Research Report · 2026-06-30
Registered Investment Advisers with the Highest Investment Advisory Employee Share
SEC-registered investment advisers ranked by investment advisory employee share.
Firms
1,000
Total AUM
$17.46T
Median AUM
$608.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Investment Advisory Employee Share↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 601 | AOF MANAGEMENT LLC | 170193 | 100% | $461.5M | 6 | 2026-06-30 | → |
| 602 | FUSION CAPITAL PARTNERS, LP | 333924 | 100% | $461.4M | 9 | 2026-06-30 | → |
| 603 | SMITH FINANCIAL INVESTMENT ADVISORS, INC. | 154022 | 100% | $456.9M | 5 | 2026-03-31 | → |
| 604 | AGH WEALTH ADVISORS, LLC | 146796 | 100% | $456.3M | 6 | 2026-03-31 | → |
| 605 | FLORIDA FINANCIAL ADVISORS, LLC | 288811 | 100% | $456.1M | 667 | 2026-04-30 | → |
| 606 | CHANEY CAPITAL MANAGEMENT INC. | 116511 | 100% | $455.5M | 6 | 2026-05-31 | → |
| 607 | NEW WATER CAPITAL, L.P. | 226608 | 100% | $454.4M | 12 | 2026-03-31 | → |
| 608 | PROVENANCE MANAGEMENT CO., LP | 307347 | 100% | $454.1M | 8 | 2026-03-31 | → |
| 609 | SILVER GROVE FINANCIAL GROUP, INC. | 287512 | 100% | $453.6M | 17 | 2026-06-30 | → |
| 610 | RICHMOND INVESTMENT SERVICES LLC | 327451 | 100% | $453.2M | 14 | 2026-06-30 | → |
| 611 | OLD NORTH STATE WEALTH MANAGEMENT, LLC | 148659 | 100% | $452.6M | 6 | 2026-03-31 | → |
| 612 | ASPEN INVESTMENT MANAGEMENT INC. | 112081 | 100% | $452.5M | 5 | 2026-03-31 | → |
| 613 | BLACKHAWK CAPITAL PARTNERS, LLC | 158020 | 100% | $452.0M | 6 | 2026-06-30 | → |
| 614 | CAPITAL SQUARE, LLC | 286098 | 100% | $449.9M | 11 | 2026-05-31 | → |
| 615 | AVANT MANAGEMENT LLC | 330991 | 100% | $449.0M | 8 | 2026-04-30 | → |
| 616 | WESTBOURNE INVESTMENT ADVISORS INC. | 144571 | 100% | $448.8M | 6 | 2026-03-31 | → |
| 617 | O'BOYLE WEALTH MANAGEMENT, INC. | 292849 | 100% | $443.9M | 5 | 2026-03-31 | → |
| 618 | THACKERAY PARTNERS, L.P. | 166351 | 100% | $442.7M | 11 | 2026-03-31 | → |
| 619 | LANDMARK WEALTH MANAGEMENT, LLC | 158693 | 100% | $442.0M | 6 | 2026-06-30 | → |
| 620 | DURATIONAL CAPITAL MANAGEMENT LP | 291371 | 100% | $442.0M | 5 | 2026-05-31 | → |
| 621 | OVATA CAPITAL MANAGEMENT LLC | 316669 | 100% | $441.9M | 5 | 2026-03-31 | → |
| 622 | ARDAN EQUITY PARTNERS, LLC | 312470 | 100% | $441.4M | 6 | 2026-05-31 | → |
| 623 | COHERE CAPITAL PARTNERS, LP | 305806 | 100% | $440.6M | 7 | 2026-03-31 | → |
| 624 | BRANSON FOWLKES & CO INC | 107657 | 100% | $439.4M | 7 | 2026-03-31 | → |
| 625 | BATES FINANCIAL ADVISORS, INC. | 116515 | 100% | $439.2M | 5 | 2026-06-30 | → |
| 626 | NEWPORT INVESTMENT MANAGEMENT, LLC | 153918 | 100% | $438.8M | 17 | 2026-03-31 | → |
| 627 | COMPREHENSIVE FINANCIAL PLANNING, INC. | 110937 | 100% | $434.1M | 6 | 2026-05-31 | → |
| 628 | ALIGN FINANCIAL, LLC | 309238 | 100% | $433.7M | 5 | 2026-04-30 | → |
| 629 | ROBINSWOOD FINANCIAL LLC | 143417 | 100% | $433.3M | 6 | 2026-05-31 | → |
| 630 | NEOSTELLAR ADVISORS LLC | 343216 | 100% | $433.3M | 9 | 2026-06-30 | → |
| 631 | TRICORD ADVISORS, INC. | 155749 | 100% | $431.5M | 5 | 2026-03-31 | → |
| 632 | CASTLE WEALTH MANAGEMENT LLC | 118364 | 100% | $430.1M | 6 | 2026-03-31 | → |
| 633 | SOUTHSIDE CAPITAL, LLC | 293785 | 100% | $429.9M | 5 | 2024-12-31 | → |
| 634 | INTEGRATED CAPITAL MANAGEMENT LLC | 284766 | 100% | $429.8M | 5 | 2026-02-28 | → |
| 635 | AGIS MANAGEMENT LLC | 172457 | 100% | $428.7M | 16 | 2026-03-31 | → |
| 636 | SYMPHONY FINANCIAL SERVICES, INC. | 125058 | 100% | $428.7M | 7 | 2026-02-28 | → |
| 637 | COALESCENCE PARTNERS INVESTMENT MANAGEMENT LP | 285361 | 100% | $428.4M | 6 | 2026-03-31 | → |
| 638 | CPC MANAGEMENT, LLC | 313413 | 100% | $428.0M | 16 | 2026-05-31 | → |
| 639 | CARE EQUITY CAPITAL MANAGEMENT, L.P. | 312131 | 100% | $426.9M | 7 | 2026-03-31 | → |
| 640 | PARADIGM INVESTMENT ADVISORY, LLC | 334370 | 100% | $425.1M | 8 | 2026-03-31 | → |
| 641 | LIFEMARK SECURITIES CORP. | 16204 | 100% | $424.9M | 78 | 2026-03-31 | → |
| 642 | GENEVA PARTNERS, LLC | 130768 | 100% | $423.6M | 9 | 2026-04-30 | → |
| 643 | THE ESTATE PLANNERS GROUP LLC | 124418 | 100% | $422.1M | 5 | 2026-03-31 | → |
| 644 | FRONT ROW ADVISORS LLC | 269910 | 100% | $420.4M | 8 | 2026-03-31 | → |
| 645 | BDFS CAPITAL LLC | 287680 | 100% | $411.3M | 9 | 2026-01-31 | → |
| 646 | MOMENTOUS WEALTH MANAGEMENT, INC. | 288429 | 100% | $409.9M | 7 | 2026-03-31 | → |
| 647 | HILTON HEAD CAPITAL PARTNERS, LLC | 299375 | 100% | $409.5M | 6 | 2026-03-31 | → |
| 648 | KOM WEALTH MANAGEMENT GROUP, LLC | 142682 | 100% | $407.8M | 7 | 2026-03-31 | → |
| 649 | WOMACK WEALTH MANAGEMENT, INC. | 146126 | 100% | $406.9M | 7 | 2026-06-30 | → |
| 650 | PALOGIC VALUE MANAGEMENT, L.P. | 155133 | 100% | $405.5M | 5 | 2026-06-30 | → |
| 651 | NORTHLAND SECURITIES, INC. | 40258 | 100% | $405.5M | 22 | 2026-06-30 | → |
| 652 | ALTUS WEALTH MANAGEMENT, LLC | 153650 | 100% | $405.2M | 5 | 2026-04-30 | → |
| 653 | TRITON WEALTH MANAGEMENT, PLLC | 291070 | 100% | $405.1M | 9 | 2026-03-31 | → |
| 654 | HFM INVESTMENT ADVISORS, LLC | 289103 | 100% | $404.1M | 5 | 2026-03-31 | → |
| 655 | CLOUD INVESTMENTS, LLC | 281915 | 100% | $404.0M | 6 | 2026-02-28 | → |
| 656 | A.G. CAMPBELL ADVISORY, LLC | 162150 | 100% | $403.9M | 5 | 2026-03-31 | → |
| 657 | CARNEGIE LAKE ADVISORS LLC | 330024 | 100% | $403.0M | 7 | 2026-03-31 | → |
| 658 | LCM CAPITAL MANAGEMENT INC | 111074 | 100% | $403.0M | 8 | 2026-04-30 | → |
| 659 | ERBEN ASSOCIATES, LLC | 148703 | 100% | $402.5M | 10 | 2026-03-31 | → |
| 660 | INSIGHT STRATEGIC WEALTH LLC | 147290 | 100% | $401.0M | 7 | 2026-03-31 | → |
| 661 | CORNERSTONE FINANCIAL PLANNING, LLC | 129656 | 100% | $400.7M | 6 | 2026-03-31 | → |
| 662 | SOUNDCORE CAPITAL PARTNERS, LP | 331288 | 100% | $400.4M | 15 | 2026-05-31 | → |
| 663 | TACTICAL INFRASTRUCTURE PARTNERS, LP | 318315 | 100% | $398.3M | 6 | 2026-03-31 | → |
| 664 | IAMS WEALTH MANAGEMENT, LLC | 286085 | 100% | $397.2M | 53 | 2026-04-30 | → |
| 665 | VISIONARY HORIZONS, LLC | 150483 | 100% | $396.7M | 12 | 2026-05-31 | → |
| 666 | WAGNER LOFTIN INVESTMENT SERVICES LLC | 109770 | 100% | $396.4M | 7 | 2026-03-31 | → |
| 667 | WEST RIDGE ADVISORS, LLC | 282718 | 100% | $396.0M | 13 | 2026-04-30 | → |
| 668 | DERBY COPELAND MANAGEMENT GROUP, LLC | 321102 | 100% | $395.8M | 18 | 2026-03-31 | → |
| 669 | ELIZABETH PARK CAPITAL ADVISORS, LTD | 158416 | 100% | $393.9M | 10 | 2026-03-31 | → |
| 670 | CORE WEALTH PARTNERS LLC | 322365 | 100% | $393.2M | 5 | 2026-02-28 | → |
| 671 | CAUSEY WEALTH LLC | 331134 | 100% | $393.2M | 7 | 2026-04-30 | → |
| 672 | CARMEL CAPITAL MANAGEMENT L.L.C. | 120675 | 100% | $392.0M | 6 | 2026-02-28 | → |
| 673 | MIURA INVESTMENT ADVISORS, INC | 283148 | 100% | $391.8M | 6 | 2026-06-30 | → |
| 674 | RMW ADVISORS, LLC | 159293 | 100% | $390.9M | 7 | 2026-01-31 | → |
| 675 | EVANS INVESTMENT ADVISORS, L.L.C. | 147000 | 100% | $390.7M | 5 | 2026-03-31 | → |
| 676 | ASCEND INTERPLAY, LLC | 317344 | 100% | $390.2M | 7 | 2026-06-30 | → |
| 677 | HAHN CAPITAL MANAGEMENT, LLC | 108911 | 100% | $390.0M | 5 | 2026-03-31 | → |
| 678 | 6TH MAN VENTURES, LLC | 318649 | 100% | $389.9M | 5 | 2026-03-31 | → |
| 679 | AVISEN ADVISORS, LLC | 113791 | 100% | $389.0M | 9 | 2026-03-31 | → |
| 680 | JAMES REED FINANCIAL SERVICES, INC. | 112179 | 100% | $388.6M | 10 | 2026-03-31 | → |
| 681 | LEWIS ASSET MANAGEMENT, LLC | 143409 | 100% | $387.1M | 5 | 2026-05-31 | → |
| 682 | SOUTHWEST INVESTMENT ADVISORS, INC. | 312685 | 100% | $386.9M | 5 | 2026-03-31 | → |
| 683 | RANCH CAPITAL ADVISORS INC. | 300966 | 100% | $385.5M | 7 | 2026-03-31 | → |
| 684 | THE MARTIN WORLEY GROUP | 169006 | 100% | $385.0M | 5 | 2025-03-31 | → |
| 685 | LASALLE DEBT INVESTORS | 158422 | 100% | $384.7M | 14 | 2026-03-31 | → |
| 686 | ONE + ONE WEALTH MANAGEMENT, LLC | 310906 | 100% | $383.0M | 5 | 2026-02-28 | → |
| 687 | DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. | 165145 | 100% | $382.9M | 9 | 2026-02-28 | → |
| 688 | OPTIMA CAPITAL LLC | 310146 | 100% | $379.8M | 7 | 2026-03-31 | → |
| 689 | IRONBRIDGE PRIVATE WEALTH, LLC | 287714 | 100% | $379.7M | 6 | 2026-03-31 | → |
| 690 | TRITON PACIFIC HEALTHCARE PARTNERS, LLC | 329737 | 100% | $379.6M | 5 | 2026-03-31 | → |
| 691 | 626 FINANCIAL, LLC | 306474 | 100% | $379.6M | 5 | 2026-02-28 | → |
| 692 | SIENA CAPITAL PARTNERS GP, LLC | 162073 | 100% | $379.3M | 5 | 2026-02-28 | → |
| 693 | ASHWORTH WEALTH, LLC | 116950 | 100% | $377.8M | 5 | 2026-02-28 | → |
| 694 | FAMILY LEGACY, INC. | 110945 | 100% | $377.3M | 10 | 2026-03-31 | → |
| 695 | RHODES INVESTMENT ADVISORS, INC. | 114245 | 100% | $376.3M | 9 | 2025-10-31 | → |
| 696 | WESTWARD MANAGEMENT COMPANY II LLC | 300994 | 100% | $374.0M | 5 | 2026-03-31 | → |
| 697 | PACIFIC WEALTH MANAGEMENT, LLC | 113217 | 100% | $371.9M | 6 | 2026-04-30 | → |
| 698 | BDT & ASSOCIATES, INC. | 288008 | 100% | $371.1M | 11 | 2026-04-30 | → |
| 699 | REBEL FINANCIAL, LLC. | 168263 | 100% | $370.5M | 6 | 2026-03-31 | → |
| 700 | CATALYST PRIVATE WEALTH, LLC | 305565 | 100% | $370.4M | 5 | 2026-06-30 | → |
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