Research Report · 2026-06-30
Top Registered Investment Advisers by Corporate Clients
SEC-registered investment advisers ranked by reported corporation and business clients.
Firms
1,000
Total AUM
$68.10T
Median AUM
$4.30B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Corporate Clients↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 201 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 146019 | 220 | $6.72B | 55 | 2026-03-31 | → |
| 202 | LUTHER KING CAPITAL MANAGEMENT CORPORATION | 110093 | 219 | $31.50B | 110 | 2026-06-30 | → |
| 203 | TRUE LINK FINANCIAL ADVISORS, LLC | 281870 | 219 | $1.89B | 7 | 2026-03-31 | → |
| 204 | THE HUNTINGTON INVESTMENT COMPANY | 16986 | 218 | $7.89B | 520 | 2026-03-31 | → |
| 205 | W1M WEALTH MANAGEMENT LIMITED | 132210 | 212 | $24.85B | 200 | 2026-05-31 | → |
| 206 | JAMES HAMBRO & PARTNERS LLP | 286283 | 212 | $10.56B | 166 | 2025-11-30 | → |
| 207 | KESTRA PRIVATE WEALTH SERVICES, LLC | 155193 | 210 | $13.45B | 211 | 2026-06-30 | → |
| 208 | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | 146936 | 209 | $15.66B | 736 | 2026-03-31 | → |
| 209 | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | 296868 | 208 | $406.96B | 6,400 | 2026-06-30 | → |
| 210 | CIBEST CAPITAL ADVISORY SERVICES LLC | 317663 | 208 | $374.8M | 7 | 2026-03-31 | → |
| 211 | CIDEL ASSET MANAGEMENT INC | 172640 | 204 | $4.80B | 73 | 2026-03-31 | → |
| 212 | MANULIFE INVESTMENT MANAGEMENT (US) LLC | 106435 | 203 | $228.04B | 267 | 2026-03-31 | → |
| 213 | HARRIS ASSOCIATES LP | 106960 | 203 | $109.48B | 221 | 2026-03-31 | → |
| 214 | CAPITAL CS GROUP, LLC | 304523 | 203 | $227.3M | 3 | 2026-03-31 | → |
| 215 | AMERITAS ADVISORY SERVICES, LLC | 317245 | 202 | $13.75B | 797 | 2026-03-31 | → |
| 216 | FOCUS PARTNERS ADVISOR SOLUTIONS, LLC | 143319 | 201 | $36.41B | 309 | 2026-03-31 | → |
| 217 | WAVERLY ADVISORS, LLC | 115332 | 200 | $29.78B | 414 | 2026-06-30 | → |
| 218 | KOVACK ADVISORS, INC. | 140808 | 200 | $6.28B | 320 | 2026-04-30 | → |
| 219 | VOYA INVESTMENT MANAGEMENT CO. LLC | 106494 | 197 | $274.95B | 859 | 2026-03-31 | → |
| 220 | CAMBIAR INVESTORS, LLC | 115093 | 197 | $2.92B | 28 | 2026-03-31 | → |
| 221 | RUFFER LLP | 309733 | 196 | $24.87B | 282 | 2026-06-30 | → |
| 222 | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 108163 | 196 | $22.54B | 241 | 2026-03-31 | → |
| 223 | SOWELL FINANCIAL SERVICES, LLC | 127145 | 196 | $4.81B | 162 | 2026-06-30 | → |
| 224 | BLACKROCK FINANCIAL MANAGEMENT, INC | 107105 | 195 | $1.60T | 7,987 | 2026-06-30 | → |
| 225 | CARDINAL POINT CAPITAL MANAGEMENT, ULC | 140619 | 195 | $4.81B | 56 | 2026-04-30 | → |
| 226 | VISE AI ADVISORS, LLC | 301761 | 194 | $8.53B | 44 | 2026-06-30 | → |
| 227 | RBC PRIVATE COUNSEL (USA) INC. | 109648 | 194 | $7.89B | 1,455 | 2026-06-30 | → |
| 228 | B. RILEY WEALTH ADVISORS, INC. | 115927 | 194 | $4.21B | 268 | 2026-03-31 | → |
| 229 | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | 20804 | 192 | $12.77B | 620 | 2026-06-30 | → |
| 230 | MGO ONE SEVEN LLC | 283087 | 192 | $7.72B | 264 | 2026-04-30 | → |
| 231 | HANTZ FINANCIAL SERVICES, INC. | 46047 | 191 | $10.00B | 435 | 2026-04-30 | → |
| 232 | BROWN ADVISORY LTD. | 168985 | 189 | $26.58B | 110 | 2026-03-31 | → |
| 233 | RMR WEALTH BUILDERS, INC. | 169005 | 189 | $2.89B | 64 | 2026-04-30 | → |
| 234 | STEPHENS INC. | 3496 | 188 | $18.04B | 611 | 2026-06-30 | → |
| 235 | AZIMUT INVESTMENT ADVISORS LLC | 134626 | 187 | $1.00B | 10 | 2026-05-31 | → |
| 236 | MAI CAPITAL MANAGEMENT, LLC | 109807 | 184 | $52.10B | 562 | 2026-05-31 | → |
| 237 | MERIT FINANCIAL GROUP, LLC | 142457 | 184 | $23.88B | 470 | 2026-06-30 | → |
| 238 | SPROTT ASSET MANAGEMENT USA INC. | 139022 | 184 | $10.12B | 64 | 2026-03-31 | → |
| 239 | TD PRIVATE CLIENT WEALTH LLC | 164484 | 184 | $8.57B | 671 | 2026-06-30 | → |
| 240 | SPIRE WEALTH MANAGEMENT, LLC | 113908 | 184 | $4.51B | 145 | 2026-06-30 | → |
| 241 | TANDEM INVESTMENT ADVISORS INC | 109392 | 182 | $3.45B | 18 | 2026-05-31 | → |
| 242 | LINCOLN INVESTMENT PLANNING, LLC | 519 | 181 | $21.99B | 1,238 | 2026-04-30 | → |
| 243 | INSIGHT NORTH AMERICA LLC | 145995 | 176 | $171.09B | 238 | 2026-06-30 | → |
| 244 | 360 ONE ASSET MANAGEMENT LIMITED | 300914 | 175 | $4.31B | 130 | 2026-06-30 | → |
| 245 | SLWA, LLC | 309506 | 175 | $760.0M | 6 | 2026-03-31 | → |
| 246 | CREWE ADVISORS LLC | 173920 | 173 | $3.05B | 32 | 2026-04-30 | → |
| 247 | DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. | 13162 | 172 | $5.63B | 43 | 2026-06-30 | → |
| 248 | ADVISORS CAPITAL MANAGEMENT, LLC | 112266 | 171 | $12.20B | 103 | 2026-03-31 | → |
| 249 | PGIM CUSTOM HARVEST LLC | 290235 | 171 | $6.90B | 68 | 2026-05-31 | → |
| 250 | EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. | 158905 | 170 | $2.30B | 56 | 2026-03-31 | → |
| 251 | FINANCIAL ENGINES ADVISORS L.L.C. | 104510 | 169 | $326.29B | 1,679 | 2026-03-31 | → |
| 252 | GLOBAL RETIREMENT PARTNERS LLC | 172011 | 169 | $169.58B | 464 | 2026-06-30 | → |
| 253 | FIDUCIARY ALLIANCE LLC | 284924 | 168 | $2.53B | 76 | 2026-06-30 | → |
| 254 | MATSON MONEY, INC. | 110425 | 167 | $24.33B | 69 | 2026-05-31 | → |
| 255 | FIFTH THIRD SECURITIES, INC. | 628 | 167 | $10.92B | 13,533 | 2026-06-30 | → |
| 256 | PFS INVESTMENTS INC. | 10111 | 166 | $15.54B | 3,992 | 2026-03-31 | → |
| 257 | WESTWOOD ADVISORS, L.L.C | 132162 | 166 | $749.5M | 62 | 2026-04-30 | → |
| 258 | SPIDERROCK ADVISORS, LLC | 171992 | 165 | $9.83B | 61 | 2026-03-31 | → |
| 259 | ALTERNA WEALTH MANAGEMENT, INC. | 146153 | 165 | $1.40B | 55 | 2026-03-31 | → |
| 260 | XP ADVISORY US, INC. | 173779 | 165 | $792.3M | 34 | 2026-04-30 | → |
| 261 | CORIENT PRIVATE WEALTH LLC | 319448 | 164 | $165.25B | 1,537 | 2026-03-31 | → |
| 262 | FDI WEALTH MANAGEMENT, LLC | 292050 | 160 | $283.8M | 5 | 2026-03-31 | → |
| 263 | FOYSTON, GORDON & PAYNE INC. | 121591 | 158 | $5.96B | 46 | 2026-05-31 | → |
| 264 | UNITED ADVISOR GROUP, LLC | 324205 | 158 | $1.43B | 69 | 2026-04-30 | → |
| 265 | INTEGRATED ADVISORS NETWORK LLC | 171991 | 153 | $5.52B | 87 | 2026-06-30 | → |
| 266 | PORTFOLIO STRATEGIES INC NY | 106942 | 153 | $1.02B | 11 | 2026-04-30 | → |
| 267 | LEVEL FOUR ADVISORY SERVICES, LLC | 134086 | 152 | $6.54B | 136 | 2026-03-31 | → |
| 268 | APERIO GROUP, LLC | 111616 | 151 | $152.13B | 208 | 2026-04-30 | → |
| 269 | HORIZON KINETICS ASSET MANAGEMENT LLC | 106096 | 150 | $9.61B | 80 | 2026-04-30 | → |
| 270 | PICTET NORTH AMERICA ADVISORS SA | 142512 | 150 | $5.30B | 18 | 2026-05-31 | → |
| 271 | ANCORA RETIREMENT PLAN ADVISORS, LLC | 31256 | 150 | $1.53B | 41 | 2026-03-31 | → |
| 272 | COMPOUND PLANNING, INC. | 171787 | 147 | $4.85B | 119 | 2026-03-31 | → |
| 273 | RAVENSTONE CAPITAL MANAGEMENT INC. | 338898 | 145 | $370.9M | 5 | 2026-06-30 | → |
| 274 | JANNEY CAPITAL MANAGEMENT LLC | 159506 | 144 | $5.31B | 12 | 2025-11-30 | → |
| 275 | GAGNON SECURITIES, LLC | 103727 | 144 | $529.7M | 19 | 2026-05-31 | → |
| 276 | EVERY SECURITIES LLC | 333167 | 144 | $122.7M | 4 | 2026-03-31 | → |
| 277 | ALLWORTH FINANCIAL, L.P. | 111167 | 143 | $33.55B | 493 | 2026-03-31 | → |
| 278 | STONEGATE INVESTMENT GROUP, LLC | 314889 | 141 | $5.67B | 14 | 2025-05-31 | → |
| 279 | MAZUMAGO INC (DBA TRUSS) | 334136 | 140 | $1,000 | 9 | 2025-03-31 | → |
| 280 | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | 108257 | 139 | $502.40B | 914 | 2026-05-31 | → |
| 281 | AON INVESTMENTS USA INC. | 105596 | 139 | $150.99B | 255 | 2026-03-31 | → |
| 282 | CHILTON INVESTMENT SERVICES, LLC | 159306 | 139 | $8.15B | 70 | 2026-03-31 | → |
| 283 | LADENBURG THALMANN ASSET MANAGEMENT INC | 108604 | 139 | $6.68B | 30 | 2026-05-31 | → |
| 284 | WORLD INVESTMENT ADVISORS, LLC | 208512 | 138 | $56.28B | 413 | 2026-03-31 | → |
| 285 | PNC CAPITAL ADVISORS LLC | 151829 | 138 | $50.88B | 258 | 2026-03-31 | → |
| 286 | MIDWESTERN SECURITIES TRADING COMPANY, LLC | 101080 | 138 | $1.98B | 105 | 2026-06-30 | → |
| 287 | KEY INVESTMENT SERVICES LLC | 136300 | 136 | $8.88B | 1,325 | 2026-06-30 | → |
| 288 | EVOLUTION WEALTH ADVISORS, LLC | 285142 | 136 | $1.96B | 15 | 2026-03-31 | → |
| 289 | BEACON POINTE ADVISORS, LLC | 119290 | 135 | $54.87B | 780 | 2026-05-31 | → |
| 290 | JARISLOWSKY, FRASER LIMITED | 107390 | 134 | $38.23B | 225 | 2025-05-31 | → |
| 291 | SAVANT CAPITAL, LLC | 107271 | 133 | $49.57B | 659 | 2026-04-30 | → |
| 292 | HIRTLE, CALLAGHAN & CO., LLC | 105403 | 132 | $25.41B | 94 | 2026-03-31 | → |
| 293 | CREATIVEONE WEALTH, LLC | 281213 | 132 | $6.25B | 222 | 2026-05-31 | → |
| 294 | SOL CAPITAL MANAGEMENT CO | 110226 | 132 | $2.98B | 30 | 2025-07-31 | → |
| 295 | BARWICK & PARTNERS, INC. | 174336 | 132 | $2.77B | 2 | 2026-02-28 | → |
| 296 | EDGEWOOD MANAGEMENT LLC | 106647 | 131 | $21.52B | 41 | 2026-03-31 | → |
| 297 | CONGRESS ASSET MANAGEMENT COMPANY, LLP | 105161 | 131 | $14.20B | 79 | 2026-03-31 | → |
| 298 | COLDSTREAM CAPITAL MANAGEMENT INC | 108805 | 131 | $13.93B | 207 | 2026-03-31 | → |
| 299 | ADVISOR PARTNERS II, LLC | 321633 | 131 | $13.91B | 26 | 2026-03-31 | → |
| 300 | PROVENANCE WEALTH ADVISORS, LLC | 126529 | 131 | $4.44B | 52 | 2026-01-31 | → |
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