Research Report · 2026-06-30
Largest Registered Investment Advisers in North Carolina
North Carolina SEC-registered investment advisers ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
290
Total AUM
$3.04T
Median AUM
$399.5M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | CAPFINANCIAL PARTNERS, LLC | RALEIGH | 175112 | $1.24T | 1,841 | 2026-05-31 | → |
| 2 | ALLSPRING GLOBAL INVESTMENTS, LLC | CHARLOTTE | 104973 | $475.78B | 956 | 2026-05-31 | → |
| 3 | BARINGS LLC | CHARLOTTE | 106006 | $392.75B | 1,101 | 2026-05-31 | → |
| 4 | ALLSPRING FUNDS MANAGEMENT, LLC | CHARLOTTE | 110841 | $324.65B | 714 | 2026-05-31 | → |
| 5 | BRIGHTHOUSE INVESTMENT ADVISERS, LLC | CHARLOTTE | 107312 | $132.63B | 29 | 2026-03-31 | → |
| 6 | STERLING CAPITAL MANAGEMENT LLC | CHARLOTTE | 135405 | $69.23B | 186 | 2026-03-31 | → |
| 7 | WELLS FARGO INVESTMENT INSTITUTE, INC. | CHARLOTTE | 133204 | $43.00B | 225 | 2026-03-31 | → |
| 8 | ALIGHT FINANCIAL ADVISORS, LLC | CHARLOTTE | 158744 | $35.05B | 70 | 2026-03-31 | → |
| 9 | STEPSTONE GROUP PRIVATE WEALTH LLC | CHARLOTTE | 305881 | $17.93B | 128 | 2026-06-30 | → |
| 10 | INDEPENDENT ADVISOR ALLIANCE, LLC | CHARLOTTE | 168267 | $17.23B | 251 | 2026-06-30 | → |
| 11 | GLOBAL ENDOWMENT MANAGEMENT, LP | CHARLOTTE | 157772 | $12.88B | 82 | 2026-05-31 | → |
| 12 | CHURCHILL INVESTMENT MANAGEMENT LLC | CHARLOTTE | 305060 | $12.14B | 101 | 2026-03-31 | → |
| 13 | TRUEBRIDGE CAPITAL PARTNERS LLC | CHAPEL HILL | 155425 | $11.24B | 43 | 2026-04-30 | → |
| 14 | ATRIA INVESTMENTS, INC. | CHARLOTTE | 143593 | $11.05B | 60 | 2026-03-31 | → |
| 15 | RIDGEMONT PARTNERS MANAGEMENT, LLC | CHARLOTTE | 157421 | $10.26B | 61 | 2026-03-31 | → |
| 16 | HORIZON INVESTMENTS LLC | CHARLOTTE | 109552 | $8.47B | 76 | 2026-03-31 | → |
| 17 | ASANA PARTNERS, LP | CHARLOTTE | 284477 | $8.35B | 125 | 2026-04-30 | → |
| 18 | WEDGE CAPITAL MANAGEMENT LLP | CHARLOTTE | 106234 | $7.75B | 26 | 2026-03-31 | → |
| 19 | BELL PARTNERS INVESTMENT MANAGER, LLC | GREENSBORO | 329611 | $6.12B | 69 | 2026-05-31 | → |
| 20 | VERATIS ADVISORS, INC. | CARY | 117892 | $5.99B | 8 | 2026-03-31 | → |
| 21 | PAMLICO CAPITAL MANAGEMENT, LP | CHARLOTTE | 157532 | $5.30B | 41 | 2026-03-31 | → |
| 22 | ALUMINA INVESTMENT MANAGEMENT, LLC | CHARLOTTE | 164273 | $5.26B | 2 | 2026-03-31 | → |
| 23 | BRAGG FINANCIAL ADVISORS INC | CHARLOTTE | 108780 | $4.67B | 39 | 2026-03-31 | → |
| 24 | QHP CAPITAL, L.P. | RALEIGH | 311710 | $4.57B | 25 | 2026-03-31 | → |
| 25 | FRANKLIN STREET ADVISORS, INC. | CHAPEL HILL | 106275 | $4.53B | 40 | 2026-05-31 | → |
| 26 | SALEM INVESTMENT COUNSELORS INC | WINSTON SALEM | 104855 | $4.19B | 18 | 2026-03-31 | → |
| 27 | PLEXUS CAPITAL, LLC | RALEIGH | 310241 | $3.77B | 50 | 2026-03-31 | → |
| 28 | FALFURRIAS MANAGEMENT PARTNERS LP | CHARLOTTE | 163076 | $3.71B | 55 | 2026-03-31 | → |
| 29 | BILTMORE FAMILY OFFICE, LLC | CHARLOTTE | 167174 | $3.47B | 24 | 2026-03-31 | → |
| 30 | COLONY FAMILY OFFICES, LLC | CHARLOTTE | 167017 | $3.36B | 16 | 2026-02-28 | → |
| 31 | VERGER CAPITAL MANAGEMENT LLC | WINSTON-SALEM | 170125 | $3.28B | 18 | 2026-06-30 | → |
| 32 | CORNERSTONE ADVISORS, LLC | ASHEVILLE | 300891 | $3.04B | 7 | 2026-03-31 | → |
| 33 | NEW REPUBLIC CAPITAL, LLC | CHARLOTTE | 310907 | $3.03B | 28 | 2026-03-31 | → |
| 34 | SMITH, SALLEY & ASSOCIATES, LLC | GREENSBORO | 129614 | $2.89B | 18 | 2026-05-31 | → |
| 35 | GUARDIAN WEALTH ADVISORS, LLC | RALEIGH | 305412 | $2.74B | 50 | 2026-03-31 | → |
| 36 | FIRST CITIZENS INVESTOR SERVICES, INC. | RALEIGH | 44430 | $2.63B | 352 | 2026-05-31 | → |
| 37 | ALPHASTAR CAPITAL MANAGEMENT, LLC | CORNELIUS | 157423 | $2.50B | 150 | 2026-05-31 | → |
| 38 | CORNERSTONE WEALTH GROUP, LLC | HUNTERSVILLE | 289971 | $2.49B | 50 | 2026-03-31 | → |
| 39 | CAPITAL INVESTMENT ADVISORY SERVICES, LLC | RALEIGH | 149124 | $2.39B | 91 | 2026-03-31 | → |
| 40 | TIVERTON ADVISORS, LLC | RALEIGH | 305331 | $2.14B | 41 | 2026-03-31 | → |
| 41 | COMPERIO RETIREMENT CONSULTING, INC. | CARY | 140786 | $1.99B | 4 | 2026-03-31 | → |
| 42 | NOVARE CAPITAL MANAGEMENT | CHARLOTTE | 117949 | $1.92B | 23 | 2026-06-30 | → |
| 43 | CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P. | CHARLOTTE | 157822 | $1.91B | 19 | 2026-05-31 | → |
| 44 | HALIFAX INVESTMENT MANAGEMENT, L.L.C. | RALEIGH | 152789 | $1.90B | 18 | 2026-03-31 | → |
| 45 | ETON ADVISORS GROUP, LLC | CHAPEL HILL | 289395 | $1.89B | 11 | 2026-03-31 | → |
| 46 | BLUEPRINT INVESTMENT PARTNERS LLC | GREENSBORO | 170196 | $1.87B | 9 | 2026-04-30 | → |
| 47 | WESTEND ADVISORS, LLC | CHARLOTTE | 133279 | $1.87B | 29 | 2026-01-31 | → |
| 48 | MORGAN CREEK CAPITAL MANAGEMENT, LLC | CHAPEL HILL | 138401 | $1.79B | 29 | 2026-03-31 | → |
| 49 | LINDEN THOMAS ADVISORY SERVICES, LLC | CHARLOTTE | 288557 | $1.77B | 14 | 2026-05-31 | → |
| 50 | STEELE CREEK INVESTMENT MANAGEMENT LLC | CHARLOTTE | 170209 | $1.74B | 12 | 2026-03-31 | → |
| 51 | ALLY INVEST ADVISORS INC | CHARLOTTE | 170301 | $1.73B | 8 | 2026-04-30 | → |
| 52 | DELEGATE ADVISORS, LLC | CHAPEL HILL | 159953 | $1.71B | 13 | 2026-03-31 | → |
| 53 | FC CAPITAL MANAGEMENT LLC | CHARLOTTE | 161220 | $1.61B | 19 | 2026-03-31 | → |
| 54 | FINANCIAL SYMMETRY INCORPORATED | RALEIGH | 118443 | $1.54B | 35 | 2026-05-31 | → |
| 55 | MILL CAPITAL MANAGEMENT, LLC | CONCORD | 312798 | $1.49B | 5 | 2026-02-28 | → |
| 56 | FIVE POINTS CAPITAL LLC | WINSTON-SALEM | 160792 | $1.45B | 26 | 2026-03-31 | → |
| 57 | OAK CITY CONSULTING, LLC | WAKE FOREST | 162220 | $1.43B | 6 | 2026-03-31 | → |
| 58 | IRONSIDES ASSET ADVISORS, LLC | ROCKY MOUNT | 161683 | $1.42B | 3 | 2026-02-28 | → |
| 59 | MBL WEALTH, LLC | CHARLOTTE | 305176 | $1.42B | 14 | 2026-03-31 | → |
| 60 | CC MANAGEMENT GP, LLC | CHARLOTTE | 168693 | $1.39B | 17 | 2026-03-31 | → |
| 61 | GRANVILLE CAPITAL, INC. | GREENSBORO | 126679 | $1.37B | 9 | 2026-03-31 | → |
| 62 | SHEETS SMITH WEALTH MANAGEMENT | WINSTON SALEM | 105710 | $1.37B | 15 | 2026-03-31 | → |
| 63 | CAROLINAS WEALTH CONSULTING LLC | CHARLOTTE | 300003 | $1.34B | 18 | 2025-03-31 | → |
| 64 | LIVE OAK PRIVATE WEALTH, LLC | WILMINGTON | 297904 | $1.32B | 12 | 2026-04-30 | → |
| 65 | TOPSAIL WEALTH MANAGEMENT LLC | CHARLOTTE | 331098 | $1.31B | 5 | 2026-05-31 | → |
| 66 | TRIANGLE SECURITIES WEALTH MANAGEMENT, INC | RALEIGH | 148156 | $1.29B | 14 | 2026-02-28 | → |
| 67 | ARBOR INVESTMENT ADVISORS, LLC | WINSTON SALEM | 111077 | $1.29B | 8 | 2026-03-31 | → |
| 68 | WEALTHSHIELD PARTNERS, LLC | CARY | 169584 | $1.27B | 23 | 2026-03-31 | → |
| 69 | ABSHER WEALTH MANAGEMENT, LLC | CHAPEL HILL | 304642 | $1.26B | 9 | 2026-05-31 | → |
| 70 | HAMILTON POINT INVESTMENT ADVISORS, LLC | CHAPEL HILL | 144534 | $1.21B | 12 | 2026-03-31 | → |
| 71 | SILVERBACK ASSET MANAGEMENT, LLC | DURHAM | 141407 | $1.19B | 12 | 2026-03-31 | → |
| 72 | FOUNDERS FINANCIAL ALLIANCE, LLC | RALEIGH | 173011 | $1.19B | 31 | 2026-03-31 | → |
| 73 | WOODARD & CO ASSET MANAGEMENT GROUP INC | BERMUDA RUN | 108199 | $1.17B | 5 | 2026-04-30 | → |
| 74 | VERITY ASSET MANAGEMENT, INC. | DURHAM | 158667 | $1.15B | 77 | 2026-06-30 | → |
| 75 | LAUREL WEALTH ADVISORS, LLC | CHARLOTTE | 118469 | $1.11B | 9 | 2026-03-31 | → |
| 76 | KIAN CAPITAL PARTNERS, LLC | CHARLOTTE | 329179 | $1.10B | 19 | 2026-03-31 | → |
| 77 | PROVIDENCE CAPITAL ADVISORS, LLC | CHARLOTTE | 174631 | $1.07B | 14 | 2026-03-31 | → |
| 78 | CARDINAL CAPITAL MANAGEMENT INC | RALEIGH | 108076 | $1.03B | 4 | 2026-02-28 | → |
| 79 | CAPITAL INVESTMENT COUNSEL INC | RALEIGH | 104591 | $1.02B | 11 | 2026-04-30 | → |
| 80 | VERUM PARTNERS LLC | CHARLOTTE | 301058 | $1.01B | 17 | 2026-03-31 | → |
| 81 | FTA ASSET MANAGEMENT, LLC | CHARLOTTE | 332377 | $1.01B | 13 | 2026-03-31 | → |
| 82 | BLUESKY WEALTH ADVISORS, LLC | NEW BERN | 116760 | $1.00B | 14 | 2026-03-31 | → |
| 83 | BLUEPRINT FINANCIAL ADVISORS LLC | CHARLOTTE | 315570 | $966.6M | 35 | 2026-04-30 | → |
| 84 | FCA PARTNERS, LLC | CHARLOTTE | 322393 | $910.3M | 11 | 2026-03-31 | → |
| 85 | ATLANTIC PRIVATE WEALTH, LLC | CHAPEL HILL | 311517 | $894.0M | 5 | 2026-02-28 | → |
| 86 | PATHFINDER WEALTH CONSULTING, INC. | WILMINGTON | 336658 | $865.5M | 17 | 2026-03-31 | → |
| 87 | TANNIN CAPITAL, LLC | CHARLOTTE | 304238 | $824.9M | 7 | 2026-03-31 | → |
| 88 | STRATHMORE CAPITAL ADVISORS, INC. | CHARLOTTE | 135008 | $805.0M | 17 | 2026-03-31 | → |
| 89 | KUHN ADVISORS, INC. | DURHAM | 117816 | $800.8M | 8 | 2026-05-31 | → |
| 90 | CAROLINA WEALTH MANAGEMENT, INC. | GREENVILLE | 131393 | $798.5M | 10 | 2026-04-30 | → |
| 91 | HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC | CHARLOTTE | 297174 | $788.3M | 2 | 2026-03-31 | → |
| 92 | SHAH CAPITAL MANAGEMENT, INC | RALEIGH | 133941 | $768.0M | 4 | 2026-02-28 | → |
| 93 | IFC CORE INVESTMENT MANAGEMENT LLC | RALEIGH | 302090 | $742.4M | 44 | 2026-05-31 | → |
| 94 | OAK HARBOR WEALTH PARTNERS, LLC | RALEIGH | 311528 | $729.9M | 8 | 2026-04-30 | → |
| 95 | COLTON GROOME FINANCIAL ADVISORS, LLC | ASHEVILLE | 128365 | $724.9M | 18 | 2026-04-30 | → |
| 96 | OLD PEAK FINANCE LLC | CHAPEL HILL | 154804 | $714.1M | 9 | 2026-05-31 | → |
| 97 | ABS LEGACY PARTNERS, LLC | HICKORY | 325604 | $670.8M | 3 | 2026-03-31 | → |
| 98 | ALLEN WEALTH MANAGEMENT, LLC | BOONE | 133038 | $664.3M | 7 | 2026-01-31 | → |
| 99 | HOLDERNESS INVESTMENTS CO | GREENSBORO | 106530 | $660.7M | 8 | 2026-03-31 | → |
| 100 | TRADEWINDS, LLC | RALEIGH | 316415 | $659.4M | 12 | 2026-03-31 | → |
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