Research Report · 2026-06-30
Registered Investment Advisers with the Most Accounts per Investment Advisory Employee
SEC-registered investment advisers ranked by accounts / investment advisory employee.
Firms
1,000
Total AUM
$11.81T
Median AUM
$1.11B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Accounts / Investment Advisory Employee↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 801 | TRUEPOINT, INC. | 105664 | 260.6 | $6.39B | 103 | 2026-03-31 | → |
| 802 | FULLER WEALTH MANAGEMENT, LLC | 281767 | 260.6 | $707.8M | 9 | 2025-01-31 | → |
| 803 | VALLEY WEALTH STRATEGIES, LLC | 289737 | 260.5 | $1.45B | 59 | 2026-06-30 | → |
| 804 | HHM WEALTH ADVISORS, LLC | 150843 | 260.2 | $1.47B | 20 | 2026-03-31 | → |
| 805 | SALEM INVESTMENT COUNSELORS INC | 104855 | 260 | $4.19B | 18 | 2026-03-31 | → |
| 806 | EVERNEST FINANCIAL ADVISORS | 328161 | 260 | $963.0M | 6 | 2026-03-31 | → |
| 807 | TOTAL INVESTMENT MANAGEMENT, INC. | 108818 | 259.9 | $1.35B | 12 | 2026-03-31 | → |
| 808 | THE FINANCIAL CONSULATE, INC | 106898 | 259.6 | $1.10B | 25 | 2026-02-28 | → |
| 809 | FIRESTONE CAPITAL MANAGEMENT INC | 106366 | 259.6 | $806.2M | 7 | 2026-06-30 | → |
| 810 | COMPREHENSIVE CAPITAL MANAGEMENT, INC. | 119890 | 259.3 | $77.5M | 11 | 2026-06-30 | → |
| 811 | THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | 140551 | 259.1 | $538.8M | 7 | 2026-03-31 | → |
| 812 | CARLSON CAPITAL MANAGEMENT, LLC | 281544 | 259.1 | $3.81B | 78 | 2025-03-31 | → |
| 813 | NEXT CAPITAL MANAGEMENT LLC | 110793 | 259.1 | $2.14B | 23 | 2026-01-31 | → |
| 814 | NEUBERGER BERMAN CANADA ULC | 284803 | 258.8 | $12.39B | 27 | 2026-04-30 | → |
| 815 | CV ADVISORS LLC | 164817 | 258.8 | $15.08B | 82 | 2026-04-30 | → |
| 816 | PENOBSCOT WEALTH MANAGEMENT | 286211 | 258.7 | $544.5M | 12 | 2026-04-30 | → |
| 817 | HEXAGON CAPITAL PARTNERS, LLC | 305850 | 258.4 | $965.0M | 8 | 2026-03-31 | → |
| 818 | SOUDERS FINANCIAL ADVISORS, LLC | 296780 | 258.3 | $1.41B | 21 | 2026-03-31 | → |
| 819 | KEY CAPITAL MANAGEMENT, INC. | 173773 | 258.2 | $393.0M | 35 | 2026-04-30 | → |
| 820 | CAPITAL A WEALTH MANAGEMENT, LLC | 328863 | 258.1 | $612.9M | 21 | 2026-04-30 | → |
| 821 | VISTA INVESTMENT PARTNERS II, LLC | 327983 | 258 | $383.1M | 12 | 2026-03-31 | → |
| 822 | PETREDIS INVESTMENT ADVISORS LLC | 322371 | 257.8 | $1.69B | 10 | 2026-03-31 | → |
| 823 | MRAZ, AMERINE & ASSOCIATES, INC. | 158338 | 257.8 | $917.5M | 6 | 2026-03-31 | → |
| 824 | CHOREO, LLC | 111221 | 257.7 | $19.14B | 232 | 2026-03-31 | → |
| 825 | QUAD-CITIES INVESTMENT GROUP, LLC | 154113 | 257.7 | $425.5M | 8 | 2026-04-30 | → |
| 826 | KERBERROSE WEALTH MANAGEMENT, LLC | 168787 | 257.3 | $1.16B | 13 | 2026-03-31 | → |
| 827 | HFM INVESTMENT ADVISORS, LLC | 289103 | 257.2 | $404.1M | 5 | 2026-03-31 | → |
| 828 | MCMILL WEALTH INC | 129015 | 257.1 | $862.3M | 50 | 2026-03-31 | → |
| 829 | ARCHFORD CAPITAL STRATEGIES, LLC | 164482 | 257.1 | $1.49B | 45 | 2026-04-30 | → |
| 830 | TAR RIVER WEALTH PLANNING, LLC | 328530 | 256.6 | $401.2M | 9 | 2026-02-28 | → |
| 831 | TRILOGY CAPITAL, INC. | 281597 | 256.6 | $3.21B | 74 | 2026-06-30 | → |
| 832 | JGP WEALTH MANAGEMENT, LLC | 290694 | 256.5 | $1.43B | 23 | 2026-02-28 | → |
| 833 | QUADRANT PRIVATE WEALTH MANAGEMENT, LLC | 277044 | 256.3 | $2.10B | 19 | 2026-04-30 | → |
| 834 | BEAIRD HARRIS WEALTH MANAGEMENT, LLC | 107238 | 256.2 | $2.27B | 19 | 2026-03-31 | → |
| 835 | ALTERNATIVE INVESTMENT ADVISORS, LLC | 160108 | 256.1 | $385.9M | 15 | 2026-03-31 | → |
| 836 | DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. | 165145 | 256 | $382.9M | 9 | 2026-02-28 | → |
| 837 | LPFG, LLC | 312978 | 256 | $381.3M | 28 | 2026-03-31 | → |
| 838 | BROOKSTONE CAPITAL MANAGEMENT LLC | 141413 | 255.9 | $12.75B | 405 | 2026-03-31 | → |
| 839 | DIVERSIFY WEALTH MANAGEMENT, LLC | 329878 | 255.8 | $4.11B | 95 | 2026-03-31 | → |
| 840 | NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC | 109203 | 255.6 | $673.0M | 12 | 2026-03-31 | → |
| 841 | FAS WEALTH PARTNERS, INC. | 109796 | 255.5 | $3.78B | 33 | 2026-02-28 | → |
| 842 | CONCURRENT INVESTMENT ADVISORS, LLC | 323135 | 255.3 | $15.73B | 188 | 2026-06-30 | → |
| 843 | YOUNG RICHARD C & CO LTD | 105866 | 255.3 | $1.80B | 14 | 2026-03-31 | → |
| 844 | WHEELHOUSE ADVISORY GROUP, LLC | 312806 | 255.3 | $388.1M | 28 | 2026-03-31 | → |
| 845 | MONTZ HARCUS WEALTH MANAGEMENT LLC | 301963 | 255.2 | $876.3M | 10 | 2026-06-30 | → |
| 846 | MJP ASSOCIATES, INC. | 127654 | 254.8 | $1.56B | 21 | 2026-06-30 | → |
| 847 | BATES FINANCIAL ADVISORS, INC. | 116515 | 254.6 | $439.2M | 5 | 2026-06-30 | → |
| 848 | CORA CAPITAL ADVISORS LLC | 318134 | 254.4 | $722.9M | 13 | 2026-03-31 | → |
| 849 | CAPWEALTH ADVISORS, LLC | 148781 | 254.4 | $2.03B | 19 | 2026-03-31 | → |
| 850 | NORTHCOAST ASSET MANAGEMENT LLC | 282241 | 254.4 | $4.97B | 45 | 2026-06-30 | → |
| 851 | ROVIN CAPITAL LLC | 152662 | 254.3 | $710.7M | 9 | 2026-03-31 | → |
| 852 | MOSAIC FAMILY WEALTH PARTNERS, LLC | 317377 | 254.1 | $2.04B | 22 | 2026-03-31 | → |
| 853 | 626 FINANCIAL, LLC | 306474 | 254 | $379.6M | 5 | 2026-02-28 | → |
| 854 | PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC | 141988 | 254 | $215.0M | 16 | 2026-05-31 | → |
| 855 | EQUITY WEALTH PARTNERS, LLC | 317224 | 253.8 | $258.6M | 8 | 2026-06-30 | → |
| 856 | SCHAEFER FINANCIAL MANAGEMENT, INC. | 110110 | 253.7 | $1.11B | 9 | 2026-03-31 | → |
| 857 | SUMMIT ASSET MANAGEMENT LLC | 109606 | 253.7 | $1.08B | 8 | 2026-03-31 | → |
| 858 | MERIDIAN FINANCIAL PARTNERS LLC | 281969 | 253.7 | $627.6M | 7 | 2026-03-31 | → |
| 859 | WEALTH MANAGEMENT ADVISORS, LLC | 171260 | 253.6 | $686.1M | 10 | 2026-03-31 | → |
| 860 | LEGACY WEALTH PARTNERS, LLC | 333032 | 253.5 | $646.0M | 15 | 2026-02-28 | → |
| 861 | MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC | 110152 | 253.4 | $2.26B | 14 | 2026-05-31 | → |
| 862 | LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP | 107153 | 253.3 | $12.84B | 109 | 2026-06-30 | → |
| 863 | COASTEDGE PARTNERS, LLC | 149685 | 253.2 | $2.14B | 16 | 2026-03-31 | → |
| 864 | G&S CAPITAL LLC | 171033 | 253 | $475.6M | 9 | 2026-05-31 | → |
| 865 | WINNACLE WEALTH, LLC | 317181 | 252.8 | $145.0M | 6 | 2026-05-31 | → |
| 866 | THE PLANNING CENTER, INC. | 118994 | 252.7 | $1.37B | 28 | 2026-03-31 | → |
| 867 | MARGOLIS BRADY RAGHAVAN FINANCIAL, INC. | 168333 | 252.7 | $956.4M | 10 | 2026-03-31 | → |
| 868 | CHANNEL WEALTH, LLC | 323461 | 252.4 | $850.9M | 17 | 2026-04-30 | → |
| 869 | CAPITAL ADVANTAGE, INC. | 108985 | 252.3 | $1.28B | 16 | 2026-03-31 | → |
| 870 | KLINGMAN AND ASSOCIATES, LLC | 125618 | 252.3 | $5.66B | 25 | 2026-05-31 | → |
| 871 | CENTER FOR FINANCIAL PLANNING INC | 109599 | 252.1 | $1.97B | 26 | 2026-04-30 | → |
| 872 | DROMS STRAUSS ADVISORS, INC. | 108620 | 252 | $806.3M | 8 | 2026-03-31 | → |
| 873 | MCF ADVISORS, LLC | 130372 | 251.3 | $4.68B | 55 | 2026-05-31 | → |
| 874 | WEALTH MANAGEMENT RESOURCES, INC. | 45452 | 251.3 | $385.2M | 9 | 2026-05-31 | → |
| 875 | FRISCH FINANCIAL GROUP, INC. | 126524 | 251.3 | $931.6M | 18 | 2026-04-30 | → |
| 876 | PINNACLE FAMILY ADVISORS, LLC | 145628 | 250.9 | $371.7M | 13 | 2026-03-31 | → |
| 877 | PLATFORM TECHNOLOGY PARTNERS LLC | 305602 | 250.8 | $1.23B | 12 | 2026-03-31 | → |
| 878 | TILSON FINANCIAL GROUP INC | 110890 | 250.7 | $750.6M | 9 | 2026-02-28 | → |
| 879 | SPECTRUM WEALTH COUNSEL, LLC | 323651 | 250.7 | $1.15B | 12 | 2025-03-31 | → |
| 880 | ACAP ASSET MANAGEMENT, INC. | 149452 | 250.6 | $255.0M | 5 | 2026-03-31 | → |
| 881 | BASE WEALTH MANAGEMENT LLC | 321991 | 250.4 | $326.3M | 15 | 2026-03-31 | → |
| 882 | EQUITY INVESTMENT CORPORATION | 283930 | 250.4 | $3.51B | 27 | 2026-03-31 | → |
| 883 | NET WORTH ADVISORY GROUP, LLC | 126983 | 250.4 | $838.4M | 20 | 2026-03-31 | → |
| 884 | NICHOLAS WEALTH, LLC | 282635 | 250 | $739.8M | 19 | 2026-04-30 | → |
| 885 | DAVINCI FINANCIAL DESIGNS LLC | 163362 | 250 | $222.8M | 5 | 2026-04-30 | → |
| 886 | CALDWELL SUTTER CAPITAL, INC. | 10489 | 249.8 | $605.7M | 17 | 2026-04-30 | → |
| 887 | RUEDI WEALTH MANAGEMENT, INC. | 173262 | 249.8 | $498.0M | 5 | 2026-04-30 | → |
| 888 | COMPASS ION ADVISORS, LLC | 166418 | 249.7 | $1.59B | 24 | 2026-03-31 | → |
| 889 | ARAX ADVISORY PARTNERS, LLC | 133535 | 249.6 | $23.18B | 319 | 2026-06-30 | → |
| 890 | MRA ADVISORY GROUP | 287933 | 249.1 | $361.3M | 13 | 2026-04-30 | → |
| 891 | SILVEROAK WEALTH MANAGEMENT LLC | 110532 | 249 | $2.00B | 23 | 2026-03-31 | → |
| 892 | NORRIS PERNE & FRENCH LLP | 104683 | 248.7 | $2.69B | 18 | 2026-03-31 | → |
| 893 | HFG WEALTH MANAGEMENT, LLC | 148406 | 248.7 | $505.6M | 6 | 2026-03-31 | → |
| 894 | THE WEALTH GROUP, LTD | 311385 | 248.6 | $711.0M | 12 | 2026-01-31 | → |
| 895 | CLARET ASSET MANAGEMENT CORP | 110453 | 248.6 | $2.36B | 44 | 2026-03-31 | → |
| 896 | HUTCHENS & KRAMER INVESTMENT MANAGEMENT GROUP, LLC | 289413 | 248.6 | $546.8M | 10 | 2026-05-31 | → |
| 897 | BALANCE WEALTH PARTNERS LLC | 329589 | 248.4 | $386.7M | 12 | 2026-03-31 | → |
| 898 | MILESTONE ASSET MANAGEMENT, LLC | 310441 | 248.4 | $690.7M | 13 | 2026-02-28 | → |
| 899 | LWM ADVISORY SERVICES, LLC | 172009 | 248.4 | $1.09B | 10 | 2026-04-30 | → |
| 900 | GOOD LIFE ADVISORS, LLC | 171898 | 248.2 | $4.35B | 135 | 2026-03-31 | → |
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