Research Report · 2026-06-30
Top Registered Investment Advisers by Non-Discretionary AUM
SEC-registered investment advisers ranked by latest reported non-discretionary regulatory assets under management.
Firms
1,000
Total AUM
$63.98T
Median AUM
$7.37B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Non-Discretionary AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 901 | TOCQUEVILLE ASSET MANAGEMENT LP | 105690 | $922.9M | $10.24B | 73 | 2026-03-31 | → |
| 902 | ESSEX FINANCIAL SERVICES, INC. | 127549 | $922.7M | $4.17B | 46 | 2025-12-31 | → |
| 903 | KINGS PATH PARTNERS LLC | 269876 | $921.2M | $1.53B | 8 | 2026-02-28 | → |
| 904 | BRIDGER INVESTMENT PARTNERS LLC | 323251 | $920.2M | $920.2M | 9 | 2026-05-31 | → |
| 905 | PACIFIC CAPITAL PARTNERS LIMITED | 305066 | $915.2M | $12.88B | 62 | 2025-09-30 | → |
| 906 | HEITMAN CAPITAL MANAGEMENT LLC | 105480 | $914.4M | $6.09B | 280 | 2026-03-31 | → |
| 907 | BRANDES INVESTMENT PARTNERS, LP | 105404 | $913.2M | $40.65B | 149 | 2026-04-30 | → |
| 908 | RICE PARK CAPITAL MANAGEMENT LP | 304990 | $909.5M | $1.37B | 21 | 2026-06-30 | → |
| 909 | JOCELYN INVESTMENT MANAGEMENT, LLC | 323831 | $909.2M | $1.01B | 2 | 2026-03-31 | → |
| 910 | CALEDONIA (PRIVATE) INVESTMENTS PTY LIMITED | 161331 | $909.1M | $10.23B | 28 | 2025-09-30 | → |
| 911 | DOUBLE EAGLE FAMILY OFFICES, LLC | 315523 | $907.4M | $1.40B | 6 | 2026-06-30 | → |
| 912 | AXA INVESTMENT MANAGERS US INC | 113608 | $902.4M | $79.24B | 167 | 2026-03-31 | → |
| 913 | FRANK, RIMERMAN ADVISORS LLC | 124147 | $899.6M | $3.40B | 5 | 2026-03-31 | → |
| 914 | U.S. BANCORP ASSET MANAGEMENT, INC. | 111912 | $897.8M | $427.48B | 322 | 2026-03-31 | → |
| 915 | KOHLBERG & CO., L.L.C. | 160745 | $895.3M | $17.15B | 91 | 2026-05-31 | → |
| 916 | MONTRUSCO BOLTON INVESTMENTS INC. | 154475 | $894.5M | $12.93B | 68 | 2026-03-31 | → |
| 917 | MAKROD INVESTMENT ASSOCIATES INC | 110325 | $894.4M | $894.4M | 4 | 2026-03-31 | → |
| 918 | BCG SECURITIES, INC. | 70 | $894.2M | $894.2M | 55 | 2026-05-31 | → |
| 919 | LRI INVESTMENTS, LLC | 323556 | $891.0M | $2.78B | 35 | 2026-02-28 | → |
| 920 | DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. | 13162 | $888.3M | $5.63B | 43 | 2026-06-30 | → |
| 921 | ALPEN PARTNERS INTERNATIONAL AG | 291759 | $883.2M | $2.03B | 57 | 2026-04-30 | → |
| 922 | COASTEDGE PARTNERS, LLC | 149685 | $882.9M | $2.14B | 16 | 2026-03-31 | → |
| 923 | ROBERT HARRELL INCORPORATED | 106191 | $881.8M | $885.3M | 5 | 2026-03-31 | → |
| 924 | FFT WEALTH MANAGEMENT LLC | 151225 | $880.2M | $2.34B | 36 | 2026-06-30 | → |
| 925 | NEWPORT CAPITAL GROUP, LLC | 144442 | $879.9M | $1.28B | 18 | 2026-03-31 | → |
| 926 | CAPITAL CREEK PARTNERS, LLC | 301211 | $878.4M | $1.52B | 24 | 2026-03-31 | → |
| 927 | AUSBIL INVESTMENT MANAGEMENT LIMITED | 289468 | $877.2M | $14.35B | 72 | 2026-03-31 | → |
| 928 | BC PARTNERS ADVISORS L.P. | 288495 | $875.8M | $6.69B | 120 | 2026-03-31 | → |
| 929 | CFS INVESTMENT ADVISORY SERVICES LLC | 106577 | $875.4M | $2.73B | 13 | 2026-03-31 | → |
| 930 | CURATED WEALTH PARTNERS, LLC | 297852 | $873.0M | $1.76B | 12 | 2026-03-31 | → |
| 931 | MIDWESTERN SECURITIES TRADING COMPANY, LLC | 101080 | $871.4M | $1.98B | 105 | 2026-06-30 | → |
| 932 | WASHINGTON CAPITAL MANAGEMENT INC | 105253 | $870.1M | $7.40B | 79 | 2026-06-30 | → |
| 933 | PZENA INVESTMENT MANAGEMENT LLC | 106847 | $869.7M | $81.44B | 164 | 2026-03-31 | → |
| 934 | CIRCLE ADVISERS INC | 110818 | $868.2M | $868.2M | 8 | 2025-12-31 | → |
| 935 | STORGE PARTNERS ECONOMIC STUDIES LLC | 305395 | $866.6M | $866.6M | 5 | 2026-02-28 | → |
| 936 | LEEWARD INVESTMENTS, LLC | 312557 | $862.8M | $2.87B | 14 | 2026-03-31 | → |
| 937 | ARGENTIC INVESTMENT MANAGEMENT LLC | 289502 | $861.3M | $1.81B | 70 | 2026-03-31 | → |
| 938 | SYSTEM 2 ADVISORS, L.P. | 164189 | $860.7M | $912.9M | 6 | 2026-03-31 | → |
| 939 | WILSHIRE ADVISORS LLC | 6210 | $859.0M | $149.10B | 307 | 2026-06-30 | → |
| 940 | THE MATHER GROUP, LLC | 156005 | $855.9M | $13.45B | 186 | 2026-04-30 | → |
| 941 | HH CAPITAL MANAGEMENT, INC. | 310147 | $851.4M | $851.4M | 1 | 2026-03-31 | → |
| 942 | AXIA ADVISORY CORP | 107571 | $850.0M | $1.88B | 4 | 2026-05-31 | → |
| 943 | PRIME QUADRANT US, LLC | 322068 | $849.3M | $849.3M | 4 | 2026-03-31 | → |
| 944 | PPM AMERICA, INC. | 107269 | $846.4M | $93.79B | 217 | 2026-05-31 | → |
| 945 | IRONSIDES ASSET ADVISORS, LLC | 161683 | $845.8M | $1.42B | 3 | 2026-02-28 | → |
| 946 | PERSPECTIVE WEALTH PARTNERS, LLC | 140330 | $843.9M | $843.9M | 12 | 2026-02-28 | → |
| 947 | FIRST LIGHT RETIREMENT, LLC | 314509 | $843.7M | $843.7M | 2 | 2026-03-31 | → |
| 948 | FAI CAPITAL MANAGEMENT | 147025 | $842.1M | $842.1M | 5 | 2026-03-31 | → |
| 949 | REDHAWK WEALTH ADVISORS, INC. | 146616 | $841.5M | $1.46B | 55 | 2026-06-30 | → |
| 950 | BOYD WATTERSON ASSET MANAGEMENT, LLC | 107808 | $839.6M | $18.81B | 140 | 2026-03-31 | → |
| 951 | ASSETMARK, INC. | 109018 | $838.1M | $91.76B | 859 | 2026-05-31 | → |
| 952 | ACANSA INVESTMENT MANAGEMENT GROUP, LLC | 313457 | $838.0M | $838.0M | 5 | 2026-03-31 | → |
| 953 | PRIVATE WEALTH MANAGEMENT, INC. | 120823 | $832.5M | $832.5M | 4 | 2026-03-31 | → |
| 954 | GIRARD ADVISORY SERVICES, LLC | 39163 | $831.7M | $3.18B | 60 | 2026-03-31 | → |
| 955 | TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC. | 298422 | $830.4M | $4.19B | 64 | 2026-06-30 | → |
| 956 | SMITH AFFILIATED CAPITAL CORP | 107675 | $829.6M | $1.68B | 10 | 2026-03-31 | → |
| 957 | FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT LLC | 285836 | $829.2M | $829.2M | 25 | 2026-03-31 | → |
| 958 | LYONROSS CAPITAL MANAGEMENT, LLC | 156637 | $829.0M | $880.5M | 6 | 2026-03-31 | → |
| 959 | CENTERBRIDGE PARTNERS, L.P. | 157359 | $828.2M | $79.86B | 280 | 2026-06-30 | → |
| 960 | R.V. KUHNS & ASSOCIATES, INC. | 18005 | $827.9M | $827.9M | 127 | 2026-06-30 | → |
| 961 | COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED | 308020 | $827.5M | $9.80B | 46 | 2025-09-30 | → |
| 962 | AEQUITAS INVESTMENT ADVISORS, LLC | 127625 | $826.1M | $826.1M | 8 | 2026-03-31 | → |
| 963 | PARCION PRIVATE WEALTH LLC | 305115 | $826.1M | $2.95B | 28 | 2026-03-31 | → |
| 964 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | 322390 | $822.4M | $14.38B | 39 | 2026-03-31 | → |
| 965 | PRIVATE CLIENT SERVICES, LLC | 120222 | $821.5M | $1.38B | 60 | 2026-03-31 | → |
| 966 | STONE HILL FIDUCIARY MANAGEMENT, LLC | 164981 | $820.0M | $2.79B | 3 | 2026-03-31 | → |
| 967 | VERITA STRATEGIC WEALTH PARTNERS, LLC | 335215 | $818.0M | $1.01B | 9 | 2026-03-31 | → |
| 968 | AMPLIFY INVESTMENTS LLC | 173781 | $817.4M | $17.70B | 42 | 2026-03-31 | → |
| 969 | TRANSPOSE PLATFORM MANAGEMENT, LLC | 287674 | $814.4M | $2.65B | 23 | 2026-03-31 | → |
| 970 | GODWIN CAPITAL GROUP, LLC | 316592 | $813.2M | $1.13B | 6 | 2026-03-31 | → |
| 971 | SUNFLOWER WEALTH ADVISORS LLC | 269963 | $812.8M | $812.8M | 3 | 2026-03-31 | → |
| 972 | XML FINANCIAL, LLC | 284987 | $811.0M | $3.30B | 54 | 2026-06-30 | → |
| 973 | LIGHTHOUSE FINANCIAL ADVISORS, INC. | 121496 | $809.1M | $1.11B | 9 | 2026-03-31 | → |
| 974 | TPG FINANCIAL ADVISORS, LLC | 141153 | $808.8M | $2.22B | 21 | 2026-03-31 | → |
| 975 | PGIM LUXEMBOURG S.A. | 281562 | $808.0M | $18.63B | 40 | 2026-03-31 | → |
| 976 | HOXTON WEALTH USA LLC | 307387 | $803.5M | $803.5M | 74 | 2026-05-31 | → |
| 977 | LOGAN CAPITAL MANAGEMENT, INC. | 108893 | $802.5M | $3.10B | 34 | 2026-04-30 | → |
| 978 | STRATOS WEALTH PARTNERS, LTD | 153184 | $798.4M | $18.65B | 618 | 2026-06-30 | → |
| 979 | LPL FINANCIAL LLC | 6413 | $797.9M | $819.12B | 41,879 | 2026-06-30 | → |
| 980 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 144426 | $796.0M | $2.57B | 124 | 2026-01-31 | → |
| 981 | RRG CAPITAL MANAGEMENT LLC | 291853 | $796.0M | $2.89B | 54 | 2026-04-30 | → |
| 982 | BEAU VENTURES, LLC | 336355 | $792.6M | $792.7M | 3 | 2026-03-31 | → |
| 983 | HEALTHEQUITY ADVISORS, LLC | 167105 | $787.5M | $1.99B | 8 | 2026-03-31 | → |
| 984 | CLEAR BROOK ADVISORS, INC. | 132045 | $787.1M | $817.8M | 6 | 2026-03-31 | → |
| 985 | LNW WEALTH MANAGEMENT, LLC | 113400 | $786.7M | $4.53B | 91 | 2025-10-31 | → |
| 986 | ACP VENTURE CAPITAL MANAGEMENT FUND LLC | 298029 | $785.7M | $785.7M | 2 | 2026-06-30 | → |
| 987 | ENERGY CAPITAL PARTNERS MANAGEMENT, LP | 155020 | $782.4M | $33.39B | 95 | 2026-04-30 | → |
| 988 | MODERA WEALTH MANAGEMENT, LLC | 155649 | $782.2M | $17.68B | 238 | 2026-06-30 | → |
| 989 | CENDANA CAPITAL MANAGEMENT, LLC | 165555 | $780.0M | $2.37B | 13 | 2026-03-31 | → |
| 990 | DESCHUTES PORTFOLIO STRATEGY, LLC | 155424 | $778.5M | $1.63B | 11 | 2026-03-31 | → |
| 991 | CHOATE INVESTMENT ADVISORS LLC | 106109 | $776.9M | $10.05B | 34 | 2026-03-31 | → |
| 992 | THE LYME TIMBER COMPANY LLC | 171953 | $773.9M | $773.9M | 18 | 2026-03-31 | → |
| 993 | SEYMOUR ASSET MANAGEMENT LLC | 291768 | $773.0M | $877.5M | 1 | 2026-05-31 | → |
| 994 | ARTEMIS WEALTH ADVISORS, LLC | 150810 | $772.3M | $1.91B | 9 | 2026-05-31 | → |
| 995 | RETIREMENT FUND MANAGEMENT, LLC | 126573 | $769.7M | $769.7M | 4 | 2026-04-30 | → |
| 996 | DAVENPORT & COMPANY LLC | 1588 | $769.7M | $24.70B | 525 | 2026-06-30 | → |
| 997 | RESOURCE CAPITAL INVESTMENT CORPORATION | 166722 | $769.2M | $3.71B | 4 | 2026-03-31 | → |
| 998 | FOLGER NOLAN FLEMING DOUGLAS INCORPORATED | 319 | $763.7M | $797.4M | 44 | 2026-03-31 | → |
| 999 | FUNDSMITH INVESTMENT SERVICES LIMITED | 310498 | $763.2M | $24.58B | 12 | 2026-06-30 | → |
| 1000 | HERCULES ADVISER LLC | 310662 | $763.2M | $1.56B | 3 | 2026-03-31 | → |
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