Research Report · 2026-06-30
Top Registered Investment Advisers by Solicitors
SEC-registered investment advisers ranked by reported solicitor count.
Firms
1,000
Total AUM
$46.67T
Median AUM
$744.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Solicitors↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 701 | SPIVAK ASSET MANAGEMENT, LLC | 125714 | 63 | $439.1M | 1 | 2026-03-31 | → |
| 702 | MOORE WEALTH LLC | 323374 | 63 | $156.9M | 6 | 2026-02-28 | → |
| 703 | VITA PLANNING GROUP LLC | 312323 | 63 | $83.7M | 11 | 2026-04-30 | → |
| 704 | FUTURE PERFECT PLANNING, LLC | 173765 | 63 | $44.5M | 1 | 2026-02-28 | → |
| 705 | CREATIVEONE WEALTH, LLC | 281213 | 62 | $6.25B | 222 | 2026-05-31 | → |
| 706 | FINANCIAL CONNECTIONS GROUP, INC. | 108906 | 62 | $624.6M | 7 | 2026-01-31 | → |
| 707 | TLWM, LLC | 158305 | 62 | $605.4M | 11 | 2026-03-31 | → |
| 708 | CASTLEARK MANAGEMENT LLC | 109587 | 61 | $4.59B | 28 | 2026-04-30 | → |
| 709 | CERTIFIED ADVISORY CORP | 120990 | 61 | $3.04B | 39 | 2026-03-31 | → |
| 710 | REGAL INVESTMENT ADVISORS LLC | 125004 | 61 | $2.88B | 131 | 2026-05-31 | → |
| 711 | TRIUNE FINANCIAL PARTNERS, LLC | 152277 | 61 | $1.52B | 24 | 2026-03-31 | → |
| 712 | VISION FINANCIAL MANAGEMENT, LLC | 170003 | 61 | $165.7M | 5 | 2026-01-31 | → |
| 713 | QUANTEL ASSET MANAGEMENT LLC | 311013 | 61 | $59.7M | 3 | 2026-05-31 | → |
| 714 | HILLTOP SECURITIES ASSET MANAGEMENT, LLC | 110760 | 60 | $37.70B | 31 | 2026-03-31 | → |
| 715 | NORTHSIDE CAPITAL MANAGEMENT LLC | 107784 | 60 | $6.94B | 17 | 2026-03-31 | → |
| 716 | SAGE, RUTTY & CO., INC. | 3254 | 60 | $3.46B | 36 | 2026-03-31 | → |
| 717 | TRILOGY CAPITAL, INC. | 281597 | 60 | $3.21B | 74 | 2026-06-30 | → |
| 718 | DOCK STREET CAPITAL MANAGEMENT LLC | 157155 | 60 | $1.65B | 4 | 2026-01-31 | → |
| 719 | FINANCIAL MANAGEMENT STRATEGIES, INC. | 120818 | 60 | $714.2M | 23 | 2026-03-31 | → |
| 720 | FAMILY INVESTMENT CENTER, INC. | 113799 | 60 | $689.3M | 20 | 2026-01-31 | → |
| 721 | ONEASCENT WEALTH MANAGEMENT LLC | 308057 | 60 | $475.6M | 23 | 2026-04-30 | → |
| 722 | TRED AVON FAMILY WEALTH, LLC | 174115 | 60 | $431.9M | 3 | 2026-03-31 | → |
| 723 | SONOMA WEST LLC | 138687 | 60 | $255.9M | 1 | 2026-03-31 | → |
| 724 | GLOBAL OPPORTUNE INVESTMENTS LLC | 319494 | 60 | $111.3M | 3 | 2026-04-30 | → |
| 725 | GUIDANCE POINT RETIREMENT SERVICES, LLC | 161000 | 60 | $88.2M | 8 | 2026-05-31 | → |
| 726 | KENSYS LTD | 327832 | 60 | $0 | 2 | 2025-09-30 | → |
| 727 | ROVIA ADVISORS LLC | 339115 | 60 | $0 | 2 | 2026-01-31 | → |
| 728 | J.P. MORGAN INVESTMENT MANAGEMENT INC. | 107038 | 59 | $3.52T | 3,194 | 2026-06-30 | → |
| 729 | SUMMIT FINANCIAL, LLC | 299322 | 59 | $22.47B | 490 | 2026-03-31 | → |
| 730 | SAX WEALTH ADVISORS, LLC | 119193 | 59 | $3.60B | 39 | 2026-06-30 | → |
| 731 | FIDUCIARY FINANCIAL ADVISORS | 172103 | 59 | $1.33B | 50 | 2026-04-30 | → |
| 732 | AZIMUT INVESTMENT ADVISORS LLC | 134626 | 59 | $1.00B | 10 | 2026-05-31 | → |
| 733 | GRAYSTREET CAPITAL MANAGEMENT, LLC | 334967 | 59 | $159.0M | 7 | 2026-03-31 | → |
| 734 | JAFFE TILCHIN INVESTMENT PARTNERS, LLC | 143608 | 58 | $2.45B | 39 | 2026-05-31 | → |
| 735 | GLASS JACOBSON INVESTMENT ADVISORS, LLC | 120141 | 58 | $928.0M | 9 | 2026-03-31 | → |
| 736 | TSG ADVICE PARTNERS, LLC | 305999 | 58 | $866.5M | 16 | 2026-03-31 | → |
| 737 | KOESTEN HIRSCHMANN & CRABTREE, INC. | 107212 | 58 | $668.3M | 17 | 2026-06-30 | → |
| 738 | CORNERSTONE FINANCIAL PLANNING, LLC | 129656 | 58 | $400.7M | 6 | 2026-03-31 | → |
| 739 | AVISE FINANCIAL COOPERATIVE, INC. | 328790 | 58 | $169.4M | 7 | 2026-06-30 | → |
| 740 | LAZARD ASSET MANAGEMENT LLC | 122836 | 57 | $120.52B | 532 | 2026-03-31 | → |
| 741 | HECK CAPITAL ADVISORS, LLC | 143848 | 57 | $11.31B | 30 | 2026-03-31 | → |
| 742 | CAPITAL ANALYSTS, LLC | 162200 | 57 | $8.77B | 679 | 2026-04-30 | → |
| 743 | SOUND INCOME STRATEGIES, LLC | 173272 | 57 | $4.18B | 134 | 2026-01-31 | → |
| 744 | CARRICK LANE LLC | 309148 | 57 | $3.03B | 6 | 2026-03-31 | → |
| 745 | SQUIRE INVESTMENT MANAGEMENT COMPANY, LLC | 117750 | 57 | $586.7M | 15 | 2026-03-31 | → |
| 746 | DEL-SETTE CAPITAL MANAGEMENT, LLC | 159052 | 57 | $192.5M | 8 | 2026-05-31 | → |
| 747 | NUVEEN ALTERNATIVES ADVISORS LLC | 160255 | 56 | $142.02B | 87 | 2026-04-30 | → |
| 748 | DYNAMIC ADVISOR SOLUTIONS LLC | 151367 | 56 | $5.64B | 130 | 2026-06-30 | → |
| 749 | COOPER FINANCIAL GROUP | 111458 | 56 | $2.85B | 53 | 2026-06-30 | → |
| 750 | AMERICAN FINANCIAL ADVISORS INC | 108530 | 56 | $1.28B | 8 | 2026-02-28 | → |
| 751 | PINION INVESTMENT ADVISORS, LLC | 114556 | 56 | $837.1M | 12 | 2026-05-31 | → |
| 752 | KOLINSKY WEALTH MANAGEMENT, LLC | 153763 | 56 | $493.8M | 11 | 2025-03-31 | → |
| 753 | OMNI 360 WEALTH, INC. | 124878 | 56 | $425.7M | 8 | 2026-03-31 | → |
| 754 | CARDONE WEALTH ADVISORS, LLC | 337559 | 56 | $0 | 6 | 2026-03-31 | → |
| 755 | UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD | 113463 | 55 | $11.05B | 0 | 2026-03-31 | → |
| 756 | GREAT VALLEY ADVISOR GROUP, LLC | 123913 | 55 | $10.60B | 325 | 2026-06-30 | → |
| 757 | SECOND LINE CAPITAL, LLC | 324386 | 55 | $1.32B | 28 | 2026-06-30 | → |
| 758 | SENSIBLE MONEY, LLC | 158641 | 55 | $742.5M | 16 | 2026-03-31 | → |
| 759 | FSA ADVISORS, INC. | 286251 | 55 | $573.4M | 31 | 2026-03-31 | → |
| 760 | TALIS ADVISORY SERVICES, LLC | 135145 | 55 | $568.8M | 60 | 2026-04-30 | → |
| 761 | BOLTON PARTNERS INVESTMENT CONSULTING GROUP, INC. | 104684 | 55 | $249.1M | 11 | 2026-03-31 | → |
| 762 | LEGACY WEALTH ADVISORS, LLC | 127758 | 55 | $178.3M | 6 | 2026-03-31 | → |
| 763 | FIDUCIARY WEALTH GROUP, LLC | 299711 | 55 | $178.0M | 3 | 2026-03-31 | → |
| 764 | RUNNYMEDE CAPITAL ADVISORS, INC. | 128974 | 55 | $165.1M | 1 | 2026-03-31 | → |
| 765 | R. F. LAFFERTY & CO., INC. | 2498 | 55 | $153.0M | 80 | 2026-03-31 | → |
| 766 | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 124687 | 54 | $398.65B | 1,542 | 2026-03-31 | → |
| 767 | GWN SECURITIES INC. | 128929 | 54 | $4.75B | 707 | 2026-04-30 | → |
| 768 | VISIONARY WEALTH ADVISORS, LLC | 169610 | 54 | $3.54B | 74 | 2026-03-31 | → |
| 769 | OLA INVIERTE, LLC | 318691 | 54 | $804,000 | 1 | 2026-02-28 | → |
| 770 | CERITY PARTNERS LLC | 151559 | 53 | $161.68B | 1,529 | 2026-06-30 | → |
| 771 | CANTERBURY CONSULTING INCORPORATED | 22875 | 53 | $45.88B | 64 | 2026-05-31 | → |
| 772 | SOUDERS FINANCIAL ADVISORS, LLC | 296780 | 53 | $1.41B | 21 | 2026-03-31 | → |
| 773 | DONALD L. HAGAN, LLC | 139671 | 53 | $842.8M | 10 | 2025-10-31 | → |
| 774 | CYPRESS FINANCIAL PLANNING, LLC | 151014 | 53 | $490.4M | 7 | 2026-06-30 | → |
| 775 | PLUS CAPITAL MANAGEMENT, L.L.C. | 167459 | 53 | $294.2M | 9 | 2026-03-31 | → |
| 776 | FOUNDRY FINANCIAL LLC | 300122 | 53 | $232.6M | 10 | 2026-06-30 | → |
| 777 | CLEMENT STREET CAPITAL LLC | 159684 | 53 | $141.0M | 2 | 2026-02-28 | → |
| 778 | WELLINGTON MANAGEMENT COMPANY LLP | 106595 | 52 | $1.43T | 1,868 | 2026-03-31 | → |
| 779 | SSGA FUNDS MANAGEMENT, INC. | 111242 | 52 | $1.42T | 241 | 2026-03-31 | → |
| 780 | CANDRIAM, SOCIETE EN COMMANDITE PAR ACTIONS | 173355 | 52 | $154.66B | 598 | 2026-03-31 | → |
| 781 | STONEX ADVISORS INC. | 174182 | 52 | $5.09B | 220 | 2026-06-30 | → |
| 782 | AEW CAPITAL MANAGEMENT LP | 108633 | 52 | $3.02B | 250 | 2026-03-31 | → |
| 783 | LEXAURUM ADVISORS, LLC | 283653 | 52 | $1.27B | 50 | 2026-03-31 | → |
| 784 | VERITY WEALTH ADVISORS, LLC | 126742 | 52 | $278.5M | 2 | 2026-01-31 | → |
| 785 | HARDING LOEVNER LP | 104543 | 51 | $32.06B | 104 | 2026-03-31 | → |
| 786 | EVERSOURCE WEALTH ADVISORS, LLC | 286340 | 51 | $5.10B | 76 | 2026-04-30 | → |
| 787 | MERIDIAN WEALTH MANAGEMENT, LLC | 151523 | 51 | $4.98B | 67 | 2026-03-31 | → |
| 788 | INDEPENDENCE SQUARE HOLDINGS, LLC | 300139 | 51 | $1.83B | 37 | 2026-03-31 | → |
| 789 | ERGUZ, LLC | 168009 | 51 | $889.0M | 1 | 2026-03-31 | → |
| 790 | KFA PRIVATE WEALTH GROUP, LLC | 281678 | 51 | $830.0M | 11 | 2026-03-31 | → |
| 791 | MWA FINANCIAL SERVICES, INC. | 112630 | 51 | $640.0M | 721 | 2026-05-31 | → |
| 792 | AQUA ADVISORS LLC | 285399 | 51 | $298.8M | 2 | 2026-03-31 | → |
| 793 | JIM SAULNIER & ASSOCIATES, LLC | 169889 | 51 | $286.4M | 7 | 2026-06-30 | → |
| 794 | EASTSPRING INVESTMENTS (SINGAPORE) LIMITED | 144603 | 50 | $146.29B | 365 | 2026-05-31 | → |
| 795 | CORNERSTONE WEALTH GROUP, LLC | 289971 | 50 | $2.49B | 50 | 2026-03-31 | → |
| 796 | GATEWAY WEALTH PARTNERS, LLC | 322789 | 50 | $2.28B | 83 | 2026-06-30 | → |
| 797 | NBC SECURITIES, INC. | 17870 | 50 | $1.78B | 68 | 2026-06-30 | → |
| 798 | ALLEN CAPITAL GROUP, LLC | 135879 | 50 | $1.50B | 38 | 2026-03-31 | → |
| 799 | AA FINANCIAL ADVISORS, LLC | 119829 | 50 | $1.42B | 29 | 2026-06-30 | → |
| 800 | R.L. EVANS CO. INC. | 110699 | 50 | $545.0M | 3 | 2026-03-31 | → |
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