Research Report · 2026-06-30
Largest Registered Investment Advisers in the Southwest
SEC-registered investment advisers based in the Southwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
1,420
Total AUM
$5.34T
Median AUM
$408.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 401 | ARA GC PARTNERS, LLC | HOUSTON | 334354 | $935.9M | 23 | 2026-04-30 | → |
| 402 | STRATEGIC EQUITY MANAGEMENT, INC. | TUCSON | 112142 | $933.5M | 11 | 2026-03-31 | → |
| 403 | VAQUERO PRIVATE WEALTH, LTD. | DALLAS | 305266 | $928.9M | 9 | 2026-02-28 | → |
| 404 | STRATEGIC FINANCIAL CONCEPTS, LLC | SAN ANTONIO | 141849 | $927.7M | 41 | 2026-06-30 | → |
| 405 | LAVACA CAPITAL, LLC | HOUSTON | 167238 | $927.1M | 4 | 2026-03-31 | → |
| 406 | THE ADVISORY RESOURCE GROUP, LLC | TULSA | 290110 | $926.6M | 13 | 2026-03-31 | → |
| 407 | B&D WHITE CAPITAL COMPANY, LLC | LAKEWAY | 173822 | $925.2M | 7 | 2026-03-31 | → |
| 408 | KMH WEALTH MANAGEMENT, LLC | VICTORIA | 111610 | $923.1M | 10 | 2026-03-31 | → |
| 409 | GOODMAN FINANCIAL CORPORATION | HOUSTON | 114637 | $915.9M | 26 | 2026-04-30 | → |
| 410 | CHRISTOPHER & CO., LLC | AUSTIN | 325504 | $913.8M | 8 | 2026-03-31 | → |
| 411 | BRAEMONT CAPITAL MANAGEMENT LLC | DALLAS | 314704 | $913.0M | 17 | 2026-03-31 | → |
| 412 | BRIAUD FINANCIAL PLANNING INC | COLLEGE STATION | 105638 | $912.8M | 16 | 2026-05-31 | → |
| 413 | BROOKMONT CAPITAL MANAGEMENT, LLC | DALLAS | 145475 | $910.5M | 4 | 2026-03-31 | → |
| 414 | GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES | ARLINGTON | 112248 | $909.3M | 7 | 2026-02-28 | → |
| 415 | ESTANCIA CAPITAL MANAGEMENT, LLC | SCOTTSDALE | 166478 | $908.0M | 15 | 2026-06-30 | → |
| 416 | RICHARD P. SLAUGHTER ASSOCIATES, INC. | AUSTIN | 109080 | $905.2M | 14 | 2026-03-31 | → |
| 417 | DISTRIBUTED GLOBAL MANAGER LP | AUSTIN | 309673 | $902.7M | 12 | 2026-04-30 | → |
| 418 | RIATA CAPITAL GROUP, LLC | DALLAS | 289948 | $901.1M | 19 | 2026-03-31 | → |
| 419 | ACORN GROWTH COMPANIES, LC | OKLAHOMA CITY | 164499 | $893.2M | 21 | 2026-05-31 | → |
| 420 | GEC ADVISORS LLC | HOUSTON | 161472 | $892.1M | 5 | 2026-04-30 | → |
| 421 | COMMERCE STREET INVESTMENT ADVISOR, LLC | DALLAS | 144278 | $891.3M | 14 | 2026-03-31 | → |
| 422 | LWO LLC | DALLAS | 282281 | $890.8M | 23 | 2026-05-31 | → |
| 423 | BLUESCAPE ENERGY PARTNERS LLC | DALLAS | 283812 | $890.4M | 9 | 2026-03-31 | → |
| 424 | ERGUZ, LLC | THE WOODLANDS | 168009 | $889.0M | 1 | 2026-03-31 | → |
| 425 | STRATA WEALTH ADVISORS, LLC | DALLAS | 285973 | $886.1M | 14 | 2026-04-30 | → |
| 426 | INSIGHT EQUITY MANAGEMENT COMPANY LLC | SOUTHLAKE | 157092 | $885.9M | 21 | 2026-03-31 | → |
| 427 | CFM WEALTH PARTNERS LLC | AUSTIN | 305135 | $885.8M | 3 | 2026-03-31 | → |
| 428 | ROBERT HARRELL INCORPORATED | AUSTIN | 106191 | $885.3M | 5 | 2026-03-31 | → |
| 429 | OPTAS, LLC | DRIPPING SPRINGS | 299965 | $881.9M | 9 | 2026-03-31 | → |
| 430 | ROSCOMMON ANALYTICS LLC | HOUSTON | 332346 | $880.6M | 95 | 2026-03-31 | → |
| 431 | SPUR CAPITAL PARTNERS, LLC | BARTLESVILLE | 115959 | $879.9M | 9 | 2025-03-31 | → |
| 432 | ALONGSIDE, LLC | AUSTIN | 333587 | $878.6M | 3 | 2026-06-30 | → |
| 433 | B&T CAPITAL MANAGEMENT, INCORPORATED | AUSTIN | 121703 | $871.4M | 9 | 2026-03-31 | → |
| 434 | PINE VALLEY CAPITAL PARTNERS LLC | AUSTIN | 330556 | $869.6M | 10 | 2026-03-31 | → |
| 435 | REDW WEALTH LLC | ALBUQUERQUE | 109446 | $869.2M | 15 | 2026-05-31 | → |
| 436 | PROBITY ADVISORS, INC. | DALLAS | 121849 | $859.4M | 9 | 2026-03-31 | → |
| 437 | GREY ROCK MANAGEMENT PARTNERS IV, LLC | DALLAS | 317664 | $856.7M | 29 | 2026-03-31 | → |
| 438 | CPMG, INC. | DALLAS | 131417 | $855.8M | 7 | 2026-03-31 | → |
| 439 | APEIRON RIA LLC | DALLAS | 289273 | $852.0M | 17 | 2026-05-31 | → |
| 440 | CLAREMONT CAPITAL MANAGEMENT, LLC | PHOENIX | 155189 | $843.9M | 3 | 2026-03-31 | → |
| 441 | ADAMS ASSET ADVISORS LLC | DALLAS | 120573 | $839.4M | 4 | 2026-01-31 | → |
| 442 | IRONARC MANAGEMENT, LLC | AUSTIN | 336462 | $834.1M | 8 | 2026-03-31 | → |
| 443 | OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLC | HOUSTON | 323024 | $831.4M | 35 | 2026-05-31 | → |
| 444 | CAPITAL INSIGHT PARTNERS, LLC | SCOTTSDALE | 147165 | $829.6M | 9 | 2025-04-30 | → |
| 445 | CENTERGATE CAPITAL, L.P. | AUSTIN | 281685 | $828.3M | 29 | 2026-03-31 | → |
| 446 | MADDEN SECURITIES CORPORATION | DALLAS | 18389 | $826.0M | 3 | 2026-06-30 | → |
| 447 | PLATFORM PARTNERS LLC | HOUSTON | 286532 | $824.8M | 22 | 2026-06-30 | → |
| 448 | HIGHCREST CAPITAL, LLC | FREDERICKSBURG | 291007 | $823.7M | 20 | 2026-05-31 | → |
| 449 | NEXANNUITY ASSET MANAGEMENT, L.P. | DALLAS | 309748 | $823.4M | 4 | 2026-05-31 | → |
| 450 | ALTA FOX CAPITAL MANAGEMENT, LLC | FORT WORTH | 295816 | $821.4M | 8 | 2026-03-31 | → |
| 451 | ASSETBUILDER, INC. | ALLEN | 142665 | $812.7M | 12 | 2026-04-30 | → |
| 452 | FRANKLIN, PARLAPIANO, TURNER & WELCH LLC | HOUSTON | 114465 | $811.5M | 9 | 2026-03-31 | → |
| 453 | ZANETTI FINANCIAL, LLC | ALBUQUERQUE | 282089 | $809.4M | 2 | 2026-04-30 | → |
| 454 | TANGLEWOOD LEGACY ADVISORS, LLC | HOUSTON | 127289 | $809.0M | 9 | 2026-03-31 | → |
| 455 | NOKOMIS CAPITAL, L.L.C. | DALLAS | 145627 | $804.2M | 5 | 2026-03-31 | → |
| 456 | MOSS, LUSE & WOMBLE, LLC | PLANO | 152841 | $803.2M | 42 | 2026-03-31 | → |
| 457 | CLEAR TRAIL ADVISORS, LLC | HOUSTON | 337595 | $803.1M | 7 | 2026-02-28 | → |
| 458 | ELSEWHERE PARTNERS, LLC | AUSTIN | 293959 | $803.0M | 22 | 2026-05-31 | → |
| 459 | HARRIS PRESTON & PARTNERS, LLC | AUSTIN | 160068 | $799.2M | 15 | 2026-03-31 | → |
| 460 | WESTWIND CAPITAL | LAS CRUCES | 106802 | $795.9M | 10 | 2026-04-30 | → |
| 461 | WEALTH MANAGEMENT PARTNERS, LLC | TUCSON | 309790 | $793.5M | 8 | 2026-02-28 | → |
| 462 | SATURN V CAPITAL MANAGEMENT LP | AUSTIN | 316649 | $793.2M | 6 | 2026-04-30 | → |
| 463 | SOFTVEST ADVISORS, LLC | ABILENE | 300084 | $788.2M | 7 | 2026-03-31 | → |
| 464 | WARBURTON CAPITAL MANAGEMENT, LLC | TULSA | 141969 | $786.6M | 7 | 2026-02-28 | → |
| 465 | CRESTA ADVISORS, LTD. | LAREDO | 169641 | $786.0M | 12 | 2026-03-31 | → |
| 466 | CADENT CAPITAL ADVISORS, LLC | TULSA | 169704 | $785.8M | 15 | 2026-05-31 | → |
| 467 | PIN OAK INVESTMENT ADVISORS INC | HOUSTON | 105550 | $784.8M | 12 | 2026-04-30 | → |
| 468 | ORG PARTNERS LLC | DALLAS | 312728 | $772.6M | 24 | 2025-08-31 | → |
| 469 | STANDPOINT ASSET MANAGEMENT, LLC | SCOTTSDALE | 305155 | $771.1M | 7 | 2026-03-31 | → |
| 470 | HOURGLASS CAPITAL, LLC | HOUSTON | 147754 | $768.9M | 6 | 2026-04-30 | → |
| 471 | URBAN FUND MANAGEMENT, LLC | PLANO | 167491 | $767.8M | 67 | 2026-05-31 | → |
| 472 | PARATUS FINANCIAL, INC. | DALLAS | 133361 | $757.4M | 8 | 2026-03-31 | → |
| 473 | ARK & TLK INVESTMENTS, LLC | OKLAHOMA CITY | 205512 | $751.4M | 10 | 2026-06-30 | → |
| 474 | WESTWOOD ADVISORS, L.L.C | DALLAS | 132162 | $749.5M | 62 | 2026-04-30 | → |
| 475 | CURAFIN ADVISORS, LLC | PHOENIX | 329091 | $748.4M | 6 | 2026-03-31 | → |
| 476 | AUTUMN GLORY PARTNERS, LLC | DALLAS | 288250 | $747.6M | 2 | 2026-03-31 | → |
| 477 | PAX FINANCIAL GROUP, LLC | SAN ANTONIO | 284164 | $747.1M | 22 | 2026-06-30 | → |
| 478 | SENSIBLE MONEY, LLC | SCOTTSDALE | 158641 | $742.5M | 16 | 2026-03-31 | → |
| 479 | FINANCIAL DIRECTIONS LLC | TUCSON | 108475 | $737.8M | 3 | 2026-03-31 | → |
| 480 | CROSSPLANE CAPITAL MANAGEMENT, LP | DALLAS | 300646 | $736.2M | 19 | 2026-03-31 | → |
| 481 | THOMIST CAPITAL MANAGEMENT, LP | HOUSTON | 299815 | $736.2M | 10 | 2026-03-31 | → |
| 482 | SERVICE ACADEMY CAPITAL MANAGEMENT LLC | DALLAS | 226628 | $734.0M | 7 | 2026-01-31 | → |
| 483 | ABLE FINANCIAL GROUP, LLC | SCOTTSDALE | 323646 | $732.9M | 14 | 2026-03-31 | → |
| 484 | VIRTUS FAMILY OFFICE, LLC | EL PASO | 298272 | $726.9M | 5 | 2026-03-31 | → |
| 485 | HADDINGTON VENTURES, LLC | HOUSTON | 158231 | $726.4M | 9 | 2026-03-31 | → |
| 486 | WEALTHSTAR ADVISORS, LLC | PLANO | 164957 | $723.6M | 8 | 2026-03-31 | → |
| 487 | COPPERWYND FINANCIAL, LLC | SCOTTSDALE | 143442 | $720.1M | 11 | 2025-03-31 | → |
| 488 | DOLIVER ADVISORS, L.P. | HOUSTON | 106247 | $718.4M | 8 | 2026-06-30 | → |
| 489 | MAIN STREET RETIREMENT PLANNING, LLC | COPPELL | 313051 | $716.6M | 3 | 2026-03-31 | → |
| 490 | ROVIN CAPITAL LLC | MESA | 152662 | $710.7M | 9 | 2026-03-31 | → |
| 491 | FULLER WEALTH MANAGEMENT, LLC | DALLAS | 281767 | $707.8M | 9 | 2025-01-31 | → |
| 492 | MANSKE WEALTH MANAGEMENT, LLC | HOUSTON | 164401 | $707.3M | 13 | 2026-03-31 | → |
| 493 | CORRIGO INVESTMENT PARTNERS, LLC | AUSTIN | 293620 | $707.2M | 6 | 2026-03-31 | → |
| 494 | E & G ADVISORS, LP | HOUSTON | 130550 | $706.9M | 4 | 2026-01-31 | → |
| 495 | LATTICEWORK CAPITAL MANAGEMENT LLC | DALLAS | 281690 | $705.1M | 12 | 2026-03-31 | → |
| 496 | WINDSOR CAPITAL MANAGEMENT, LLC | PHOENIX | 116593 | $703.4M | 8 | 2026-01-31 | → |
| 497 | CCC ADVISORS, LLC | AUSTIN | 288948 | $703.3M | 14 | 2026-03-31 | → |
| 498 | ASSET GROWTH SOLUTIONS, LLC | SCOTTSDALE | 342319 | $702.7M | 5 | 2026-06-30 | → |
| 499 | LAUTERBACH FINANCIAL ADVISORS, LLC | EL PASO | 114431 | $700.3M | 5 | 2026-03-31 | → |
| 500 | AETHON ENERGY MANAGEMENT LLC | DALLAS | 173136 | $700.1M | 198 | 2026-03-31 | → |
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