Research Report · 2026-06-30
Largest Registered Investment Advisers in the Southeast
SEC-registered investment advisers based in the Southeast ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,728
Total AUM
$11.72T
Median AUM
$378.6M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 2301 | RIVERTREE WEALTH LLC | LITTLE ROCK | 329595 | $143.1M | 5 | 2026-06-30 | → |
| 2302 | FEATHERINGILL CAPITAL, LLC | BIRMINGHAM | 299523 | $142.9M | 6 | 2026-03-31 | → |
| 2303 | STONE WEALTH PARTNERS LLC | LAFAYETTE | 308429 | $142.9M | 6 | 2026-03-31 | → |
| 2304 | PERSONALIZED FINANCIAL SOLUTIONS LLC | CLEARWATER | 306475 | $142.6M | 4 | 2026-01-31 | → |
| 2305 | CROWN MANAGEMENT ADVISORS, LLC | ATLANTA | 326369 | $142.2M | 6 | 2026-03-31 | → |
| 2306 | J. L. PERKINS WEALTH MANAGEMENT, LLC | MACON | 174308 | $142.2M | 8 | 2026-04-30 | → |
| 2307 | WEST TOWER GROUP, LLC | RICHMOND | 323520 | $142.0M | 10 | 2026-06-30 | → |
| 2308 | BARNETT & CO INC | CHATTANOOGA | 105867 | $142.0M | 5 | 2026-01-31 | → |
| 2309 | VERITAS INDEPENDENT PARTNERS, LLC | CONWAY | 169291 | $142.0M | 9 | 2026-03-31 | → |
| 2310 | FINANCIAL TRUST ASSET MANAGEMENT CHARTERED | BOCA RATON | 108998 | $141.9M | 5 | 2026-05-31 | → |
| 2311 | KENNONDALE CAPITAL MANAGEMENT, LLC | RICHMOND | 299863 | $141.9M | 3 | 2026-03-31 | → |
| 2312 | OCTOBER WEALTH ADVISORS, INC | FORT SMITH | 153993 | $141.6M | 2 | 2026-02-28 | → |
| 2313 | EQUITY ADVISORS OF KENTUCKY INC | LEXINGTON | 116398 | $141.6M | 3 | 2026-03-31 | → |
| 2314 | FRUGE' CAPITAL ADVISORS, LLC | OXFORD | 149447 | $141.2M | 2 | 2026-05-31 | → |
| 2315 | STORMS & ROWDON FINANCIAL SERVICES, INC. | ORMOND BEACH | 334690 | $141.2M | 4 | 2026-02-28 | → |
| 2316 | DOUGHERTY & ASSOCIATES, LLC | SPRING HILL | 142284 | $141.1M | 4 | 2026-04-30 | → |
| 2317 | MERCURIO & ASSOCIATES INC. | LOUISVILLE | 283632 | $141.1M | 11 | 2026-03-31 | → |
| 2318 | ADDITIVE ADVISORY PBC | MEMPHIS | 283979 | $140.9M | 3 | 2026-03-31 | → |
| 2319 | TRENT CAPITAL MANAGEMENT INC | GREENSBORO | 107344 | $140.9M | 4 | 2025-03-31 | → |
| 2320 | LANIER ASSET MANAGEMENT, LLC | LOUISVILLE | 150888 | $140.8M | 2 | 2026-05-31 | → |
| 2321 | ACTITRUST WEALTH MANAGEMENT LLC | PLANTATION | 284827 | $140.5M | 7 | 2026-02-28 | → |
| 2322 | GLASSBEAD CAPITAL MANAGEMENT LLC | MIAMI BEACH | 298816 | $140.3M | 3 | 2026-06-30 | → |
| 2323 | CHIPSER WEALTH MANAGEMENT, LLC | DESTIN | 306396 | $140.0M | 3 | 2026-01-31 | → |
| 2324 | JAMES SCOTT S CO | FALLS CHURCH | 105861 | $139.4M | 3 | 2026-03-31 | → |
| 2325 | ADVANTAGE INVESTING, INC. | CORAL GABLES | 116059 | $138.9M | 2 | 2026-02-28 | → |
| 2326 | BROUSSARD FINANCIAL GROUP, LLC | KAPLAN | 123724 | $138.8M | 2 | 2026-04-30 | → |
| 2327 | PENNANTPARK PRIVATE INCOME FUND ADVISERS LLC | MIAMI BEACH | 337750 | $138.8M | 91 | 2026-03-31 | → |
| 2328 | HOWLAND AND ASSOCIATES, LLC | ST PETERSBURG | 106963 | $138.7M | 5 | 2026-06-30 | → |
| 2329 | INVESTMENT & RETIREMENT ADVISORS, LLC | MURFREESBORO | 131741 | $138.6M | 3 | 2026-01-31 | → |
| 2330 | FSAM LLC | ALPHARETTA | 287851 | $138.4M | 14 | 2026-03-31 | → |
| 2331 | WILDES FINANCIAL STRATEGIES, INC | GEORGETOWN | 289496 | $138.3M | 8 | 2026-03-31 | → |
| 2332 | CALAMITA WEALTH MANAGEMENT INC. | CHARLOTTE | 153316 | $138.2M | 4 | 2026-02-28 | → |
| 2333 | TARHEEL ADVISORS, LLC | CHAPEL HILL | 149308 | $137.8M | 2 | 2026-01-31 | → |
| 2334 | GRAND STRATEGY CAPITAL, LLC | CHARLOTTESVILLE | 154400 | $137.7M | 3 | 2025-01-31 | → |
| 2335 | PRINCE ASSET MANAGEMENT, INC. | SARASOTA | 141567 | $137.7M | 3 | 2026-03-31 | → |
| 2336 | RUGGIERO INVESTMENTS, INC. | WEST PALM BEACH | 169180 | $137.6M | 5 | 2026-03-31 | → |
| 2337 | KORVING & COMPANY LLC | SUFFOLK | 152095 | $137.5M | 3 | 2026-03-31 | → |
| 2338 | SQN VENTURE PARTNERS, LLC | CHARLESTON | 301483 | $137.3M | 8 | 2026-03-31 | → |
| 2339 | HARGER AND COMPANY, INC. | BATON ROUGE | 10385 | $137.0M | 3 | 2026-03-31 | → |
| 2340 | FOREFRONT ASSET MANAGEMENT, LLC | VIRGINIA BEACH | 281118 | $136.9M | 4 | 2026-05-31 | → |
| 2341 | RIVER CRESCENT ADVISORS, LLC | SUFFOLK | 334629 | $136.8M | 2 | 2026-01-31 | → |
| 2342 | NORTON CAPITAL MANAGEMENT, INC. | HENRICO | 110398 | $136.6M | 6 | 2025-09-30 | → |
| 2343 | FORTHRIGHT PARTNERS LLC | ATLANTA | 310311 | $136.5M | 3 | 2025-02-28 | → |
| 2344 | AVENTUS INVESTMENT ADVISORS, INC. | NAPLES | 153390 | $136.5M | 3 | 2026-03-31 | → |
| 2345 | HENDERSON FINANCIAL GROUP LLC | VIRGINIA BEACH | 333013 | $136.4M | 5 | 2026-06-30 | → |
| 2346 | WAYPOINT STRATEGIC ADVISORS, LLC | SUMMERVILLE | 152077 | $136.3M | 4 | 2026-01-31 | → |
| 2347 | ST. BERNARD FINANCIAL SERVICES, INC. | RUSSELLVILLE | 36956 | $136.2M | 117 | 2026-05-31 | → |
| 2348 | PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC | STATESVILLE | 150266 | $136.2M | 3 | 2026-01-31 | → |
| 2349 | LUMA CAPITAL LLC | NAPLES | 119576 | $135.8M | 2 | 2026-03-31 | → |
| 2350 | FR FINANCIAL ADVISORS LLC | CORAL SPRINGS | 135980 | $135.7M | 2 | 2026-03-31 | → |
| 2351 | SPARROW WEALTH MANAGEMENT, INC. | ORLANDO | 152670 | $135.2M | 1 | 2026-02-28 | → |
| 2352 | BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC | RESTON | 300619 | $135.1M | 4 | 2026-02-28 | → |
| 2353 | RED REEF ADVISORS LLC | BOCA RATON | 174748 | $135.0M | 3 | 2026-03-31 | → |
| 2354 | BUSINESS-OWNER STRATEGIES GROUP, LLC | APEX | 297243 | $134.8M | 9 | 2026-01-31 | → |
| 2355 | INDEPENDENT FINANCIAL ADVISORS, INC. | NORTH LITTLE ROCK | 115798 | $134.5M | 4 | 2026-02-28 | → |
| 2356 | ATLANTIC UNION MUNICIPAL ADVISORS, INC | GLEN ALLEN | 329425 | $134.3M | 4 | 2026-05-31 | → |
| 2357 | BLUELIST PARTNERS, LLC | OCCOQUAN | 304568 | $134.3M | 1 | 2026-03-31 | → |
| 2358 | EPIC ADVISORY SERVICES CORP | BOCA RATON | 176526 | $134.3M | 23 | 2026-05-31 | → |
| 2359 | SOUND FINANCIAL MANAGEMENT, INC. | RALEIGH | 122670 | $134.1M | 2 | 2026-03-31 | → |
| 2360 | BLUE STAR WEALTH MANAGEMENT LLC | LAKE MARY | 337253 | $134.0M | 2 | 2026-02-28 | → |
| 2361 | TRIO WEALTH MANAGEMENT, LLC | GREAT FALLS | 328042 | $134.0M | 4 | 2026-03-31 | → |
| 2362 | ANDERSON GRIGGS & COMPANY, INC. | ROCK HILL | 110313 | $133.6M | 3 | 2026-01-31 | → |
| 2363 | V. M. MANNING & CO., INC. | GREENVILLE | 2655 | $133.3M | 3 | 2026-02-28 | → |
| 2364 | FAMILY FINANCIAL GROUP | WEST MONROE | 152609 | $133.0M | 5 | 2026-03-31 | → |
| 2365 | STRUCTURAL SOLUTIONS LLC | CHAPEL HILL | 319155 | $133.0M | 3 | 2026-04-30 | → |
| 2366 | SMITH, BRIAN DAVID | GREENVILLE | 121757 | $133.0M | 2 | 2026-06-30 | → |
| 2367 | TRUADVISORS FINANCIAL, LLC | TAMPA | 170564 | $132.7M | 4 | 2026-06-30 | → |
| 2368 | TRICAPITAL WEALTH MANAGEMENT, INC. | CHARLOTTE | 118788 | $132.7M | 3 | 2026-03-31 | → |
| 2369 | RESOURCE 1, INC. | NORFOLK | 115816 | $132.7M | 2 | 2026-03-31 | → |
| 2370 | WELLS FINANCIAL MANAGEMENT, LLC | ASHEVILLE | 158030 | $132.7M | 2 | 2026-03-31 | → |
| 2371 | TRIPLETAIL WEALTH MANAGEMENT, LLC | ORLANDO | 318781 | $132.1M | 2 | 2026-03-31 | → |
| 2372 | CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC | TUSCALOOSA | 337758 | $132.1M | 7 | 2026-03-31 | → |
| 2373 | LEE-WAY FINANCIAL SERVICES, INC | HATTIESBURG | 113983 | $132.1M | 2 | 2026-03-31 | → |
| 2374 | SECURE WEALTH, INC. | BOCA RATON | 290572 | $132.0M | 3 | 2026-05-31 | → |
| 2375 | PW ADVISORS, LLC | TALLAHASSEE | 336499 | $131.8M | 7 | 2026-04-30 | → |
| 2376 | LMPG WEALTH ADVISORS, LLC | MIAMI | 328251 | $131.7M | 3 | 2026-03-31 | → |
| 2377 | THE BREIT GROUP, LLC | WRIGHTSVILLE BEACH | 335020 | $131.6M | 3 | 2026-03-31 | → |
| 2378 | IMPRINT WEALTH LLC | MOUNT PLEASANT | 322130 | $131.6M | 7 | 2026-03-31 | → |
| 2379 | 1ST DISCOUNT BROKERAGE, INC. | LAKE WORTH | 39164 | $131.4M | 8 | 2026-03-31 | → |
| 2380 | LINX PARTNERS, LLC | ATLANTA | 158607 | $131.4M | 4 | 2026-03-31 | → |
| 2381 | CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC | TAMPA | 174670 | $131.3M | 5 | 2026-05-31 | → |
| 2382 | STERLING BRIDGE FINANCIAL GROUP LLC | PALM HARBOR | 304409 | $131.1M | 8 | 2026-03-31 | → |
| 2383 | STEELOAKS INVESTMENT ADVISERS, INC. | WEIRTON | 108197 | $131.0M | 2 | 2026-03-31 | → |
| 2384 | WARREN CAPITAL MANAGEMENT, INC. | CHARLESTON | 137449 | $131.0M | 3 | 2026-06-30 | → |
| 2385 | CRESCENT CITY RETIREMENT GROUP, LLC | METAIRIE | 146666 | $130.9M | 12 | 2026-04-30 | → |
| 2386 | DMK ADVISOR GROUP, INC. | LUTZ | 41067 | $130.8M | 38 | 2026-06-30 | → |
| 2387 | INTEGRITY RIA, LLC | LAFAYETTE | 150415 | $130.5M | 3 | 2025-07-31 | → |
| 2388 | JCN FINANCIAL & TAX ADVISORY GROUP, LLC | BATON ROUGE | 174358 | $130.5M | 7 | 2026-06-30 | → |
| 2389 | THE SHERRY GROUP, INC. | MOUNTAIN HOME | 146271 | $130.3M | 6 | 2026-01-31 | → |
| 2390 | PEAKVALLEY WEALTH, LLC | ROANOKE | 165542 | $130.3M | 4 | 2026-02-28 | → |
| 2391 | SOLIST WEALTH, LLC | TAMPA | 329317 | $130.1M | 1 | 2026-06-30 | → |
| 2392 | SAFE HARBOR FIDUCIARY, LLC | PENSACOLA | 169659 | $129.9M | 5 | 2026-03-31 | → |
| 2393 | PASQUA, THOMAS | PALM CITY | 139618 | $129.7M | 3 | 2026-02-28 | → |
| 2394 | MACLENDON WEALTH MANAGEMENT, LLC | DELRAY BEACH | 157819 | $129.6M | 3 | 2026-03-31 | → |
| 2395 | ARNOLD CASTELLANO AND ASSOCIATES, LLC | SHREVEPORT | 117369 | $129.5M | 14 | 2026-03-31 | → |
| 2396 | ANTONETTI CAPITAL MANAGEMENT, LLC | NAPLES | 156551 | $129.4M | 2 | 2026-02-28 | → |
| 2397 | SABER CAPITAL MANAGEMENT LLC | FUQUAY VARINA | 166103 | $129.3M | 2 | 2026-02-28 | → |
| 2398 | OBION CAPITAL MANAGEMENT LP | MIAMI | 329954 | $129.0M | 4 | 2026-03-31 | → |
| 2399 | RALICKI & COMPANY, P.A. | STUART | 141192 | $129.0M | 3 | 2026-03-31 | → |
| 2400 | MARIVA GLOBAL ASSET MANAGEMENT, LLC | MIAMI | 285674 | $129.0M | 5 | 2026-04-30 | → |
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