Research Report · 2026-06-30
Largest Registered Investment Advisers in North Carolina
North Carolina SEC-registered investment advisers ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
290
Total AUM
$3.04T
Median AUM
$399.5M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 101 | COLLEGIATE CAPITAL MANAGEMENT, INC. | RALEIGH | 118205 | $653.0M | 8 | 2026-03-31 | → |
| 102 | ONE8ZERO8, LLC | GREENSBORO | 332702 | $644.6M | 5 | 2026-05-31 | → |
| 103 | WOODWARD FINANCIAL ADVISORS, INC. | CHAPEL HILL | 150641 | $641.5M | 10 | 2026-04-30 | → |
| 104 | PHOENIX WEALTH ADVISORS INC. | CHAPEL HILL | 118412 | $641.4M | 8 | 2026-02-28 | → |
| 105 | HILLTOP WEALTH ADVISORS, LLC | CHAPEL HILL | 283014 | $635.5M | 17 | 2026-06-30 | → |
| 106 | SPP MANAGEMENT SERVICES, LLC | CHARLOTTE | 164078 | $623.6M | 23 | 2026-03-31 | → |
| 107 | CAPITAL ADVISERS, INC. | RALEIGH | 118442 | $620.0M | 5 | 2026-01-31 | → |
| 108 | ALPHA FINANCIAL ADVISORS, LLC | CHARLOTTE | 122545 | $619.3M | 9 | 2026-06-30 | → |
| 109 | SAFE HARBOR FAMILY CAPITAL, LLC | CHAPEL HILL | 317547 | $613.9M | 3 | 2026-03-31 | → |
| 110 | AUCTUS ADVISORS LLC | CHARLOTTE | 289489 | $612.9M | 3 | 2026-05-31 | → |
| 111 | SAPERE WEALTH MANAGEMENT, LLC | MATTHEWS | 119598 | $604.8M | 7 | 2026-03-31 | → |
| 112 | WHITENER CAPITAL MANAGEMENT, INC | ROCKY MOUNT | 106865 | $598.5M | 9 | 2026-02-28 | → |
| 113 | FUND DIRECT ADVISORS INC. | GREENSBORO | 155363 | $593.0M | 4 | 2026-03-31 | → |
| 114 | FORTRESS PRIVATE LEDGER, LLC | RALEIGH | 290298 | $584.0M | 22 | 2026-03-31 | → |
| 115 | HOBART PRIVATE CAPITAL, LLC | CHARLOTTE | 168494 | $558.2M | 18 | 2026-06-30 | → |
| 116 | COOK WEALTH, LLC | RALEIGH | 170372 | $529.4M | 29 | 2025-02-28 | → |
| 117 | ZURAW FINANCIAL ADVISORS, LLC | GREENSBORO | 173129 | $519.9M | 3 | 2026-02-28 | → |
| 118 | DEFENDER CAPITAL LLC | CHARLOTTE | 159607 | $510.0M | 3 | 2026-01-31 | → |
| 119 | ASPIRE PRIVATE CAPITAL, LLC | CORNELIUS | 154116 | $509.7M | 9 | 2026-03-31 | → |
| 120 | CAPITALA PRIVATE ADVISORS, LLC | CHARLOTTE | 283527 | $505.1M | 16 | 2026-03-31 | → |
| 121 | QUANTITATIVE PROCESS, LLC | CHARLOTTE | 165699 | $502.1M | 3 | 2026-02-28 | → |
| 122 | ACT ADVISORS, LLC | ASHEVILLE | 173120 | $498.9M | 10 | 2026-03-31 | → |
| 123 | PIEDMONT CAPITAL MANAGEMENT, LLC | GREENBORO | 155682 | $495.6M | 24 | 2026-03-31 | → |
| 124 | CORIGLIANO INVESTMENT ADVISERS, LLC | RALEIGH | 331908 | $495.5M | 4 | 2026-03-31 | → |
| 125 | SEMMAX FINANCIAL ADVISORS, INC. | WINSTON-SALEM | 144978 | $495.4M | 18 | 2026-03-31 | → |
| 126 | HARBER CAPITAL LLC | ASHEVILLE | 158939 | $492.7M | 4 | 2026-03-31 | → |
| 127 | THREE MAGNOLIAS FINANCIAL ADVISORS, LLC | WINSTON SALEM | 114471 | $487.1M | 7 | 2026-03-31 | → |
| 128 | CORNERSTONE PLANNING, LLC | CHARLOTTE | 166886 | $485.9M | 13 | 2026-02-28 | → |
| 129 | THE PINES WEALTH MANAGEMENT, LLC | SOUTHERN PINES | 326353 | $485.9M | 4 | 2026-03-31 | → |
| 130 | PHYSICIANS FINANCIAL SERVICES, INC. | RALEIGH | 118519 | $482.3M | 6 | 2026-03-31 | → |
| 131 | IP FINANCIAL ADVISORY SERVICES LLC | CHARLOTTE | 305772 | $481.4M | 112 | 2026-06-30 | → |
| 132 | TOWNSEND ASSET MANAGEMENT CORP. | RALEIGH | 108216 | $479.6M | 7 | 2026-02-28 | → |
| 133 | SHARPVUE CAPITAL, LLC | RALEIGH | 304746 | $465.2M | 9 | 2026-05-31 | → |
| 134 | FIRST CITIZENS ASSET MANAGEMENT, INC | RALEIGH | 140777 | $465.1M | 58 | 2026-05-31 | → |
| 135 | PURSUIT WEALTH MANAGEMENT, LLC | RALEIGH | 337709 | $457.5M | 7 | 2026-02-28 | → |
| 136 | OLD NORTH STATE WEALTH MANAGEMENT, LLC | WILMINGTON | 148659 | $452.6M | 6 | 2026-03-31 | → |
| 137 | COLLWICK FUNDS GP, LLC | CHARLOTTE | 162923 | $439.6M | 4 | 2026-03-31 | → |
| 138 | CROWN WEALTH GROUP LLC | CHARLOTTE | 299732 | $437.5M | 10 | 2026-01-31 | → |
| 139 | ADVISORTRUST PARTNERS, LLC | RALEIGH | 304967 | $435.3M | 6 | 2026-05-31 | → |
| 140 | MAUNEY-PITT FINANCIAL MANAGEMENT, INC. | SHELBY | 337870 | $418.0M | 6 | 2026-05-31 | → |
| 141 | ALTAMONT CAPITAL MANAGEMENT, LLC. | ASHEVILLE | 118979 | $412.3M | 2 | 2026-01-31 | → |
| 142 | NAPLES ASSET MANAGEMENT CO., LLC | MOORESVILLE | 133978 | $404.3M | 11 | 2026-06-30 | → |
| 143 | TILIA FIDUCIARY PARTNERS, INC. | WILMINGTON | 157852 | $403.7M | 8 | 2026-05-31 | → |
| 144 | H. L. ORMOND & COMPANY, LLC | GREENVILLE | 313593 | $401.4M | 7 | 2026-05-31 | → |
| 145 | TAR RIVER WEALTH PLANNING, LLC | LOUISBURG | 328530 | $401.2M | 9 | 2026-02-28 | → |
| 146 | RALEIGH CAPITAL MANAGEMENT INC. | CARY | 149538 | $397.8M | 20 | 2026-06-30 | → |
| 147 | FAMILY WEALTH PARTNERS, LLC | MATTHEWS | 317764 | $392.4M | 11 | 2026-05-31 | → |
| 148 | EASTOVER INVESTMENT ADVISORS, LLC | CHARLOTTE | 150821 | $392.3M | 4 | 2026-02-28 | → |
| 149 | DAVIS INVESTMENT PARTNERS, LLC | CHARLOTTE | 318783 | $390.0M | 3 | 2026-01-31 | → |
| 150 | TIMONIER FAMILY OFFICE, LTD. | WINSTON SALEM | 150748 | $388.8M | 8 | 2026-02-28 | → |
| 151 | SPARTAN PLANNING & WEALTH MANAGEMENT, LLC | GREENSBORO | 166599 | $383.7M | 5 | 2026-03-31 | → |
| 152 | CASCADES CAPITAL ASSET MANAGEMENT, LLC | GREENSBORO | 167102 | $383.3M | 3 | 2026-03-31 | → |
| 153 | CAPITAL MANAGEMENT LLC | GREENSBORO | 109416 | $383.0M | 3 | 2026-03-31 | → |
| 154 | TAGSTONE CAPITAL, INC. | CHARLOTTE | 158864 | $368.9M | 1 | 2026-02-28 | → |
| 155 | KANBRICK LLC | CHARLOTTE | 309288 | $362.2M | 8 | 2026-03-31 | → |
| 156 | ARMOR INVESTMENT ADVISORS, LLC | RALEIGH | 134200 | $356.0M | 6 | 2026-04-30 | → |
| 157 | HCG FUND MANAGEMENT LP | RALEIGH | 281615 | $347.3M | 11 | 2026-03-31 | → |
| 158 | GARDEN CITY MANAGEMENT, LLC | CHARLOTTE | 310518 | $343.8M | 5 | 2026-06-30 | → |
| 159 | REICHARD CAPITAL, LLC | CHARLOTTE | 305695 | $341.0M | 4 | 2026-03-31 | → |
| 160 | BLUEPRINT FUND MANAGEMENT LLC | GREENSBORO | 306419 | $340.5M | 9 | 2026-02-28 | → |
| 161 | LEWIS FINANCIAL MANAGEMENT, LLC | RALEIGH | 116344 | $338.7M | 2 | 2026-03-31 | → |
| 162 | UWHARRIE INVESTMENT ADVISORS, INC. | ALBEMARLE | 117592 | $337.8M | 14 | 2026-03-31 | → |
| 163 | EVERSTAR ASSET MANAGEMENT, LLC | MOORESVILLE | 313334 | $336.7M | 13 | 2026-05-31 | → |
| 164 | INSIGHT FOLIOS INC | CHARLOTTE | 174411 | $331.3M | 15 | 2026-03-31 | → |
| 165 | LIFEPLAN INVESTMENT ADVISORS, INC | RALEIGH | 144157 | $326.0M | 9 | 2026-03-31 | → |
| 166 | WSC & COMPANY, LLC | CHARLOTTE | 289138 | $320.4M | 6 | 2026-05-31 | → |
| 167 | FIRST FINANCIAL GROUP CORPORATION | RALEIGH | 134006 | $317.0M | 4 | 2026-05-31 | → |
| 168 | FIRST OAK WEALTH MANAGEMENT, LLC | RALEIGH | 288316 | $316.2M | 3 | 2026-03-31 | → |
| 169 | LYON WEALTH ADVISORS GROUP, LLC | CHARLOTTE | 325041 | $311.4M | 3 | 2026-01-31 | → |
| 170 | BEACON FINANCIAL STRATEGIES CORP. | RALEIGH | 132987 | $309.4M | 7 | 2026-02-28 | → |
| 171 | BEACON WEALTHCARE LLC | RALEIGH | 312556 | $308.3M | 6 | 2026-01-31 | → |
| 172 | JOEL ADAMS AND ASSOCIATES INC. | ASHEVILLE | 319379 | $305.6M | 3 | 2026-02-28 | → |
| 173 | TOTAL SOLUTIONS ENTERPRISE LLC | CHARLOTTE | 318036 | $305.0M | 8 | 2026-04-30 | → |
| 174 | DOVETAIL FINANCIAL GROUP LLC | WILMINGTON | 311298 | $298.9M | 6 | 2026-06-30 | → |
| 175 | OMNISTAR FINANCIAL GROUP, INC. | WILMINGTON | 138515 | $285.7M | 7 | 2026-05-31 | → |
| 176 | POM INVESTMENT STRATEGIES, LLC | RALEIGH | 317067 | $283.3M | 18 | 2026-04-30 | → |
| 177 | WMS ADVISORS, LLC | CHARLOTTE | 122224 | $280.9M | 7 | 2026-02-28 | → |
| 178 | WORTH FINANCIAL ADVISORY GROUP, LLC | CHARLOTTE | 156564 | $280.7M | 15 | 2026-03-31 | → |
| 179 | MILESTONE INVESTMENTS, INC. | CHARLOTTE | 47090 | $277.3M | 2 | 2026-02-28 | → |
| 180 | RELIANT INVESTMENT PARTNERS, LLC | PINEHURST | 297369 | $268.3M | 6 | 2026-03-31 | → |
| 181 | TASSEL CAPITAL MANAGEMENT, INC. | MATTHEWS | 121112 | $266.0M | 5 | 2026-01-31 | → |
| 182 | MILLBANK DARTMOOR PORTSMOUTH LLC | ASHEVILLE | 311046 | $263.2M | 3 | 2026-03-31 | → |
| 183 | HORIZON FINANCIAL SERVICES, LLC | WINSTON SALEM | 158798 | $262.4M | 8 | 2026-03-31 | → |
| 184 | HORIZONS WEALTH MANAGEMENT, INC. | ASHEVILLE | 127457 | $258.2M | 4 | 2026-01-31 | → |
| 185 | MUIRFIELD WEALTH ADVISORS LLC | CHARLOTTE | 316071 | $255.8M | 3 | 2026-01-31 | → |
| 186 | MODERN CAPITAL ADVISORS, LLC | RALEIGH | 131117 | $254.8M | 19 | 2026-04-30 | → |
| 187 | CASSIA CAPITAL PARTNERS LLC | WINSTON SALEM | 159911 | $251.2M | 5 | 2026-02-28 | → |
| 188 | CANNON WEALTH MANAGEMENT SERVICES, LLC | WINSTON SALEM | 323302 | $245.2M | 8 | 2026-04-30 | → |
| 189 | CAROLINA FINANCIAL ADVISORS, INC. | GREENSBORO | 118823 | $240.9M | 7 | 2026-05-31 | → |
| 190 | LUMINA WEALTH MANAGEMENT, LLC | WILMINGTON | 291548 | $240.2M | 4 | 2026-04-30 | → |
| 191 | WESTHAMPTON CAPITAL, LLC | WINSTON-SALEM | 119176 | $238.5M | 4 | 2026-01-31 | → |
| 192 | QUEST 10 WEALTH BUILDERS, INC. | FUQUAY-VARINA | 154092 | $237.7M | 8 | 2026-06-30 | → |
| 193 | LEVEL WEALTH MANAGEMENT LLC | GREENSBORO | 301381 | $236.5M | 3 | 2026-01-31 | → |
| 194 | POWELL FINANCIAL, INC. | CORNELIUS | 144230 | $229.2M | 3 | 2026-02-28 | → |
| 195 | BD INVESTMENT PARTNERS, LLC | RALEIGH | 309347 | $223.7M | 9 | 2026-05-31 | → |
| 196 | DAVIDSON ADVISORY GROUP, LLC | CHARLOTTE | 333090 | $223.5M | 4 | 2026-02-28 | → |
| 197 | CROSSGEN WEALTH LLC | GREENVILLE | 336270 | $222.8M | 3 | 2026-03-31 | → |
| 198 | KERUSSO CAPITAL MANAGEMENT, LLC | WINSTON-SALEM | 316352 | $222.4M | 3 | 2026-03-31 | → |
| 199 | CAPITAL DEVELOPERS, LLC | GREENVILLE | 292797 | $221.5M | 5 | 2026-03-31 | → |
| 200 | OCTAGON ASSET MANAGEMENT, LLC | CHARLOTTE | 286248 | $221.2M | 4 | 2026-03-31 | → |
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