANCE CAPITAL LLC | 284267 | 100% | $354.2M | 5 | 2026-04-30 | → |
| 715 | NEXT MANAGEMENT ADVISORS, LLC | 324644 | 100% | $353.1M | 5 | 2026-04-30 | → |
| 716 | SOUTHBRIDGE ADVISORS, LLC | 306075 | 100% | $353.1M | 6 | 2026-03-31 | → |
| 717 | R.T. JONES CAPITAL EQUITIES MANAGEMENT INC. | 131804 | 100% | $351.8M | 7 | 2026-06-30 | → |
| 718 | LARAWAY FINANCIAL ADVISORS, INC. | 114674 | 100% | $351.5M | 7 | 2026-02-28 | → |
| 719 | CREDIT CAPITAL INVESTMENTS, LLC | 160537 | 100% | $351.3M | 7 | 2026-03-31 | → |
| 720 | SITRIN CAPITAL MANAGEMENT, LLC | 282436 | 100% | $351.1M | 6 | 2026-02-28 | → |
| 721 | DONATO WEALTH MANAGEMENT, PLLC | 305031 | 100% | $349.3M | 5 | 2026-03-31 | → |
| 722 | EGI FINANCIAL, INC. | 120607 | 100% | $348.7M | 8 | 2026-02-28 | → |
| 723 | VELOCIS MANAGEMENT, LLC | 313345 | 100% | $346.4M | 20 | 2026-03-31 | → |
| 724 | GER LOFTIN WEALTH ADVISORS, LLC | 305359 | 100% | $344.5M | 6 | 2026-06-30 | → |
| 725 | CRESCENT ADVISOR GROUP, INC. | 115974 | 100% | $344.4M | 18 | 2026-01-31 | → |
| 726 | ATTESSA CAPITAL LLC | 306827 | 100% | $343.5M | 8 | 2026-05-31 | → |
| 727 | VICTRIX INVESTMENT ADVISORS LLC | 167517 | 100% | $343.3M | 7 | 2026-03-31 | → |
| 728 | BALLAST FINANCIAL ADVISORS, LLC | 304430 | 100% | $342.6M | 5 | 2026-03-31 | → |
| 729 | EUKLES ASSET MANAGEMENT, LLC | 156649 | 100% | $341.1M | 5 | 2026-03-31 | → |
| 730 | POST RESCH TALLON GROUP, INC. | 156302 | 100% | $340.2M | 5 | 2026-03-31 | → |
| 731 | ELTEKON ADVISORS, LLC. | 115371 | 100% | $340.0M | 7 | 2026-02-28 | → |
| 732 | CORE COMPLIANCE GROUP, LLC | 306661 | 100% | $338.4M | 9 | 2026-03-31 | → |
| 733 | OCM PRIVATE WEALTH, LLC | 332302 | 100% | $338.1M | 8 | 2026-03-31 | → |
| 734 | AUGMENT INFRASTRUCTURE MANAGERS ADVISORY LLC | 315485 | 100% | $337.1M | 10 | 2026-03-31 | → |
| 735 | CAPITAL IDEAS, LLC | 114352 | 100% | $336.2M | 5 | 2026-03-31 | → |
| 736 | BVP MANAGEMENT COMPANY, LLC | 307029 | 100% | $335.2M | 8 | 2026-03-31 | → |
| 737 | AMERICAN CAPITAL ADVISORY, LLC | 141944 | 100% | $334.4M | 7 | 2026-03-31 | → |
| 738 | INVESTMENT PARTNERS ASSET MANAGEMENT | 121812 | 100% | $333.4M | 6 | 2026-05-31 | → |
| 739 | FINANCIAL CONSULTANTS & ADVISORY CORPORATION | 113390 | 100% | $333.1M | 15 | 2026-03-31 | → |
| 740 | INSIGHT FOLIOS INC | 174411 | 100% | $331.3M | 15 | 2026-03-31 | → |
| 741 | ALLIANCE WEALTH STRATEGIES, LLC | 173559 | 100% | $330.7M | 7 | 2026-03-31 | → |
| 742 | DAI WEALTH, LLC | 138938 | 100% | $330.0M | 40 | 2026-03-31 | → |
| 743 | STONEBRIDGE FINANCIAL PLANNING GROUP, LLC | 154616 | 100% | $329.7M | 8 | 2026-03-31 | → |
| 744 | ARTIFEX FINANCIAL GROUP, LLC | 140643 | 100% | $328.7M | 5 | 2026-03-31 | → |
| 745 | HEALTHEDGE INVESTMENT PARTNERS, LLC | 163421 | 100% | $325.8M | 9 | 2026-03-31 | → |
| 746 | WHIPPLEWOOD ADVISORS, LLC | 282860 | 100% | $324.5M | 6 | 2026-05-31 | → |
| 747 | GALAXY INVESTMENT MANAGEMENT, LLC | 281589 | 100% | $323.8M | 7 | 2026-03-31 | → |
| 748 | INTREPID INVESTMENT MANAGEMENT, LLC | 192522 | 100% | $322.8M | 6 | 2026-03-31 | → |
| 749 | FORTUNE FINANCIAL ADVISORS, LLC | 145799 | 100% | $322.6M | 6 | 2026-03-31 | → |
| 750 | ENVISION FINANCIAL TRANSPARENCY, LLC | 297713 | 100% | $322.3M | 17 | 2026-03-31 | → |
| 751 | INTEGRATED FINANCIAL STRATEGIES, LLC | 165007 | 100% | $322.0M | 5 | 2026-06-30 | → |
| 752 | OPTIMUM INVESTMENT ADVISORS, LLC | 105182 | 100% | $321.8M | 5 | 2025-03-31 | → |
| 753 | B.B. GRAHAM & COMPANY, INC. | 41533 | 100% | $321.7M | 32 | 2026-03-31 | → |
| 754 | OFF THE CHAIN CAPITAL, LLC | 309867 | 100% | $321.0M | 5 | 2026-03-31 | → |
| 755 | 1 NORTH WEALTH SERVICES, LLC | 115948 | 100% | $320.4M | 6 | 2026-03-31 | → |
| 756 | ALHAMBRA INVESTMENT MANAGEMENT LLC | 138537 | 100% | $320.2M | 5 | 2026-06-30 | → |
| 757 | SECURA FINANCIAL, LLC | 137324 | 100% | $319.9M | 8 | 2026-05-31 | → |
| 758 | LANTERN WEALTH ADVISORS, LLC | 147420 | 100% | $319.9M | 26 | 2026-05-31 | → |
| 759 | ATOMIC INVEST LLC | 313255 | 100% | $319.5M | 21 | 2026-04-30 | → |
| 760 | HAMILTON SQUARE PARTNERS MANAGEMENT, LP | 338881 | 100% | $319.3M | 5 | 2026-05-31 | → |
| 761 | PROMONTORY FINANCIAL PLANNING, LLC | 153666 | 100% | $319.0M | 12 | 2026-02-28 | → |
| 762 | MODEL WEALTH , INC. | 299798 | 100% | $318.2M | 5 | 2026-05-31 | → |
| 763 | OPENAIR FINANCIAL, LLC | 300362 | 100% | $318.0M | 7 | 2026-06-30 | → |
| 764 | BCA PRIVATE WEALTH, INC. | 140913 | 100% | $317.3M | 5 | 2026-02-28 | → |
| 765 | CARO INVESTORS MANAGEMENT, LLC | 332085 | 100% | $316.7M | 6 | 2026-03-31 | → |
| 766 | OCA VENTURES, LLC | 161160 | 100% | $316.4M | 15 | 2026-04-30 | → |
| 767 | HFP WEALTH MANAGEMENT, LLC | 131525 | 100% | $315.1M | 5 | 2025-02-28 | → |
| 768 | MAGNATE ADVISORY SERVICES, LLC | 283056 | 100% | $314.1M | 7 | 2026-03-31 | → |
| 769 | VALUES ADDED FINANCIAL LLC | 288912 | 100% | $313.7M | 9 | 2026-02-28 | → |
| 770 | TRUST ADVISORY GROUP LTD | 106926 | 100% | $313.5M | 22 | 2026-06-30 | → |
| 771 | WAYPOINT CAPITAL PARTNERS ADVISORS, LLC | 333573 | 100% | $310.7M | 7 | 2026-06-30 | → |
| 772 | HUDSON ADVISOR SERVICES, INC. | 107769 | 100% | $310.1M | 6 | 2026-04-30 | → |
| 773 | SYNERGY FINANCIAL PARTNERS, LLC | 305287 | 100% | $308.7M | 5 | 2026-03-31 | → |
| 774 | MERIT FINANCIAL PARTNERS LLC | 141359 | 100% | $308.2M | 5 | 2026-03-31 | → |
| 775 | BROADWAY WEALTH SOLUTIONS, INC. | 291753 | 100% | $308.1M | 11 | 2026-03-31 | → |
| 776 | BATTLE INVESTMENT GROUP, LLC | 283292 | 100% | $307.9M | 6 | 2026-04-30 | → |
| 777 | GROVE MOUNTAIN PARTNERS, LLC | 322303 | 100% | $307.7M | 7 | 2026-05-31 | → |
| 778 | COMMONS CAPITAL, LLC | 165738 | 100% | $307.4M | 6 | 2026-04-30 | → |
| 779 | SYMPHONY TECHNOLOGY GROUP, LLC | 160676 | 100% | $307.3M | 88 | 2026-03-31 | → |
| 780 | BLUE SKY CAPITAL CONSULTANTS GROUP, INC. | 329575 | 100% | $306.3M | 7 | 2026-02-28 | → |
| 781 | HANCOCK WHITNEY INVESTMENT SERVICES INC. | 40637 | 100% | $306.1M | 49 | 2026-03-31 | → |
| 782 | SOUND CAPITAL SOLUTIONS LLC | 311034 | 100% | $305.7M | 5 | 2026-02-28 | → |
| 783 | CLARUS WEALTH ADVISORS, LLC | 281160 | 100% | $305.2M | 13 | 2026-04-30 | → |
| 784 | TOTAL SOLUTIONS ENTERPRISE LLC | 318036 | 100% | $305.0M | 8 | 2026-04-30 | → |
| 785 | BROADVIEW WEALTH PARTNERS, LLC | 335028 | 100% | $304.7M | 7 | 2026-03-31 | → |
| 786 | COLTRANE ASSET MANAGEMENT, L.P. | 165131 | 100% | $304.0M | 5 | 2026-03-31 | → |
| 787 | SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC | 144069 | 100% | $303.9M | 15 | 2026-03-31 | → |
| 788 | KEY GROUP MANAGEMENT, INC. | 146054 | 100% | $303.8M | 5 | 2026-05-31 | → |
| 789 | ALBANYADVISOR GROUP LLC | 316226 | 100% | $302.8M | 6 | 2026-02-28 | → |
| 790 | MACK INVESTMENT SECURITIES, INC. | 17643 | 100% | $302.6M | 8 | 2026-03-31 | → |
| 791 | PRAXIS CAPITAL MANAGEMENT LLC | 333052 | 100% | $301.4M | 12 | 2026-03-31 | → |
| 792 | KINLOCH CAPITAL, LLC | 300735 | 100% | $301.1M | 5 | 2026-03-31 | → |
| 793 | TRIVENI CAPITAL INVESTMENTS LP | 325802 | 100% | $300.9M | 6 | 2026-03-31 | → |
| 794 | PINNACLE CAPITAL MANAGEMENT, LLC | 141661 | 100% | $300.5M | 7 | 2026-04-30 | → |
| 795 | WEALTH ADVISORS NETWORK, INC. | 113836 | 100% | $300.3M | 8 | 2026-04-30 | → |
| 796 | DEEPWORK CAPITAL, LLC | 314673 | 100% | $300.2M | 8 | 2026-03-31 | → |
| 797 | CLOUD CAPITAL MANAGEMENT, LLC | 317325 | 100% | $300.2M | 5 | 2026-03-31 | → |
| 798 | INTERWEALTH MANAGEMENT, LLC | 155597 | 100% | $298.0M | 5 | 2026-05-31 | → |
| 799 | MARSHALL INVESTMENT MANAGEMENT, LLC | 174817 | 100% | $298.0M | 8 | 2026-06-30 | → |
| 800 | STERLING BAY CAPITAL ADVISERS, LLC | 172242 | 100% | $297.6M | 22 | 2026-03-31 | → |
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