Research Report · 2026-06-30
Largest Registered Investment Advisers in the Southwest
SEC-registered investment advisers based in the Southwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
1,420
Total AUM
$5.34T
Median AUM
$408.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1201 | STEVE LYNCH WEALTH MANAGEMENT | ALBUQUERQUE | 113715 | $153.4M | 3 | 2026-04-30 | → |
| 1202 | APPLEWHITE FINANCIAL PLANNING, PLLC | DALLAS | 169799 | $153.1M | 2 | 2026-03-31 | → |
| 1203 | CYPRESS ADVISORY GROUP, LLC | SCOTTSDALE | 172113 | $152.7M | 7 | 2026-01-31 | → |
| 1204 | ANKERSTAR WEALTH, LLC | LEANDER | 170819 | $152.5M | 8 | 2026-06-30 | → |
| 1205 | PORTFOLIO MANAGEMENT, LLC | AUSTIN | 107129 | $151.9M | 3 | 2026-03-31 | → |
| 1206 | INTEGRATED WEALTH STRATEGIES, LLC | AUSTIN | 155254 | $151.7M | 7 | 2026-03-31 | → |
| 1207 | HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC. | SANTA FE | 164970 | $151.2M | 7 | 2026-01-31 | → |
| 1208 | PROSPER PRIVATE WEALTH, LLC | MESA | 333708 | $150.8M | 3 | 2026-05-31 | → |
| 1209 | OPTIMA CAPITAL MANAGEMENT LLC | TEMPE | 306036 | $150.3M | 4 | 2026-04-30 | → |
| 1210 | UNION CAPITAL COMPANY | TUCSON | 110301 | $150.0M | 13 | 2026-03-31 | → |
| 1211 | OAKMONT ADVISORY GROUP, LLC | ALBUQUERQUE | 158890 | $149.5M | 7 | 2026-05-31 | → |
| 1212 | PUREWATER CAPITAL, LLC | FORT WORTH | 166154 | $149.5M | 5 | 2026-04-30 | → |
| 1213 | PEAK AMERICAN INVESTMENT ADVISORS, INC. | PLANO | 145056 | $149.0M | 10 | 2026-06-30 | → |
| 1214 | BROOKLINE WEALTH, LLC | AUSTIN | 322787 | $149.0M | 6 | 2026-03-31 | → |
| 1215 | SONNET, LLC | SPRING | 282882 | $148.4M | 4 | 2026-03-31 | → |
| 1216 | PRESTIGE WEALTH MANAGEMENT, INC. | SOUTHLAKE | 336264 | $148.4M | 9 | 2026-06-30 | → |
| 1217 | STAVIS WEALTH TRANSFER SOLUTIONS, LLC | HOUSTON | 328185 | $148.1M | 6 | 2026-03-31 | → |
| 1218 | AWH CAPITAL, L.P. | DALLAS | 146740 | $147.6M | 3 | 2026-03-31 | → |
| 1219 | CHUNG WU INVESTMENT GROUP, LLC | SUGAR LAND | 170362 | $147.5M | 2 | 2026-04-30 | → |
| 1220 | MONEY MANAGERS, INC. | SAN ANTONIO | 104529 | $146.6M | 5 | 2026-04-30 | → |
| 1221 | LUCIEN STIRLING & GRAY ADVISORY GROUP INC | AUSTIN | 112641 | $146.6M | 5 | 2026-03-31 | → |
| 1222 | FORT ADVISORS INC | AUSTIN | 299243 | $146.3M | 3 | 2026-03-31 | → |
| 1223 | BIRD ROCK ASSET MANAGEMENT, LP. | AUSTIN | 138872 | $146.3M | 6 | 2026-03-31 | → |
| 1224 | MERCANTILE ADVISORS I, LLC | WICHITA FALLS | 165094 | $146.0M | 3 | 2026-04-30 | → |
| 1225 | BFI WEALTH SOLUTIONS, LLC | DALLAS | 319185 | $145.0M | 1 | 2026-03-31 | → |
| 1226 | WINNACLE WEALTH, LLC | WACO | 317181 | $145.0M | 6 | 2026-05-31 | → |
| 1227 | CSL CAPITAL MANAGEMENT, L.P. | HOUSTON | 158340 | $144.8M | 8 | 2026-03-31 | → |
| 1228 | PARAGON JV PARTNERS, LLC | DALLAS | 163264 | $144.7M | 6 | 2025-03-31 | → |
| 1229 | AVIATOR FINANCIAL CONSULTING LLC | MONTGOMERY | 307799 | $144.1M | 4 | 2026-03-31 | → |
| 1230 | SHELTER WEALTH STRATEGIES, LLC | HOUSTON | 170655 | $144.1M | 9 | 2026-06-30 | → |
| 1231 | PMG FAMILY OFFICE, LLC | PLANO | 312154 | $144.0M | 2 | 2026-06-30 | → |
| 1232 | CROW FINANCIAL ADVISORS LTD. CO | ALBUQUERQUE | 114077 | $143.7M | 3 | 2025-03-31 | → |
| 1233 | GSV ASSET MANAGEMENT, LLC | DALLAS | 154664 | $143.4M | 3 | 2026-04-30 | → |
| 1234 | MARTINSEN WEALTH MANAGEMENT, LLC | TEMPE | 332433 | $143.2M | 19 | 2026-06-30 | → |
| 1235 | KOPION ASSET MANAGEMENT, LLC | MCKINNEY | 152693 | $142.6M | 2 | 2026-02-28 | → |
| 1236 | STRATEGY, INC. | LUBBOCK | 290104 | $142.4M | 5 | 2026-02-28 | → |
| 1237 | FORTRESS FINANCIAL SOLUTIONS, LLC | TUCSON | 143969 | $142.0M | 10 | 2026-04-30 | → |
| 1238 | PIVOT POINT ADVISORS, LLC | BELLAIRE | 130562 | $141.7M | 3 | 2026-02-28 | → |
| 1239 | STABILITY PARTNERS ADVISORY GROUP, LLC | SPRING | 165880 | $140.9M | 3 | 2026-06-30 | → |
| 1240 | IMMACULATE WEALTH MANAGEMENT, LLC | MESA | 167657 | $140.8M | 2 | 2026-03-31 | → |
| 1241 | CLEAR SKY FINANCIAL, LP | PROSPER | 298551 | $140.6M | 3 | 2026-03-31 | → |
| 1242 | DYNAMIC WEALTH ADVISORS | SURPRISE | 169792 | $140.1M | 4 | 2025-06-30 | → |
| 1243 | FLAGSHIP INVESTMENT MANAGEMENT LLC | HOUSTON | 332788 | $140.0M | 12 | 2026-04-30 | → |
| 1244 | ALTERIS CAPITAL PARTNERS, LLC | HOUSTON | 335079 | $139.5M | 3 | 2026-03-31 | → |
| 1245 | BRAESIDE INVESTMENTS, LLC | DALLAS | 131184 | $139.4M | 3 | 2026-03-31 | → |
| 1246 | CRAVENS BROTHERS PRIVATE WEALTH MANAGEMENT LLC | DALLAS | 162673 | $139.3M | 2 | 2026-05-31 | → |
| 1247 | SARATOGA CAPITAL MANAGEMENT, LLC | AVONDALE | 112021 | $138.8M | 4 | 2026-03-31 | → |
| 1248 | WISDOM WEALTH INVESTMENT ADVISORS LLC | PHOENIX | 170536 | $138.8M | 2 | 2026-04-30 | → |
| 1249 | REVERE CAPITAL MANAGEMENT LP | DALLAS | 306662 | $138.7M | 29 | 2026-03-31 | → |
| 1250 | TKC WEALTH MANAGEMENT LLC | DALLAS | 158498 | $138.6M | 6 | 2026-03-31 | → |
| 1251 | ARBOR WEALTH MANAGEMENT, LLC | TEMPE | 168774 | $138.1M | 2 | 2026-03-31 | → |
| 1252 | EUBANK, HUTSON & ASSOCIATES, LLC | PLANO | 226519 | $137.7M | 2 | 2026-02-28 | → |
| 1253 | XXEC INC | TULSA | 108886 | $137.5M | 4 | 2026-06-30 | → |
| 1254 | BRIDGELIGHT CAPITAL LLC | SCOTTSDALE | 154920 | $136.4M | 4 | 2026-03-31 | → |
| 1255 | STRATEGIC PORTFOLIO SOLUTIONS, LLC | DALLAS | 156374 | $136.2M | 5 | 2026-03-31 | → |
| 1256 | PARADIGM ADVISORS, L.L.C. | DALLAS | 114515 | $136.1M | 4 | 2026-03-31 | → |
| 1257 | REVO FINANCIAL, LLC | BARTLESVILLE | 172646 | $135.4M | 3 | 2026-06-30 | → |
| 1258 | ALLEGRO MINERAL PARTNERS LLC | HOUSTON | 324740 | $135.3M | 17 | 2026-05-31 | → |
| 1259 | FOGARTY WEALTH MANAGEMENT, INC. | MISSOURI CITY | 283998 | $135.3M | 1 | 2026-03-31 | → |
| 1260 | STONEBRIDGE WEALTH MANAGEMENT, LLC | FRISCO | 146775 | $134.6M | 1 | 2026-02-28 | → |
| 1261 | LONGBOW ASSET MANAGEMENT | TULSA | 126193 | $134.4M | 2 | 2026-03-31 | → |
| 1262 | ALMEGA WEALTH MANAGEMENT LLC | SCOTTSDALE | 316840 | $134.3M | 7 | 2026-06-30 | → |
| 1263 | WAVE WEALTH MANAGEMENT, LLC | FRISCO | 285079 | $134.2M | 2 | 2026-02-28 | → |
| 1264 | S & D FINANCIAL, L.L.C. | SAN ANTONIO | 332415 | $134.2M | 15 | 2026-05-31 | → |
| 1265 | CERTIFIED FINANCIAL STRATEGIES CORPORATION | DALLAS | 114361 | $133.3M | 2 | 2026-03-31 | → |
| 1266 | DOUBLE EAGLE CAPITAL MANAGEMENT LP | SOUTHLAKE | 135522 | $133.2M | 2 | 2026-03-31 | → |
| 1267 | KANOS CAPITAL MANAGEMENT, LLC | HOUSTON | 128395 | $133.2M | 3 | 2026-04-30 | → |
| 1268 | BLACKGOLD CAPITAL MANAGEMENT LP | HOUSTON | 139804 | $133.0M | 4 | 2026-04-30 | → |
| 1269 | DEGREEN PRIVATE WEALTH, LLC | SCOTTSDALE | 332192 | $132.8M | 1 | 2026-03-31 | → |
| 1270 | GREEN & DECKERT LLC | LUBBOCK | 299006 | $132.8M | 2 | 2026-03-31 | → |
| 1271 | CHARIS LEGACY PARTNERS, LLC | BRYAN | 311968 | $132.7M | 1 | 2026-05-31 | → |
| 1272 | USCA ASSET MANAGEMENT LLC | HOUSTON | 137045 | $132.1M | 6 | 2026-04-30 | → |
| 1273 | PMV CAPITAL ADVISERS, LLC | DALLAS | 308010 | $132.0M | 4 | 2026-03-31 | → |
| 1274 | NEXPOINT ADVISORS, L.P. | DALLAS | 163564 | $131.2M | 67 | 2026-03-31 | → |
| 1275 | EQUILIBRIA WEALTH MANAGEMENT, LLC | KATY | 311785 | $130.4M | 3 | 2026-03-31 | → |
| 1276 | ALTAMIRA FINANCIAL GROUP, LLC | SANTA FE | 316907 | $130.3M | 3 | 2026-03-31 | → |
| 1277 | MY FINANCIAL AURORA LIMITED LIABILITY COMPANY | AUSTIN | 260786 | $130.0M | 2 | 2026-04-30 | → |
| 1278 | SHEETS SMITH INVESTMENT MANAGEMENT, LLC | HOUSTON | 293992 | $129.7M | 3 | 2025-08-31 | → |
| 1279 | SKLAR CAPITAL ADVISORS, LLC | ALBUQUERQUE | 286554 | $129.4M | 3 | 2026-02-28 | → |
| 1280 | FOOTHILLS ADVISORS, LLC | CAVE CREEK | 298408 | $128.5M | 3 | 2026-02-28 | → |
| 1281 | BROADHURST FINANCIAL ADVISORS, INC. | AUSTIN | 132332 | $128.4M | 1 | 2026-06-30 | → |
| 1282 | IDX ADVISORS, LLC | SCOTTSDALE | 299658 | $128.1M | 6 | 2026-02-28 | → |
| 1283 | GLOBAL PORTFOLIO SOLUTIONS, INC. | SCOTTSDALE | 333381 | $127.7M | 3 | 2026-03-31 | → |
| 1284 | EVOLUTION INVESTMENT MANAGEMENT LLC | AUSTIN | 324108 | $127.5M | 4 | 2026-05-31 | → |
| 1285 | LUMINESCENT WEALTH MANAGEMENT, INC. | SCOTTSDALE | 337660 | $127.4M | 2 | 2026-03-31 | → |
| 1286 | SAGE WEALTH PLANNING, LLC | GEORGETOWN | 300747 | $127.0M | 3 | 2026-06-30 | → |
| 1287 | PERSONAL MONEY PLANNING, LLC | WICHITA FALLS | 112178 | $126.7M | 5 | 2026-04-30 | → |
| 1288 | SHADOWRIDGE ASSET MANAGEMENT, LLC | AUSTIN | 162066 | $126.7M | 9 | 2026-03-31 | → |
| 1289 | ARTESA FINANCIAL GROUP, LLC | CONROE | 153741 | $126.6M | 4 | 2026-03-31 | → |
| 1290 | KINGWOOD INVESTMENT GROUP, LLC | KINGWOOD | 330330 | $126.5M | 7 | 2026-03-31 | → |
| 1291 | RIA WEALTH ADVISORS, LLC | ROUND ROCK | 312072 | $126.5M | 5 | 2026-03-31 | → |
| 1292 | TRINITY INVESTMENT MANAGEMENT, LLC | FORT WORTH | 133873 | $126.2M | 4 | 2026-04-30 | → |
| 1293 | INTEGRITY ROAD WEALTH PARTNERS LLC | HOUSTON | 333154 | $126.0M | 3 | 2026-04-30 | → |
| 1294 | GARDNER ASSET MANAGEMENT LLC | DALLAS | 114263 | $125.3M | 1 | 2026-05-31 | → |
| 1295 | MASTERPIECE CAPITAL, LLC | AUSTIN | 290075 | $124.9M | 4 | 2026-06-30 | → |
| 1296 | EMERGENT CAPITAL ADVISORS, LLC | HOUSTON | 156112 | $124.1M | 4 | 2026-03-31 | → |
| 1297 | WORTH FINANCIAL GROUP INC. | DALLAS | 13478 | $122.8M | 11 | 2026-04-30 | → |
| 1298 | ENCOMPASS ADVISORY SERVICES, LLC | KATY | 283574 | $121.3M | 14 | 2026-03-31 | → |
| 1299 | EPIC WEALTH MANAGEMENT, LLC | OKLAHOMA CITY | 297643 | $120.8M | 5 | 2026-03-31 | → |
| 1300 | LEDER FIDUCIARY CAPITAL LLC | BELLAIRE | 285490 | $120.6M | 1 | 2026-04-30 | → |
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