Research Report · 2026-06-30
Largest Registered Investment Advisers in the West Coast
SEC-registered investment advisers based in the West Coast ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,395
Total AUM
$24.88T
Median AUM
$446.0M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 2201 | JAFFE ASSET MANAGEMENT LLC | BEVERLY HILLS | 108082 | $116.2M | 2 | 2026-06-30 | → |
| 2202 | WEALTH MANAGEMENT & BUSINESS CONCEPTS | IRVINE | 124462 | $116.2M | 3 | 2025-01-31 | → |
| 2203 | ORCHARD CITY WEALTH MANAGEMENT, LLC | LOS GATOS | 292274 | $116.1M | 3 | 2026-05-31 | → |
| 2204 | PARAGON ASSET MANAGEMENT INC. | ORINDA | 107863 | $115.9M | 2 | 2026-02-28 | → |
| 2205 | INVESTLINC WEALTH SERVICES, LLC | BREA | 332607 | $115.6M | 3 | 2026-06-30 | → |
| 2206 | KB FINANCIAL ADVISORS LLC | SAN FRANCISCO | 134374 | $115.5M | 4 | 2026-02-28 | → |
| 2207 | WEALTH COMPASS FINANCIAL, INC. | CARLSBAD | 290139 | $115.4M | 2 | 2026-04-30 | → |
| 2208 | PARIAX, LLC | NEWPORT BEACH | 301474 | $115.4M | 3 | 2026-03-31 | → |
| 2209 | INDEPENDENT PROGRESSIVE ADVISORS, LLC | PORTLAND | 139649 | $115.2M | 2 | 2025-04-30 | → |
| 2210 | GREEN OCEAN GLOBAL ADVISORS LLC | SAN FRANCISCO | 321145 | $114.8M | 5 | 2026-06-30 | → |
| 2211 | SOUTH BAY FINANCIAL PARTNERS GROUP, INC. | TORRANCE | 175015 | $114.8M | 5 | 2026-03-31 | → |
| 2212 | NORTHWEST ADMINISTRATORS INC | SEATTLE | 106544 | $114.8M | 380 | 2026-03-31 | → |
| 2213 | ALPHA ONE ASSET MANAGEMENT LLC | PASADENA | 338725 | $114.7M | 9 | 2025-10-31 | → |
| 2214 | HIGHBAR MANAGEMENT, LLC | MENLO PARK | 166244 | $114.6M | 2 | 2026-03-31 | → |
| 2215 | GOODSTEIN WEALTH MANAGEMENT LLC | ENCINO | 282910 | $114.2M | 2 | 2026-03-31 | → |
| 2216 | BRIDGEVIEW CAPITAL ADVISORS, INC. | EL DORADO HILLS | 6290 | $114.1M | 2 | 2026-06-30 | → |
| 2217 | HFG ADVISORS, INC. | KENNEWICK | 316446 | $113.4M | 7 | 2026-03-31 | → |
| 2218 | MODERNIST FINANCIAL, LLC | PORTLAND | 217511 | $113.3M | 5 | 2026-06-30 | → |
| 2219 | BERNARD & JOHNSON, LLC | PASADENA | 283871 | $113.1M | 2 | 2026-02-28 | → |
| 2220 | COBURN BARRETT, LLC | SAN FRANCISCO | 166464 | $112.7M | 4 | 2026-02-28 | → |
| 2221 | SOARING INVESTMENT MANAGEMENT, LLC | PORTLAND | 305273 | $112.5M | 5 | 2026-03-31 | → |
| 2222 | WEALTHFRONT STRATEGIES LLC | PALO ALTO | 289148 | $111.6M | 21 | 2026-05-31 | → |
| 2223 | PACIFIC EXCEL WEALTH ADVISORS, INC. | WALNUT CREEK | 172356 | $110.8M | 3 | 2026-05-31 | → |
| 2224 | COMPASS INVESTMENT ADVISERS, LLC | PORTLAND | 131933 | $110.5M | 2 | 2026-03-31 | → |
| 2225 | ARMOUR WEALTH ADVISORS, LLC | TUMWATER | 306171 | $110.4M | 2 | 2026-06-30 | → |
| 2226 | PACIFIC FINANCIAL ADVISORS, INC. | BELLEVUE | 154160 | $110.2M | 6 | 2026-06-30 | → |
| 2227 | POPLAR POINT CAPITAL MANAGEMENT LLC | BURLINGAME | 165411 | $110.1M | 1 | 2026-05-31 | → |
| 2228 | LOCKERMAN FINANCIAL GROUP, INC | NEWPORT BEACH | 316860 | $110.1M | 1 | 2026-01-31 | → |
| 2229 | HUNT WEALTH MANAGEMENT GROUP, INC. | CONCORD | 288892 | $110.0M | 2 | 2026-04-30 | → |
| 2230 | WERLEMANN SECURITIES LLC | NEWPORT BEACH | 317777 | $110.0M | 1 | 2026-02-28 | → |
| 2231 | TENBRIDGE PARTNERS LLC | PORTLAND | 159378 | $110.0M | 5 | 2026-03-31 | → |
| 2232 | VERAZ ADVISORS, LLC | SAN RAMON | 304619 | $109.6M | 8 | 2026-06-30 | → |
| 2233 | PRIVATE ASSET MANAGEMENT INC | KIRKLAND | 108815 | $109.5M | 4 | 2026-04-30 | → |
| 2234 | SIMCOE CAPITAL, LLC | SPOKANE | 121505 | $109.4M | 4 | 2026-05-31 | → |
| 2235 | FAIRLIGHT ADVISORS LLC | SAN FRANCISCO | 305352 | $109.3M | 2 | 2026-03-31 | → |
| 2236 | INSIGHT WEALTH STRATEGIES, LP | IRVINE | 151437 | $109.2M | 2 | 2025-03-31 | → |
| 2237 | ROOTED FINANCIAL GROUP, LLC | TIGARD | 335302 | $108.7M | 3 | 2026-04-30 | → |
| 2238 | AII CAPITAL MANAGEMENT, LLC | MOORPARK | 299674 | $108.6M | 1 | 2026-03-31 | → |
| 2239 | FINANCES FOR REAL LIFE | LOMPOC | 324090 | $108.6M | 2 | 2026-06-30 | → |
| 2240 | LYNCH FINANCIAL ADVISORS, INC | ROSEVILLE | 342560 | $108.6M | 3 | 2026-06-30 | → |
| 2241 | DOVE INVESTMENT RESEARCH AND MANAGEMENT, INC. | IRVINE | 300058 | $107.4M | 2 | 2026-03-31 | → |
| 2242 | NORTH BAY WEALTH MANAGEMENT | PETALUMA | 285523 | $107.3M | 2 | 2026-03-31 | → |
| 2243 | ENDURE CAPITAL, LLC | LAKE FOREST | 338391 | $106.9M | 2 | 2026-03-31 | → |
| 2244 | ELLA FINANCIAL ADVISING LLC | OAKLAND | 307357 | $106.9M | 1 | 2026-02-28 | → |
| 2245 | EAGLESON ARNDT FINANCIAL ADVISORS, LLC | THOUSAND OAKS | 134098 | $106.6M | 1 | 2026-05-31 | → |
| 2246 | FOX, ROGER BENNETT | ENCINO | 129367 | $106.4M | 2 | 2026-05-31 | → |
| 2247 | KAIROS CAPITAL MANAGEMENT, LLC | BELLEVUE | 150342 | $105.9M | 1 | 2026-02-28 | → |
| 2248 | NORTHWIND FINANCIAL LLC | BEND | 342069 | $105.4M | 2 | 2026-06-30 | → |
| 2249 | CHANGING PARAMETERS, LLC | LOS ALTOS | 132551 | $105.4M | 4 | 2026-03-31 | → |
| 2250 | CLEARVIEW INVESTMENT PARTNERS, LLC | COSTA MESA | 150046 | $105.3M | 3 | 2026-03-31 | → |
| 2251 | KUKUI TREE CAPITAL MANAGEMENT LLC | PALO ALTO | 330374 | $105.2M | 2 | 2026-06-30 | → |
| 2252 | PETRIE CAPITAL MANAGEMENT LLC. | SEATTLE | 136480 | $105.2M | 1 | 2026-02-28 | → |
| 2253 | XENA FINANCIAL PLANNING, LLC | PORTLAND | 333436 | $104.5M | 4 | 2026-04-30 | → |
| 2254 | RED SEVEN | ESCONDIDO | 168542 | $104.4M | 4 | 2026-06-30 | → |
| 2255 | WELLACRE WEALTH MANAGEMENT, LLC | SANTA MONICA | 306770 | $104.3M | 2 | 2026-02-28 | → |
| 2256 | HILLBERG CAPITAL MANAGEMENT, LLC | TURLOCK | 130291 | $103.9M | 2 | 2026-05-31 | → |
| 2257 | MUSE CAPITAL MANAGEMENT LLC | SANTA MONICA | 304463 | $103.8M | 1 | 2025-12-31 | → |
| 2258 | BRIGHT LAKE WEALTH MANAGEMENT, LLC | ROSEVILLE | 323513 | $103.6M | 17 | 2026-04-30 | → |
| 2259 | ALAMO CAPITAL | WALNUT CREEK | 26193 | $103.6M | 20 | 2026-03-31 | → |
| 2260 | LIFEFOCUS FINANCIAL ADVISORS, LLC | WALLA WALLA | 136020 | $103.5M | 2 | 2026-06-30 | → |
| 2261 | ABUNDANT WEALTH PARTNERS, LLC | SANTA BARBARA | 317221 | $103.2M | 2 | 2026-03-31 | → |
| 2262 | FAIRCHILD CAPITAL LLC | PORTLAND | 298428 | $102.8M | 2 | 2026-03-31 | → |
| 2263 | STILLWATER CAPITAL MANAGEMENT, CORP | CARMEL-BY-THE-SEA | 313075 | $102.5M | 3 | 2026-06-30 | → |
| 2264 | CAPSTONE WEALTH ADVISORS, LLC | SALEM | 287670 | $102.4M | 3 | 2026-03-31 | → |
| 2265 | CAPITAL SYNERGY PARTNERS, INC. | IRVINE | 148733 | $102.3M | 46 | 2026-06-30 | → |
| 2266 | WYNN CAPITAL MANAGEMENT, LLC | SANTA CRUZ | 119355 | $102.0M | 3 | 2026-03-31 | → |
| 2267 | SECURE RETIREMENT FINANCIAL & INSURANCE SERVICES CORP. | SAN RAMON | 132777 | $102.0M | 5 | 2026-04-30 | → |
| 2268 | ROCK CREEK WEALTH MANAGEMENT, LLC | HILLSBORO | 336666 | $101.1M | 3 | 2026-03-31 | → |
| 2269 | AUTILUS PARTNERS LLC | SANTA MONICA | 322882 | $101.0M | 4 | 2026-03-31 | → |
| 2270 | SAGENT WEALTH MANAGEMENT | LAGUNA BEACH | 147890 | $100.4M | 3 | 2026-03-31 | → |
| 2271 | CAPITAL INVESTMENT MANAGEMENT, LLC | ROSEVILLE | 150705 | $100.1M | 3 | 2026-05-31 | → |
| 2272 | CARDINAL POINT CAPITAL LLC | SAN FRANCISCO | 141166 | $100.0M | 5 | 2026-03-31 | → |
| 2273 | ENDURANT CAPITAL MANAGEMENT LP | SAN MATEO | 168707 | $98.3M | 1 | 2025-05-31 | → |
| 2274 | PACIFIC WEALTH ADVISORY SERVICES LLC | DANVILLE | 330888 | $96.3M | 2 | 2026-02-28 | → |
| 2275 | PENSERRA GLOBAL INVESTORS LLC | ORINDA | 174309 | $96.2M | 12 | 2026-05-31 | → |
| 2276 | SAXON SECURITIES LLC | SAN FRANCISCO | 155168 | $94.6M | 2 | 2026-03-31 | → |
| 2277 | COVE STREET CAPITAL, LLC | HERMOSA BEACH | 156260 | $93.8M | 2 | 2026-03-31 | → |
| 2278 | PEAK FINANCIAL PLANNING, LLC | CANOGA PARK | 317288 | $93.0M | 7 | 2026-05-31 | → |
| 2279 | GENESIS CAPITAL, LLC | LOS ANGELES | 170568 | $92.5M | 22 | 2024-12-31 | → |
| 2280 | MUNDOVAL CAPITAL MANAGEMENT, INC. | LA JOLLA | 132553 | $91.9M | 3 | 2026-02-28 | → |
| 2281 | WAVE DIGITAL ASSETS LLC | LOS ANGELES | 305726 | $91.9M | 33 | 2026-03-31 | → |
| 2282 | PRUNEYARD FINANCIAL GROUP, INC. | CUPERTINO | 117378 | $90.9M | 1 | 2026-06-30 | → |
| 2283 | NOVAWAVE CAPITAL LLC | MENLO PARK | 333205 | $90.0M | 4 | 2026-04-30 | → |
| 2284 | PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY | GLENDALE | 106962 | $87.5M | 6 | 2026-06-30 | → |
| 2285 | STRUCK CAPITAL MANAGEMENT LLC | SANTA MONICA | 283905 | $84.9M | 5 | 2026-03-31 | → |
| 2286 | JACOB ASSET MANAGEMENT OF NEW YORK LLC | HERMOSA BEACH | 112006 | $84.1M | 3 | 2026-03-31 | → |
| 2287 | VITA PLANNING GROUP LLC | CAMAS | 312323 | $83.7M | 11 | 2026-04-30 | → |
| 2288 | NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC | NEWPORT BEACH | 165451 | $81.8M | 5 | 2026-03-31 | → |
| 2289 | SEASIDE ADVISORY SERVICES, INC. | CARLSBAD | 289985 | $81.2M | 4 | 2026-05-31 | → |
| 2290 | ARISTOTLE CREDIT PARTNERS, LLC | LOS ANGELES | 169959 | $81.1M | 2 | 2025-10-31 | → |
| 2291 | MARIN WEALTH ADVISORS LLC | SAN RAFAEL | 123237 | $69.4M | 3 | 2026-06-30 | → |
| 2292 | SANTARA WEALTH MANAGEMENT LLC | SAN DIEGO | 333780 | $68.7M | 2 | 2025-08-31 | → |
| 2293 | BLACK HILL CAPITAL PARTNERS, LLC | SAN FRANCISCO | 118291 | $67.7M | 1 | 2026-03-31 | → |
| 2294 | PRINCIPLY, INC. | SAN FRANCISCO | 281813 | $62.9M | 15 | 2026-03-31 | → |
| 2295 | RCM ROBINSON CAPITAL MANAGEMENT LLC | SACRAMENTO | 112814 | $61.8M | 1 | 2026-03-31 | → |
| 2296 | DIPSEA CAPITAL, LLC | MILL VALLEY | 257787 | $61.3M | 4 | 2026-06-30 | → |
| 2297 | HAYDEN CAPITAL LLC | LOS ANGELES | 283201 | $60.9M | 1 | 2025-07-31 | → |
| 2298 | ALSARI WEALTH MANAGEMENT GLOBAL ADVISORS, LLC | SAN DIEGO | 159094 | $59.2M | 4 | 2026-03-31 | → |
| 2299 | FIRSTHAND CAPITAL MANAGEMENT, INC. | SAN JOSE | 150647 | $58.6M | 5 | 2026-03-31 | → |
| 2300 | TRANSGLOBAL ADVISORY, LLC | MONROVIA | 168709 | $58.3M | 28 | 2026-06-30 | → |
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