Research Report · 2026-06-30
Largest Registered Investment Advisers in the Southwest
SEC-registered investment advisers based in the Southwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
1,420
Total AUM
$5.34T
Median AUM
$408.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 701 | FRUTH INVESTMENT MANAGEMENT | HOUSTON | 107273 | $417.8M | 3 | 2026-03-31 | → |
| 702 | CASTLEVIEW PARTNERS, LLC | DALLAS | 281410 | $416.9M | 22 | 2026-05-31 | → |
| 703 | SLOTNIK CAPITAL, LLC | DALLAS | 324251 | $415.8M | 5 | 2026-03-31 | → |
| 704 | PROMUS ASSET MANAGEMENT, LLC | DALLAS | 157484 | $415.0M | 4 | 2026-03-31 | → |
| 705 | CAIRD INVESTMENT PARTNERS, LLC | DALLAS | 334504 | $413.2M | 8 | 2026-03-31 | → |
| 706 | VORTUS INVESTMENT ADVISORS, LLC | FORT WORTH | 166178 | $411.7M | 6 | 2026-04-30 | → |
| 707 | ACCESS FINANCIAL RESOURCES INC. | OKLAHOMA CITY | 109495 | $410.6M | 9 | 2026-04-30 | → |
| 708 | HEFFERNAN ADVISORY, INC. | FLAGSTAFF | 116771 | $409.6M | 12 | 2026-06-30 | → |
| 709 | STERLING INVESTMENT MANAGEMENT, LLC | TUCSON | 112923 | $409.2M | 8 | 2026-03-31 | → |
| 710 | TRUEFG, LLC | CEDAR PARK | 285850 | $409.0M | 2 | 2026-03-31 | → |
| 711 | GREENRIDGE EQUITY PARTNERS, LLC | AUSTIN | 171612 | $408.8M | 14 | 2026-03-31 | → |
| 712 | REVERE ASSET MANAGEMENT, INC. | ALLEN | 152881 | $407.9M | 7 | 2026-02-28 | → |
| 713 | FIFTH FORCE MANAGEMENT LLC | DALLAS | 325161 | $406.9M | 4 | 2026-03-31 | → |
| 714 | GREENBERG FINANCIAL GROUP | TUCSON | 38747 | $406.9M | 10 | 2026-03-31 | → |
| 715 | PALOGIC VALUE MANAGEMENT, L.P. | DALLAS | 155133 | $405.5M | 5 | 2026-06-30 | → |
| 716 | TRITON WEALTH MANAGEMENT, PLLC | SUN CITY | 291070 | $405.1M | 9 | 2026-03-31 | → |
| 717 | S HARRIS FINANCIAL GROUP, LLC | SAN ANTONIO | 151899 | $404.4M | 7 | 2026-03-31 | → |
| 718 | TFR CAPITAL, LLC | PLANO | 333108 | $403.1M | 9 | 2026-03-31 | → |
| 719 | CENTERED WEALTH, LLC | IRVING | 141343 | $402.5M | 6 | 2025-03-31 | → |
| 720 | ERBEN ASSOCIATES, LLC | AUSTIN | 148703 | $402.5M | 10 | 2026-03-31 | → |
| 721 | ROG IX, LLC | HOUSTON | 304142 | $401.0M | 43 | 2026-03-31 | → |
| 722 | THE CAPITAL CHART ROOM, LTD | FORT WORTH | 117980 | $400.9M | 7 | 2026-03-31 | → |
| 723 | KIRKWOOD FINANCIAL SERVICES LLC | SAN ANTONIO | 169278 | $399.8M | 12 | 2026-05-31 | → |
| 724 | THREADGILL FINANCIAL, LLC | THE WOODLANDS | 174865 | $399.4M | 3 | 2026-03-31 | → |
| 725 | PIONEER WEALTH MANAGEMENT GROUP, INC | AUSTIN | 133429 | $399.2M | 11 | 2026-02-28 | → |
| 726 | STONECREST ADVISORS, INC. | AUSTIN | 142095 | $398.8M | 25 | 2026-04-30 | → |
| 727 | LUMINVEST WEALTH MANAGEMENT LLC | SCOTTSDALE | 326261 | $398.0M | 5 | 2026-02-28 | → |
| 728 | FORTUNE WEALTH MANAGEMENT, LLC | DALLAS | 157832 | $396.3M | 3 | 2026-02-28 | → |
| 729 | PORTFOLIO, LLC | ALBUQUERQUE | 145687 | $395.5M | 3 | 2026-01-31 | → |
| 730 | KA CREDIT ADVISORS II, LLC | HOUSTON | 311657 | $395.2M | 64 | 2026-03-31 | → |
| 731 | CARGILE INVESTMENT MANAGEMENT, INC. | MIDLAND | 116982 | $394.6M | 3 | 2026-03-31 | → |
| 732 | HIGHPEAK ENERGY MANAGEMENT, LLC | FORT WORTH | 293928 | $391.8M | 3 | 2026-03-31 | → |
| 733 | FIFTH PARTNERS MANAGEMENT, LLC | DALLAS | 326712 | $391.6M | 28 | 2026-03-31 | → |
| 734 | RMW ADVISORS, LLC | HOUSTON | 159293 | $390.9M | 7 | 2026-01-31 | → |
| 735 | NIXON CAPITAL LLC | AUSTIN | 148061 | $389.9M | 2 | 2026-06-30 | → |
| 736 | LBJ FAMILY WEALTH ADVISORS, LTD. | AUSTIN | 129701 | $388.8M | 2 | 2026-02-28 | → |
| 737 | SOUTHWEST INVESTMENT ADVISORS, INC. | TUCSON | 312685 | $386.9M | 5 | 2026-03-31 | → |
| 738 | 1836 ASSET MANAGEMENT, LLC | GARLAND | 313389 | $386.6M | 3 | 2026-03-31 | → |
| 739 | LOGIC CAPITAL MANAGEMENT, LLC | HOUSTON | 137902 | $381.2M | 3 | 2025-03-31 | → |
| 740 | WEALTH BENEFIT ADVISORS, LLC | HOUSTON | 319324 | $380.9M | 5 | 2026-04-30 | → |
| 741 | BUTTONWOOD CAPITAL MANAGEMENT, LLC | SCOTTSDALE | 174857 | $380.8M | 6 | 2026-03-31 | → |
| 742 | FORTITER WEALTH MANAGEMENT, LLC | HOUSTON | 169577 | $379.9M | 4 | 2026-04-30 | → |
| 743 | BURK HOLDINGS LLC | TULSA | 305300 | $379.9M | 8 | 2026-03-31 | → |
| 744 | IRONBRIDGE PRIVATE WEALTH, LLC | AUSTIN | 287714 | $379.7M | 6 | 2026-03-31 | → |
| 745 | CMG GLOBAL HOLDINGS, LLC | PLANO | 307513 | $379.4M | 4 | 2026-02-28 | → |
| 746 | SUN MOUNTAIN CAPITAL ADVISORS, LLC | SANTA FE | 151477 | $378.7M | 7 | 2026-03-31 | → |
| 747 | LEGACY CG LLC | PLANO | 108541 | $378.6M | 4 | 2026-03-31 | → |
| 748 | ICW INVESTMENT ADVISORS, LLC | SCOTTSDALE | 135081 | $376.6M | 6 | 2026-03-31 | → |
| 749 | RHODES INVESTMENT ADVISORS, INC. | FORT WORTH | 114245 | $376.3M | 9 | 2025-10-31 | → |
| 750 | CONCORDE FINANCIAL CORPORATION | DALLAS | 105237 | $376.2M | 6 | 2026-04-30 | → |
| 751 | STONECREST WEALTH MANAGEMENT, INC | CHANDLER | 311404 | $375.8M | 4 | 2026-02-28 | → |
| 752 | CULTIVAR CAPITAL, INC. | DENTON | 160145 | $375.1M | 3 | 2026-03-31 | → |
| 753 | KM CAPITAL MANAGEMENT, LTD. | AUSTIN | 132887 | $374.4M | 9 | 2026-03-31 | → |
| 754 | OLISTICO WEALTH, LLC | TULSA | 315028 | $371.5M | 4 | 2026-03-31 | → |
| 755 | BDT & ASSOCIATES, INC. | YUMA | 288008 | $371.1M | 11 | 2026-04-30 | → |
| 756 | JUNIPER CAPITAL INVESTMENT MANAGEMENT, L.P. | HOUSTON | 312630 | $370.8M | 13 | 2026-03-31 | → |
| 757 | GADDIS PREMIER WEALTH ADVISORS LLC | DURANT | 317837 | $368.5M | 16 | 2026-04-30 | → |
| 758 | LEE JOHNSON CAPITAL MANAGEMENT, LLC | FORT WORTH | 115009 | $368.2M | 10 | 2026-03-31 | → |
| 759 | REDBUD ADVISORS LLC | AUSTIN | 300477 | $367.8M | 8 | 2026-03-31 | → |
| 760 | UNITY PARTNERS LP | DALLAS | 322847 | $367.0M | 24 | 2026-05-31 | → |
| 761 | STRATEGY FINANCIAL SERVICES, LLC | PHOENIX | 164531 | $366.7M | 20 | 2026-03-31 | → |
| 762 | M. E. ALLISON & CO., INC. | SAN ANTONIO | 1047 | $366.4M | 12 | 2026-06-30 | → |
| 763 | OLD HICKORY PARTNERS MANAGEMENT, LP | AUSTIN | 316961 | $366.3M | 10 | 2026-03-31 | → |
| 764 | FINANCIAL LIFE ADVISORS LLC | SAN ANTONIO | 128502 | $366.3M | 11 | 2026-03-31 | → |
| 765 | CAMDEN WEALTH ADVISORS LLC | HOUSTON | 148518 | $366.3M | 6 | 2026-03-31 | → |
| 766 | HOMAGE WEALTH GROUP LLC | HOUSTON | 340589 | $366.2M | 2 | 2026-06-30 | → |
| 767 | BEAUMONT ASSET MANAGEMENT, L.L.C. | BEAUMONT | 150407 | $365.2M | 4 | 2026-06-30 | → |
| 768 | TL PRIVATE WEALTH LLC | SOUTHLAKE | 167818 | $364.5M | 4 | 2026-03-31 | → |
| 769 | SHELTON WEALTH MANAGEMENT, LLC | FORT WORTH | 312686 | $364.5M | 4 | 2026-03-31 | → |
| 770 | GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC | DALLAS | 150434 | $363.4M | 4 | 2026-01-31 | → |
| 771 | CRESTMONT PRIVATE WEALTH LLC | BOERNE | 304170 | $363.0M | 5 | 2026-03-31 | → |
| 772 | GRP ROYALTY HOLDINGS LLC | DALLAS | 288296 | $362.9M | 9 | 2024-12-31 | → |
| 773 | STRATEGIC INCOME GROUP LLC | CHANDLER | 165839 | $362.4M | 5 | 2026-06-30 | → |
| 774 | TRANSCENDENT CAPITAL GROUP LLC | EDMOND | 316872 | $360.7M | 11 | 2026-02-28 | → |
| 775 | BCO WEALTH MANAGEMENT, LLC | CARLSBAD | 322276 | $359.8M | 9 | 2026-03-31 | → |
| 776 | SEROS FINANCIAL, LLC | GILBERT | 166808 | $359.2M | 10 | 2026-06-30 | → |
| 777 | TSA WEALTH MANAGEMENT LLC | HOUSTON | 323123 | $358.8M | 3 | 2026-03-31 | → |
| 778 | ROBERTSON OPPORTUNITY CAPITAL, LLC | DALLAS | 118484 | $358.7M | 6 | 2026-03-31 | → |
| 779 | LIFEWAY FINANCIAL CORPORATION | PLANO | 114276 | $358.7M | 5 | 2026-03-31 | → |
| 780 | HERITAGE WEALTH MANAGEMENT, INC. | HOUSTON | 122394 | $357.8M | 6 | 2026-02-28 | → |
| 781 | ISLAY CAPITAL MANAGEMENT, LLC | LUBBOCK | 114531 | $357.7M | 2 | 2026-02-28 | → |
| 782 | THE STOLPER COMPANY L.L.C. | TULSA | 132962 | $356.3M | 6 | 2026-04-30 | → |
| 783 | STONE OAK WEALTH MANAGEMENT, LLC | SAN ANTONIO | 288217 | $355.6M | 7 | 2026-03-31 | → |
| 784 | DXD SS FUND MANAGEMENT, LLC | ALBUQUERQUE | 329580 | $353.4M | 27 | 2026-05-31 | → |
| 785 | HUTTO RETIREMENT ADVISORS, LLC | COLLEYVILLE | 165191 | $351.1M | 3 | 2026-03-31 | → |
| 786 | NORCAP INVESTMENT MANAGEMENT, L.P. | AUSTIN | 132975 | $350.6M | 8 | 2026-03-31 | → |
| 787 | DONATO WEALTH MANAGEMENT, PLLC | CEDAR PARK | 305031 | $349.3M | 5 | 2026-03-31 | → |
| 788 | MICHELS FAMILY FINANCIAL, LLC | FORT WORTH | 319311 | $347.9M | 8 | 2026-03-31 | → |
| 789 | COTTONWOOD VENTURES, LLC | IRVING | 322366 | $347.3M | 5 | 2026-03-31 | → |
| 790 | GBM WEALTH MANAGEMENT, INC. | HOUSTON | 145049 | $346.4M | 10 | 2026-06-30 | → |
| 791 | VELOCIS MANAGEMENT, LLC | DALLAS | 313345 | $346.4M | 20 | 2026-03-31 | → |
| 792 | ROYAL HARBOR PARTNERS, LLC | HOUSTON | 304735 | $344.8M | 9 | 2026-06-30 | → |
| 793 | INTRINSIC WEALTH COUNSEL, INC. | TEMPE | 105022 | $344.7M | 7 | 2026-04-30 | → |
| 794 | CRESCENT ADVISOR GROUP, INC. | PLANO | 115974 | $344.4M | 18 | 2026-01-31 | → |
| 795 | ATTESSA CAPITAL LLC | TUCSON | 306827 | $343.5M | 8 | 2026-05-31 | → |
| 796 | AUGMENT ADVISORS, LLC | AUSTIN | 335130 | $342.6M | 3 | 2026-04-30 | → |
| 797 | CARROLL ADVISORY GROUP, LLC | TEXARKANA | 334565 | $341.1M | 7 | 2026-02-28 | → |
| 798 | CAP SIX ADVISORS LLC | HOUSTON | 325164 | $340.8M | 5 | 2026-03-31 | → |
| 799 | ELTEKON ADVISORS, LLC. | WEST LAKE HILLS | 115371 | $340.0M | 7 | 2026-02-28 | → |
| 800 | LONGVIEW ASSET MANAGEMENT, LLC | SANTA FE | 122997 | $339.5M | 7 | 2025-12-31 | → |
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