Research Report · 2026-06-30
Institutional Registered Investment Advisers in the Southwest
SEC-registered investment advisers in the Southwest ranked by reported institutional client assets.
Firms
780
Total AUM
$4.04T
Median AUM
$459.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 401 | TAYLOR FRIGON CAPITAL MANAGEMENT LLC | SCOTTSDALE | 142617 | $232.6M | 11 | 2026-03-31 | → |
| 402 | VIEW CAPITAL RIA, LP | DALLAS | 130678 | $1.82B | 18 | 2026-03-31 | → |
| 403 | ELTEKON ADVISORS, LLC. | WEST LAKE HILLS | 115371 | $340.0M | 7 | 2026-02-28 | → |
| 404 | JOYCE WEALTH MANAGEMENT, LLC | HOUSTON | 325221 | $483.1M | 3 | 2026-04-30 | → |
| 405 | VANN EQUITY MANAGEMENT LLC | PLANO | 174239 | $231.2M | 5 | 2026-03-31 | → |
| 406 | A SLING & A STONE, INCORPORATED | BURNET | 134943 | $104.6M | 3 | 2026-02-28 | → |
| 407 | STUART INVESTMENT ADVISORS, INC. | AUSTIN | 109995 | $630.5M | 4 | 2026-03-31 | → |
| 408 | BRIGHT WEALTH MANAGEMENT, LLC | LEWISVILLE | 169771 | $265.0M | 7 | 2026-06-30 | → |
| 409 | PERISSOS PRIVATE WEALTH MANAGEMENT, LLC | BETHANY | 217514 | $167.1M | 2 | 2026-06-30 | → |
| 410 | TLWM, LLC | SAN ANTONIO | 158305 | $605.4M | 11 | 2026-03-31 | → |
| 411 | SPRING CAPITAL MANAGEMENT, LLC | AMARILLO | 282842 | $223.0M | 2 | 2026-02-28 | → |
| 412 | DOUBLE EAGLE WEALTH MANAGEMENT LLC | DALLAS | 330398 | $108.6M | 2 | 2026-05-31 | → |
| 413 | TNT ASSET MANAGEMENT, LLC | ROUND ROCK | 153309 | $174.9M | 6 | 2026-03-31 | → |
| 414 | JOHN MOORE & ASSOCIATES INC | ALBUQUERQUE | 109791 | $1.03B | 14 | 2026-04-30 | → |
| 415 | PINGORA PARTNERS LLC | DALLAS | 148262 | $199.4M | 1 | 2026-03-31 | → |
| 416 | OPTAS, LLC | DRIPPING SPRINGS | 299965 | $881.9M | 9 | 2026-03-31 | → |
| 417 | O'CONNOR CAPITAL ADVISORY, LLC | SCOTTSDALE | 152687 | $112.1M | 1 | 2026-06-30 | → |
| 418 | KEENE & ASSOCIATES, INC. | FORT WORTH | 107961 | $202.2M | 4 | 2025-03-31 | → |
| 419 | ALTERIS CAPITAL PARTNERS, LLC | HOUSTON | 335079 | $139.5M | 3 | 2026-03-31 | → |
| 420 | THIRTEEN TWENTY-TWO ADVISORS, LLC | FORT WORTH | 339326 | $163.5M | 6 | 2026-05-31 | → |
| 421 | CADENT CAPITAL ADVISORS, LLC | TULSA | 169704 | $785.8M | 15 | 2026-05-31 | → |
| 422 | B&T CAPITAL MANAGEMENT, INCORPORATED | AUSTIN | 121703 | $871.4M | 9 | 2026-03-31 | → |
| 423 | SMITH ANGLIN FINANCIAL, LLC | DALLAS | 144386 | $2.01B | 16 | 2025-05-31 | → |
| 424 | LUMMIS ASSET MANAGEMENT, L.P. | FORT WORTH | 114357 | $210.0M | 1 | 2026-04-30 | → |
| 425 | HALCYON GLOBAL ADVISORS, LLC | DALLAS | 170600 | $221.3M | 2 | 2026-03-31 | → |
| 426 | TDC CAPITAL ADVISORS, INC. | COLLEGE STATION | 117769 | $177.6M | 4 | 2026-06-30 | → |
| 427 | PARKSTONE WEALTH MANAGEMENT, LLC | ARLINGTON | 168253 | $210.6M | 3 | 2026-03-31 | → |
| 428 | R.H. INVESTMENT GROUP, LLC | SCOTTSDALE | 115994 | $238.5M | 2 | 2026-02-28 | → |
| 429 | BEAUMONT ASSET MANAGEMENT, L.L.C. | BEAUMONT | 150407 | $365.2M | 4 | 2026-06-30 | → |
| 430 | LEGACY CG LLC | PLANO | 108541 | $378.6M | 4 | 2026-03-31 | → |
| 431 | MONTROSE ESTATE CAPITAL MANAGEMENT, LLC | HOUSTON | 324497 | $40.0M | 1 | 2026-03-31 | → |
| 432 | BROOKMONT CAPITAL MANAGEMENT, LLC | DALLAS | 145475 | $910.5M | 4 | 2026-03-31 | → |
| 433 | SERVO WEALTH MANAGEMENT LLC | OKLAHOMA CITY | 159367 | $173.8M | 1 | 2026-03-31 | → |
| 434 | STREETER MOORE & STIPE LLC | TULSA | 118588 | $219.1M | 5 | 2026-03-31 | → |
| 435 | WISDOM INDEX ADVISORS, LLC | PROSPER | 132567 | $221.3M | 4 | 2026-03-31 | → |
| 436 | OPTIMA CAPITAL MANAGEMENT LLC | TEMPE | 306036 | $150.3M | 4 | 2026-04-30 | → |
| 437 | BRANSON FOWLKES & CO INC | HOUSTON | 107657 | $439.4M | 7 | 2026-03-31 | → |
| 438 | MASTERPIECE CAPITAL, LLC | AUSTIN | 290075 | $124.9M | 4 | 2026-06-30 | → |
| 439 | ENSIGN ADVISORY PARTNERS LLC | GILBERT | 325650 | $101.0M | 3 | 2026-03-31 | → |
| 440 | MAQRO ADVISORS LLC | AUSTIN | 289245 | $174.4M | 4 | 2026-03-31 | → |
| 441 | STANSBERRY ASSET MANAGEMENT, LLC | WESTLAKE | 282103 | $1.29B | 34 | 2026-06-30 | → |
| 442 | FOUNDERS CAPITAL MANAGEMENT INC | HOUSTON | 111164 | $281.8M | 3 | 2026-02-28 | → |
| 443 | PATRON PARTNERS, LLC | HOUSTON | 310629 | $325.7M | 7 | 2026-04-30 | → |
| 444 | HOWARD FINANCIAL SERVICES, LTD. | DALLAS | 107978 | $1.40B | 24 | 2026-06-30 | → |
| 445 | MOSAIC ADVISORS LLC | HOUSTON | 164913 | $580.5M | 27 | 2026-04-30 | → |
| 446 | COWA, LLC | TULSA | 297180 | $529.4M | 6 | 2026-03-31 | → |
| 447 | ONEMAP MINERAL SERVICES LLC | HOUSTON | 285938 | $461.7M | 18 | 2025-05-31 | → |
| 448 | REDBUD ADVISORS LLC | AUSTIN | 300477 | $367.8M | 8 | 2026-03-31 | → |
| 449 | 10ELMS LLP | TULSA | 323398 | $120.6M | 5 | 2026-03-31 | → |
| 450 | KEMPNER CAPITAL MANAGEMENT, INC. | GALVESTON | 104784 | $218.3M | 9 | 2025-10-31 | → |
| 451 | RFG HOLDINGS INC. | ARGYLE | 173862 | $476.7M | 9 | 2026-05-31 | → |
| 452 | VICTORY FINANCIAL GROUP LLC | AUSTIN | 324943 | $1.34B | 47 | 2026-06-30 | → |
| 453 | SEROS FINANCIAL, LLC | GILBERT | 166808 | $359.2M | 10 | 2026-06-30 | → |
| 454 | LANE BROTHERS & CO INC | PRESCOTT | 105968 | $240.1M | 6 | 2026-03-31 | → |
| 455 | MILLER GLOBAL INVESTMENTS, L.L.C. | DALLAS | 114683 | $199.4M | 2 | 2026-03-31 | → |
| 456 | ARK WEALTH MANAGEMENT, LLC | AUSTIN | 317264 | $216.0M | 2 | 2026-03-31 | → |
| 457 | SHEETS SMITH INVESTMENT MANAGEMENT, LLC | HOUSTON | 293992 | $129.7M | 3 | 2025-08-31 | → |
| 458 | LONGHORN CAPITAL PARTNERS, L.P. | FORT WORTH | 329221 | $63.6M | 2 | 2026-04-30 | → |
| 459 | BALBOA WEALTH PARTNERS, INC. | SCOTTSDALE | 282329 | $1.07B | 36 | 2026-05-31 | → |
| 460 | CORDA INVESTMENT MANAGEMENT, LLC | HOUSTON | 108046 | $2.00B | 32 | 2026-02-28 | → |
| 461 | CROSS STATE FINANCIAL GROUP LLC | ALBUQUERQUE | 282011 | $188.3M | 10 | 2026-04-30 | → |
| 462 | CLARE MARKET INVESTMENTS, LLC | DALLAS | 217515 | $635.1M | 4 | 2026-03-31 | → |
| 463 | VIRTUS FAMILY OFFICE, LLC | EL PASO | 298272 | $726.9M | 5 | 2026-03-31 | → |
| 464 | J. TEAM FINANCIAL, INC. | ABILENE | 134104 | $262.0M | 11 | 2026-03-31 | → |
| 465 | DANIELS & ERICKSON FINANCIAL ADVISORS, LLC | DALLAS | 119687 | $213.6M | 4 | 2026-03-31 | → |
| 466 | LIFESTYLE ASSET MANAGEMENT, INC. | FRIENDSWOOD | 157450 | $571.2M | 13 | 2026-01-31 | → |
| 467 | KEENER FINANCIAL PLANNING, LLC | KELLER | 147615 | $479.0M | 12 | 2026-06-30 | → |
| 468 | TANDEM WEALTH ADVISORS LLC | PHOENIX | 157794 | $261.5M | 7 | 2026-04-30 | → |
| 469 | ICW INVESTMENT ADVISORS, LLC | SCOTTSDALE | 135081 | $376.6M | 6 | 2026-03-31 | → |
| 470 | XXEC INC | TULSA | 108886 | $137.5M | 4 | 2026-06-30 | → |
| 471 | BRAZOS WEALTH ADVISORS LLC | FORT WORTH | 323508 | $183.7M | 3 | 2026-03-31 | → |
| 472 | HAMPTON ROCK WEALTH MANAGEMENT I, LLC | AUSTIN | 331682 | $192.4M | 6 | 2026-05-31 | → |
| 473 | WILLIAM MADISON ADVISORS, INC. | ABILENE | 294782 | $497.7M | 8 | 2026-03-31 | → |
| 474 | WJ WEALTH MANAGEMENT, LLC | GLENDALE | 170181 | $261.5M | 6 | 2026-03-31 | → |
| 475 | SCISSORTAIL WEALTH MANAGEMENT, LLC | TULSA | 297761 | $568.2M | 13 | 2026-04-30 | → |
| 476 | ROSEROCK WEALTH MANAGEMENT, LLC | DALLAS | 288088 | $275.0M | 2 | 2026-04-30 | → |
| 477 | DELOS WEALTH ADVISORS, LLC | DALLAS | 300734 | $185.6M | 8 | 2026-03-31 | → |
| 478 | BROADWAY WEALTH SOLUTIONS, INC. | SAN ANTONIO | 291753 | $308.1M | 11 | 2026-03-31 | → |
| 479 | STONE OAK WEALTH MANAGEMENT, LLC | SAN ANTONIO | 288217 | $355.6M | 7 | 2026-03-31 | → |
| 480 | LEXINGTON HILL PARTNERS, LLC | DALLAS | 301810 | $278.4M | 8 | 2026-03-31 | → |
| 481 | FINANCIAL SYNERGIES WEALTH ADVISORS, INC. | HOUSTON | 105643 | $1.81B | 21 | 2026-06-30 | → |
| 482 | LARRY MATHIS FINANCIAL PLANNING, L.L.C. | PHOENIX | 172858 | $212.8M | 5 | 2026-03-31 | → |
| 483 | REDEMPTION CAPITAL PARTNERS, LLC | MIDLAND | 310824 | $237.3M | 4 | 2026-02-28 | → |
| 484 | SFMG, LLC. | PLANO | 107548 | $2.96B | 39 | 2026-03-31 | → |
| 485 | VIGILARE WEALTH MANAGEMENT LLC | SCOTTSDALE | 157663 | $330.9M | 6 | 2026-03-31 | → |
| 486 | ROYAL HARBOR PARTNERS, LLC | HOUSTON | 304735 | $344.8M | 9 | 2026-06-30 | → |
| 487 | TRANSCE3ND LLC | BUDA | 317745 | $418.9M | 60 | 2026-05-31 | → |
| 488 | GREENBELT INVESTMENT ADVISORS, LLC | ROUND ROCK | 155704 | $167.0M | 5 | 2026-02-28 | → |
| 489 | BLAND GARVEY WEALTH ADVISORS, LLC | RICHARDSON | 140066 | $241.2M | 5 | 2026-03-31 | → |
| 490 | CAMDEN WEALTH ADVISORS LLC | HOUSTON | 148518 | $366.3M | 6 | 2026-03-31 | → |
| 491 | RICHARD P. SLAUGHTER ASSOCIATES, INC. | AUSTIN | 109080 | $905.2M | 14 | 2026-03-31 | → |
| 492 | CARROLL ADVISORY GROUP, LLC | TEXARKANA | 334565 | $341.1M | 7 | 2026-02-28 | → |
| 493 | DISCIPLINED INVESTMENTS, LLC | TULSA | 129696 | $592.8M | 10 | 2026-04-30 | → |
| 494 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | HOUSTON | 111441 | $4.25B | 23 | 2026-03-31 | → |
| 495 | STOKER OSTLER WEALTH ADVISORS, INC. | SCOTTSDALE | 111320 | $3.67B | 30 | 2026-04-30 | → |
| 496 | ARQ WEALTH ADVISORS, LLC | SCOTTSDALE | 147351 | $1.11B | 18 | 2026-04-30 | → |
| 497 | A3 CAPITAL ADVISORS, LLC | HOUSTON | 338956 | $236.8M | 2 | 2026-06-30 | → |
| 498 | QUADCAP WEALTH MANAGEMENT, LLC | FRISCO | 151490 | $1.34B | 23 | 2026-03-31 | → |
| 499 | TFR CAPITAL, LLC | PLANO | 333108 | $403.1M | 9 | 2026-03-31 | → |
| 500 | EARLY MCCLINTIC & MCMILLAN, LLC | STAFFORD | 288427 | $652.2M | 9 | 2026-06-30 | → |
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