Research Report · 2026-06-30
Largest Registered Investment Advisers in the Southwest
SEC-registered investment advisers based in the Southwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
1,420
Total AUM
$5.34T
Median AUM
$408.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 501 | IKARIAN CAPITAL, LLC | DALLAS | 281880 | $698.0M | 8 | 2026-05-31 | → |
| 502 | DIESSLIN GROUP, INC. | FORT WORTH | 110557 | $696.3M | 12 | 2026-03-31 | → |
| 503 | LP INVESTMENT MANAGEMENT, LLC | DALLAS | 306615 | $696.1M | 2 | 2026-04-30 | → |
| 504 | OPTIMUM QUANTVEST CORPORATION | DALLAS | 301469 | $695.1M | 4 | 2026-03-31 | → |
| 505 | PLAN GROUP FINANCIAL, INC. | OKLAHOMA CITY | 116508 | $690.3M | 29 | 2026-04-30 | → |
| 506 | UPTICK PARTNERS, LLC | NACOGDOCHES | 324250 | $688.1M | 7 | 2026-03-31 | → |
| 507 | BRIDGE CAPITAL ADVISORS | HOUSTON | 317554 | $687.3M | 3 | 2025-09-30 | → |
| 508 | PRECEDENT WEALTH PARTNERS, LLC | HOUSTON | 325203 | $685.0M | 12 | 2026-03-31 | → |
| 509 | VAN DEN BERG MANAGEMENT I, INC. | AUSTIN | 112308 | $679.5M | 16 | 2026-03-31 | → |
| 510 | SAXON INTERESTS, INC. | HOUSTON | 311687 | $679.1M | 19 | 2026-03-31 | → |
| 511 | BRASADA CAPITAL MANAGEMENT, LP | HOUSTON | 147775 | $679.1M | 14 | 2026-02-28 | → |
| 512 | SIGNAL SECURITIES, INC. | FORT WORTH | 15916 | $679.1M | 35 | 2026-03-31 | → |
| 513 | TYTHON CAPITAL, LLC | PLANO | 285212 | $678.3M | 1 | 2026-04-30 | → |
| 514 | 9823 CAPITAL, LP | DALLAS | 324329 | $677.1M | 6 | 2026-03-31 | → |
| 515 | WATERWAY WEALTH MANAGEMENT, L.L.C. | THE WOODLANDS | 164975 | $675.8M | 11 | 2026-04-30 | → |
| 516 | MATTHEW GOFF INVESTMENT ADVISOR, LLC | HOUSTON | 114796 | $674.4M | 4 | 2026-03-31 | → |
| 517 | OAKWELL PRIVATE WEALTH MANAGEMENT, LLC | AUSTIN | 162096 | $668.1M | 17 | 2026-03-31 | → |
| 518 | CAYETANO DEVELOPMENT, LLC | AUSTIN | 290076 | $666.6M | 46 | 2026-03-31 | → |
| 519 | MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC | DALLAS | 115120 | $663.2M | 7 | 2026-03-31 | → |
| 520 | IRONWOOD FINANCIAL, LLC | TUCSON | 151004 | $662.5M | 10 | 2026-06-30 | → |
| 521 | HARRELL INVESTMENT PARTNERS, LLC | AUSTIN | 299166 | $662.4M | 6 | 2026-02-28 | → |
| 522 | PENDER CAPITAL MANAGEMENT, LLC | DALLAS | 281448 | $661.4M | 14 | 2026-03-31 | → |
| 523 | BANORTE ASSET MANAGEMENT, INC. | HOUSTON | 290555 | $661.2M | 40 | 2026-05-31 | → |
| 524 | ST. JAMES INVESTMENT COMPANY, LLC | SOUTHLAKE | 124777 | $660.6M | 6 | 2026-03-31 | → |
| 525 | GOODLANDER INVESTMENT MANAGEMENT, LLC | DALLAS | 317830 | $660.5M | 6 | 2026-03-31 | → |
| 526 | ASPEN WEALTH MANAGEMENT, LLC | FORT WORTH | 159594 | $657.8M | 9 | 2026-04-30 | → |
| 527 | OPTIMA ASSET MANAGEMENT INC | DALLAS | 106095 | $657.4M | 2 | 2026-02-28 | → |
| 528 | BRENT FORREST & ASSOCIATES, L.L.C. | SAN ANTONIO | 126266 | $657.1M | 9 | 2026-05-31 | → |
| 529 | EARLY MCCLINTIC & MCMILLAN, LLC | STAFFORD | 288427 | $652.2M | 9 | 2026-06-30 | → |
| 530 | MONEX ASSET MANAGEMENT, INC. | HOUSTON | 148123 | $650.9M | 20 | 2026-05-31 | → |
| 531 | SHERIDAN PRODUCTION PARTNERS MANAGER III, LLC | HOUSTON | 310572 | $650.0M | 20 | 2026-03-31 | → |
| 532 | REAP FINANCIAL GROUP, LLC | AUSTIN | 144560 | $648.2M | 28 | 2026-03-31 | → |
| 533 | CAMBRIDGE FINANCIAL GROUP, LLC | TUCSON | 117428 | $645.8M | 10 | 2026-04-30 | → |
| 534 | SPICEWOOD MINERAL MANAGEMENT, LLC | DALLAS | 310323 | $644.7M | 10 | 2026-03-31 | → |
| 535 | ELDRED ROCK PARTNERS, LLC | SAN ANTONIO | 316401 | $644.1M | 10 | 2026-05-31 | → |
| 536 | GRANITE HARBOR ADVISORS, INC. | HOUSTON | 179523 | $642.1M | 12 | 2026-05-31 | → |
| 537 | THE WATCHMAN GROUP, INC. | PLANO | 133690 | $639.7M | 8 | 2026-03-31 | → |
| 538 | BELLATORE FINANCIAL, INC. | THE WOODLANDS | 143543 | $638.7M | 3 | 2026-03-31 | → |
| 539 | SCOTT & SELBER, INC. CAPITAL MANAGEMENT | HOUSTON | 105523 | $637.9M | 4 | 2026-03-31 | → |
| 540 | CLARE MARKET INVESTMENTS, LLC | DALLAS | 217515 | $635.1M | 4 | 2026-03-31 | → |
| 541 | STANLEY CAPITAL MANAGEMENT LLC | HOUSTON | 156468 | $634.6M | 3 | 2026-02-28 | → |
| 542 | WJ INTERESTS, LLC | SUGAR LAND | 114381 | $633.5M | 10 | 2026-03-31 | → |
| 543 | STUART INVESTMENT ADVISORS, INC. | AUSTIN | 109995 | $630.5M | 4 | 2026-03-31 | → |
| 544 | DAVIDSON CAPITAL MANAGEMENT, INC. | CORPUS CHRISTI | 112232 | $630.3M | 6 | 2026-04-30 | → |
| 545 | CROSSTIMBERS CAPITAL GROUP, LLC | HOUSTON | 285144 | $626.2M | 16 | 2026-03-31 | → |
| 546 | SOVEREIGN WEALTH ADVISORS LLC | HOUSTON | 188524 | $625.1M | 35 | 2026-03-31 | → |
| 547 | FCA CORP | HOUSTON | 110658 | $623.1M | 17 | 2026-02-28 | → |
| 548 | SHOTEN CAPITAL LP | AUSTIN | 339620 | $622.4M | 8 | 2026-04-30 | → |
| 549 | CORUS FAMILY WEALTH ADVISORS, INC. | MCKINNEY | 114702 | $619.5M | 10 | 2026-05-31 | → |
| 550 | DI INVESTMENT MANAGEMENT LP | DALLAS | 318069 | $617.6M | 83 | 2026-03-31 | → |
| 551 | EQ WEALTH ADVISORS, LLC | DALLAS | 322294 | $617.0M | 6 | 2026-03-31 | → |
| 552 | FREEDOM DAY SOLUTIONS, LLC | HOUSTON | 138962 | $615.3M | 8 | 2026-06-30 | → |
| 553 | MULHOLLAND WEALTH ADVISORS, LLC | SCOTTSDALE | 282408 | $611.7M | 39 | 2026-04-30 | → |
| 554 | VISTA INVESTMENT PARTNERS LLC | OKLAHOMA CITY | 286014 | $610.6M | 9 | 2026-05-31 | → |
| 555 | IRONWOOD WEALTH MANAGEMENT, LLC | CHANDLER | 200511 | $607.7M | 14 | 2026-03-31 | → |
| 556 | TRINITY INVESTORS FUND ADVISORS, LLC | SOUTHLAKE | 314603 | $606.6M | 4 | 2026-05-31 | → |
| 557 | TLWM, LLC | SAN ANTONIO | 158305 | $605.4M | 11 | 2026-03-31 | → |
| 558 | ACKERMAN CAPITAL ADVISORS, LLC | DALLAS | 123824 | $604.0M | 6 | 2026-03-31 | → |
| 559 | VENDERA MANAGEMENT HOLDINGS, LLC | DALLAS | 175116 | $602.8M | 28 | 2026-03-31 | → |
| 560 | CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC | THE WOODLANDS | 154238 | $600.2M | 6 | 2026-03-31 | → |
| 561 | ASCENTIS WEALTH MANAGEMENT, LLC | DALLAS | 330923 | $595.7M | 9 | 2026-05-31 | → |
| 562 | OUTLOOK WEALTH ADVISORS, LLC | THE WOODLANDS | 291465 | $593.7M | 11 | 2026-03-31 | → |
| 563 | RRA INVESTMENT MANAGEMENT, LLC | PHOENIX | 306287 | $593.3M | 27 | 2026-03-31 | → |
| 564 | DISCIPLINED INVESTMENTS, LLC | TULSA | 129696 | $592.8M | 10 | 2026-04-30 | → |
| 565 | THE LEGACY FINANCIAL GROUP, INC. | TULSA | 135059 | $590.7M | 9 | 2026-03-31 | → |
| 566 | FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC | LAKEWAY | 316024 | $590.5M | 45 | 2026-01-31 | → |
| 567 | VIRAGE CAPITAL MANAGEMENT LP | HOUSTON | 167992 | $588.3M | 12 | 2026-03-31 | → |
| 568 | INVESTRUST CONSULTING, LLC | OKLAHOMA CITY | 108037 | $588.2M | 10 | 2026-03-31 | → |
| 569 | EVERPAR ADVISORS LLC | TULSA | 326468 | $587.8M | 9 | 2026-02-28 | → |
| 570 | SUMMA CORP. | TOMBALL | 113091 | $587.2M | 2 | 2026-05-31 | → |
| 571 | KDK PRIVATE WEALTH MANAGEMENT, LLC | HOUSTON | 299583 | $584.6M | 8 | 2026-04-30 | → |
| 572 | ARMADILLO LITIGATION FUNDING LLC | HOUSTON | 310764 | $581.4M | 7 | 2026-03-31 | → |
| 573 | RTW FINANCIAL ADVISORS INC | DALLAS | 109934 | $581.0M | 11 | 2026-06-30 | → |
| 574 | MOSAIC ADVISORS LLC | HOUSTON | 164913 | $580.5M | 27 | 2026-04-30 | → |
| 575 | CIVITAS CAPITAL MANAGEMENT, LLC | DALLAS | 319105 | $578.6M | 47 | 2026-05-31 | → |
| 576 | MUDDY WATERS CAPITAL LLC | AUSTIN | 281411 | $576.3M | 14 | 2026-03-31 | → |
| 577 | SANDERS MORRIS LLC | HOUSTON | 20580 | $576.1M | 27 | 2026-03-31 | → |
| 578 | LUCASHILL, LLC | DALLAS | 321069 | $575.2M | 3 | 2026-06-30 | → |
| 579 | LIFESTYLE ASSET MANAGEMENT, INC. | FRIENDSWOOD | 157450 | $571.2M | 13 | 2026-01-31 | → |
| 580 | ACT WEALTH MANAGEMENT, LLC | ALLEN | 155131 | $568.8M | 5 | 2026-02-28 | → |
| 581 | TALIS ADVISORY SERVICES, LLC | RICHARDSON | 135145 | $568.8M | 60 | 2026-04-30 | → |
| 582 | SCISSORTAIL WEALTH MANAGEMENT, LLC | TULSA | 297761 | $568.2M | 13 | 2026-04-30 | → |
| 583 | SEQUEL HOLDINGS, L.P. | DALLAS | 170237 | $563.0M | 12 | 2026-03-31 | → |
| 584 | BECK CAPITAL MANAGEMENT LLC | AUSTIN | 152705 | $562.4M | 9 | 2026-04-30 | → |
| 585 | ROG VI L.L.C. | HOUSTON | 285639 | $561.3M | 43 | 2026-03-31 | → |
| 586 | MELIA GROUP LLC | TULSA | 145402 | $560.1M | 7 | 2026-06-30 | → |
| 587 | ENDEAVOR ADVISORS, LLC | THE WOODLANDS | 324925 | $559.5M | 10 | 2026-04-30 | → |
| 588 | NORTHRIM ADVISER, LLC | MESA | 306796 | $556.0M | 12 | 2026-03-31 | → |
| 589 | QVIDTVM MANAGEMENT LLC | THE WOODLANDS | 309456 | $555.8M | 6 | 2026-03-31 | → |
| 590 | DIGITAL WEALTH PARTNERS LLC | DALLAS | 328627 | $555.1M | 26 | 2026-03-31 | → |
| 591 | KERCHEVILLE ADVISORS LLC | SAN ANTONIO | 169471 | $554.7M | 5 | 2026-06-30 | → |
| 592 | SUNTX CAPITAL MANAGEMENT CORP. | DALLAS | 161332 | $554.2M | 14 | 2026-03-31 | → |
| 593 | NEXUS ONE FINANCIAL ADVISORS LLC | PLANO | 336809 | $552.0M | 10 | 2026-06-30 | → |
| 594 | THE PLANNING PROJECT LLC | THE WOODLANDS | 297658 | $551.4M | 12 | 2026-05-31 | → |
| 595 | AMICUS FINANCIAL ADVISORS, LLC | LUBBOCK | 131315 | $550.9M | 19 | 2026-03-31 | → |
| 596 | IAS WEALTH MANAGEMENT, INC. | THE WOODLANDS | 112486 | $549.0M | 8 | 2026-03-31 | → |
| 597 | MACK & CO. PARTNERS, LP | DALLAS | 324218 | $549.0M | 8 | 2026-05-31 | → |
| 598 | MILLS WEALTH ADVISORS, LLC | SOUTHLAKE | 159251 | $548.7M | 8 | 2026-03-31 | → |
| 599 | NEWSTONE CAPITAL PARTNERS, LLC | DALLAS | 161068 | $544.5M | 8 | 2026-03-31 | → |
| 600 | CIBOLO ENERGY PARTNERS, LLC | HOUSTON | 287596 | $541.5M | 10 | 2026-03-31 | → |
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