Research Report · 2026-06-30
Registered Investment Advisers Managing $100 Million to $500 Million
SEC-registered investment advisers with between $100 million and $500 million in reported regulatory assets under management.
Firms
1,000
Total AUM
$446.91B
Median AUM
$444.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 301 | CLELLAND & CO INC | 105406 | $465.7M | $465.7M | 3 | 2026-03-31 | → |
| 302 | ARROWROOT CAPITAL MANAGEMENT, LLC | 285193 | $465.5M | $465.5M | 16 | 2026-05-31 | → |
| 303 | FELLOWSHIP FINANCIAL PLANNING, LLC | 330347 | $465.3M | $465.3M | 12 | 2026-03-31 | → |
| 304 | BWM PLANNING LLC | 304855 | $465.3M | $465.3M | 6 | 2026-03-31 | → |
| 305 | SHARPVUE CAPITAL, LLC | 304746 | $465.2M | $465.2M | 9 | 2026-05-31 | → |
| 306 | ACUMEN FINANCIAL ADVISORS, LLC | 152748 | $465.2M | $465.2M | 5 | 2026-03-31 | → |
| 307 | OLIVE PARTNERS MANAGEMENT LLC | 335855 | $465.2M | $465.2M | 14 | 2026-06-30 | → |
| 308 | FIRST CITIZENS ASSET MANAGEMENT, INC | 140777 | $465.1M | $465.1M | 58 | 2026-05-31 | → |
| 309 | JOHN F SUBY WEALTH MANAGEMENT LLC | 150824 | $464.9M | $464.9M | 3 | 2026-04-30 | → |
| 310 | LPWM LLC | 299007 | $464.8M | $464.8M | 6 | 2026-02-28 | → |
| 311 | HMV WEALTH ADVISORS, LLC | 297747 | $464.8M | $464.8M | 4 | 2025-09-30 | → |
| 312 | S2 FUND MANAGER, LLC | 323759 | $464.7M | $464.7M | 42 | 2026-03-31 | → |
| 313 | DEW WEALTH MANAGEMENT, LLC | 114148 | $464.7M | $464.7M | 40 | 2026-06-30 | → |
| 314 | CYPRESS CAPITAL PARTNERS, LLC | 140754 | $464.4M | $464.4M | 3 | 2026-03-31 | → |
| 315 | VERT ASSET MANAGEMENT LLC | 288445 | $464.4M | $464.4M | 2 | 2026-01-31 | → |
| 316 | COLONIAL RIVER INVESTMENTS, LLC | 284839 | $464.4M | $464.4M | 21 | 2026-03-31 | → |
| 317 | OBRIEN GREENE & CO INC | 110281 | $464.3M | $464.3M | 7 | 2026-06-30 | → |
| 318 | ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, INC. | 126685 | $464.3M | $464.3M | 3 | 2025-12-31 | → |
| 319 | WISDOM FIXED INCOME MANAGEMENT, LLC | 332006 | $464.2M | $464.2M | 11 | 2026-06-30 | → |
| 320 | SARD WEALTH MANAGEMENT GROUP, LLC | 123457 | $464.0M | $464.0M | 3 | 2026-02-28 | → |
| 321 | SCOGGIN MANAGEMENT LP | 157587 | $463.9M | $463.9M | 18 | 2026-03-31 | → |
| 322 | DESTRA CAPITAL ADVISORS LLC | 148574 | $463.8M | $463.8M | 12 | 2026-03-31 | → |
| 323 | INDEPENDENCE FINANCIAL ADVISORS, LLC | 156305 | $463.8M | $463.8M | 11 | 2025-12-31 | → |
| 324 | TUFTON CAPITAL MANAGEMENT, LLC | 113543 | $463.8M | $463.8M | 9 | 2026-04-30 | → |
| 325 | MKT ADVISORS LLC | 163833 | $463.7M | $463.7M | 6 | 2026-05-31 | → |
| 326 | TCP MANAGEMENT LLC | 319179 | $463.5M | $463.5M | 12 | 2026-06-30 | → |
| 327 | MONARCH WEALTH STRATEGIES | 136029 | $463.5M | $463.5M | 7 | 2026-03-31 | → |
| 328 | MILLER FINANCIAL SERVICES LLC | 143788 | $462.9M | $462.9M | 3 | 2026-03-31 | → |
| 329 | PLUM STREET ADVISORS, LLC | 283917 | $462.8M | $462.8M | 8 | 2026-06-30 | → |
| 330 | HARMONY ASSET MANAGEMENT LLC | 116069 | $462.5M | $462.5M | 10 | 2026-03-31 | → |
| 331 | TIDEMARK, LLC | 327611 | $462.5M | $462.5M | 12 | 2026-06-30 | → |
| 332 | ENVISION FINANCIAL PLANNING, LLC | 321790 | $462.5M | $462.5M | 6 | 2026-03-31 | → |
| 333 | SAM ADVISORS, LLC | 108685 | $462.3M | $462.3M | 3 | 2026-02-28 | → |
| 334 | CHARTER CAPITAL MANAGEMENT, LLC | 35919 | $462.2M | $462.2M | 5 | 2026-03-31 | → |
| 335 | JAZZ WEALTH MANAGERS, INC. | 282807 | $462.2M | $462.2M | 9 | 2026-03-31 | → |
| 336 | TRUMAN CAPITAL ADVISORS, LP | 156659 | $462.0M | $462.0M | 15 | 2026-04-30 | → |
| 337 | GREENLEA LANE CAPITAL MANAGEMENT LLC | 162012 | $461.9M | $461.9M | 2 | 2026-03-31 | → |
| 338 | ADIRONDACK FINANCIAL SERVICES CORP | 126155 | $461.8M | $461.8M | 16 | 2026-05-31 | → |
| 339 | ONEMAP MINERAL SERVICES LLC | 285938 | $461.7M | $461.7M | 18 | 2025-05-31 | → |
| 340 | STERLING FUND MANAGEMENT, LLC | 160338 | $461.6M | $461.6M | 30 | 2026-03-31 | → |
| 341 | REYL OVERSEAS LTD. | 152526 | $461.6M | $461.6M | 11 | 2026-05-31 | → |
| 342 | RED IRON GROUP MANAGEMENT, LLC | 317920 | $461.6M | $461.6M | 16 | 2026-03-31 | → |
| 343 | GAINPLAN LLC | 174427 | $461.6M | $461.6M | 12 | 2026-03-31 | → |
| 344 | AOF MANAGEMENT LLC | 170193 | $461.5M | $461.5M | 6 | 2026-06-30 | → |
| 345 | FUSION CAPITAL PARTNERS, LP | 333924 | $461.4M | $461.4M | 9 | 2026-06-30 | → |
| 346 | SAYBROOK FUND ADVISORS, LLC | 158634 | $461.2M | $461.2M | 11 | 2026-03-31 | → |
| 347 | TRUE NORTH RETIREMENT ADVISORS, LLC | 290885 | $460.9M | $460.9M | 7 | 2026-03-31 | → |
| 348 | CURIO WEALTH, LLC | 328178 | $460.7M | $460.7M | 13 | 2026-03-31 | → |
| 349 | WEBSTERROGERS FINANCIAL ADVISORS, LLC | 121006 | $460.5M | $460.5M | 9 | 2026-03-31 | → |
| 350 | BETA WEALTH GROUP, INC | 165224 | $460.3M | $460.3M | 3 | 2026-06-30 | → |
| 351 | LOWE WEALTH ADVISORS, LLC | 157906 | $460.2M | $460.2M | 9 | 2025-03-31 | → |
| 352 | ROTH FINANCIAL PARTNERS LLC | 309814 | $460.1M | $460.1M | 4 | 2026-02-28 | → |
| 353 | VERMILLION WEALTH MANAGEMENT INC. | 281978 | $459.9M | $459.9M | 5 | 2026-06-30 | → |
| 354 | ALPHA FINANCIAL PARTNERS LLC | 306639 | $459.9M | $459.9M | 7 | 2026-03-31 | → |
| 355 | GDEV MANAGEMENT, LLC | 334800 | $459.7M | $459.7M | 11 | 2026-06-30 | → |
| 356 | BEACON ADVISORS HOLDINGS, LLC | 335101 | $459.6M | $459.6M | 4 | 2026-06-30 | → |
| 357 | BLAKE SCHUTTER THEIL WEALTH ADVISORS, LLC | 292661 | $459.5M | $459.5M | 6 | 2026-03-31 | → |
| 358 | SAIPH CAPITAL, LLC | 312119 | $459.4M | $459.4M | 4 | 2026-04-30 | → |
| 359 | FSA WEALTH MANAGEMENT, LLC | 288525 | $459.3M | $459.3M | 6 | 2025-03-31 | → |
| 360 | US SELECT ASSET MANAGEMENT, INC. | 166672 | $459.3M | $459.3M | 4 | 2026-03-31 | → |
| 361 | SEASIDE WEALTH MANAGEMENT, INC. | 271039 | $459.3M | $459.3M | 12 | 2026-02-28 | → |
| 362 | HARSPRING CAPITAL MANAGEMENT, LLC | 170882 | $459.1M | $459.1M | 4 | 2026-03-31 | → |
| 363 | MIZZEN MANAGEMENT LLC | 333592 | $459.0M | $459.0M | 13 | 2026-03-31 | → |
| 364 | NIA IMPACT ADVISORS, LLC | 286587 | $459.0M | $459.0M | 9 | 2026-03-31 | → |
| 365 | OLDFATHER FINANCIAL SERVICES LLC | 112505 | $459.0M | $459.0M | 5 | 2025-10-31 | → |
| 366 | OWEN LARUE, LLC | 289436 | $458.9M | $458.9M | 7 | 2026-03-31 | → |
| 367 | WARNER GROUP LLC | 334877 | $458.5M | $458.5M | 20 | 2026-04-30 | → |
| 368 | STRATEGAS ASSET MANAGEMENT, LLC | 172000 | $458.4M | $458.4M | 26 | 2026-06-30 | → |
| 369 | ANCOR HOLDINGS, LP | 210524 | $458.4M | $458.4M | 9 | 2026-03-31 | → |
| 370 | TRINITY CAPITAL INVESTORS | 110798 | $458.3M | $458.3M | 2 | 2026-03-31 | → |
| 371 | FIRST NEBRASKA ADVISORY LLC | 298667 | $458.0M | $458.0M | 7 | 2026-03-31 | → |
| 372 | MRE MANAGEMENT, LLC | 338513 | $458.0M | $458.0M | 7 | 2026-04-30 | → |
| 373 | PARAGON PRIVATE WEALTH MANAGEMENT LLC | 312817 | $457.9M | $457.9M | 6 | 2026-03-31 | → |
| 374 | EAGLE POINT INCOME MANAGEMENT LLC | 299198 | $457.9M | $457.9M | 66 | 2026-03-31 | → |
| 375 | CAMBRIDGE CAPITAL MANAGEMENT, LLC | 110932 | $457.8M | $457.8M | 5 | 2026-02-28 | → |
| 376 | PARAMOUNT GROUP REAL ESTATE ADVISOR LLC | 161324 | $457.7M | $457.7M | 91 | 2026-03-31 | → |
| 377 | PURSUIT WEALTH MANAGEMENT, LLC | 337709 | $457.5M | $457.5M | 7 | 2026-02-28 | → |
| 378 | BIRCH RUN INVESTMENTS, LLC | 285285 | $457.5M | $457.5M | 5 | 2026-03-31 | → |
| 379 | CORTEN REAL ESTATE MANAGEMENT LLC | 321897 | $457.4M | $457.4M | 15 | 2026-03-31 | → |
| 380 | PALLADIN CONSUMER RETAIL PARTNERS, LLC | 164689 | $457.3M | $457.3M | 9 | 2026-05-31 | → |
| 381 | RETIREMENT CONSULTING GROUP, INC. | 311184 | $457.0M | $457.0M | 4 | 2026-03-31 | → |
| 382 | GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC | 316072 | $457.0M | $457.0M | 10 | 2026-05-31 | → |
| 383 | SMITH FINANCIAL INVESTMENT ADVISORS, INC. | 154022 | $456.9M | $456.9M | 5 | 2026-03-31 | → |
| 384 | MOSELEY INVESTMENT MANAGEMENT, INC. | 124152 | $456.8M | $456.8M | 7 | 2026-03-31 | → |
| 385 | WEALTH ADVISORS OF TAMPA BAY LLC | 162724 | $456.8M | $456.8M | 8 | 2026-03-31 | → |
| 386 | GARDNER LEWIS ASSET MANAGEMENT LP | 105033 | $456.5M | $456.5M | 8 | 2026-03-31 | → |
| 387 | LUCAS GROUP FINANCIAL PLANNERS, INC. | 130163 | $456.5M | $456.5M | 6 | 2026-01-31 | → |
| 388 | ACCESS INVESTMENT MANAGEMENT, LLC | 322491 | $456.4M | $456.4M | 2 | 2026-02-28 | → |
| 389 | AGH WEALTH ADVISORS, LLC | 146796 | $456.3M | $456.3M | 6 | 2026-03-31 | → |
| 390 | FIVE OCEANS ADVISORS LLC | 308377 | $456.2M | $456.2M | 8 | 2026-01-31 | → |
| 391 | TRUENORTH WEALTH & IMPACT, LLC | 321238 | $456.2M | $456.2M | 5 | 2026-03-31 | → |
| 392 | FLORIDA FINANCIAL ADVISORS, LLC | 288811 | $456.1M | $456.1M | 667 | 2026-04-30 | → |
| 393 | WORTH VENTURE PARTNERS, LLC | 168610 | $456.1M | $456.1M | 11 | 2026-03-31 | → |
| 394 | LGT FINANCIAL ADVISORS LLC | 111575 | $456.1M | $456.1M | 5 | 2026-03-31 | → |
| 395 | BENFORD CAPITAL PARTNERS MANAGEMENT, L.P. | 309272 | $456.0M | $456.0M | 20 | 2026-04-30 | → |
| 396 | CYPRESS ASSET MANAGEMENT INC | 106593 | $455.8M | $455.8M | 5 | 2026-04-30 | → |
| 397 | MULLOOLY ASSET MANAGEMENT, INC. | 121184 | $455.6M | $455.6M | 4 | 2026-02-28 | → |
| 398 | CHANEY CAPITAL MANAGEMENT INC. | 116511 | $455.5M | $455.5M | 6 | 2026-05-31 | → |
| 399 | COVE PRIVATE WEALTH, LLC | 316866 | $455.5M | $455.5M | 2 | 2026-02-28 | → |
| 400 | SICART ASSOCIATES, LLC | 285275 | $455.4M | $455.4M | 3 | 2026-04-30 | → |
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