Research Report · 2026-06-30
Top Registered Investment Advisers for High-Net-Worth Clients
SEC-registered investment advisers ranked by reported assets from high-net-worth individual clients in ADV Part 1 filings.
Firms
1,000
Total AUM
$55.77T
Median AUM
$3.22B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | HNW Assets↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 101 | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 20472 | $8.35B | $37.93B | 1,293 | 2026-04-30 | → |
| 102 | BELLE HAVEN INVESTMENTS, L.P. | 29278 | $8.34B | $23.32B | 47 | 2026-03-31 | → |
| 103 | FIFTH THIRD SECURITIES, INC. | 628 | $8.17B | $10.92B | 13,533 | 2026-06-30 | → |
| 104 | GENEOS WEALTH MANAGEMENT, INC. | 120894 | $7.94B | $9.22B | 200 | 2026-04-30 | → |
| 105 | SANCTUARY ADVISORS, LLC | 226606 | $7.89B | $34.88B | 770 | 2026-06-30 | → |
| 106 | HUMAN INTEREST ADVISORS LLC | 269875 | $7.84B | $8.10B | 6 | 2026-04-30 | → |
| 107 | PLANMEMBER SECURITIES CORPORATION | 11869 | $7.71B | $10.12B | 429 | 2026-03-31 | → |
| 108 | FOCUS PARTNERS ADVISOR SOLUTIONS, LLC | 143319 | $7.34B | $36.41B | 309 | 2026-03-31 | → |
| 109 | WESTERN ASSET MANAGEMENT COMPANY, LLC | 110441 | $7.34B | $184.99B | 137 | 2026-06-30 | → |
| 110 | WILLIAM BLAIR & COMPANY L.L.C. | 1252 | $7.33B | $64.28B | 492 | 2026-03-31 | → |
| 111 | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | 296868 | $7.23B | $406.96B | 6,400 | 2026-06-30 | → |
| 112 | HORNOR, TOWNSEND & KENT, LLC | 4031 | $7.23B | $9.01B | 485 | 2026-04-30 | → |
| 113 | INDEPENDENT FINANCIAL GROUP, LLC | 7717 | $7.12B | $12.93B | 624 | 2026-03-31 | → |
| 114 | MERCER GLOBAL ADVISORS INC. | 147363 | $7.08B | $84.40B | 1,429 | 2026-05-31 | → |
| 115 | KEY INVESTMENT SERVICES LLC | 136300 | $7.00B | $8.88B | 1,325 | 2026-06-30 | → |
| 116 | ALLWORTH FINANCIAL, L.P. | 111167 | $7.00B | $33.55B | 493 | 2026-03-31 | → |
| 117 | CAPITAL WEALTH PLANNING, LLC | 150764 | $6.97B | $17.25B | 30 | 2026-03-31 | → |
| 118 | CERITY PARTNERS LLC | 151559 | $6.79B | $161.68B | 1,529 | 2026-06-30 | → |
| 119 | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | 20804 | $6.75B | $12.77B | 620 | 2026-06-30 | → |
| 120 | THE HUNTINGTON INVESTMENT COMPANY | 16986 | $6.70B | $7.89B | 520 | 2026-03-31 | → |
| 121 | MAI CAPITAL MANAGEMENT, LLC | 109807 | $6.66B | $52.10B | 562 | 2026-05-31 | → |
| 122 | MERIT FINANCIAL GROUP, LLC | 142457 | $6.66B | $23.88B | 470 | 2026-06-30 | → |
| 123 | HARBOUR INVESTMENTS, INC. | 19258 | $6.65B | $9.60B | 232 | 2026-06-30 | → |
| 124 | ASPEN GROVE CAPITAL, LLC | 158166 | $6.65B | $6.67B | 22 | 2026-03-31 | → |
| 125 | CAPFINANCIAL PARTNERS, LLC | 175112 | $6.61B | $1.24T | 1,841 | 2026-05-31 | → |
| 126 | ADVISORY SERVICES NETWORK, LLC | 146051 | $6.46B | $10.60B | 268 | 2026-06-30 | → |
| 127 | CENTAURUS FINANCIAL, INC. | 30833 | $6.43B | $7.34B | 580 | 2025-07-31 | → |
| 128 | ARISTOTLE CAPITAL MANAGEMENT, LLC | 109876 | $6.30B | $43.54B | 170 | 2026-04-30 | → |
| 129 | QRG CAPITAL MANAGEMENT, INC. | 305277 | $6.26B | $11.41B | 12 | 2026-06-30 | → |
| 130 | RUFFER LLP | 309733 | $6.25B | $24.87B | 282 | 2026-06-30 | → |
| 131 | OSAIC ADVISORY SERVICES, LLC | 171070 | $6.12B | $15.48B | 2,180 | 2026-06-30 | → |
| 132 | BEACON POINTE ADVISORS, LLC | 119290 | $6.09B | $54.87B | 780 | 2026-05-31 | → |
| 133 | SUMMIT FINANCIAL, LLC | 299322 | $5.92B | $22.47B | 490 | 2026-03-31 | → |
| 134 | T. ROWE PRICE ADVISORY SERVICES, INC. | 108958 | $5.90B | $5.90B | 92 | 2026-06-30 | → |
| 135 | BMO PRIVATE INVESTMENT COUNSEL INC. | 160344 | $5.88B | $40.18B | 130 | 2026-03-31 | → |
| 136 | PRIME CAPITAL INVESTMENT ADVISORS, LLC | 288712 | $5.84B | $39.14B | 460 | 2026-06-30 | → |
| 137 | NWF ADVISORY SERVICES INC | 110410 | $5.70B | $6.43B | 111 | 2026-03-31 | → |
| 138 | STRATOS WEALTH PARTNERS, LTD | 153184 | $5.68B | $18.65B | 618 | 2026-06-30 | → |
| 139 | KINGSVIEW WEALTH MANAGEMENT, LLC | 148107 | $5.52B | $8.96B | 285 | 2026-06-30 | → |
| 140 | HANTZ FINANCIAL SERVICES, INC. | 46047 | $5.43B | $10.00B | 435 | 2026-04-30 | → |
| 141 | GREAT VALLEY ADVISOR GROUP, LLC | 123913 | $5.40B | $10.60B | 325 | 2026-06-30 | → |
| 142 | GRADIENT INVESTMENTS, LLC | 141726 | $5.37B | $8.20B | 41 | 2026-06-30 | → |
| 143 | MATSON MONEY, INC. | 110425 | $5.36B | $24.33B | 69 | 2026-05-31 | → |
| 144 | INTEGRATED WEALTH CONCEPTS LLC | 284656 | $5.21B | $18.92B | 493 | 2026-06-30 | → |
| 145 | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | 108783 | $5.18B | $6.31B | 553 | 2026-06-30 | → |
| 146 | JONATHAN ROBERTS ADVISORY GROUP, INC. | 112294 | $5.15B | $8.25B | 550 | 2026-03-31 | → |
| 147 | SEQUOIA FINANCIAL ADVISORS, L.L.C. | 117756 | $5.05B | $32.24B | 424 | 2026-06-30 | → |
| 148 | PROSPERA FINANCIAL SERVICES, INC. | 10740 | $5.03B | $12.44B | 333 | 2025-09-30 | → |
| 149 | ADVISORS CAPITAL MANAGEMENT, LLC | 112266 | $5.02B | $12.20B | 103 | 2026-03-31 | → |
| 150 | STANCORP INVESTMENT ADVISERS, INC. | 110228 | $5.00B | $34.50B | 81 | 2026-03-31 | → |
| 151 | BRECKINRIDGE CAPITAL ADVISORS INC | 107143 | $4.99B | $54.28B | 88 | 2026-03-31 | → |
| 152 | STASH INVESTMENTS LLC | 226550 | $4.92B | $4.92B | 124 | 2026-04-30 | → |
| 153 | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 108163 | $4.76B | $22.54B | 241 | 2026-03-31 | → |
| 154 | FOUNDATIONS INVESTMENT ADVISORS LLC | 175083 | $4.71B | $10.10B | 353 | 2026-06-30 | → |
| 155 | PACIFIC FINANCIAL GROUP INC | 105203 | $4.55B | $5.07B | 62 | 2026-05-31 | → |
| 156 | OSAIC INSTITUTIONS, INC. | 35371 | $4.49B | $6.49B | 1,839 | 2026-05-31 | → |
| 157 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 146019 | $4.35B | $6.72B | 55 | 2026-03-31 | → |
| 158 | INDEPENDENT ADVISOR ALLIANCE, LLC | 168267 | $4.35B | $17.23B | 251 | 2026-06-30 | → |
| 159 | OSAIC FS, INC. | 3870 | $4.24B | $4.48B | 655 | 2025-01-31 | → |
| 160 | CADARET, GRANT & CO., INC. | 10641 | $4.20B | $7.67B | 692 | 2025-07-31 | → |
| 161 | VALMARK ADVISERS INC | 108050 | $4.16B | $10.17B | 280 | 2026-06-30 | → |
| 162 | CUSO FINANCIAL SERVICES, L.P. | 42132 | $4.15B | $5.38B | 791 | 2025-08-31 | → |
| 163 | SIGMA PLANNING CORPORATION | 110692 | $4.14B | $6.10B | 471 | 2026-05-31 | → |
| 164 | STEPHENS INC. | 3496 | $4.13B | $18.04B | 611 | 2026-06-30 | → |
| 165 | ARKADIOS WEALTH ADVISORS LLC | 288863 | $4.11B | $8.79B | 188 | 2026-06-30 | → |
| 166 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 283004 | $4.11B | $33.52B | 549 | 2026-06-30 | → |
| 167 | CONCURRENT INVESTMENT ADVISORS, LLC | 323135 | $4.04B | $15.73B | 188 | 2026-06-30 | → |
| 168 | KESTRA PRIVATE WEALTH SERVICES, LLC | 155193 | $3.98B | $13.45B | 211 | 2026-06-30 | → |
| 169 | FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | 108281 | $3.94B | $5.69T | 1,427 | 2026-03-31 | → |
| 170 | SIGNATURE INVESTMENT ADVISORS, LLC | 160715 | $3.92B | $6.76B | 21 | 2026-03-31 | → |
| 171 | GWN SECURITIES INC. | 128929 | $3.89B | $4.75B | 707 | 2026-04-30 | → |
| 172 | DAVENPORT & COMPANY LLC | 1588 | $3.84B | $24.70B | 525 | 2026-06-30 | → |
| 173 | PARALLEL ADVISORS, LLC | 140800 | $3.83B | $10.31B | 137 | 2026-06-30 | → |
| 174 | CAPITAL ANALYSTS, LLC | 162200 | $3.82B | $8.77B | 679 | 2026-04-30 | → |
| 175 | MARINER INDEPENDENT ADVISOR NETWORK, LLC | 283824 | $3.82B | $9.57B | 174 | 2026-05-31 | → |
| 176 | WAVERLY ADVISORS, LLC | 115332 | $3.78B | $29.78B | 414 | 2026-06-30 | → |
| 177 | THRIVENT ADVISOR NETWORK, LLC | 304569 | $3.73B | $6.84B | 119 | 2026-06-30 | → |
| 178 | FARTHER FINANCE ADVISORS, LLC | 302050 | $3.71B | $16.01B | 571 | 2026-03-31 | → |
| 179 | THE AMERIFLEX GROUP, INC. | 305585 | $3.68B | $9.66B | 201 | 2026-03-31 | → |
| 180 | GLOBAL RETIREMENT PARTNERS LLC | 172011 | $3.67B | $169.58B | 464 | 2026-06-30 | → |
| 181 | EDGEWOOD MANAGEMENT LLC | 106647 | $3.66B | $21.52B | 41 | 2026-03-31 | → |
| 182 | FEDERATED INVESTMENT COUNSELING | 105325 | $3.62B | $207.21B | 213 | 2026-05-31 | → |
| 183 | CREATIVEONE WEALTH, LLC | 281213 | $3.61B | $6.25B | 222 | 2026-05-31 | → |
| 184 | IFP ADVISORS, LLC | 125112 | $3.49B | $16.29B | 328 | 2026-06-30 | → |
| 185 | SAVVY ADVISORS, INC. | 318493 | $3.48B | $5.00B | 170 | 2026-03-31 | → |
| 186 | APERIO GROUP, LLC | 111616 | $3.47B | $152.13B | 208 | 2026-04-30 | → |
| 187 | COMPOSITION WEALTH, LLC | 143483 | $3.43B | $9.47B | 128 | 2026-03-31 | → |
| 188 | SAGESPRING WEALTH PARTNERS | 283515 | $3.39B | $8.49B | 195 | 2026-05-31 | → |
| 189 | SOUND INCOME STRATEGIES, LLC | 173272 | $3.38B | $4.18B | 134 | 2026-01-31 | → |
| 190 | SIGFIG WEALTH MANAGEMENT LLC | 158823 | $3.38B | $3.58B | 96 | 2026-02-28 | → |
| 191 | SAGE ADVISORY SERVICES LTD CO | 106236 | $3.31B | $28.43B | 58 | 2026-03-31 | → |
| 192 | MADISON INVESTMENT ADVISORS, LLC | 110297 | $3.28B | $13.84B | 92 | 2026-03-31 | → |
| 193 | TANDEM INVESTMENT ADVISORS INC | 109392 | $3.25B | $3.45B | 18 | 2026-05-31 | → |
| 194 | VESTGEN ADVISORS, LLC | 318657 | $3.24B | $6.67B | 165 | 2026-05-31 | → |
| 195 | MODERN WEALTH MANAGEMENT, LLC | 324624 | $3.22B | $10.90B | 253 | 2026-04-30 | → |
| 196 | PUTNAM INVESTMENT MANAGEMENT, LLC | 106629 | $3.19B | $117.24B | 139 | 2026-02-28 | → |
| 197 | TD PRIVATE CLIENT WEALTH LLC | 164484 | $3.08B | $8.57B | 671 | 2026-06-30 | → |
| 198 | RICHARD BERNSTEIN ADVISORS LLC | 153577 | $3.05B | $3.79B | 28 | 2026-06-30 | → |
| 199 | SPIRE WEALTH MANAGEMENT, LLC | 113908 | $3.04B | $4.51B | 145 | 2026-06-30 | → |
| 200 | MONEY CONCEPTS CAPITAL CORP | 12963 | $3.00B | $4.07B | 478 | 2026-03-31 | → |
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