Research Report · 2026-02-28
Largest Registered Investment Advisers in the Midwest
SEC-registered investment advisers based in the Midwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
100
Total AUM
$438.29B
Median AUM
$1.65B
Latest Filing
2026-02-28
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | NATIONWIDE FUND ADVISORS | COLUMBUS | 109391 | $83.14B | 129 | 2026-02-28 | → |
| 2 | ASCENSION INVESTMENT MANAGEMENT, LLC | ST. LOUIS | 159767 | $40.83B | 27 | 2026-01-31 | → |
| 3 | OSAIC FA, INC. | FORT WAYNE | 3978 | $37.13B | 1,607 | 2025-01-31 | → |
| 4 | CAPITAL STRATEGIES INVESTMENT GROUP LLC | OAKBROOK TERRACE | 150091 | $21.29B | 23 | 2025-07-31 | → |
| 5 | BAHL & GAYNOR INC | CINCINNATI | 106139 | $20.99B | 79 | 2026-02-28 | → |
| 6 | VALMARK ADVISERS INC | AKRON | 108050 | $10.17B | 280 | 2026-02-28 | → |
| 7 | BMO FAMILY OFFICE, LLC | CHICAGO | 110264 | $9.99B | 130 | 2026-01-31 | → |
| 8 | KINDRED SPIRITS INVESTMENT MANAGEMENT, LLC | CINCINNATI | 171615 | $9.68B | 9 | 2026-02-28 | → |
| 9 | PEPPERTREE CAPITAL MANAGEMENT INC. | CHAGRIN FALLS | 163215 | $7.64B | 39 | 2025-03-31 | → |
| 10 | ELMTREE FUNDS, LLC | ST. LOUIS | 286094 | $7.23B | 34 | 2025-11-30 | → |
| 11 | KORNITZER CAPITAL MANAGEMENT, INC. | MISSION | 111087 | $6.75B | 40 | 2025-06-30 | → |
| 12 | NICHOLAS CO INC | MILWAUKEE | 108347 | $6.08B | 16 | 2026-01-31 | → |
| 13 | COLUMBIA WANGER ASSET MANAGEMENT, LLC | CHICAGO | 111168 | $5.83B | 13 | 2025-06-30 | → |
| 14 | PLANPILOT, LLC | CHICAGO | 160319 | $5.58B | 15 | 2026-02-28 | → |
| 15 | QUADRANT CAPITAL GROUP LLC | CINCINNATI | 147253 | $5.40B | 26 | 2026-02-28 | → |
| 16 | DAYMARK WEALTH PARTNERS, LLC | CINCINNATI | 320878 | $5.04B | 40 | 2026-02-28 | → |
| 17 | CHICAGO CAPITAL, LLC | CHICAGO | 291624 | $4.82B | 18 | 2026-01-31 | → |
| 18 | BAKER TILLY WEALTH MANAGEMENT, LLC | MADISON | 167811 | $4.60B | 32 | 2026-01-31 | → |
| 19 | OSAIC FS, INC. | FORT WAYNE | 3870 | $4.48B | 655 | 2025-01-31 | → |
| 20 | PERFORMANCE WEALTH PARTNERS, LLC | HINSDALE | 311735 | $4.09B | 15 | 2026-02-28 | → |
| 21 | SCHECHTER INVESTMENT ADVISORS, LLC | BIRMINGHAM | 169114 | $3.94B | 30 | 2025-04-30 | → |
| 22 | CARLSON CAPITAL MANAGEMENT, LLC | NORTHFIELD | 281544 | $3.81B | 78 | 2025-03-31 | → |
| 23 | FAS WEALTH PARTNERS, INC. | LEAWOOD | 109796 | $3.78B | 33 | 2026-02-28 | → |
| 24 | THURSTON SPRINGER ADVISORS, LLC | INDIANAPOLIS | 299201 | $3.68B | 93 | 2025-11-30 | → |
| 25 | RUBINBROWN ADVISORS LLC | ST. LOUIS | 116909 | $3.27B | 23 | 2025-11-30 | → |
| 26 | EHLERS INVESTMENT PARTNERS, LLC | MINNEAPOLIS | 146385 | $3.17B | 13 | 2025-09-30 | → |
| 27 | BPS CAPITAL MANAGEMENT, INC. | BLOOMINGTON | 120006 | $3.10B | 5 | 2026-01-31 | → |
| 28 | PITTENGER & ANDERSON INC | LINCOLN | 111033 | $3.03B | 14 | 2026-01-31 | → |
| 29 | MARCUM WEALTH, LLC | CLEVELAND | 134628 | $2.97B | 38 | 2025-05-31 | → |
| 30 | KODAI CAPITAL MANAGEMENT LP | CHICAGO | 328086 | $2.93B | 44 | 2025-04-30 | → |
| 31 | PORT CAPITAL LLC | CHICAGO | 206517 | $2.85B | 13 | 2026-02-28 | → |
| 32 | ARETE WEALTH ADVISORS, LLC | CHICAGO | 145488 | $2.75B | 135 | 2026-02-28 | → |
| 33 | EMBREE FINANCIAL GROUP | CHICAGO | 108233 | $2.64B | 19 | 2026-02-28 | → |
| 34 | LOCORR FUND MANAGEMENT, LLC | EXCELSIOR | 156247 | $2.53B | 8 | 2026-02-28 | → |
| 35 | SEIZERT CAPITAL PARTNERS, LLC | BIRMINGHAM | 108954 | $2.48B | 17 | 2026-02-28 | → |
| 36 | PRODIGY ASSET MANAGEMENT LLC | OMAHA | 106457 | $2.44B | 9 | 2026-02-28 | → |
| 37 | BOULAY FINANCIAL ADVISORS, LLC | EDEN PRAIRIE | 111334 | $2.42B | 44 | 2025-08-31 | → |
| 38 | MERITAGE PORTFOLIO MANAGEMENT, INC. | OVERLAND PARK | 107177 | $2.42B | 18 | 2026-02-28 | → |
| 39 | STAIRWAY PARTNERS, LLC | MINNEAPOLIS | 133157 | $2.36B | 5 | 2026-01-31 | → |
| 40 | SUMMIT FINANCIAL STRATEGIES INC | COLUMBUS | 110112 | $2.31B | 35 | 2026-02-28 | → |
| 41 | OCTAVIA WEALTH ADVISORS LLC | CINCINNATI | 306909 | $2.15B | 45 | 2026-02-28 | → |
| 42 | DISTILLATE CAPITAL PARTNERS LLC | CHICAGO | 297521 | $2.11B | 4 | 2026-02-28 | → |
| 43 | L.M. KOHN & COMPANY | CINCINNATI | 27913 | $2.09B | 85 | 2025-04-30 | → |
| 44 | HUB INVESTMENT ADVISORS, INC | OMAHA | 164600 | $2.07B | 9 | 2026-01-31 | → |
| 45 | FOUNDRY PARTNERS, LLC | CLEVELAND | 164863 | $2.05B | 17 | 2025-03-31 | → |
| 46 | ATWOOD & PALMER, INC. | KANSAS CITY | 104995 | $2.04B | 9 | 2026-02-28 | → |
| 47 | HEARTLAND ADVISORS, INC. | MILWAUKEE | 29433 | $1.92B | 26 | 2026-02-28 | → |
| 48 | MODELL CAPITAL MANAGEMENT LLC | BLOOMFIELD HILLS | 339228 | $1.88B | 7 | 2026-02-28 | → |
| 49 | FELDMAN, INGARDONA & CO. | DOWNERS GROVE | 29449 | $1.73B | 6 | 2025-09-30 | → |
| 50 | PRISM FINANCIAL GROUP, L.L.C. | OVERLAND PARK | 112315 | $1.70B | 9 | 2025-02-28 | → |
| 51 | PROMUS CAPITAL, LLC | CHICAGO | 147597 | $1.60B | 28 | 2025-05-31 | → |
| 52 | MURRAY FINANCIAL GROUP, LLC | ALBERT LEA | 157626 | $1.55B | 17 | 2026-02-28 | → |
| 53 | ROMANO BROTHERS AND COMPANY | EVANSTON | 3215 | $1.54B | 16 | 2026-02-28 | → |
| 54 | ROBINSON CAPITAL MANAGEMENT, LLC | GROSSE POINTE FARMS | 166182 | $1.54B | 10 | 2026-02-28 | → |
| 55 | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC | EDEN PRAIRIE | 284430 | $1.54B | 24 | 2026-02-28 | → |
| 56 | MIDWEST FINANCIAL PARTNERS INVESTMENTS, INC. | ST. CLOUD | 173790 | $1.52B | 30 | 2026-02-28 | → |
| 57 | ISTHMUS PARTNERS, LLC | MADISON | 171279 | $1.44B | 17 | 2026-01-31 | → |
| 58 | ANDERSON HOAGLAND & CO | ST LOUIS | 105157 | $1.43B | 8 | 2026-02-28 | → |
| 59 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | INDIANAPOLIS | 118739 | $1.41B | 26 | 2025-03-31 | → |
| 60 | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MANCHESTER | 282448 | $1.39B | 77 | 2025-03-31 | → |
| 61 | GRIES FINANCIAL LLC | CLEVELAND | 110031 | $1.35B | 30 | 2025-08-31 | → |
| 62 | JVM CAPITAL L.L.C. | OAK BROOK | 170207 | $1.34B | 7 | 2025-03-31 | → |
| 63 | CWS FINANCIAL ADVISORS LLC | KALAMAZOO | 297000 | $1.33B | 12 | 2026-02-28 | → |
| 64 | LVM CAPITAL MANAGEMENT LTD | PORTAGE | 111039 | $1.31B | 15 | 2025-09-30 | → |
| 65 | CAPITAL INVESTMENT SERVICES OF AMERICA INC | MILWAUKEE | 110639 | $1.31B | 9 | 2025-12-31 | → |
| 66 | URBAN FINANCIAL ADVISORY CORP | CHICAGO | 110057 | $1.28B | 15 | 2025-09-30 | → |
| 67 | KEB ASSET MANAGEMENT, LLC | SPRINGFIELD | 117935 | $1.27B | 17 | 2026-01-31 | → |
| 68 | COMPASS FINANCIAL GROUP, INC | SIOUX FALLS | 157109 | $1.23B | 13 | 2025-11-30 | → |
| 69 | COFG ADVISORS, LLC | OAK BROOK | 333344 | $1.21B | 19 | 2026-02-28 | → |
| 70 | ELLSWORTH ADVISORS, LLC | HUDSON | 297464 | $1.19B | 16 | 2026-02-28 | → |
| 71 | TCP ASSET MANAGEMENT, LLC | UPPER ARLINGTON | 286037 | $1.18B | 43 | 2026-02-28 | → |
| 72 | TOTAL WEALTH PLANNING, LLC | CINCINNATI | 174434 | $1.18B | 20 | 2025-12-31 | → |
| 73 | BRAND ASSET MANAGEMENT GROUP, INC. | CHESTERFIELD | 106162 | $1.17B | 22 | 2026-02-28 | → |
| 74 | SPECTRUM WEALTH COUNSEL, LLC | INDIANAPOLIS | 323651 | $1.15B | 12 | 2025-03-31 | → |
| 75 | AFFIANCE FINANCIAL LLC | ST. LOUIS PARK | 113200 | $1.15B | 25 | 2026-02-28 | → |
| 76 | GUARDIAN WEALTH STRATEGIES, LLC | MINNEAPOLS | 167485 | $1.14B | 11 | 2026-02-28 | → |
| 77 | MERAMEC FINANCIAL PLANNERS, LLC | CLAYTON | 335112 | $1.13B | 16 | 2026-02-28 | → |
| 78 | RAPPAPORT REICHES CAPITAL MANAGEMENT, LLC | SKOKIE | 137021 | $1.13B | 15 | 2025-03-31 | → |
| 79 | ADAMSBROWN WEALTH CONSULTANTS LLC | WICHITA | 308410 | $1.12B | 22 | 2026-02-28 | → |
| 80 | WEALTHPLAN PARTNERS, LLC | OMAHA | 305026 | $1.12B | 56 | 2026-02-28 | → |
| 81 | FINANCIAL ADVISORY CORPORATION | GRAND RAPIDS | 105472 | $1.10B | 14 | 2026-02-28 | → |
| 82 | PRAIRIEVIEW PARTNERS, LLC | ST. PAUL | 145743 | $1.09B | 21 | 2025-02-28 | → |
| 83 | GOLDSTEIN ADVISORS, LLC | MADISON | 323125 | $1.08B | 19 | 2026-02-28 | → |
| 84 | HORIZON WEALTH MANAGEMENT, LLC | LA GRANGE | 170255 | $1.08B | 10 | 2026-02-28 | → |
| 85 | PARK PIEDMONT ADVISORS LLC | CHICAGO | 129451 | $1.03B | 11 | 2025-09-30 | → |
| 86 | MCGLONE SUTTNER WEALTH MANAGEMENT, INC. | APPLETON | 149830 | $1.01B | 14 | 2026-02-28 | → |
| 87 | FINANCIAL ENHANCEMENT GROUP LLC | ANDERSON | 159017 | $987.0M | 24 | 2026-02-28 | → |
| 88 | NUANCE INVESTMENTS, LLC | KANSAS CITY | 148534 | $984.3M | 11 | 2026-01-31 | → |
| 89 | SUMMIT X | CHESTERFIELD | 282502 | $978.7M | 22 | 2025-03-31 | → |
| 90 | WEALTH ALLIANCE ADVISORY GROUP, LLC | WICHITA | 290329 | $978.6M | 6 | 2026-02-28 | → |
| 91 | MBE WEALTH MANAGEMENT, LLC | TOMAH | 165516 | $977.1M | 18 | 2026-02-28 | → |
| 92 | LEGACY FINANCIAL STRATEGIES, LLC | OVERLAND PARK | 283553 | $952.0M | 16 | 2026-02-28 | → |
| 93 | CCM INVESTMENT GROUP, LLC | NORTHFIELD | 327915 | $951.6M | 3 | 2025-03-31 | → |
| 94 | SMI ADVISORY SERVICES, LLC | COLUMBUS | 137872 | $949.0M | 5 | 2026-01-31 | → |
| 95 | CUTTER AND COMPANY BROKERAGE, INC. | BALLWIN | 22449 | $937.0M | 48 | 2025-04-30 | → |
| 96 | LS INVESTMENT ADVISORS, LLC | BLOOMFIELD HILLS | 146829 | $932.1M | 10 | 2026-02-28 | → |
| 97 | PCG WEALTH ADVISORS, LLC | OVERLAND PARK | 290977 | $931.1M | 24 | 2026-02-28 | → |
| 98 | GALECKI FINANCIAL MANAGEMENT INC | FORT WAYNE | 107218 | $929.5M | 15 | 2026-02-28 | → |
| 99 | CORRECT CAPITAL WEALTH MANAGEMENT, LLC | CLAYTON | 298774 | $889.3M | 12 | 2026-02-28 | → |
| 100 | BASEPOINT WEALTH, LLC | CEDAR RAPIDS | 289538 | $883.8M | 24 | 2026-02-28 | → |
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