Research Report · 2026-06-30
Top Registered Investment Advisers by Solicitors
SEC-registered investment advisers ranked by reported solicitor count.
Firms
1,000
Total AUM
$46.67T
Median AUM
$744.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Solicitors↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 501 | WEALTH MANAGEMENT SOLUTIONS LLC | 296875 | 128 | $106.3M | 3 | 2026-01-31 | → |
| 502 | COVINGTONALSINA, LLC | 326810 | 127 | $282.9M | 5 | 2026-04-30 | → |
| 503 | PLANMEMBER SECURITIES CORPORATION | 11869 | 125 | $10.12B | 429 | 2026-03-31 | → |
| 504 | STRATEGIC BLUEPRINT, LLC | 284840 | 125 | $2.54B | 56 | 2026-05-31 | → |
| 505 | MCILRATH & ECK, LLC | 145252 | 125 | $1.36B | 19 | 2026-03-31 | → |
| 506 | MOISAND FITZGERALD TAMAYO, LLC | 109419 | 125 | $1.35B | 30 | 2026-03-31 | → |
| 507 | INTEGRATED BENEFITS, INCORPORATED | 112518 | 125 | $101.3M | 2 | 2026-03-31 | → |
| 508 | CAHABA WEALTH MANAGEMENT, INC. | 151675 | 124 | $2.06B | 23 | 2026-03-31 | → |
| 509 | MACDOUGALL FINANCIAL COUNSELING | 104644 | 124 | $424.8M | 3 | 2026-02-28 | → |
| 510 | NEWEDGE ADVISORS, LLC | 171351 | 122 | $43.21B | 1,073 | 2026-06-30 | → |
| 511 | SNOWDEN CAPITAL ADVISORS LLC | 157299 | 122 | $8.87B | 154 | 2026-04-30 | → |
| 512 | CHANNEL WEALTH, LLC | 323461 | 122 | $850.9M | 17 | 2026-04-30 | → |
| 513 | EDMP, INC. | 110248 | 122 | $147.4M | 3 | 2026-03-31 | → |
| 514 | ICAPITAL ADVISORS, LLC | 177513 | 121 | $149.86B | 552 | 2026-05-31 | → |
| 515 | VOYA FINANCIAL ADVISORS, INC. | 2882 | 120 | $3.87B | 638 | 2026-05-31 | → |
| 516 | FRAZIER FINANCIAL CONSULTANTS, LLC | 112897 | 119 | $196.0M | 3 | 2026-02-28 | → |
| 517 | THAYER FINANCIAL, L.L.C. | 304729 | 119 | $106.4M | 3 | 2026-02-28 | → |
| 518 | BETRO MILESZKO & COMPANY, LLC | 145184 | 118 | $144.8M | 2 | 2026-03-31 | → |
| 519 | BMO CAPITAL MARKETS CORP. | 16686 | 117 | $1.21B | 1,275 | 2025-09-30 | → |
| 520 | KLAAS FINANCIAL ASSET ADVISORS, LLC. | 121399 | 116 | $758.1M | 15 | 2026-05-31 | → |
| 521 | AMERICAN TRUST INVESTMENT ADVISORS, LLC | 114439 | 116 | $303.5M | 4 | 2026-03-31 | → |
| 522 | ADDICUS ADVISORY, LLC | 282244 | 116 | $221.7M | 35 | 2026-06-30 | → |
| 523 | KEYSTONE FINANCIAL SERVICES | 310623 | 115 | $379.2M | 4 | 2026-05-31 | → |
| 524 | EXCLUSIVE RESOURCE MANAGEMENT LLC | 321076 | 115 | $71.1M | 2 | 2026-03-31 | → |
| 525 | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 108163 | 114 | $22.54B | 241 | 2026-03-31 | → |
| 526 | TRG INVESTMENT ADVISORS, LLC | 315629 | 114 | $167.1M | 6 | 2026-05-31 | → |
| 527 | FORVIS MAZARS WEALTH ADVISORS, LLC | 110905 | 113 | $9.75B | 123 | 2026-03-31 | → |
| 528 | INFINIUM INVESTMENT ADVISORS, LLC | 149123 | 113 | $152.4M | 2 | 2026-05-31 | → |
| 529 | APFORIA LTD | 327176 | 113 | $101.9M | 20 | 2026-04-30 | → |
| 530 | REHMANN CAPITAL ADVISORY GROUP, LLC | 123047 | 112 | $5.27B | 39 | 2026-03-31 | → |
| 531 | AYRSHIRE CAPITAL MANAGEMENT LLC | 157883 | 112 | $285.1M | 2 | 2026-02-28 | → |
| 532 | PRINCIPLED ADVISORS, INC. | 323468 | 111 | $15.0M | 1 | 2026-03-31 | → |
| 533 | FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | 151298 | 110 | $4.07B | 85 | 2025-09-30 | → |
| 534 | VANTAGE FINANCIAL GROUP, INC. | 105950 | 110 | $866.9M | 60 | 2026-03-31 | → |
| 535 | DUNCAN & HALEY, LTD. | 109900 | 110 | $664.1M | 4 | 2025-09-30 | → |
| 536 | WE FINANCIAL GROUP LLC | 298549 | 110 | $127.4M | 4 | 2026-04-30 | → |
| 537 | KESTRA PRIVATE WEALTH SERVICES, LLC | 155193 | 109 | $13.45B | 211 | 2026-06-30 | → |
| 538 | BELPOINTE ASSET MANAGEMENT LLC | 143440 | 109 | $7.58B | 236 | 2026-05-31 | → |
| 539 | NWF ADVISORY SERVICES INC | 110410 | 109 | $6.43B | 111 | 2026-03-31 | → |
| 540 | SPECTRUM INVESTMENT ADVISORS, INC. | 108669 | 109 | $1.06B | 27 | 2026-03-31 | → |
| 541 | THE RETIREMENT SOLUTION LLC | 148106 | 108 | $699.4M | 35 | 2026-05-31 | → |
| 542 | THE KARRAS COMPANY, INC. | 109578 | 107 | $372.9M | 7 | 2026-02-28 | → |
| 543 | ASHMORE INVESTMENT MANAGEMENT LTD | 112551 | 106 | $40.90B | 151 | 2026-05-31 | → |
| 544 | MEMBERS CAPITAL ADVISORS, INC. | 105960 | 106 | $39.46B | 62 | 2026-03-31 | → |
| 545 | CERITY PARTNERS RETIREMENT PLAN ADVISORS LLC | 164198 | 105 | $40.25B | 193 | 2026-04-30 | → |
| 546 | VERUS ADVISORY, INC. | 110565 | 105 | $19.43B | 87 | 2026-03-31 | → |
| 547 | FOCUS FINANCIAL NETWORK, INC. | 116140 | 105 | $6.82B | 189 | 2026-03-31 | → |
| 548 | BRIDGEPORT FINANCIAL SOLUTIONS LLC | 325485 | 105 | $1.05B | 9 | 2026-06-30 | → |
| 549 | ACCREDITED INVESTOR SERVICES, LLC | 148821 | 105 | $591.0M | 13 | 2026-03-31 | → |
| 550 | WISER WEALTH MANAGEMENT, INC | 125282 | 105 | $513.6M | 11 | 2026-06-30 | → |
| 551 | COMPREHENSIVE MONEY MANAGEMENT SERVICES LLC | 121061 | 105 | $200.3M | 2 | 2026-01-31 | → |
| 552 | SERA CAPITAL MANAGEMENT LIMITED LIABILITY COMPANY | 120896 | 105 | $114.3M | 5 | 2026-06-30 | → |
| 553 | NEWPORT CAPITAL GROUP, LLC | 144442 | 104 | $1.28B | 18 | 2026-03-31 | → |
| 554 | GOLDMAN SACHS ASSET MANAGEMENT, L.P. | 107738 | 103 | $2.65T | 2,059 | 2026-05-31 | → |
| 555 | BROADVIEW FINANCIAL MANAGEMENT, LLC | 143550 | 102 | $699.2M | 9 | 2026-03-31 | → |
| 556 | BLUE WATER WEALTH, INC. | 164432 | 102 | $472.8M | 15 | 2026-03-31 | → |
| 557 | FRANKLIN ADVISERS, INC. | 104517 | 101 | $509.45B | 384 | 2026-05-31 | → |
| 558 | VENTURE VISIONARY PARTNERS LLC | 304237 | 101 | $5.24B | 46 | 2026-03-31 | → |
| 559 | COLTON GROOME FINANCIAL ADVISORS, LLC | 128365 | 101 | $724.9M | 18 | 2026-04-30 | → |
| 560 | NORTHLAND SECURITIES, INC. | 40258 | 101 | $405.5M | 22 | 2026-06-30 | → |
| 561 | GHE, LLC | 125245 | 101 | $252.6M | 3 | 2026-06-30 | → |
| 562 | REVERE WEALTH MANAGEMENT LLC | 170560 | 101 | $78.3M | 7 | 2026-03-31 | → |
| 563 | SEQUOIA FINANCIAL ADVISORS, L.L.C. | 117756 | 100 | $32.24B | 424 | 2026-06-30 | → |
| 564 | SYNOVUS SECURITIES, INC. | 14023 | 100 | $8.45B | 280 | 2026-01-31 | → |
| 565 | PHYSICIAN WEALTH ADVISORS, INC. | 106043 | 100 | $2.01B | 15 | 2026-03-31 | → |
| 566 | STEVENS, FOSTER FINANCIAL SERVICES, INC. | 115752 | 100 | $750.4M | 20 | 2026-03-31 | → |
| 567 | EMERSON EQUITY LLC | 130032 | 100 | $321.7M | 343 | 2026-04-30 | → |
| 568 | SWISS USADVISORS LTD. | 158706 | 100 | $250.0M | 4 | 2026-02-28 | → |
| 569 | BEERS KIGHT FINANCIAL ADVISORS, LLC | 160286 | 100 | $179.4M | 2 | 2026-03-31 | → |
| 570 | CLUTINGER WILLIAMS & VERHOYE INC | 111082 | 100 | $163.1M | 2 | 2025-09-30 | → |
| 571 | IRVINE WEALTH PLANNING STRATEGIES, LLC | 284120 | 100 | $157.0M | 7 | 2026-02-28 | → |
| 572 | GUNN WEALTH MANAGEMENT LLC | 131720 | 100 | $24.0M | 1 | 2025-08-31 | → |
| 573 | BFSG, LLC | 143617 | 99 | $1.54B | 31 | 2026-06-30 | → |
| 574 | HARBOR ASSET PLANNING, INC. | 144944 | 99 | $187.3M | 3 | 2026-01-31 | → |
| 575 | LEVEL FOUR ADVISORY SERVICES, LLC | 134086 | 98 | $6.54B | 136 | 2026-03-31 | → |
| 576 | WINFORD WEALTH, LLC | 336168 | 98 | $5,120 | 3 | 2025-09-30 | → |
| 577 | BENNETT SELBY INVESTMENTS LIMITED PARTNERSHIP | 137075 | 97 | $335.9M | 3 | 2026-03-31 | → |
| 578 | A. J. PERRY & COMPANY, INC. | 107041 | 97 | $108.8M | 2 | 2026-02-28 | → |
| 579 | AQUIRE WEALTH ADVISORS, LLC | 149559 | 96 | $504.0M | 24 | 2026-06-30 | → |
| 580 | IFC PERSONAL MONEY MANAGERS, INC. | 126344 | 96 | $450.9M | 4 | 2026-04-30 | → |
| 581 | ARBOR INVESTMENT MANAGEMENT, LLC | 154735 | 96 | $162.0M | 2 | 2026-03-31 | → |
| 582 | BOX FINANCIAL ADVISORS, LLC | 155623 | 96 | $96.9M | 4 | 2026-03-31 | → |
| 583 | FIERA CAPITAL INC. | 113638 | 95 | $17.28B | 95 | 2026-03-31 | → |
| 584 | BARNES PETTEY FINANCIAL ADVISORS, LLC | 142944 | 95 | $1.31B | 13 | 2026-04-30 | → |
| 585 | OUTBOUND FINANCIAL, INC. | 287697 | 95 | $151.2M | 1 | 2026-03-31 | → |
| 586 | SAWTELLE, CHARLES SCOTT | 158732 | 95 | $107.0M | 1 | 2026-03-31 | → |
| 587 | NORTHEAST INVESTMENT MANAGEMENT INC | 105051 | 94 | $3.27B | 25 | 2026-02-28 | → |
| 588 | JACKSON, GRANT INVESTMENT ADVISERS, INC. | 108156 | 94 | $577.7M | 8 | 2026-01-31 | → |
| 589 | LAUER CAPITAL MANAGEMENT LTD | 109660 | 94 | $322.7M | 3 | 2026-03-31 | → |
| 590 | GEORGE M. HILLER COMPANIES, LLC | 112409 | 94 | $183.0M | 5 | 2026-03-31 | → |
| 591 | EASTSIDE FINANCIAL ADVISORS, LLC | 120371 | 94 | $30.1M | 0 | 2026-01-31 | → |
| 592 | ALAN D BILLER & ASSOCIATES, INC. | 105283 | 93 | $65.07B | 51 | 2026-01-31 | → |
| 593 | MOZAIC, LLC | 145777 | 93 | $3.64B | 14 | 2026-03-31 | → |
| 594 | TALON LLC | 298714 | 93 | $1.06B | 22 | 2026-05-31 | → |
| 595 | FORUM SOLUTIONS GROUP, LLC | 143075 | 93 | $403.3M | 11 | 2026-02-28 | → |
| 596 | RATIONAL INVESTMENT MANAGEMENT, LLC | 163057 | 93 | $402.6M | 2 | 2026-03-31 | → |
| 597 | INTELLICENTS INVESTMENT SOLUTIONS INC | 107498 | 92 | $9.92B | 80 | 2026-06-30 | → |
| 598 | FAS WEALTH PARTNERS, INC. | 109796 | 92 | $3.78B | 33 | 2026-02-28 | → |
| 599 | ALPHA ZERO LLC | 319050 | 92 | $269.8M | 17 | 2026-05-31 | → |
| 600 | BNY MELLON INVESTMENT ADVISER, INC. | 105642 | 91 | $419.46B | 69 | 2026-06-30 | → |
Related Lists
Sleeve1,000 firms · 2026-06-30