Research Report · 2026-06-30
Largest Registered Investment Advisers in the Southeast
SEC-registered investment advisers based in the Southeast ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,728
Total AUM
$11.72T
Median AUM
$378.6M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 2001 | CHARTER WEALTH MANAGEMENT, INC. | RALEIGH | 162299 | $195.6M | 4 | 2026-03-31 | → |
| 2002 | FRAZEE INVESTMENT CONSULTING, INC. | MEMPHIS | 123662 | $195.5M | 3 | 2026-02-28 | → |
| 2003 | INDEPENDENT WEALTH ADVISORS, LLC | CARY | 328786 | $195.3M | 4 | 2026-06-30 | → |
| 2004 | EMERGENT FINANCIAL SERVICES, LLC. | CHARLOTTESVILLE | 288434 | $195.2M | 5 | 2026-03-31 | → |
| 2005 | FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC | MOBILE | 168390 | $194.9M | 4 | 2026-03-31 | → |
| 2006 | ALTMORE CAPITAL INVESTMENT MANAGEMENT, LLC | ARLINGTON | 312292 | $194.7M | 10 | 2026-05-31 | → |
| 2007 | AMUNI FINANCIAL, INC. | ST PETERSBURG | 8365 | $194.6M | 21 | 2026-03-31 | → |
| 2008 | NEIL JESANI WEALTH MANAGEMENT, LLC | SUNRISE | 322345 | $194.2M | 13 | 2026-05-31 | → |
| 2009 | WACONA CAPITAL, LLC | CHARLOTTESVILLE | 331836 | $194.1M | 5 | 2025-11-30 | → |
| 2010 | TOWNSEND PERSONAL FINANCIAL PLANNING, LLC | COLUMBUS | 126241 | $194.0M | 3 | 2026-02-28 | → |
| 2011 | CAPITAL AND PLANNING, LLC | JONESBORO | 321104 | $193.9M | 2 | 2026-05-31 | → |
| 2012 | BUCKLEY CAPITAL ADVISORS, LLC | MIAMI BEACH | 268818 | $193.8M | 6 | 2026-03-31 | → |
| 2013 | EMETH VALUE CAPITAL, LLC | NEW ORLEANS | 310696 | $193.7M | 1 | 2026-02-28 | → |
| 2014 | TRAFALGAR CAPITAL ADVISORS INC. | AVENTURA | 169163 | $193.6M | 16 | 2024-12-31 | → |
| 2015 | ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICES, LLC | BOCA RATON | 288030 | $193.5M | 5 | 2026-03-31 | → |
| 2016 | KAZAZIAN ASSET MANAGEMENT, LLC | FORT LAUDERDALE | 328433 | $193.3M | 2 | 2026-03-31 | → |
| 2017 | WICKHAM FINANCIAL GROUP, INC. | MARIETTA | 307299 | $193.0M | 4 | 2026-03-31 | → |
| 2018 | SETCHFIELD ASSOCIATES LLC | BRADENTON | 113289 | $192.8M | 2 | 2026-02-28 | → |
| 2019 | CLEMSON-EPS ADVISORS, LLC | SENECA | 153101 | $192.8M | 4 | 2025-10-31 | → |
| 2020 | NUMA AMERICAS CORP. | MIAMI | 164602 | $192.7M | 10 | 2026-02-28 | → |
| 2021 | DAVIS PRIVATE WEALTH, LLC | ROYAL PALM BEACH | 285952 | $192.7M | 3 | 2026-06-30 | → |
| 2022 | SOUTHERN CAPITAL SERVICES, INC. | DAPHNE | 105582 | $192.5M | 9 | 2026-03-31 | → |
| 2023 | THE ARCHER CONSULTING GROUP, LLC | THIBODAUX | 156062 | $192.2M | 3 | 2026-03-31 | → |
| 2024 | VINES CAPITAL MANAGEMENT, LLC | MONROE | 298727 | $192.2M | 3 | 2026-05-31 | → |
| 2025 | INCOMPASS FINANCIAL PARTNERS, LLC | ALPHARETTA | 318227 | $192.0M | 6 | 2026-02-28 | → |
| 2026 | RFP FINANCIAL GROUP, LLC | ATLANTA | 293206 | $192.0M | 3 | 2026-03-31 | → |
| 2027 | PHORCYS CAPITAL PARTNERS, LLC | ALPHARETTA | 285635 | $191.5M | 7 | 2026-04-30 | → |
| 2028 | STRATEGIC ADVISORY PARTNERS, LLC | GREENSBORO | 314842 | $191.4M | 8 | 2026-03-31 | → |
| 2029 | SPINOSA WEALTH MANAGEMENT GROUP, LLC | MANDEVILLE | 170903 | $191.4M | 3 | 2026-03-31 | → |
| 2030 | LB PARTNERS LLC | CHARLOTTESVILLE | 309088 | $191.3M | 2 | 2026-03-31 | → |
| 2031 | OCEANSIDE ADVISORS LLC | MOUNT PLEASANT | 170307 | $191.3M | 5 | 2026-02-28 | → |
| 2032 | INVESTMENT MANAGEMENT CORPORATION | ROANOKE | 107246 | $191.2M | 6 | 2026-02-28 | → |
| 2033 | CALUMET CAPITAL PARTNERS LLC | MIAMI | 318770 | $191.0M | 3 | 2026-03-31 | → |
| 2034 | BOWEN FINANCIAL SERVICES, LLC | MIDLOTHIAN | 116714 | $191.0M | 3 | 2026-03-31 | → |
| 2035 | LFG WEALTH PARTNERS, LLC | ELIZABETHTOWN | 331339 | $190.7M | 26 | 2026-02-28 | → |
| 2036 | AEGIS WEALTH MANAGEMENT, LLC | MAITLAND | 199511 | $190.4M | 4 | 2026-03-31 | → |
| 2037 | ARMADA ADVISORS, INC. | PENSACOLA | 150416 | $190.3M | 2 | 2026-02-28 | → |
| 2038 | ATEGRA CAPITAL MANAGEMENT, LLC | VIENNA | 164245 | $190.2M | 5 | 2026-03-31 | → |
| 2039 | XCEPTION ADVISORY SERVICES, LLC | ATLANTA | 338122 | $189.3M | 5 | 2026-05-31 | → |
| 2040 | CFS WEALTH MANAGEMENT, LLC | MACON | 135579 | $189.1M | 3 | 2026-03-31 | → |
| 2041 | ELM3 FINANCIAL GROUP, LLC | ALPHARETTA | 140594 | $189.0M | 6 | 2026-06-30 | → |
| 2042 | RIDGELINE WEALTH ADVISORS, LLC. | RALEIGH | 284843 | $189.0M | 7 | 2026-03-31 | → |
| 2043 | SDR INVESTMENT MANAGEMENT, INC. | LONGWOOD | 108682 | $188.6M | 6 | 2026-03-31 | → |
| 2044 | AMICORP WEALTH SERVICES LLC | MIAMI | 319247 | $188.5M | 3 | 2026-03-31 | → |
| 2045 | WRIGHT WEALTH LLC | ATLANTA | 321215 | $188.5M | 7 | 2026-06-30 | → |
| 2046 | COLARION LLC | MOUNTAIN BROOK | 284588 | $188.3M | 3 | 2026-03-31 | → |
| 2047 | FINANCIAL CONSULTANTS GROUP INC | CUMMING | 108062 | $188.2M | 8 | 2026-03-31 | → |
| 2048 | PACTOLUS PRIVATE WEALTH MANAGEMENT LLC | VIENNA | 155195 | $187.8M | 17 | 2026-03-31 | → |
| 2049 | SFG WEALTH ADVISORS, LLC | TAMPA | 307368 | $187.7M | 6 | 2026-03-31 | → |
| 2050 | ERISA ADVISERS, INC. | BRENTWOOD | 170487 | $187.1M | 4 | 2026-03-31 | → |
| 2051 | PICEA CAPITAL LLC | MIAMI | 307775 | $186.8M | 3 | 2026-03-31 | → |
| 2052 | WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. | LEXINGTON | 289163 | $186.7M | 2 | 2026-03-31 | → |
| 2053 | PURSUIT WEALTH MANAGMENT LLC | PALM BEACH GARDENS | 308969 | $186.3M | 4 | 2025-03-31 | → |
| 2054 | MERITED WEALTH, LLC | NORTH BAY VILLAGE | 299549 | $186.1M | 8 | 2026-06-30 | → |
| 2055 | VIGIL WEALTH MANAGEMENT, LLC | PONTE VEDRA BEACH | 299619 | $186.0M | 4 | 2026-03-31 | → |
| 2056 | RIDGE CAPITAL MANAGEMENT, LLC | JOHN CREEK | 127200 | $186.0M | 6 | 2026-05-31 | → |
| 2057 | SCHRUM PRIVATE WEALTH MANAGEMENT, LLC | SAINT AUGUSTINE | 312164 | $185.9M | 3 | 2026-03-31 | → |
| 2058 | ASH INVESTMENT PARTNERS, LLC | ATLANTA | 322109 | $185.7M | 10 | 2026-04-30 | → |
| 2059 | NILES INVESTMENT MANAGEMENT, LLC | PLANTATION | 329384 | $185.5M | 4 | 2026-03-31 | → |
| 2060 | VISION ONE MANAGEMENT PARTNERS, LP | MIAMI | 316551 | $184.7M | 6 | 2026-03-31 | → |
| 2061 | GREENWAY WEALTH ADVISORS, LLC | CHARLOTTE | 290727 | $184.5M | 4 | 2026-06-30 | → |
| 2062 | RIVERTREE ADVISORS, LLC | WINTER PARK | 168065 | $184.4M | 3 | 2026-03-31 | → |
| 2063 | GLOBAL WEALTH MANAGEMENT, L.C. | DEERFIELD BEACH | 150743 | $184.2M | 4 | 2026-03-31 | → |
| 2064 | ANGELUS INVESTMENT CONSULTING, INC. | CORAL GABLES | 281413 | $184.1M | 2 | 2026-03-31 | → |
| 2065 | COASTLINE COMPLETE WEALTH LLC | BLUFFTON | 338227 | $184.1M | 3 | 2026-03-31 | → |
| 2066 | ATLAS FINANCIAL PLANNING, LLC | ALPHARETTA | 324861 | $184.1M | 2 | 2026-02-28 | → |
| 2067 | OCTAGON FINANCE LLC | CHARLOTTESVILLE | 289850 | $184.1M | 5 | 2026-03-31 | → |
| 2068 | NVERSES CAPITAL, LLC | WELLINGTON | 323291 | $184.1M | 11 | 2026-03-31 | → |
| 2069 | BRASIL CAPITAL ADVISER LLC | AVENTURA | 310125 | $183.7M | 4 | 2025-07-31 | → |
| 2070 | SLEDGE AND COMPANY WEALTH ADVISORS, LLC | HIGH POINT | 336314 | $183.4M | 4 | 2026-04-30 | → |
| 2071 | MAGNOLIA WEALTH MANAGEMENT LLC | DOTHAN | 297598 | $183.3M | 2 | 2026-02-28 | → |
| 2072 | ECONOLOGICS FINANCIAL ADVISORS, LLC | LARGO | 125738 | $183.2M | 18 | 2026-03-31 | → |
| 2073 | SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC | TAMPA | 187519 | $183.1M | 8 | 2026-03-31 | → |
| 2074 | GEORGE M. HILLER COMPANIES, LLC | ATLANTA | 112409 | $183.0M | 5 | 2026-03-31 | → |
| 2075 | WALTON FINANCIAL | BIRMINGHAM | 331634 | $182.9M | 7 | 2026-06-30 | → |
| 2076 | SHERCLAR, INC | CHARLOTTE | 166812 | $182.4M | 4 | 2026-03-31 | → |
| 2077 | MARSH WEALTH MANAGEMENT, LLC | KNOXVILLE | 282111 | $182.3M | 6 | 2026-03-31 | → |
| 2078 | ALLEGIANCE FINANCIAL ADVISORS, INC. | JACKSONVILLE | 127293 | $181.9M | 7 | 2026-02-28 | → |
| 2079 | CANNON ADVISORS, INC. | CHARLOTTE | 293929 | $181.6M | 5 | 2026-03-31 | → |
| 2080 | BRADESCO GLOBAL ADVISORS INC. | CORAL GABLES | 134416 | $181.5M | 21 | 2026-04-30 | → |
| 2081 | RUTHERFORD ASSET PLANNING, INC. | TAMPA | 128036 | $181.3M | 2 | 2026-02-28 | → |
| 2082 | FPF FA L.L.C. | CHARLOTTE | 311329 | $181.3M | 1 | 2026-01-31 | → |
| 2083 | MURPHY CLARKE WILLIAMS & STONE LLC | MIAMI BEACH | 330290 | $181.2M | 2 | 2026-03-31 | → |
| 2084 | CREWS & ASSOCIATES, INC. | LITTLE ROCK | 8052 | $181.1M | 145 | 2026-03-31 | → |
| 2085 | CHRONOS CAPITAL ADVISORS LLC | MIAMI | 283639 | $181.1M | 2 | 2026-03-31 | → |
| 2086 | GOOD STEWARD WEALTH ADVISERS LLC | CLARKSVILLE | 333092 | $180.7M | 7 | 2026-03-31 | → |
| 2087 | HOROWITZ & COMPANY, INC. | FORT LAUDERDALE | 106737 | $180.7M | 2 | 2026-03-31 | → |
| 2088 | INTEGRITY CAPITAL MANAGEMENT LLC | KINGSPORT | 142693 | $180.5M | 4 | 2026-03-31 | → |
| 2089 | BROAD REACH CAPITAL LLC | RALEIGH | 144686 | $180.5M | 4 | 2026-05-31 | → |
| 2090 | BEY-DOUGLAS, LLC | MARIETTA | 108856 | $179.8M | 3 | 2026-03-31 | → |
| 2091 | KEEN CAPITAL, LTD | CHAPIN | 145023 | $179.7M | 12 | 2026-05-31 | → |
| 2092 | RCW MANAGEMENT, LLC | JACKSONVILLE | 314312 | $179.6M | 4 | 2026-02-28 | → |
| 2093 | ALLARIA ASSET MANAGEMENT, LLC | MIAMI | 287513 | $179.6M | 6 | 2026-04-30 | → |
| 2094 | BEERS KIGHT FINANCIAL ADVISORS, LLC | COLUMBIA | 160286 | $179.4M | 2 | 2026-03-31 | → |
| 2095 | INVESTMENT ADVISORY SERVICES GROUP LLC | BOCA RATON | 323361 | $179.3M | 9 | 2026-02-28 | → |
| 2096 | DOLAN CAPITAL ADVISORS, LLC | CHARLOTTE | 269886 | $179.1M | 4 | 2026-03-31 | → |
| 2097 | TRUE SQUARE FINANCIAL LLC | ATLANTA | 287997 | $178.8M | 1 | 2026-01-31 | → |
| 2098 | WILLIAM B. WALKUP & ASSOCIATES, INC. | COLUMBIA | 135533 | $178.3M | 4 | 2026-03-31 | → |
| 2099 | HOLLINGSWORTH AVENT AVERRE & PURVIS, PA | RALEIGH | 118943 | $177.4M | 3 | 2026-03-31 | → |
| 2100 | NAVIANT PARTNERS, LLC | FAIRHOPE | 339108 | $177.3M | 11 | 2026-03-31 | → |
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