Research Report · 2026-06-30
Registered Investment Advisers Reporting Financial Planning Services
SEC-registered investment advisers that report providing financial planning services, ranked by AUM.
Firms
1,000
Total AUM
$26.43T
Median AUM
$4.30B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 201 | APOLLON WEALTH MANAGEMENT, LLC | 291902 | $11.56B | $11.56B | 199 | 2026-03-31 | → |
| 202 | HECK CAPITAL ADVISORS, LLC | 143848 | $11.31B | $11.31B | 30 | 2026-03-31 | → |
| 203 | BRIDGES INVESTMENT MANAGEMENT INC | 108028 | $11.31B | $11.31B | 79 | 2026-06-30 | → |
| 204 | PERIGON WEALTH MANAGEMENT, LLC | 131037 | $11.29B | $11.29B | 159 | 2026-06-30 | → |
| 205 | APELLA CAPITAL, LLC | 171106 | $11.07B | $11.07B | 179 | 2026-06-30 | → |
| 206 | PURE FINANCIAL ADVISORS, LLC | 144316 | $11.05B | $11.05B | 204 | 2026-02-28 | → |
| 207 | NICOLA WEALTH MANAGEMENT LTD. | 173201 | $11.04B | $11.04B | 531 | 2026-03-31 | → |
| 208 | FIFTH THIRD SECURITIES, INC. | 628 | $10.92B | $10.92B | 13,533 | 2026-06-30 | → |
| 209 | MODERN WEALTH MANAGEMENT, LLC | 324624 | $10.90B | $10.90B | 253 | 2026-04-30 | → |
| 210 | SHEPHERD KAPLAN KROCHUK, LLC | 127304 | $10.88B | $10.88B | 34 | 2026-03-31 | → |
| 211 | FERGUSON WELLMAN CAPITAL MANAGEMENT, INC. | 104692 | $10.66B | $10.66B | 68 | 2026-06-30 | → |
| 212 | GREAT VALLEY ADVISOR GROUP, LLC | 123913 | $10.60B | $10.60B | 325 | 2026-06-30 | → |
| 213 | ADVISORY SERVICES NETWORK, LLC | 146051 | $10.60B | $10.60B | 268 | 2026-06-30 | → |
| 214 | GREGORY J. SCHWARTZ & CO., INC. | 7294 | $10.49B | $10.49B | 30 | 2026-03-31 | → |
| 215 | MILL CREEK CAPITAL ADVISORS, LLC | 141470 | $10.47B | $10.47B | 42 | 2026-03-31 | → |
| 216 | PINNACLE ASSOCIATES, LTD. | 110631 | $10.39B | $10.39B | 69 | 2026-03-31 | → |
| 217 | JOHNSON WEALTH INC. | 125557 | $10.35B | $10.35B | 142 | 2026-03-31 | → |
| 218 | SHUSTER ADVISORY GROUP, LLC | 170233 | $10.32B | $10.32B | 15 | 2026-05-31 | → |
| 219 | PARALLEL ADVISORS, LLC | 140800 | $10.31B | $10.31B | 137 | 2026-06-30 | → |
| 220 | BARTLETT & CO. WEALTH MANAGEMENT LLC | 292246 | $10.25B | $10.25B | 84 | 2026-03-31 | → |
| 221 | CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 128545 | $10.25B | $10.25B | 182 | 2026-03-31 | → |
| 222 | TOCQUEVILLE ASSET MANAGEMENT LP | 105690 | $10.24B | $10.24B | 73 | 2026-03-31 | → |
| 223 | CALLAN FAMILY OFFICE, LLC | 317446 | $10.21B | $10.21B | 49 | 2026-03-31 | → |
| 224 | ARIN RISK ADVISORS LLC | 151491 | $10.19B | $10.19B | 11 | 2026-03-31 | → |
| 225 | VALMARK ADVISERS INC | 108050 | $10.17B | $10.17B | 280 | 2026-06-30 | → |
| 226 | SHEPHERD KAPLAN LLC | 128244 | $10.16B | $10.16B | 42 | 2026-03-31 | → |
| 227 | PLANMEMBER SECURITIES CORPORATION | 11869 | $10.12B | $10.12B | 429 | 2026-03-31 | → |
| 228 | CONRAD SIEGEL INVESTMENT ADVISORS, INC. | 123560 | $10.12B | $10.12B | 23 | 2025-09-30 | → |
| 229 | SPROTT ASSET MANAGEMENT USA INC. | 139022 | $10.12B | $10.12B | 64 | 2026-03-31 | → |
| 230 | FOUNDATIONS INVESTMENT ADVISORS LLC | 175083 | $10.10B | $10.10B | 353 | 2026-06-30 | → |
| 231 | OPENARC CORPORATE ADVISORY, LLC | 336837 | $10.09B | $10.09B | 146 | 2026-05-31 | → |
| 232 | CHURCHILL MANAGEMENT CORP | 109651 | $10.08B | $10.08B | 55 | 2025-07-31 | → |
| 233 | FIDUCIARY COUNSELLING INC | 104753 | $10.06B | $10.06B | 87 | 2026-03-31 | → |
| 234 | CHOATE INVESTMENT ADVISORS LLC | 106109 | $10.05B | $10.05B | 34 | 2026-03-31 | → |
| 235 | HANTZ FINANCIAL SERVICES, INC. | 46047 | $10.00B | $10.00B | 435 | 2026-04-30 | → |
| 236 | BMO FAMILY OFFICE, LLC | 110264 | $9.99B | $9.99B | 130 | 2026-01-31 | → |
| 237 | PLANCORP, LLC | 106599 | $9.94B | $9.94B | 97 | 2026-05-31 | → |
| 238 | INTELLICENTS INVESTMENT SOLUTIONS INC | 107498 | $9.92B | $9.92B | 80 | 2026-06-30 | → |
| 239 | WELCH & FORBES LLC | 115119 | $9.90B | $9.90B | 55 | 2026-05-31 | → |
| 240 | THE CYNOSURE GROUP | 281399 | $9.85B | $9.85B | 71 | 2026-03-31 | → |
| 241 | IHT WEALTH MANAGEMENT LLC | 171481 | $9.80B | $9.80B | 179 | 2026-03-31 | → |
| 242 | ALTAIR ADVISERS, LLC | 120642 | $9.76B | $9.76B | 75 | 2026-03-31 | → |
| 243 | FORVIS MAZARS WEALTH ADVISORS, LLC | 110905 | $9.75B | $9.75B | 123 | 2026-03-31 | → |
| 244 | F L PUTNAM INVESTMENT MANAGEMENT CO. | 106223 | $9.72B | $9.72B | 160 | 2026-05-31 | → |
| 245 | SIGNATUREFD, LLC | 112758 | $9.68B | $9.68B | 130 | 2026-03-31 | → |
| 246 | THE AMERIFLEX GROUP, INC. | 305585 | $9.66B | $9.66B | 201 | 2026-03-31 | → |
| 247 | SEVEN POST INVESTMENT OFFICE LP | 157435 | $9.61B | $9.61B | 22 | 2026-03-31 | → |
| 248 | HARBOUR INVESTMENTS, INC. | 19258 | $9.60B | $9.60B | 232 | 2026-06-30 | → |
| 249 | CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | 138638 | $9.57B | $9.57B | 34 | 2026-03-31 | → |
| 250 | MARINER INDEPENDENT ADVISOR NETWORK, LLC | 283824 | $9.57B | $9.57B | 174 | 2026-05-31 | → |
| 251 | ORGEL WEALTH MANAGEMENT, LLC | 168219 | $9.55B | $9.55B | 79 | 2026-03-31 | → |
| 252 | COMPOSITION WEALTH, LLC | 143483 | $9.47B | $9.47B | 128 | 2026-03-31 | → |
| 253 | JOEL ISAACSON & CO., LLC | 152450 | $9.32B | $9.32B | 52 | 2026-03-31 | → |
| 254 | TOLLESON PRIVATE WEALTH MANAGEMENT, LLC | 111838 | $9.26B | $9.26B | 93 | 2026-03-31 | → |
| 255 | GENEOS WEALTH MANAGEMENT, INC. | 120894 | $9.22B | $9.22B | 200 | 2026-04-30 | → |
| 256 | PROCYON ADVISORS, LLC | 288239 | $9.20B | $9.20B | 76 | 2026-05-31 | → |
| 257 | CRAWFORD INVESTMENT COUNSEL INC | 110271 | $9.14B | $9.14B | 54 | 2026-03-31 | → |
| 258 | AMERICANA PARTNERS, LLC | 301354 | $9.10B | $9.10B | 86 | 2026-04-30 | → |
| 259 | H. M. PAYSON & CO. | 2993 | $9.09B | $9.09B | 34 | 2026-03-31 | → |
| 260 | BRADLEY FOSTER & SARGENT INC | 106928 | $9.07B | $9.07B | 61 | 2026-04-30 | → |
| 261 | ALPHACORE CAPITAL LLC | 174346 | $9.03B | $9.03B | 111 | 2026-04-30 | → |
| 262 | HORNOR, TOWNSEND & KENT, LLC | 4031 | $9.01B | $9.01B | 485 | 2026-04-30 | → |
| 263 | SIMON QUICK ADVISORS, LLC | 132330 | $9.01B | $9.01B | 97 | 2026-03-31 | → |
| 264 | KINGSVIEW WEALTH MANAGEMENT, LLC | 148107 | $8.96B | $8.96B | 285 | 2026-06-30 | → |
| 265 | AXXCESS WEALTH MANAGEMENT, LLC | 164081 | $8.88B | $8.88B | 72 | 2026-03-31 | → |
| 266 | SNOWDEN CAPITAL ADVISORS LLC | 157299 | $8.87B | $8.87B | 154 | 2026-04-30 | → |
| 267 | ARKADIOS WEALTH ADVISORS LLC | 288863 | $8.79B | $8.79B | 188 | 2026-06-30 | → |
| 268 | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC | 289977 | $8.76B | $8.76B | 118 | 2026-04-30 | → |
| 269 | U.S. CAPITAL WEALTH ADVISORS, LLC | 288199 | $8.76B | $8.76B | 141 | 2026-03-31 | → |
| 270 | FORUM FINANCIAL MANAGEMENT, LP | 145706 | $8.69B | $8.69B | 143 | 2026-06-30 | → |
| 271 | MILLBURN RIDGEFIELD LLC | 148870 | $8.67B | $8.67B | 59 | 2026-05-31 | → |
| 272 | MARCUARD FAMILY OFFICE LTD | 155003 | $8.66B | $8.66B | 36 | 2026-04-30 | → |
| 273 | SATURNA CAPITAL CORPORATION | 25586 | $8.62B | $8.62B | 83 | 2026-02-28 | → |
| 274 | GUIDED CHOICE ASSET MANAGEMENT, INC. | 112674 | $8.55B | $8.55B | 22 | 2026-03-31 | → |
| 275 | MUTUAL ADVISORS, LLC | 167658 | $8.55B | $8.55B | 208 | 2026-06-30 | → |
| 276 | ONE CAPITAL MANAGEMENT, LLC | 114861 | $8.53B | $8.53B | 103 | 2026-06-30 | → |
| 277 | NORTHWEST CAPITAL MANAGEMENT INC | 108091 | $8.52B | $8.52B | 11 | 2026-05-31 | → |
| 278 | SAGESPRING WEALTH PARTNERS | 283515 | $8.49B | $8.49B | 195 | 2026-05-31 | → |
| 279 | SYNOVUS SECURITIES, INC. | 14023 | $8.45B | $8.45B | 280 | 2026-01-31 | → |
| 280 | DOUGLAS LANE & ASSOCIATES, LLC | 282563 | $8.44B | $8.44B | 37 | 2026-03-31 | → |
| 281 | EMPIRICAL FINANCIAL SERVICES, LLC | 152622 | $8.43B | $8.43B | 94 | 2026-06-30 | → |
| 282 | AUREUS ASSET MANAGEMENT, LLC | 136674 | $8.40B | $8.40B | 14 | 2026-03-31 | → |
| 283 | BATTERY GLOBAL ADVISORS, LLC | 158508 | $8.37B | $8.37B | 38 | 2026-06-30 | → |
| 284 | ZHANG FINANCIAL LLC | 159257 | $8.37B | $8.37B | 50 | 2026-03-31 | → |
| 285 | WEALTHCARE ADVISORY PARTNERS LLC | 171976 | $8.29B | $8.29B | 243 | 2026-06-30 | → |
| 286 | BOLTON SECURITIES CORP | 129376 | $8.28B | $8.28B | 158 | 2026-03-31 | → |
| 287 | NICHOLAS HOFFMAN & COMPANY, LLC | 144516 | $8.26B | $8.26B | 26 | 2026-03-31 | → |
| 288 | JONATHAN ROBERTS ADVISORY GROUP, INC. | 112294 | $8.25B | $8.25B | 550 | 2026-03-31 | → |
| 289 | CAPITAL INVESTMENT ADVISORS, LLC | 158055 | $8.21B | $8.21B | 107 | 2026-04-30 | → |
| 290 | CAMBRIDGE ASSOCIATES LIMITED, LLC | 106003 | $8.20B | $8.20B | 15 | 2026-03-31 | → |
| 291 | R M DAVIS INC | 105448 | $8.15B | $8.15B | 63 | 2026-03-31 | → |
| 292 | ANNEX ADVISORY SERVICES, LLC | 127987 | $8.05B | $8.05B | 151 | 2026-04-30 | → |
| 293 | CRESTWOOD ADVISORS GROUP, LLC | 286243 | $8.02B | $8.02B | 64 | 2026-06-30 | → |
| 294 | D.F. DENT AND COMPANY, INC. | 105179 | $7.88B | $7.88B | 31 | 2026-06-30 | → |
| 295 | INGALLS & SNYDER LLC | 2288 | $7.83B | $7.83B | 92 | 2025-12-31 | → |
| 296 | FIFTH THIRD WEALTH ADVISORS LLC | 313015 | $7.80B | $7.80B | 83 | 2026-03-31 | → |
| 297 | MGO ONE SEVEN LLC | 283087 | $7.72B | $7.72B | 264 | 2026-04-30 | → |
| 298 | RITHOLTZ WEALTH MANAGEMENT | 168652 | $7.70B | $7.70B | 83 | 2026-05-31 | → |
| 299 | CADARET, GRANT & CO., INC. | 10641 | $7.67B | $7.67B | 692 | 2025-07-31 | → |
| 300 | FIDUCIARY TRUST INTERNATIONAL, LLC | 124062 | $7.67B | $7.67B | 50 | 2025-12-31 | → |
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