Research Report · 2026-06-30
Registered Investment Advisers Reporting Financial Planning Services
SEC-registered investment advisers that report providing financial planning services, ranked by AUM.
Firms
1,000
Total AUM
$26.43T
Median AUM
$4.30B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 301 | HBK SORCE ADVISORY LLC | 112139 | $7.66B | $7.66B | 109 | 2026-02-28 | → |
| 302 | ALDRICH WEALTH, LIMITED PARTNERSHIP | 147200 | $7.62B | $7.62B | 42 | 2026-03-31 | → |
| 303 | BELPOINTE ASSET MANAGEMENT LLC | 143440 | $7.58B | $7.58B | 236 | 2026-05-31 | → |
| 304 | AVANTAX PLANNING PARTNERS, INC. | 106237 | $7.57B | $7.57B | 261 | 2026-06-30 | → |
| 305 | BAILARD, INC. | 110550 | $7.56B | $7.56B | 83 | 2026-05-31 | → |
| 306 | CARNEGIE CAPITAL ASSET MANAGEMENT, LLC | 150488 | $7.51B | $7.51B | 69 | 2026-04-30 | → |
| 307 | JMG FINANCIAL GROUP LTD | 110302 | $7.50B | $7.50B | 103 | 2026-03-31 | → |
| 308 | OSTERWEIS CAPITAL MANAGEMENT LLC | 109580 | $7.50B | $7.50B | 666 | 2026-03-31 | → |
| 309 | CHICAGO PARTNERS INVESTMENT GROUP LLC | 147662 | $7.47B | $7.47B | 73 | 2026-03-31 | → |
| 310 | HAYS FINANCIAL GROUP, LLC | 306877 | $7.45B | $7.45B | 12 | 2026-03-31 | → |
| 311 | HOMESTEAD ADVISERS CORP. | 109845 | $7.45B | $7.45B | 40 | 2026-06-30 | → |
| 312 | CAPITAL ADVISORS, INC. | 104643 | $7.43B | $7.43B | 69 | 2026-03-31 | → |
| 313 | MARINER PLATFORM SOLUTIONS, LLC | 305418 | $7.34B | $7.34B | 161 | 2026-06-30 | → |
| 314 | CENTAURUS FINANCIAL, INC. | 30833 | $7.34B | $7.34B | 580 | 2025-07-31 | → |
| 315 | CERCANO MANAGEMENT LLC | 315897 | $7.28B | $7.28B | 62 | 2026-06-30 | → |
| 316 | BADGLEY PHELPS WEALTH MANAGERS, LLC | 315440 | $7.28B | $7.28B | 45 | 2026-03-31 | → |
| 317 | VANGUARD PERSONALIZED INDEXING MANAGEMENT | 285366 | $7.26B | $7.26B | 29 | 2026-03-31 | → |
| 318 | EVERGREEN CAPITAL MANAGEMENT LLC | 104931 | $7.19B | $7.19B | 37 | 2026-03-31 | → |
| 319 | CASSADAY & CO WEALTH MANAGEMENT LLC | 317672 | $7.14B | $7.14B | 97 | 2026-03-31 | → |
| 320 | PRAIRIE CAPITAL MANAGEMENT GROUP, LLC | 311623 | $7.13B | $7.13B | 47 | 2026-03-31 | → |
| 321 | MILLER INVESTMENT MANAGEMENT, LP | 108380 | $7.10B | $7.10B | 18 | 2026-03-31 | → |
| 322 | TAG ASSOCIATES LLC | 116959 | $7.07B | $7.07B | 71 | 2026-06-30 | → |
| 323 | CANNELL & SPEARS LLC | 142633 | $6.99B | $6.99B | 40 | 2026-03-31 | → |
| 324 | DAKOTA WEALTH, LLC | 297987 | $6.94B | $6.94B | 91 | 2026-03-31 | → |
| 325 | SMITH SHELLNUT WILSON LLC | 106235 | $6.92B | $6.92B | 16 | 2026-06-30 | → |
| 326 | HARBOR INVESTMENT ADVISORY, LLC | 151085 | $6.87B | $6.87B | 35 | 2026-03-31 | → |
| 327 | PROWELL FINANCIAL MANAGEMENT, LLC | 281762 | $6.86B | $6.86B | 4 | 2026-03-31 | → |
| 328 | IMPERIAL FUND ASSET MANAGEMENT LLC | 317525 | $6.84B | $6.84B | 12 | 2026-06-30 | → |
| 329 | CONFLUENCE WEALTH SERVICES, INC. | 311980 | $6.84B | $6.84B | 70 | 2026-06-30 | → |
| 330 | THRIVENT ADVISOR NETWORK, LLC | 304569 | $6.84B | $6.84B | 119 | 2026-06-30 | → |
| 331 | FOCUS FINANCIAL NETWORK, INC. | 116140 | $6.82B | $6.82B | 189 | 2026-03-31 | → |
| 332 | RFG ADVISORY, LLC | 158401 | $6.81B | $6.81B | 311 | 2026-06-30 | → |
| 333 | THE BOLLARD GROUP LLC | 155317 | $6.72B | $6.72B | 29 | 2026-03-31 | → |
| 334 | ASPEN GROVE CAPITAL, LLC | 158166 | $6.67B | $6.67B | 22 | 2026-03-31 | → |
| 335 | VESTGEN ADVISORS, LLC | 318657 | $6.67B | $6.67B | 165 | 2026-05-31 | → |
| 336 | GREYCOURT & CO., INC. | 111936 | $6.61B | $6.61B | 37 | 2026-03-31 | → |
| 337 | LEVEL FOUR ADVISORY SERVICES, LLC | 134086 | $6.54B | $6.54B | 136 | 2026-03-31 | → |
| 338 | SENDERO WEALTH MANAGEMENT, LLC | 145594 | $6.51B | $6.51B | 41 | 2026-03-31 | → |
| 339 | OSAIC INSTITUTIONS, INC. | 35371 | $6.49B | $6.49B | 1,839 | 2026-05-31 | → |
| 340 | GREENSPRING ADVISORS, LLC | 132669 | $6.46B | $6.46B | 68 | 2026-06-30 | → |
| 341 | AVIOR WEALTH MANAGEMENT, LLC | 148674 | $6.46B | $6.46B | 170 | 2026-04-30 | → |
| 342 | NWF ADVISORY SERVICES INC | 110410 | $6.43B | $6.43B | 111 | 2026-03-31 | → |
| 343 | TRUEPOINT, INC. | 105664 | $6.39B | $6.39B | 103 | 2026-03-31 | → |
| 344 | ANDERSEN TAX LLC | 124205 | $6.35B | $6.35B | 2,061 | 2026-03-31 | → |
| 345 | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | 109420 | $6.30B | $6.30B | 69 | 2026-03-31 | → |
| 346 | STELAC ADVISORY SERVICES LLC | 145103 | $6.29B | $6.29B | 21 | 2026-03-31 | → |
| 347 | KOVACK ADVISORS, INC. | 140808 | $6.28B | $6.28B | 320 | 2026-04-30 | → |
| 348 | WCG WEALTH ADVISORS, LLC | 173194 | $6.28B | $6.28B | 131 | 2026-06-30 | → |
| 349 | J. SAFRA ASSET MANAGEMENT CORPORATION | 131243 | $6.26B | $6.26B | 22 | 2026-03-31 | → |
| 350 | CREATIVEONE WEALTH, LLC | 281213 | $6.25B | $6.25B | 222 | 2026-05-31 | → |
| 351 | SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC | 288623 | $6.18B | $6.18B | 45 | 2026-03-31 | → |
| 352 | SIGMA PLANNING CORPORATION | 110692 | $6.10B | $6.10B | 471 | 2026-05-31 | → |
| 353 | EAST END ADVISORS, LLC | 147144 | $6.06B | $6.06B | 17 | 2026-04-30 | → |
| 354 | FACET WEALTH, INC | 285961 | $6.04B | $6.04B | 168 | 2026-02-28 | → |
| 355 | KCM INVESTMENT ADVISORS, LLC | 109629 | $6.02B | $6.02B | 20 | 2026-03-31 | → |
| 356 | ASHTON THOMAS PRIVATE WEALTH, LLC | 153902 | $6.01B | $6.01B | 93 | 2026-03-31 | → |
| 357 | VERATIS ADVISORS, INC. | 117892 | $5.99B | $5.99B | 8 | 2026-03-31 | → |
| 358 | EXENCIAL WEALTH ADVISORS, LLC | 130475 | $5.98B | $5.98B | 116 | 2026-03-31 | → |
| 359 | THIRD LAKE PARTNERS, LLC | 299961 | $5.97B | $5.97B | 16 | 2026-03-31 | → |
| 360 | WESTMOUNT PARTNERS, LLC | 158857 | $5.94B | $5.94B | 39 | 2026-05-31 | → |
| 361 | INDEX FUND ADVISORS, INC. | 109143 | $5.93B | $5.93B | 50 | 2026-03-31 | → |
| 362 | GELLER ADVISORS LLC | 134062 | $5.91B | $5.91B | 49 | 2025-01-31 | → |
| 363 | EVANSON ASSET MANAGEMENT, LLC | 135188 | $5.91B | $5.91B | 6 | 2026-02-28 | → |
| 364 | T. ROWE PRICE ADVISORY SERVICES, INC. | 108958 | $5.90B | $5.90B | 92 | 2026-06-30 | → |
| 365 | PITCAIRN WEALTH ADVISORS LLC | 333260 | $5.87B | $5.87B | 62 | 2026-03-31 | → |
| 366 | EVANSON FINANCIAL, LLC | 340506 | $5.85B | $5.85B | 10 | 2026-05-31 | → |
| 367 | GC WEALTH MANAGEMENT RIA, LLC | 327269 | $5.83B | $5.83B | 44 | 2026-03-31 | → |
| 368 | MAYFLOWER FINANCIAL ADVISORS, LLC | 307857 | $5.82B | $5.82B | 33 | 2026-05-31 | → |
| 369 | SYM FINANCIAL CORPORATION | 107517 | $5.81B | $5.81B | 84 | 2026-03-31 | → |
| 370 | MOSS ADAMS WEALTH ADVISORS LLC | 108917 | $5.77B | $5.77B | 59 | 2026-05-31 | → |
| 371 | BUCKHEAD CAPITAL MANAGEMENT, LLC | 110707 | $5.76B | $5.76B | 13 | 2026-03-31 | → |
| 372 | LASALLE ST. INVESTMENT ADVISORS, L.L.C. | 109701 | $5.74B | $5.74B | 155 | 2026-03-31 | → |
| 373 | BECKER CAPITAL MANAGEMENT INC | 110489 | $5.73B | $5.73B | 42 | 2026-03-31 | → |
| 374 | WEDBUSH SECURITIES INC. | 877 | $5.68B | $5.68B | 897 | 2026-04-30 | → |
| 375 | GLADSTONE INSTITUTIONAL ADVISORY LLC | 250787 | $5.68B | $5.68B | 186 | 2026-06-30 | → |
| 376 | STONEGATE INVESTMENT GROUP, LLC | 314889 | $5.67B | $5.67B | 14 | 2025-05-31 | → |
| 377 | KLINGMAN AND ASSOCIATES, LLC | 125618 | $5.66B | $5.66B | 25 | 2026-05-31 | → |
| 378 | TFO WEALTH PARTNERS, LLC | 124407 | $5.66B | $5.66B | 67 | 2026-04-30 | → |
| 379 | BORDEAUX WEALTH ADVISORS LLC | 287758 | $5.64B | $5.64B | 34 | 2025-05-31 | → |
| 380 | SEPIO CAPITAL, LP | 285645 | $5.64B | $5.64B | 31 | 2026-04-30 | → |
| 381 | VIVALDI CAPITAL MANAGEMENT LP | 160150 | $5.64B | $5.64B | 68 | 2026-04-30 | → |
| 382 | DYNAMIC ADVISOR SOLUTIONS LLC | 151367 | $5.64B | $5.64B | 130 | 2026-06-30 | → |
| 383 | DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. | 13162 | $5.63B | $5.63B | 43 | 2026-06-30 | → |
| 384 | ALESCO ADVISORS, LLC, AN ESL COMPANY | 339091 | $5.61B | $5.61B | 26 | 2026-04-30 | → |
| 385 | ALLEGHENY FINANCIAL GROUP | 104690 | $5.59B | $5.59B | 103 | 2026-05-31 | → |
| 386 | STRATOS WEALTH ADVISORS LLC | 283816 | $5.57B | $5.57B | 170 | 2026-06-30 | → |
| 387 | ALPHAPOINT, INC. | 130115 | $5.56B | $5.56B | 1 | 2026-03-31 | → |
| 388 | BALENTINE LLC | 152511 | $5.54B | $5.54B | 61 | 2026-06-30 | → |
| 389 | INTEGRATED ADVISORS NETWORK LLC | 171991 | $5.52B | $5.52B | 87 | 2026-06-30 | → |
| 390 | CRESCENT GROVE ADVISORS, LLC | 170912 | $5.50B | $5.50B | 34 | 2026-03-31 | → |
| 391 | STACEY BRAUN ASSOCIATES INC | 105056 | $5.50B | $5.50B | 17 | 2026-03-31 | → |
| 392 | WALDRON PRIVATE WEALTH, LLC | 131063 | $5.50B | $5.50B | 70 | 2026-03-31 | → |
| 393 | PROCOURSE FIDUCIARY ADVISORS, LLC | 164328 | $5.49B | $5.49B | 11 | 2026-03-31 | → |
| 394 | LOWE, BROCKENBROUGH & COMPANY, INC. | 105142 | $5.49B | $5.49B | 31 | 2026-05-31 | → |
| 395 | LARSON FINANCIAL GROUP, LLC | 140599 | $5.48B | $5.48B | 131 | 2026-03-31 | → |
| 396 | CALAMOS WEALTH MANAGEMENT LLC | 143490 | $5.48B | $5.48B | 51 | 2026-04-30 | → |
| 397 | TRUE NORTH ADVISORS, LLC | 116048 | $5.42B | $5.42B | 89 | 2026-03-31 | → |
| 398 | INTEGRITY ALLIANCE, LLC | 139627 | $5.41B | $5.41B | 400 | 2026-05-31 | → |
| 399 | FENIMORE ASSET MANAGEMENT, INC. | 110946 | $5.41B | $5.41B | 43 | 2026-01-31 | → |
| 400 | QUADRANT CAPITAL GROUP LLC | 147253 | $5.40B | $5.40B | 26 | 2026-02-28 | → |
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