Research Report · 2026-06-30
Institutional Registered Investment Advisers in New York
SEC-registered investment advisers in New York ranked by reported institutional client assets.
Firms
1,058
Total AUM
$29.86T
Median AUM
$1.04B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1001 | ROTHSCHILD CAPITAL PARTNERS, LLC | NEW YORK | 161688 | $469.7M | 9 | 2026-04-30 | → |
| 1002 | MPM ADVISORS GROUP LLC | LIVERPOOL | 335595 | $116.1M | 3 | 2026-01-31 | → |
| 1003 | HONEOYE FALLS CAPITAL LLC | HONEOYE FALLS | 333306 | $67.0M | 2 | 2026-05-31 | → |
| 1004 | ASHTON THOMAS SECURITIES, LLC | ROCHESTER | 16629 | $1.86B | 46 | 2026-06-30 | → |
| 1005 | YEARWOOD YOUNG ADVISORS LLC | BROOKLYN | 307719 | $87.1M | 2 | 2026-03-31 | → |
| 1006 | INVESCO PRIVATE CAPITAL, INC. | NEW YORK | 107584 | $860.4M | 10 | 2026-03-31 | → |
| 1007 | GROWTHCURVE CAPITAL, LP | NEW YORK | 313204 | $3.24B | 31 | 2026-03-31 | → |
| 1008 | SAVICKI CAPITAL, LLC | NEW HARTFORD | 288180 | $51.0M | 2 | 2025-01-31 | → |
| 1009 | ROSENBAUM, LANNY, KEVIN | GLENVILLE | 144985 | $28.2M | 1 | 2026-06-30 | → |
| 1010 | BPC ADVISORS LLC | EAST SYRACUSE | 284429 | $158.3M | 2 | 2026-03-31 | → |
| 1011 | HUNT INVESTMENT MANAGEMENT, LLC | NEW YORK | 151744 | $117.7M | 22 | 2026-04-30 | → |
| 1012 | NEW HORIZON FINANCIAL STRATEGIES, LLC | ITHACA | 125729 | $217.2M | 7 | 2026-03-31 | → |
| 1013 | LIFECAPITAL PARTNERS LLC | NEW YORK | 337455 | $133.2M | 4 | 2026-03-31 | → |
| 1014 | SAFE HARBOR ASSET MANAGEMENT, INC. | HUNTINGTON | 124787 | $26.8M | 4 | 2026-03-31 | → |
| 1015 | WGS MANAGEMENT SERVICES, INC | ROCHESTER | 270003 | $41.6M | 1 | 2026-04-30 | → |
| 1016 | BCK PARTNERS, INC. | CORNING | 181512 | $212.7M | 5 | 2026-03-31 | → |
| 1017 | W & S MANAGEMENT SERVICES, INC. | ROCHESTER | 127852 | $166.0M | 4 | 2026-03-31 | → |
| 1018 | ARRIVAL CAPITAL MANAGEMENT LLC | NEW YORK | 126547 | $42.4M | 1 | 2026-03-31 | → |
| 1019 | TIMECAPITAL INVESTOR ADVISORY SERVICES INC | PORT JEFFERSON STATION | 105672 | $262.0M | 2 | 2026-06-30 | → |
| 1020 | TARGET ROCK WEALTH MANAGEMENT, LLC | NEW YORK | 312279 | $94.0M | 4 | 2026-04-30 | → |
| 1021 | SERENITY CAPITAL ADVISORS INC. | PITTSFORD | 332396 | $64.3M | 4 | 2026-03-31 | → |
| 1022 | LEHMANN, LIVIAN, FRIDSON ADVISORS, LLC | NEW YORK | 169980 | $84.2M | 2 | 2026-04-30 | → |
| 1023 | R. SEEGER WEALTH MANAGEMENT, LTD | LINDENHURST | 152258 | $72.1M | 1 | 2026-02-28 | → |
| 1024 | LEGACY EDGE ADVISORS, LLC | SYOSSET | 328064 | $1.23B | 18 | 2026-04-30 | → |
| 1025 | FARRELL FINANCIAL LLC | ORCHARD PARK | 321609 | $200.6M | 3 | 2026-06-30 | → |
| 1026 | J.P.MORGAN WEALTH MANAGEMENT SOLUTIONS INC. | NEW YORK | 335439 | $9.0M | 65 | 2026-03-31 | → |
| 1027 | FSC WEALTH ADVISORS, LLC | FISHKILL | 154382 | $122.3M | 5 | 2026-03-31 | → |
| 1028 | FOUR POINTS ADVISORS, LLC | NEW YORK | 171720 | $40.0M | 12 | 2026-04-30 | → |
| 1029 | FINANCIAL PLANNING ASSOCIATES, LLC | WHITE PLAINS | 159404 | $74.7M | 1 | 2026-03-31 | → |
| 1030 | FAMA FIDUCIARY WEALTH LLC | ROCHESTER | 125627 | $99.9M | 1 | 2026-01-31 | → |
| 1031 | LOWELL ROAD ASSET MANAGEMENT, INC. | MANHASSET | 164370 | $50.3M | 2 | 2026-02-28 | → |
| 1032 | AMIDON & PETERSEN FINANCIALS, LLC | ALBANY | 143079 | $39.1M | 2 | 2026-03-31 | → |
| 1033 | MEMBERS ADVISORY GROUP, LLC | WILLIAMSVILLE | 153723 | $443.2M | 7 | 2026-04-30 | → |
| 1034 | CONSTELLATION ASSET MANAGEMENT, INC. | FAYETTEVILLE | 125704 | $79.3M | 1 | 2026-02-28 | → |
| 1035 | THINKING BIG FINANCIAL INC. | BROOKLYN | 287476 | $93.0M | 2 | 2026-02-28 | → |
| 1036 | FOX FINANCIAL SERVICES, INC. | WHITE PLAINS | 112506 | $110.9M | 1 | 2026-02-28 | → |
| 1037 | GODFREY FINANCIAL ASSOCIATES, INC. | GLENMONT | 126189 | $182.5M | 3 | 2026-03-31 | → |
| 1038 | HYJC CAPITAL OF WNY, LLC | LAKEVILLE | 325574 | $82.6M | 2 | 2026-03-31 | → |
| 1039 | BREWSTER FINANCIAL PLANNING LLC | BROOKLYN | 125291 | $239.7M | 3 | 2026-03-31 | → |
| 1040 | HAYES ASSET MANAGEMENT, LLC | ROCHESTER | 141220 | $116.6M | 4 | 2026-03-31 | → |
| 1041 | LEO WEALTH MANAGEMENT, LLC | STATEN ISLAND | 337537 | $33.0M | 1 | 2026-03-31 | → |
| 1042 | ADVISOR FINANCIAL SERVICES INC | CHATHAM | 118537 | $62.6M | 2 | 2026-04-30 | → |
| 1043 | DDO ADVISORY SERVICES, LLC | RHINEBECK | 154944 | $26.8M | 1 | 2026-03-31 | → |
| 1044 | BLUE JEAN FINANCIAL LLC | ALBANY | 331138 | $133.3M | 14 | 2026-05-31 | → |
| 1045 | FLOWER CITY CAPITAL LLC | PITTSFORD | 281503 | $444.6M | 9 | 2026-04-30 | → |
| 1046 | HGI CAPITAL MANAGEMENT, LLC. | NEW YORK | 168303 | $41.6M | 12 | 2026-03-31 | → |
| 1047 | DW PARTNERS, LP | NEW YORK | 155459 | $2.27B | 41 | 2026-05-31 | → |
| 1048 | SPRING STREET WEALTH, LLC | NEW YORK | 338643 | $26.4M | 1 | 2026-03-31 | → |
| 1049 | SILVER ADVISORS, LLC | NEW YORK | 291109 | $71.9M | 1 | 2026-01-31 | → |
| 1050 | QUANTEL ASSET MANAGEMENT LLC | NEW YORK | 311013 | $59.7M | 3 | 2026-05-31 | → |
| 1051 | STEPHEN J. GARRY & ASSOCIATES, LLC | GARDEN CITY | 295068 | $142.6M | 4 | 2026-03-31 | → |
| 1052 | WILLOW ASSET MANAGEMENT LLC | NEW YORK | 282487 | $1.64B | 105 | 2026-06-30 | → |
| 1053 | LYTLE INVESTMENT SERVICES CORP. | GRAND ISLAND | 297591 | $74.3M | 5 | 2026-03-31 | → |
| 1054 | KARAGOSIAN FINANCIAL SERVICES, INC | CROTON ON HUDSON | 124532 | $26.8M | 1 | 2026-03-31 | → |
| 1055 | SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC | NEW YORK | 309110 | $100.6M | 4 | 2026-03-31 | → |
| 1056 | OPPENHEIMER + CLOSE, LLC | NEW YORK | 15168 | $93.0M | 5 | 2026-03-31 | → |
| 1057 | WINTHROP PARTNERS - WNY, LLC | BUFFALO | 282100 | $186.2M | 4 | 2026-04-30 | → |
| 1058 | BLACKROCK ALTERNATIVES MANAGEMENT, LLC | NEW YORK | 288041 | $18.00B | 9 | 2026-06-30 | → |
Related Lists
Sleeve1,058 firms · 2026-06-30