Research Report · 2026-06-30
Institutional Registered Investment Advisers in the Midwest
SEC-registered investment advisers in the Midwest ranked by reported institutional client assets.
Firms
1,690
Total AUM
$16.55T
Median AUM
$572.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1301 | FINANCIAL PERSPECTIVES, INC. | MINNEAPOLIS | 135549 | $1.17B | 14 | 2026-03-31 | → |
| 1302 | GREENUP STREET WEALTH MANAGEMENT LLC | OVERLAND PARK | 311391 | $900.4M | 20 | 2026-04-30 | → |
| 1303 | VANTAGE FINANCIAL PARTNERS, LLC | ELM GROVE | 315828 | $1.02B | 26 | 2026-03-31 | → |
| 1304 | MENDEL MONEY MANAGEMENT INC | NORTHBROOK | 105974 | $317.1M | 7 | 2026-03-31 | → |
| 1305 | LESLIE GLOBAL WEALTH, LLC | ITASCA | 128202 | $446.8M | 6 | 2026-03-31 | → |
| 1306 | MKD WEALTH COACHES, LLC | TROY | 144994 | $505.7M | 13 | 2026-03-31 | → |
| 1307 | MITCHELL VAUGHT & TAYLOR INC | CHICAGO | 106160 | $42.4M | 5 | 2025-03-31 | → |
| 1308 | FINANCIAL PARTNERS GROUP, INC. | OVERLAND PARK | 288644 | $1.15B | 9 | 2026-03-31 | → |
| 1309 | THE WORLEY BANKS GROUP, LLC | CREVE COEUR | 306890 | $184.3M | 3 | 2026-02-28 | → |
| 1310 | STOREN LEGACY PARTNERS, LLC | ZIONSVILLE | 339197 | $438.3M | 14 | 2026-04-30 | → |
| 1311 | HAHN FINANCIAL GROUP INC. | SIOUX FALLS | 169787 | $188.7M | 16 | 2026-03-31 | → |
| 1312 | NATIONAL WEALTH MANAGEMENT GROUP, LLC | CINCINNATI | 174883 | $534.9M | 18 | 2026-04-30 | → |
| 1313 | OPTIMAL CAPITAL ADVISORS, LLC | TRAVERSE CITY | 144719 | $119.9M | 2 | 2026-03-31 | → |
| 1314 | MID-AMERICAN WEALTH ADVISORY GROUP INC. | KANSAS CITY | 301621 | $335.6M | 21 | 2026-03-31 | → |
| 1315 | OAKWOOD CAPITAL, INC. | ST. LOUIS PARK | 112399 | $304.2M | 20 | 2026-05-31 | → |
| 1316 | PETROS FAMILY WEALTH, LLC | BLOOMINGTON | 324059 | $341.6M | 9 | 2026-02-28 | → |
| 1317 | SIMS INVESTMENT MANAGEMENT LLC | CINCINNATI | 169491 | $304.6M | 12 | 2026-05-31 | → |
| 1318 | WINDWARD PRIVATE WEALTH MANAGEMENT INC. | OVERLAND PARK | 113761 | $309.6M | 9 | 2026-03-31 | → |
| 1319 | JONES KERTZ & ASSOCIATES, INC. | BLAINE | 104976 | $239.2M | 4 | 2026-03-31 | → |
| 1320 | BARRETT WEALTH CONNECTION LLC | SPRING GROVE | 161020 | $148.0M | 2 | 2026-02-28 | → |
| 1321 | VANDERPOL INVESTMENTS L.L.C. | CALEDONIA | 168174 | $118.1M | 3 | 2026-03-31 | → |
| 1322 | UNCOMMON CENTS INVESTING, INC | JANESVILLE | 290105 | $519.6M | 3 | 2026-05-31 | → |
| 1323 | CAITLIN JOHN, LLC | BRIGHTON | 154494 | $214.9M | 26 | 2026-06-30 | → |
| 1324 | VIAWEALTH, LLC | LEAWOOD | 309043 | $260.7M | 4 | 2026-04-30 | → |
| 1325 | TRUE BLUE FINANCIAL, LLC | STEVENSVILLE | 310841 | $271.5M | 4 | 2026-03-31 | → |
| 1326 | PRECEDENT ASSET MANAGEMENT, LLC | INDIANAPOLIS | 169100 | $111.5M | 3 | 2026-04-30 | → |
| 1327 | WALKNER CONDON FINANCIAL ADVISORS LLC | VERONA | 160109 | $1.03B | 18 | 2026-06-30 | → |
| 1328 | ETF MODEL SOLUTIONS, LLC | APPLETON | 168410 | $18.1M | 14 | 2026-03-31 | → |
| 1329 | USA FINANCIAL SECURITIES LLC | ADA | 103857 | $296.5M | 172 | 2026-03-31 | → |
| 1330 | STRIVE FINANCIAL GROUP, LLC | CARMEL | 333298 | $246.7M | 12 | 2026-05-31 | → |
| 1331 | RITTER DANIHER FINANCIAL ADVISORY LLC | CINCINNATI | 321827 | $936.5M | 15 | 2026-03-31 | → |
| 1332 | BINNACLE INVESTMENTS, INC. | URBANDALE | 313185 | $264.1M | 8 | 2026-05-31 | → |
| 1333 | GRIZZLYROCK CAPITAL, LLC | CHICAGO | 226650 | $192.7M | 2 | 2026-03-31 | → |
| 1334 | FOUNTAIN SQUARE ASSET MANAGEMENT, LLC | CINCINNATI | 316955 | $233.7M | 5 | 2026-03-31 | → |
| 1335 | JVL ASSOCIATES, LLC | WYOMING | 124018 | $784.4M | 8 | 2026-04-30 | → |
| 1336 | ELLENBECKER INVESTMENT GROUP, INC. | WAUKESHA | 173851 | $2.06B | 51 | 2026-03-31 | → |
| 1337 | ASPEN PRIVATE ADVISORS, LLC | SIOUX FALLS | 297639 | $199.9M | 5 | 2026-03-31 | → |
| 1338 | ASSOCIATED INVESTMENT SERVICES, INC. | GREEN BAY | 1464 | $1.17B | 60 | 2026-04-30 | → |
| 1339 | BRADY MARTZ WEALTH SOLUTIONS, LLC | GRAND FORKS | 331043 | $795.3M | 11 | 2026-06-30 | → |
| 1340 | STERNECK CAPITAL MANAGEMENT LLC | KANSAS CITY | 111463 | $327.9M | 5 | 2026-01-31 | → |
| 1341 | TRUEMAN BROWN, LLC | LAKE ZURICH | 141602 | $196.1M | 2 | 2026-03-31 | → |
| 1342 | LEELYN SMITH, LLC | GENEVA | 110517 | $852.3M | 38 | 2026-04-30 | → |
| 1343 | FORMIDABLE ASSET MANAGEMENT, LLC | CINCINNATI | 167555 | $903.0M | 21 | 2026-03-31 | → |
| 1344 | CRYSTAL VIEW CAPITAL, LLC | GRAND RAPIDS | 283124 | $110.3M | 1 | 2026-06-30 | → |
| 1345 | KENORA FINANCIAL, LLC | DES PLAINES | 123524 | $315.8M | 7 | 2026-06-30 | → |
| 1346 | E-WEALTH PARTNERS, LLC | MINNETONKA | 327053 | $218.7M | 5 | 2026-04-30 | → |
| 1347 | COMPASS FINANCIAL SERVICES, INC. | WEST DES MOINES | 109441 | $407.4M | 12 | 2026-04-30 | → |
| 1348 | CUSHING CAPITAL PARTNERS, LLC | DELAFIELD | 313497 | $274.7M | 2 | 2026-03-31 | → |
| 1349 | APPALACHIAN CAPITAL MANAGEMENT LTD | ST. CLAIRSVILLE | 120038 | $175.3M | 4 | 2026-03-31 | → |
| 1350 | HORIZON CAPITAL MANAGEMENT, LLC | LAKE FOREST | 132113 | $136.2M | 1 | 2026-03-31 | → |
| 1351 | THE YANKER GROUP, INC. | MANCHESTER | 281364 | $296.4M | 4 | 2026-03-31 | → |
| 1352 | VERTEX PLANNING PARTNERS, LLC | DOWNERS GROVE | 316839 | $1.01B | 20 | 2026-03-31 | → |
| 1353 | THE INVICTUS COLLECTIVE, LLC | PARK RIDGE | 310744 | $476.0M | 5 | 2026-06-30 | → |
| 1354 | HILTOP PARTNERS, LLC | MISHAWAKA | 290981 | $616.4M | 16 | 2026-04-30 | → |
| 1355 | BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC | CINCINNATI | 328496 | $188.2M | 7 | 2026-03-31 | → |
| 1356 | ECHO WEALTH MANAGEMENT, LLC | PLYMOUTH | 174136 | $288.2M | 5 | 2026-04-30 | → |
| 1357 | PLUS GROUP WEALTH ADVISORS, LLC | BELGIUM | 300714 | $158.9M | 4 | 2026-02-28 | → |
| 1358 | CAUBLE & HARRE WEALTH MANAGEMENT, INC. | ST. LOUIS | 143812 | $300.6M | 4 | 2026-03-31 | → |
| 1359 | SGH WEALTH MANAGEMENT | LATHRUP VILLAGE | 284067 | $561.8M | 12 | 2026-02-28 | → |
| 1360 | HEMMING& WEALTH MANAGEMENT, INC. | TRAVERSE CITY | 300918 | $292.6M | 9 | 2026-06-30 | → |
| 1361 | BLUESTONE PRIVATE WEALTH, LLC | CLEVELAND | 326055 | $190.4M | 3 | 2026-03-31 | → |
| 1362 | VERSATILE CAPITAL MANAGEMENT L.L.C. | CHICAGO | 173611 | $130.1M | 3 | 2026-03-31 | → |
| 1363 | ALCYON WEALTH ADVISORS, LLC | YOUNGSTOWN | 334909 | $356.5M | 5 | 2026-06-30 | → |
| 1364 | LIFEPOINT PLANNING, PLLC | SCHAUMBURG | 296911 | $168.5M | 3 | 2026-02-28 | → |
| 1365 | KLEINFELDER CAPITAL, INC. | CINCINNATI | 289345 | $376.6M | 5 | 2026-02-28 | → |
| 1366 | NICOLLET INVESTMENT MANAGEMENT, INC. | MINNEAPOLIS | 109401 | $557.4M | 9 | 2026-05-31 | → |
| 1367 | GREAT LAKES WEALTH, LLC | NORTHVILLE | 282362 | $166.3M | 9 | 2026-03-31 | → |
| 1368 | EXECUTIVE FINANCIAL SERVICES INC | LIVONIA | 110180 | $199.4M | 3 | 2026-03-31 | → |
| 1369 | RIK SAYLOR FINANCIAL, INC. | FAIRFIELD | 165484 | $199.2M | 5 | 2026-03-31 | → |
| 1370 | MORGAN DEMPSEY CAPITAL MANAGEMENT LLC | MILWAUKEE | 106288 | $252.3M | 6 | 2026-03-31 | → |
| 1371 | REDWOOD FINANCIAL NETWORK CORP. | SOLON | 157834 | $262.8M | 11 | 2026-03-31 | → |
| 1372 | SCHWARZ INVESTMENT PARTNERS | SILVER LAKE | 113556 | $184.9M | 3 | 2026-05-31 | → |
| 1373 | EJMK VENTURES LLC | ITASCA | 335762 | $282.8M | 13 | 2026-03-31 | → |
| 1374 | POWERS ADVISORY GROUP, LLC | HIGHLAND | 172252 | $329.5M | 7 | 2026-06-30 | → |
| 1375 | SILVEROAK WEALTH MANAGEMENT LLC | EDINA | 110532 | $2.00B | 23 | 2026-03-31 | → |
| 1376 | J.G.HENDRICKS FINANCIAL SERVICES, LLC | ALGONQUIN | 289593 | $536.1M | 7 | 2026-06-30 | → |
| 1377 | ABENS FINANCIAL SERVICES INC | EDINA | 106604 | $120.1M | 3 | 2026-03-31 | → |
| 1378 | BRIDGEWAY WEALTH MANAGEMENT, LLC | CEDAR RAPIDS | 326547 | $164.6M | 2 | 2026-02-28 | → |
| 1379 | IAMS WEALTH MANAGEMENT, LLC | OMAHA | 286085 | $397.2M | 53 | 2026-04-30 | → |
| 1380 | BEACON CAPITAL, LLC | CEDAR RAPIDS | 286316 | $278.3M | 5 | 2026-04-30 | → |
| 1381 | SLAGLE FINANCIAL, LLC. | EDWARDSVILLE | 149976 | $411.7M | 21 | 2026-03-31 | → |
| 1382 | CPR INVESTMENTS INC | ROCHESTER | 139067 | $238.8M | 24 | 2026-04-30 | → |
| 1383 | INTREPID FINANCIAL PLANNING GROUP, LLC | CARMEL | 112196 | $390.4M | 3 | 2026-05-31 | → |
| 1384 | GRADIENT INVESTMENTS, LLC | ARDEN HILLS | 141726 | $8.20B | 41 | 2026-06-30 | → |
| 1385 | VAN DIEST CAPITAL, LLC | POLK CITY | 334743 | $144.1M | 8 | 2026-05-31 | → |
| 1386 | ASPEN INVESTMENT MANAGEMENT INC. | GRAND RAPIDS | 112081 | $452.5M | 5 | 2026-03-31 | → |
| 1387 | THOMAS STORY AND SON LLC | PLYMOUTH | 148774 | $328.2M | 2 | 2026-03-31 | → |
| 1388 | PARVIN ASSET MANAGEMENT, LLC | SIOUX FALLS | 315701 | $179.0M | 6 | 2026-03-31 | → |
| 1389 | RIDGELINE WEALTH PLANNING LLC | CENTERVILLE | 307702 | $259.6M | 12 | 2026-06-30 | → |
| 1390 | RAMIAH INVESTMENT GROUP, INC. | BROOKFIELD | 130919 | $283.3M | 5 | 2026-01-31 | → |
| 1391 | STRIDE INVESTMENTS, LLC | CHICAGO | 167037 | $200.9M | 8 | 2026-03-31 | → |
| 1392 | N.E.W. ADVISORY SERVICES, LLC | DE PERE | 290405 | $1.60B | 23 | 2026-03-31 | → |
| 1393 | MAIN STREET INVESTMENT ADVISORS, LLC | NORTHBROOK | 146036 | $250.3M | 3 | 2026-01-31 | → |
| 1394 | SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | MINNEAPOLIS | 147384 | $730.4M | 7 | 2026-03-31 | → |
| 1395 | PR WEALTH MANAGEMENT GROUP, INC. | EAST MOLINE | 173711 | $164.9M | 5 | 2026-03-31 | → |
| 1396 | FOUNTAINHEAD FINANCIAL, LLC | CHICAGO | 150813 | $543.2M | 3 | 2026-03-31 | → |
| 1397 | CASTLEBAR ASSET MANAGEMENT, LLC | OVERLAND PARK | 162231 | $122.5M | 4 | 2026-05-31 | → |
| 1398 | ALERCE INVESTMENT MANAGEMENT, L.P. | CHICAGO | 285746 | $226.9M | 4 | 2026-03-31 | → |
| 1399 | MICHAEL TRAXLER WEALTH MANAGEMENT, LLC | NEW PRAGUE | 285427 | $194.7M | 6 | 2026-02-28 | → |
| 1400 | GREENBERG GARY LOUIS | EDEN PRAIRIE | 108423 | $141.1M | 1 | 2026-03-31 | → |
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