Research Report · 2026-06-30
Registered Investment Advisers Managing $100 Million to $500 Million
SEC-registered investment advisers with between $100 million and $500 million in reported regulatory assets under management.
Firms
1,000
Total AUM
$446.91B
Median AUM
$444.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 401 | FLOURISH WEALTH MANAGEMENT INC. | 170591 | $455.2M | $455.2M | 7 | 2026-05-31 | → |
| 402 | EAGLE CAPITAL MANAGEMENT, LLC | 110177 | $455.2M | $455.2M | 3 | 2026-02-28 | → |
| 403 | LEGACY WEALTH MANAGEMENT, LLC | 304659 | $455.1M | $455.1M | 4 | 2026-02-28 | → |
| 404 | SBE LLC DBA CEDAR COVE WEALTH PARTNERS | 336245 | $455.0M | $455.0M | 14 | 2026-06-30 | → |
| 405 | IVC WEALTH ADVISORS LLC | 301127 | $455.0M | $455.0M | 8 | 2026-01-31 | → |
| 406 | SELECTIVE WEALTH MANAGEMENT, INC. | 164882 | $454.8M | $454.8M | 9 | 2026-05-31 | → |
| 407 | WHITESTAR ADVISORS, LLC | 124627 | $454.5M | $454.5M | 8 | 2026-03-31 | → |
| 408 | NEW WATER CAPITAL, L.P. | 226608 | $454.4M | $454.4M | 12 | 2026-03-31 | → |
| 409 | SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC | 298315 | $454.2M | $454.2M | 8 | 2026-03-31 | → |
| 410 | PROVENANCE MANAGEMENT CO., LP | 307347 | $454.1M | $454.1M | 8 | 2026-03-31 | → |
| 411 | CONFIDENCE WEALTH MANAGEMENT, INC. | 127383 | $454.1M | $454.1M | 19 | 2026-03-31 | → |
| 412 | WAKEFIELD ASSET MANAGEMENT, LLLP | 143720 | $454.0M | $454.0M | 11 | 2026-03-31 | → |
| 413 | COLUMBUS INVESTMENT ADVISORY INC. | 104595 | $453.7M | $453.7M | 9 | 2026-03-31 | → |
| 414 | KRAFT ASSET MANAGEMENT, LLC | 119139 | $453.7M | $453.7M | 2 | 2025-08-31 | → |
| 415 | LAUREL WEALTH PLANNING LLC | 122035 | $453.6M | $453.6M | 8 | 2026-05-31 | → |
| 416 | SILVER GROVE FINANCIAL GROUP, INC. | 287512 | $453.6M | $453.6M | 17 | 2026-06-30 | → |
| 417 | BRANT POINT INVESTMENT MANAGEMENT LLC | 157572 | $453.3M | $453.3M | 6 | 2026-04-30 | → |
| 418 | RICHMOND INVESTMENT SERVICES LLC | 327451 | $453.2M | $453.2M | 14 | 2026-06-30 | → |
| 419 | PRENTISS SMITH & COMPANY, INC. | 110928 | $453.1M | $453.1M | 8 | 2026-06-30 | → |
| 420 | MCCLARREN FINANCIAL ADVISORS, INC. | 122147 | $453.0M | $453.0M | 9 | 2026-04-30 | → |
| 421 | IMZ ADVISORY INC. | 314890 | $452.7M | $452.7M | 4 | 2026-03-31 | → |
| 422 | ENDICOTT CAPITAL MANAGEMENT, L.L.C. | 308447 | $452.6M | $452.6M | 11 | 2026-03-31 | → |
| 423 | NOVA R WEALTH, INC. | 169574 | $452.6M | $452.6M | 8 | 2026-03-31 | → |
| 424 | OLD NORTH STATE WEALTH MANAGEMENT, LLC | 148659 | $452.6M | $452.6M | 6 | 2026-03-31 | → |
| 425 | ASPEN INVESTMENT MANAGEMENT INC. | 112081 | $452.5M | $452.5M | 5 | 2026-03-31 | → |
| 426 | CERTIOR FINANCIAL GROUP, LLC | 285502 | $452.3M | $452.3M | 9 | 2026-03-31 | → |
| 427 | AUDENT GLOBAL ASSET MANAGEMENT, LLC | 308166 | $452.3M | $452.3M | 7 | 2026-03-31 | → |
| 428 | POINTE CAPITAL MANAGEMENT LLC | 152520 | $452.3M | $452.3M | 6 | 2026-03-31 | → |
| 429 | SARVER VROOMAN WEALTH ADVISORS LLC | 332699 | $452.2M | $452.2M | 5 | 2026-04-30 | → |
| 430 | RBA WEALTH MANAGEMENT, LLC | 291029 | $452.1M | $452.1M | 7 | 2026-03-31 | → |
| 431 | BLACKHAWK CAPITAL PARTNERS, LLC | 158020 | $452.0M | $452.0M | 6 | 2026-06-30 | → |
| 432 | VIRTERA PARTNERS LLC | 308187 | $451.8M | $451.8M | 5 | 2026-03-31 | → |
| 433 | HOLCOMBE FINANCIAL, INC. | 142238 | $451.6M | $451.6M | 5 | 2026-06-30 | → |
| 434 | HORIZON ADVISORS, LLC | 114102 | $451.4M | $451.4M | 4 | 2026-03-31 | → |
| 435 | EDGE FOCUS CAPITAL MANAGEMENT, LLC | 309884 | $451.3M | $451.3M | 22 | 2026-03-31 | → |
| 436 | PRIVATE WEALTH ADVISORS, LLC | 141971 | $451.2M | $451.2M | 6 | 2026-03-31 | → |
| 437 | WEALTHSPAN PARTNERS, LLC | 297712 | $451.1M | $451.1M | 6 | 2026-03-31 | → |
| 438 | JUNIPER INVESTMENT COMPANY, LLC | 170814 | $451.1M | $451.1M | 9 | 2026-03-31 | → |
| 439 | KINETIC INVESTMENT MANAGEMENT, INC. | 283034 | $450.9M | $450.9M | 39 | 2026-06-30 | → |
| 440 | IFC PERSONAL MONEY MANAGERS, INC. | 126344 | $450.9M | $450.9M | 4 | 2026-04-30 | → |
| 441 | ENZI WEALTH, LLC | 315457 | $450.9M | $450.9M | 7 | 2026-03-31 | → |
| 442 | HAVENCREST CAPITAL MANAGEMENT, LLC | 287944 | $450.7M | $450.7M | 14 | 2026-05-31 | → |
| 443 | STONECOURT CAPITAL LP | 286234 | $450.5M | $450.5M | 9 | 2026-03-31 | → |
| 444 | M1 CAPITAL MANAGEMENT | 158269 | $450.4M | $450.4M | 12 | 2026-03-31 | → |
| 445 | NOLAN MANAGEMENT LLC | 312637 | $450.4M | $450.4M | 8 | 2026-05-31 | → |
| 446 | WATEREQUITY LLC | 281955 | $450.2M | $450.2M | 44 | 2026-05-31 | → |
| 447 | PERRY CAPITAL PARTNERS LLC | 312808 | $450.0M | $450.0M | 1 | 2025-03-31 | → |
| 448 | MITCHELL & PAHL PRIVATE WEALTH, LLC | 307625 | $449.9M | $449.9M | 4 | 2026-02-28 | → |
| 449 | CAPITAL SQUARE, LLC | 286098 | $449.9M | $449.9M | 11 | 2026-05-31 | → |
| 450 | HAZARD & SIEGEL ADVISORY SERVICES LLC | 151462 | $449.8M | $449.8M | 24 | 2026-03-31 | → |
| 451 | GUIDANCE CAPITAL, INC. | 323541 | $449.8M | $449.8M | 10 | 2026-04-30 | → |
| 452 | MUSTARD SEED FINANCIAL, LLC | 117737 | $449.4M | $449.4M | 10 | 2026-03-31 | → |
| 453 | QUAKER WEALTH MANAGEMENT LLC | 284546 | $449.3M | $449.3M | 7 | 2026-03-31 | → |
| 454 | SILVERLEAFE CAPITAL PARTNERS, LLC | 133174 | $449.2M | $449.2M | 7 | 2026-03-31 | → |
| 455 | MONEYWISE INC | 105103 | $449.2M | $449.2M | 10 | 2026-02-28 | → |
| 456 | AVANT MANAGEMENT LLC | 330991 | $449.0M | $449.0M | 8 | 2026-04-30 | → |
| 457 | NIKULSKI FINANCIAL, INC. | 151569 | $449.0M | $449.0M | 10 | 2026-03-31 | → |
| 458 | SQUARE CIRCLE IA LP | 312718 | $448.9M | $448.9M | 3 | 2026-03-31 | → |
| 459 | WESTBOURNE INVESTMENT ADVISORS INC. | 144571 | $448.8M | $448.8M | 6 | 2026-03-31 | → |
| 460 | MAIN LINE RETIREMENT ADVISORS, LLC | 284780 | $448.6M | $448.6M | 3 | 2026-03-31 | → |
| 461 | NOMAD FINTECH INC | 307764 | $448.6M | $448.6M | 53 | 2026-01-31 | → |
| 462 | DARBY INTERNATIONAL CAPITAL LLC | 310826 | $448.4M | $448.4M | 9 | 2026-03-31 | → |
| 463 | OSPREY PRIVATE WEALTH LLC | 331295 | $448.4M | $448.4M | 6 | 2026-06-30 | → |
| 464 | HARBOUR GROUP INDUSTRIES, INC. | 160634 | $448.3M | $448.3M | 25 | 2026-03-31 | → |
| 465 | ADKINS SEALE CAPITAL MANAGEMENT LLC | 166749 | $448.2M | $448.2M | 3 | 2026-02-28 | → |
| 466 | YOUR ADVOCATES, LTD., LLP | 138612 | $448.1M | $448.1M | 6 | 2026-03-31 | → |
| 467 | CADENCE WEALTH MANAGEMENT LLC | 155080 | $448.0M | $448.0M | 7 | 2026-03-31 | → |
| 468 | HARDIN CAPITAL PARTNERS, LLC | 153023 | $447.8M | $447.8M | 3 | 2026-02-28 | → |
| 469 | KERRISDALE ADVISERS, LLC | 160804 | $447.8M | $447.8M | 4 | 2026-03-31 | → |
| 470 | ADE, LLC | 168345 | $447.5M | $447.5M | 9 | 2026-06-30 | → |
| 471 | PETRA FINANCIAL ADVISORS INC | 107196 | $447.2M | $447.2M | 15 | 2026-03-31 | → |
| 472 | FLAGSHIP PRIVATE WEALTH, LLC | 175277 | $447.2M | $447.2M | 4 | 2026-06-30 | → |
| 473 | STEPHENSON AND COMPANY, INC. | 111453 | $447.0M | $447.0M | 5 | 2026-03-31 | → |
| 474 | LESLIE GLOBAL WEALTH, LLC | 128202 | $446.8M | $446.8M | 6 | 2026-03-31 | → |
| 475 | GRANT/GROSSMENDELSOHN, LLC | 111509 | $446.8M | $446.8M | 7 | 2025-03-31 | → |
| 476 | UNITED ADVISORS AMERICA CORPORATION | 147350 | $446.5M | $446.5M | 28 | 2026-03-31 | → |
| 477 | MAINSTREET RIA LLC | 309150 | $446.4M | $446.4M | 3 | 2026-02-28 | → |
| 478 | WEALTH NAVIGATION, LLC | 140612 | $446.3M | $446.3M | 12 | 2026-03-31 | → |
| 479 | L. K. BENSON & COMPANY, P.C. | 107908 | $446.2M | $446.2M | 9 | 2026-03-31 | → |
| 480 | BRACCO ASSET MANAGEMENT, LP | 326536 | $446.0M | $446.0M | 7 | 2026-03-31 | → |
| 481 | PEAK WEALTH MANAGEMENT, LLC | 166944 | $446.0M | $446.0M | 3 | 2026-03-31 | → |
| 482 | ROBERTS WEALTH ADVISORS, LLC | 308827 | $446.0M | $446.0M | 6 | 2026-03-31 | → |
| 483 | BEATON MANAGEMENT CO INC | 104728 | $445.7M | $445.7M | 3 | 2026-03-31 | → |
| 484 | BRIGHAM ROYALTIES MANAGEMENT, LLC | 333329 | $445.6M | $445.6M | 14 | 2026-03-31 | → |
| 485 | ASCENT CAPITAL MANAGEMENT, LLC | 131423 | $445.6M | $445.6M | 6 | 2025-06-30 | → |
| 486 | ARCADIA WEALTH MANAGEMENT, LLC | 284925 | $445.5M | $445.5M | 21 | 2026-05-31 | → |
| 487 | MINDSET WEALTH MANAGEMENT, LLC | 330384 | $445.5M | $445.5M | 4 | 2026-06-30 | → |
| 488 | MAXIM FINANCIAL ADVISORS LLC | 139366 | $445.5M | $445.5M | 35 | 2026-03-31 | → |
| 489 | NEWTON ONE INVESTMENTS LLC | 147048 | $445.5M | $445.5M | 7 | 2026-03-31 | → |
| 490 | 4X4 CAPITAL, LLC | 316647 | $445.4M | $445.4M | 9 | 2026-03-31 | → |
| 491 | SPECTRUM WEALTH ADVISORY GROUP, LLC | 298632 | $445.4M | $445.4M | 5 | 2026-03-31 | → |
| 492 | CWC ADVISORS, LLC | 127739 | $445.3M | $445.3M | 9 | 2026-04-30 | → |
| 493 | BEACONLIGHT CAPITAL, LLC | 158390 | $445.3M | $445.3M | 12 | 2026-03-31 | → |
| 494 | SSB&T WEALTH MANAGEMENT, LLC | 328102 | $445.1M | $445.1M | 6 | 2026-02-28 | → |
| 495 | LEFAVI WEALTH MANAGEMENT, INC. | 104961 | $445.0M | $445.0M | 5 | 2026-03-31 | → |
| 496 | ROBINSON SMITH WEALTH ADVISORS, LLC | 123098 | $444.9M | $444.9M | 8 | 2026-02-28 | → |
| 497 | KENTER CANYON CAPITAL, LLC | 150624 | $444.8M | $444.8M | 1 | 2026-03-31 | → |
| 498 | HOLISTIC FINANCIAL PARTNERS, LLC | 170913 | $444.6M | $444.6M | 6 | 2026-03-31 | → |
| 499 | FLOWER CITY CAPITAL LLC | 281503 | $444.6M | $444.6M | 9 | 2026-04-30 | → |
| 500 | WESTRIVER MANAGEMENT, LLC | 161921 | $444.4M | $444.4M | 14 | 2026-03-31 | → |
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