Research Report · 2026-06-30
Registered Investment Advisers with the Highest Investment Advisory Employee Share
SEC-registered investment advisers ranked by investment advisory employee share.
Firms
1,000
Total AUM
$17.46T
Median AUM
$608.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Investment Advisory Employee Share↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 801 | TAP ROOT CAPITAL MANAGEMENT LP | 334936 | 100% | $297.3M | 8 | 2026-05-31 | → |
| 802 | 22NW, LP | 230788 | 100% | $295.6M | 6 | 2026-03-31 | → |
| 803 | BRIGHT FUTURES WEALTH MANAGEMENT, LLC | 284920 | 100% | $294.5M | 14 | 2026-04-30 | → |
| 804 | NEWMILE CAPITAL LLC | 333726 | 100% | $293.6M | 5 | 2026-06-30 | → |
| 805 | CASSADY WEALTH & RETIREMENT PLANNING L.L.C. | 309710 | 100% | $292.1M | 5 | 2026-05-31 | → |
| 806 | EPIQ PARTNERS, LLC | 165139 | 100% | $290.9M | 6 | 2026-05-31 | → |
| 807 | LEIGH BALDWIN & CO., LLC | 38751 | 100% | $290.6M | 16 | 2026-05-31 | → |
| 808 | PFG PRIVATE WEALTH MANAGEMENT, LLC | 282301 | 100% | $289.0M | 7 | 2026-03-31 | → |
| 809 | INNOVA WEALTH PARTNERS, LLC | 168500 | 100% | $288.2M | 6 | 2026-02-28 | → |
| 810 | VALTRION CAPITAL MANAGEMENT, LLC | 318048 | 100% | $287.3M | 6 | 2026-03-31 | → |
| 811 | RICE FINANCIAL CONSULTING, INC. | 170346 | 100% | $287.2M | 5 | 2026-03-31 | → |
| 812 | KAIZEN FINANCIAL STRATEGIES, LLC | 298248 | 100% | $287.1M | 5 | 2026-03-31 | → |
| 813 | LANDMARK WEALTH MANAGEMENT, INC. | 167188 | 100% | $287.0M | 8 | 2026-06-30 | → |
| 814 | EDEN GLOBAL ADVISORS LLC | 317761 | 100% | $285.6M | 22 | 2026-03-31 | → |
| 815 | TENCAP WEALTH COACHING, LLC | 166130 | 100% | $285.0M | 7 | 2026-03-31 | → |
| 816 | OAK ADVISORS, LLC | 137192 | 100% | $284.7M | 6 | 2026-02-28 | → |
| 817 | BESPOKE ADVISORY LLC | 323909 | 100% | $284.0M | 9 | 2026-04-30 | → |
| 818 | CAPITALWORKS, LLC | 160408 | 100% | $283.9M | 8 | 2026-03-31 | → |
| 819 | COVINGTONALSINA, LLC | 326810 | 100% | $282.9M | 5 | 2026-04-30 | → |
| 820 | BEAR CREEK FUND ADVISORS LLC | 329844 | 100% | $282.5M | 12 | 2026-05-31 | → |
| 821 | COMPASS FINANCIAL ADVISORS LLC | 109131 | 100% | $282.5M | 9 | 2026-03-31 | → |
| 822 | GPM GROWTH INVESTORS, INC. | 107645 | 100% | $281.3M | 5 | 2026-03-31 | → |
| 823 | SEVEN HILLS FINANCIAL, LLC | 143190 | 100% | $280.9M | 5 | 2026-03-31 | → |
| 824 | AMERICAN DISCOVERY INVESTMENT ADVISORS, LLC | 301331 | 100% | $279.3M | 11 | 2026-06-30 | → |
| 825 | PONTEM INVESTMENT MANAGEMENT COMPANY | 330449 | 100% | $279.1M | 6 | 2026-06-30 | → |
| 826 | GUARDIAN ASSET ADVISORS, LLC | 144958 | 100% | $278.3M | 8 | 2026-03-31 | → |
| 827 | BEACON CAPITAL, LLC | 286316 | 100% | $278.3M | 5 | 2026-04-30 | → |
| 828 | FIRST FINANCIAL ADVISORY SERVICES INC | 105031 | 100% | $278.0M | 7 | 2026-04-30 | → |
| 829 | HERITAGE HOLDING MANAGEMENT, LP | 331677 | 100% | $277.7M | 17 | 2026-03-31 | → |
| 830 | UNIVERSAL FINANCIAL ADVISORS, LLC | 318392 | 100% | $277.5M | 8 | 2026-05-31 | → |
| 831 | HBE WEALTH MANAGEMENT, LLC | 128315 | 100% | $277.4M | 5 | 2026-02-28 | → |
| 832 | BUCKMAN ADVISORY GROUP LLC | 131688 | 100% | $277.3M | 15 | 2026-04-30 | → |
| 833 | DOMINION PORTFOLIO MANAGEMENT, INC. | 106918 | 100% | $277.1M | 18 | 2026-06-30 | → |
| 834 | THE RETIREMENT GUYS FORMULA LLC | 168561 | 100% | $276.9M | 7 | 2026-02-28 | → |
| 835 | NORTHSTAR FINANCIAL PLANNING, LLC | 117205 | 100% | $275.8M | 6 | 2026-02-28 | → |
| 836 | MICHAEL RUSSO LTD | 142810 | 100% | $275.1M | 7 | 2026-03-31 | → |
| 837 | 1492 CAPITAL MANAGEMENT, LLC | 148566 | 100% | $274.6M | 5 | 2026-03-31 | → |
| 838 | SIGNATURE FINANCIAL SERVICES, LTD | 123729 | 100% | $274.0M | 12 | 2026-03-31 | → |
| 839 | LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC | 144200 | 100% | $274.0M | 11 | 2026-06-30 | → |
| 840 | SUMMIT INVESTMENT ADVISORS INC | 316321 | 100% | $273.4M | 5 | 2026-03-31 | → |
| 841 | NBS FINANCIAL & INSURANCE SERVICES INC | 110600 | 100% | $273.3M | 5 | 2025-03-31 | → |
| 842 | ROBERTSON INVESTMENT MANAGEMENT | 115425 | 100% | $273.1M | 8 | 2026-03-31 | → |
| 843 | KNOX WEALTH PARTNERS ADVISORY, LLC | 288580 | 100% | $272.9M | 7 | 2026-03-31 | → |
| 844 | SOUND MARK PARTNERS, LLC | 169037 | 100% | $272.0M | 6 | 2026-03-31 | → |
| 845 | OFG FINANCIAL SERVICES, INC. | 23940 | 100% | $271.0M | 30 | 2026-03-31 | → |
| 846 | PROTA FINANCIAL, LLC | 283776 | 100% | $270.4M | 13 | 2026-02-28 | → |
| 847 | BERINGEA, LLC | 161803 | 100% | $269.9M | 5 | 2026-05-31 | → |
| 848 | LEDGERPRIME, LLC | 313715 | 100% | $269.0M | 9 | 2024-12-31 | → |
| 849 | STONEBRIDGE CAPITAL MANAGEMENT INC | 106073 | 100% | $268.7M | 5 | 2026-04-30 | → |
| 850 | BYRNE ASSET MANAGEMENT, LLC | 125221 | 100% | $268.7M | 5 | 2026-03-31 | → |
| 851 | TRADELINK CAPITAL LLC | 161971 | 100% | $267.8M | 11 | 2026-03-31 | → |
| 852 | ECHELON GROUP, INC. | 333195 | 100% | $265.2M | 5 | 2026-06-30 | → |
| 853 | BRIGHT WEALTH MANAGEMENT, LLC | 169771 | 100% | $265.0M | 7 | 2026-06-30 | → |
| 854 | SENDER COMPANY & PARTNERS, INC. | 282319 | 100% | $264.8M | 18 | 2026-03-31 | → |
| 855 | THE SALIENT ZARVONA ENERGY FUND GP, L.P. | 162712 | 100% | $264.3M | 5 | 2026-03-31 | → |
| 856 | MYECFO, LLC | 166919 | 100% | $263.4M | 6 | 2026-02-28 | → |
| 857 | COASTAL INVESTMENT COMPANY, LLC | 322164 | 100% | $262.9M | 9 | 2026-04-30 | → |
| 858 | SALUS FINANCIAL ADVISORS, LLC | 329882 | 100% | $262.6M | 5 | 2026-03-31 | → |
| 859 | KIPLINGER INVESTMENT ADVISORS, LLC. | 116726 | 100% | $261.7M | 5 | 2026-03-31 | → |
| 860 | TANDEM WEALTH ADVISORS LLC | 157794 | 100% | $261.5M | 7 | 2026-04-30 | → |
| 861 | VISTICA WEALTH ADVISORS, LLC | 147297 | 100% | $260.1M | 5 | 2026-05-31 | → |
| 862 | GREENSTONE BELT WEALTH ADVISORS, LLC | 335862 | 100% | $260.1M | 5 | 2026-03-31 | → |
| 863 | KURE ADVISORY, LLC | 311320 | 100% | $259.0M | 6 | 2026-03-31 | → |
| 864 | 724 CAPITAL, LLC | 318170 | 100% | $258.9M | 14 | 2026-04-30 | → |
| 865 | GK WEALTH MANAGEMENT LLC | 296847 | 100% | $258.8M | 5 | 2026-03-31 | → |
| 866 | KURAMO CAPITAL MANAGEMENT, LLC | 160614 | 100% | $257.7M | 19 | 2026-03-31 | → |
| 867 | THE H GROUP WASHINGTON, INC. | 300464 | 100% | $256.5M | 6 | 2025-03-31 | → |
| 868 | TUDOR FINANCIAL, INC. | 121495 | 100% | $256.3M | 6 | 2026-03-31 | → |
| 869 | FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC | 307987 | 100% | $256.0M | 5 | 2026-03-31 | → |
| 870 | GRANT PRIVATE WEALTH MANAGEMENT, INC. | 292917 | 100% | $255.0M | 5 | 2026-06-30 | → |
| 871 | ACAP ASSET MANAGEMENT, INC. | 149452 | 100% | $255.0M | 5 | 2026-03-31 | → |
| 872 | WESTPARK WEALTH ADVISORS, INC. | 130914 | 100% | $254.3M | 25 | 2026-03-31 | → |
| 873 | MENDOTA FINANCIAL GROUP, LLC | 136294 | 100% | $254.2M | 5 | 2026-03-31 | → |
| 874 | FAMILY FIDUCIARY SERVICES, INC. | 146339 | 100% | $254.2M | 5 | 2026-03-31 | → |
| 875 | MHS ADVISORY SERVICES, LLC | 174590 | 100% | $253.3M | 7 | 2026-03-31 | → |
| 876 | JCP INVESTMENT MANAGEMENT, LLC | 150635 | 100% | $252.3M | 6 | 2026-03-31 | → |
| 877 | FISCHER INVESTMENT STRATEGIES, LLC | 156883 | 100% | $251.9M | 5 | 2026-02-28 | → |
| 878 | ADVANCED FINANCIAL STRATEGIES INC | 108296 | 100% | $251.7M | 6 | 2026-03-31 | → |
| 879 | RECURRING CAPITAL MANAGEMENT COMPANY, LLC | 285114 | 100% | $250.4M | 6 | 2026-03-31 | → |
| 880 | OXENFREE CAPITAL LLC | 327105 | 100% | $249.8M | 8 | 2026-06-30 | → |
| 881 | NOVA WEALTH MANAGEMENT, INC. | 169450 | 100% | $247.5M | 7 | 2026-03-31 | → |
| 882 | JRE ADVISORS LLC | 318777 | 100% | $243.3M | 9 | 2026-03-31 | → |
| 883 | CAPSTONE WEALTH MANAGEMENT GROUP, INC. | 340135 | 100% | $243.0M | 6 | 2026-06-30 | → |
| 884 | VANDERBILT AVENUE ASSET MANAGEMENT LLC | 145370 | 100% | $241.9M | 6 | 2026-03-31 | → |
| 885 | BLUELINE CAPITAL MANAGEMENT, LLC | 338340 | 100% | $240.4M | 7 | 2026-06-30 | → |
| 886 | INTERACTIVE FINANCIAL ADVISORS, INC. | 125117 | 100% | $240.4M | 33 | 2026-03-31 | → |
| 887 | STOREHOUSE FINANCIAL LLC | 140738 | 100% | $240.4M | 6 | 2026-03-31 | → |
| 888 | IFS GROUP, LLC | 328774 | 100% | $240.0M | 6 | 2026-02-28 | → |
| 889 | TRIVANT CUSTOM PORTFOLIO GROUP LLC | 129803 | 100% | $239.4M | 5 | 2026-02-28 | → |
| 890 | DRIVEN INVESTMENTS LLC | 310095 | 100% | $239.2M | 8 | 2026-03-31 | → |
| 891 | CPR INVESTMENTS INC | 139067 | 100% | $238.8M | 24 | 2026-04-30 | → |
| 892 | COVALENCE INVESTMENT PARTNERS, L.P. | 332274 | 100% | $238.4M | 7 | 2026-06-30 | → |
| 893 | GRAPHENE CAPITAL MANAGEMENT LP | 330557 | 100% | $238.1M | 9 | 2026-03-31 | → |
| 894 | QUEST 10 WEALTH BUILDERS, INC. | 154092 | 100% | $237.7M | 8 | 2026-06-30 | → |
| 895 | LIGHTHOUSE WEALTH MANAGEMENT, INC. | 157925 | 100% | $237.6M | 5 | 2026-01-31 | → |
| 896 | ELDERADO FINANCIAL, INC | 112908 | 100% | $237.2M | 5 | 2026-02-28 | → |
| 897 | VALTERRA PARTNERS LLC | 316443 | 100% | $237.0M | 6 | 2026-05-31 | → |
| 898 | LANIER FINANCIAL GROUP LLC | 152945 | 100% | $236.2M | 6 | 2026-03-31 | → |
| 899 | CREW CAPITAL MANAGEMENT, LTD. | 125402 | 100% | $235.4M | 7 | 2026-03-31 | → |
| 900 | LIND CAPITAL PARTNERS, LLC | 165810 | 100% | $235.0M | 5 | 2026-03-31 | → |
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