Research Report · 2026-06-30
Institutional Registered Investment Advisers in the Midwest
SEC-registered investment advisers in the Midwest ranked by reported institutional client assets.
Firms
1,690
Total AUM
$16.55T
Median AUM
$572.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1401 | HAVERDINK FINANCIAL MANAGEMENT, L.L.C. | PORTAGE | 131236 | $220.4M | 3 | 2026-01-31 | → |
| 1402 | STEWARDSHIP CAPITAL, LTD. | INDEPENDENCE | 110944 | $168.4M | 5 | 2026-03-31 | → |
| 1403 | CEDRUS WEALTH GROUP LLC | ANDOVER | 334995 | $217.8M | 7 | 2026-06-30 | → |
| 1404 | LEGACY BRIDGE, LLC | WEST DES MOINES | 282261 | $425.8M | 8 | 2026-03-31 | → |
| 1405 | LAUER WEALTH, LLC | VALPARAISO | 289763 | $160.9M | 5 | 2026-02-28 | → |
| 1406 | TAMARISK FINANCIAL, LLC | HOLLAND | 312073 | $781.3M | 23 | 2026-04-30 | → |
| 1407 | GUARDIAN WEALTH ADVISORS, LLC | ST LOUIS PARK | 143254 | $300.2M | 7 | 2026-03-31 | → |
| 1408 | ANCHOR POINTE WEALTH MANAGEMENT,LLC | CAPE GIRARDEAU | 226643 | $140.2M | 2 | 2025-03-31 | → |
| 1409 | MUELLER WEALTH, LLC | MISHICOT | 306943 | $148.1M | 5 | 2026-02-28 | → |
| 1410 | LEGACY WEALTH ADVISORS, LLC | CLINTON TOWNSHIP | 281810 | $132.3M | 2 | 2026-03-31 | → |
| 1411 | GEN FINANCIAL MANAGEMENT INC. | PLYMOUTH | 110179 | $331.8M | 3 | 2026-02-28 | → |
| 1412 | MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC | SKOKIE | 319408 | $178.9M | 4 | 2026-03-31 | → |
| 1413 | 626 FINANCIAL, LLC | PORTAGE | 306474 | $379.6M | 5 | 2026-02-28 | → |
| 1414 | AN EXCEPTIONAL LIFE FINANCIAL, LLC | INDIANAPOLIS | 288742 | $258.9M | 4 | 2026-03-31 | → |
| 1415 | PELOTON CAPITAL MANAGEMENT | INDIANAPOLIS | 109775 | $282.0M | 4 | 2026-03-31 | → |
| 1416 | PINNACLE FAMILY ADVISORS, LLC | SPRINGFIELD | 145628 | $371.7M | 13 | 2026-03-31 | → |
| 1417 | STRAIGHTLINE GROUP, LLC | TROY | 127401 | $1.17B | 11 | 2026-03-31 | → |
| 1418 | JPS FINANCIAL, LLC | WESTLAKE | 169208 | $377.0M | 4 | 2026-03-31 | → |
| 1419 | CENTER FOR FINANCIAL PLANNING INC | SOUTHFIELD | 109599 | $1.97B | 26 | 2026-04-30 | → |
| 1420 | SARVER VROOMAN WEALTH ADVISORS LLC | KANSAS CITY | 332699 | $452.2M | 5 | 2026-04-30 | → |
| 1421 | 210 WEALTH MANAGEMENT, INC. | MORTON | 328570 | $242.8M | 16 | 2026-03-31 | → |
| 1422 | ENDEAVOR WEALTH ADVISORS, LLC | PEPPER PIKE | 305348 | $252.8M | 3 | 2026-03-31 | → |
| 1423 | ENVISION FINANCIAL LLC | BROOKFIELD | 314365 | $352.9M | 5 | 2026-03-31 | → |
| 1424 | SHAKESPEARE WEALTH MANAGEMENT, LLC | PEWAUKEE | 111950 | $641.9M | 9 | 2026-04-30 | → |
| 1425 | COORDINATED FINANCIAL PLANNING CORP | CINCINNATI | 105143 | $343.2M | 6 | 2026-06-30 | → |
| 1426 | MOREY & QUINN WEALTH PARTNERS LLC | OMAHA | 332074 | $373.4M | 4 | 2026-04-30 | → |
| 1427 | MIDWESTERN FINANCIAL, LLC | IOWA CITY | 270022 | $172.8M | 3 | 2026-03-31 | → |
| 1428 | PRASAD WEALTH PARTNERS, LLC | INDEPENDENCE | 332507 | $572.1M | 11 | 2026-05-31 | → |
| 1429 | HALTER FERGUSON FINANCIAL INC | CARMEL | 109563 | $705.0M | 15 | 2026-05-31 | → |
| 1430 | ACCESS CAPITAL, LLC | WICHITA | 327013 | $105.6M | 2 | 2026-03-31 | → |
| 1431 | TRIFECTA CAPITAL ADVISORS, LLC | NORTHBROOK | 317391 | $927.4M | 3 | 2026-03-31 | → |
| 1432 | STRATEGIC ASSET MANAGEMENT LLC. | ROCHESTER | 306384 | $218.3M | 11 | 2026-01-31 | → |
| 1433 | HILEY HUNT WEALTH MANAGEMENT, INC. | OMAHA | 164942 | $289.6M | 3 | 2026-06-30 | → |
| 1434 | CLARK WEALTH PARTNERS, LLC | O'FALLON | 321757 | $259.9M | 6 | 2026-03-31 | → |
| 1435 | KINETIC WEALTH INVESTMENT ADVISORS, LLC | WESTLAKE | 311536 | $214.5M | 3 | 2026-05-31 | → |
| 1436 | SAVANT INVESTMENT ADVISERS, INC. | HOMEWOOD | 121794 | $162.5M | 3 | 2026-02-28 | → |
| 1437 | FEG CURIO INVESTMENT PARTNERS, LLC | CINCINNATI | 323497 | $195.3M | 17 | 2026-03-31 | → |
| 1438 | FIRST MASON FINANCIAL, LLC | MEDINA | 145025 | $185.7M | 3 | 2026-03-31 | → |
| 1439 | WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | HIGHLAND PARK | 299595 | $732.2M | 8 | 2026-03-31 | → |
| 1440 | INTELLIGENT FINANCIAL STRATEGIES, LLC | EXCELSIOR | 108048 | $242.0M | 2 | 2026-01-31 | → |
| 1441 | CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | LISLE | 123483 | $135.2M | 20 | 2026-03-31 | → |
| 1442 | HENDERSHOTT WEALTH MANAGEMENT, LLC | FISHERS | 170839 | $305.8M | 9 | 2026-02-28 | → |
| 1443 | LIGHT FINANCIAL SERVICES, INC. | FARGO | 131678 | $175.5M | 2 | 2026-03-31 | → |
| 1444 | MACCO FINANCIAL GROUP, INC. | GREEN BAY | 337398 | $277.8M | 8 | 2026-02-28 | → |
| 1445 | ELITE RETIREMENT PLANNING, LLC | GRIMES | 297942 | $568.8M | 30 | 2026-03-31 | → |
| 1446 | ELE ADVISORY SERVICES, INC | SOUTHFIELD | 148228 | $136.5M | 13 | 2026-03-31 | → |
| 1447 | SMART WEALTH, LLC | OMAHA | 315496 | $632.3M | 41 | 2026-04-30 | → |
| 1448 | CAPTIAL ADVISOR NETWORK | LAFAYETTE | 297578 | $124.5M | 18 | 2026-03-31 | → |
| 1449 | ARTHUR M. COHEN & ASSOCIATES LLC | NORTHBROOK | 105894 | $1.11B | 5 | 2026-04-30 | → |
| 1450 | GRYPHON ADVISORS, LLC | EVANSTON | 132389 | $533.3M | 8 | 2025-03-31 | → |
| 1451 | WALLER FINANCIAL PLANNING GROUP, INC. | COLUMBUS | 159564 | $747.8M | 11 | 2026-03-31 | → |
| 1452 | FBD ASSET MGMT, LLC | BLOOMINGTON | 307216 | $76.8M | 1 | 2026-03-31 | → |
| 1453 | WISCONSIN WEALTH ADVISORS, LLC | SUN PRAIRIE | 145946 | $157.6M | 3 | 2026-03-31 | → |
| 1454 | MONETARY SOLUTIONS, LTD. | DAYTON | 121217 | $139.7M | 1 | 2026-03-31 | → |
| 1455 | PRIEBE WEALTH HOLDINGS, LLC | MAPLE GROVE | 309628 | $480.8M | 7 | 2025-03-31 | → |
| 1456 | VISIONX WEALTH PARTNERS | FORT DODGE | 333559 | $110.2M | 2 | 2026-05-31 | → |
| 1457 | PEBBLE VALLEY HOLDINGS, INC | WESTERN SPRINGS | 145664 | $129.5M | 3 | 2026-04-30 | → |
| 1458 | INTENTIONAL RETIREMENT, LLC | OMAHA | 310655 | $150.0M | 2 | 2026-03-31 | → |
| 1459 | CLEMENT STREET CAPITAL LLC | DOWNERS GROVE | 159684 | $141.0M | 2 | 2026-02-28 | → |
| 1460 | SYNTEGRA PRIVATE WEALTH GROUP LLC | CHESTERFIELD | 323180 | $1.39B | 20 | 2026-05-31 | → |
| 1461 | SWISHER FINANCIAL CONCEPTS, INC. | WESTERVILLE | 121384 | $317.0M | 8 | 2026-03-31 | → |
| 1462 | FAIRWAY WEALTH LLC | INDEPENDENCE | 311031 | $2.98B | 23 | 2026-03-31 | → |
| 1463 | NEW VERNON INVESTMENT MANAGEMENT LLC | HIGHLAND PARK | 160247 | $115.5M | 8 | 2026-04-30 | → |
| 1464 | BRADFORD FINANCIAL CENTER | CLARION | 110953 | $229.7M | 26 | 2026-03-31 | → |
| 1465 | MAXELE ADVISORS, LLC | WEBSTER GROVES | 165129 | $201.6M | 3 | 2026-04-30 | → |
| 1466 | AFFIANCE FINANCIAL LLC | ST. LOUIS PARK | 113200 | $1.37B | 25 | 2026-06-30 | → |
| 1467 | PATHFINDER WEALTH MANAGEMENT, INC. | ROCKFORD | 122768 | $121.4M | 5 | 2026-03-31 | → |
| 1468 | JOURNEY FINANCIAL GROUP, INC. | BUFFALO GROVE | 123565 | $336.5M | 7 | 2026-03-31 | → |
| 1469 | KANE COMPANY WEALTH MANAGEMENT, INC. | JOHNSTON | 115756 | $284.7M | 5 | 2026-04-30 | → |
| 1470 | RBS WEALTH MANAGEMENT, LLC | ALTO | 336536 | $322.3M | 6 | 2026-03-31 | → |
| 1471 | FFP WEALTH MANAGEMENT, LLC | COON RAPIDS | 300253 | $301.1M | 9 | 2026-05-31 | → |
| 1472 | STRICKLER INVESTMENT SERVICES, LLC | BRIGHTON | 332778 | $107.3M | 9 | 2026-02-28 | → |
| 1473 | SAXONY CAPITAL MANAGEMENT LLC. | SAINT LOUIS | 122692 | $367.9M | 6 | 2026-06-30 | → |
| 1474 | ARBORFI ADVISORS, LLC | ANN ARBOR | 305009 | $148.4M | 2 | 2026-02-28 | → |
| 1475 | CLASSIC ASSET MANAGEMENT, LLC | FARGO | 122030 | $189.1M | 10 | 2026-05-31 | → |
| 1476 | DUET ADVISORY SERVICES LLC | BINGHAM FARMS | 283584 | $316.5M | 7 | 2026-03-31 | → |
| 1477 | VALLEY WEALTH MANAGEMENT LLC | OSHKOSH | 327845 | $111.5M | 3 | 2026-04-30 | → |
| 1478 | THE PERSPECTIVE GROUP, LLC | LAWRENCE | 175294 | $225.1M | 5 | 2026-03-31 | → |
| 1479 | SEVERIN INVESTMENTS LLC | ST. LOUIS | 166567 | $141.9M | 8 | 2026-03-31 | → |
| 1480 | NABITY-JENSEN INVESTMENT MANAGEMENT, INC. | OMAHA | 128455 | $258.5M | 3 | 2026-03-31 | → |
| 1481 | BROADVIEW FINANCIAL MANAGEMENT, LLC | WAUWATOSA | 143550 | $699.2M | 9 | 2026-03-31 | → |
| 1482 | HARBORFRONT FINANCIAL LLC | LUDINGTON | 331763 | $149.0M | 6 | 2026-03-31 | → |
| 1483 | ALTMAN ADVISORS, INC | CHICAGO | 281778 | $483.4M | 13 | 2026-03-31 | → |
| 1484 | ASCENT ADVISORS LLC | MANKATO | 335353 | $101.0M | 9 | 2026-04-30 | → |
| 1485 | BOULEVARD WEALTH MANAGEMENT, INC. | BLOOMINGTON | 164423 | $119.5M | 5 | 2026-04-30 | → |
| 1486 | WAVVEST WEALTH LLC | CHICAGO | 332096 | $268.5M | 4 | 2026-05-31 | → |
| 1487 | STREAMSONG ADVISORS, LLC | GRAND RAPIDS | 168250 | $124.4M | 5 | 2026-04-30 | → |
| 1488 | CL WEALTH MANAGEMENT LLC | SCHAUMBURG | 134922 | $733.6M | 42 | 2026-03-31 | → |
| 1489 | BALANCED ASSET STRATEGIES, LTD. | LA GRANGE | 153520 | $133.6M | 3 | 2025-03-31 | → |
| 1490 | KOESTEN HIRSCHMANN & CRABTREE, INC. | OVERLAND PARK | 107212 | $668.3M | 17 | 2026-06-30 | → |
| 1491 | FLOURISH WEALTH MANAGEMENT INC. | EDINA | 170591 | $455.2M | 7 | 2026-05-31 | → |
| 1492 | TITLETOWN WEALTH MANAGEMENT, LLC | GREEN BAY | 307752 | $150.3M | 2 | 2026-02-28 | → |
| 1493 | MCCARLEY & COOK LLC | CINCINNATI | 310087 | $169.1M | 2 | 2026-03-31 | → |
| 1494 | NORTH SHORE INVESTMENT CONSULTING LLC | WILMETTE | 131763 | $170.5M | 1 | 2026-02-28 | → |
| 1495 | SGL FINANCIAL, LLC | BUFFALO GROVE | 158023 | $416.0M | 33 | 2026-06-30 | → |
| 1496 | OBJECTIVE CAPITAL MANAGEMENT, LLC | FAIRLAWN | 156013 | $304.7M | 4 | 2026-03-31 | → |
| 1497 | COPPERWOOD FINANCIAL, INC. | BURR RIDGE | 310859 | $119.6M | 3 | 2026-03-31 | → |
| 1498 | ILLUMINATE WEALTH MANAGEMENT LLC | BARRINGTON | 306411 | $167.6M | 6 | 2026-05-31 | → |
| 1499 | CLARITY FINANCIAL PLANNERS, LLC | CLAYTON | 277114 | $132.5M | 2 | 2026-03-31 | → |
| 1500 | DEMMING FINANCIAL SERVICES CORP. | AURORA | 120106 | $675.7M | 11 | 2025-09-30 | → |
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