Research Report · 2026-06-30
Largest Registered Investment Advisers in the Midwest
SEC-registered investment advisers based in the Midwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,567
Total AUM
$19.31T
Median AUM
$464.8M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1401 | MN WEALTH ADVISORS, LLC | OVERLAND PARK | 322617 | $394.2M | 5 | 2026-02-28 | → |
| 1402 | ELIZABETH PARK CAPITAL ADVISORS, LTD | PEPPER PIKE | 158416 | $393.9M | 10 | 2026-03-31 | → |
| 1403 | BENTLEY FINANCIAL GROUP, INC. | DOWNERS GROVE | 172474 | $392.8M | 4 | 2026-02-28 | → |
| 1404 | C. C. DUNNAVAN & CO., INC. | MINNEAPOLIS | 109058 | $392.7M | 6 | 2026-03-31 | → |
| 1405 | ATLATL ADVISERS LLC | MADISON | 284036 | $392.7M | 10 | 2026-05-31 | → |
| 1406 | S&A FINANCIAL SERVICES, INC. | OVERLAND PARK | 110471 | $392.3M | 7 | 2026-03-31 | → |
| 1407 | OXINAS PARTNERS, LLC | JEFFERSONVILLE | 297462 | $391.0M | 8 | 2026-02-28 | → |
| 1408 | INTREPID FINANCIAL PLANNING GROUP, LLC | CARMEL | 112196 | $390.4M | 3 | 2026-05-31 | → |
| 1409 | JJP CAPITAL MANAGEMENT, INC. | COLUMBIA | 105374 | $389.9M | 3 | 2026-03-31 | → |
| 1410 | KNOW YOUR OPTIONS LLC | CHICAGO | 153641 | $388.8M | 15 | 2026-03-31 | → |
| 1411 | JAMES REED FINANCIAL SERVICES, INC. | CLEVELAND | 112179 | $388.6M | 10 | 2026-03-31 | → |
| 1412 | WHEELHOUSE ADVISORY GROUP, LLC | ST. LOUIS | 312806 | $388.1M | 28 | 2026-03-31 | → |
| 1413 | VERMILLION FINANCIAL ADVISORS, INC. | SOUTH BARRINGTON | 119239 | $386.7M | 10 | 2026-03-31 | → |
| 1414 | BALANCE WEALTH PARTNERS LLC | WORTHINGTON | 329589 | $386.7M | 12 | 2026-03-31 | → |
| 1415 | DS INVESTMENT ADVISORS | GRAND RAPIDS | 319351 | $386.1M | 4 | 2026-03-31 | → |
| 1416 | EVEXIA WEALTH, LLC | STEVENS POINT | 323788 | $386.1M | 18 | 2026-05-31 | → |
| 1417 | SQUADRON CAPITAL MANAGEMENT LLC | OAK BROOK | 334296 | $385.7M | 4 | 2026-06-30 | → |
| 1418 | VISTA INVESTMENT PARTNERS II, LLC | RICHMOND | 327983 | $383.1M | 12 | 2026-03-31 | → |
| 1419 | DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. | BUFFALO | 165145 | $382.9M | 9 | 2026-02-28 | → |
| 1420 | ACCENT CAPITAL MANAGEMENT, LLC | CENTERVILLE | 319275 | $382.7M | 7 | 2026-03-31 | → |
| 1421 | CARTER FINANCIAL GROUP, INC. | BARRINGTON | 301025 | $382.2M | 9 | 2026-03-31 | → |
| 1422 | DEAN FINANCIAL SERVICES, LLC | BEAVERCREEK | 129679 | $382.0M | 9 | 2026-03-31 | → |
| 1423 | KIRTLAND HILLS CAPITAL MANAGEMENT, LLC | BRATENAHL | 174335 | $382.0M | 2 | 2026-03-31 | → |
| 1424 | PECAUT & CO. | SIOUX CITY | 2997 | $381.8M | 6 | 2025-11-30 | → |
| 1425 | UNIQUE WEALTH STRATEGIES | BURR RIDGE | 323994 | $381.5M | 10 | 2026-03-31 | → |
| 1426 | SCULATI WEALTH MANAGEMENT, LLC | BLOOMFIELD HILLS | 158783 | $381.5M | 4 | 2026-02-28 | → |
| 1427 | LPFG, LLC | AVON | 312978 | $381.3M | 28 | 2026-03-31 | → |
| 1428 | 626 FINANCIAL, LLC | PORTAGE | 306474 | $379.6M | 5 | 2026-02-28 | → |
| 1429 | DARDEN WEALTH GROUP, INC | ANN ARBOR | 294926 | $379.6M | 5 | 2026-03-31 | → |
| 1430 | BRUCE & CO INC | CHICAGO | 104735 | $379.5M | 1 | 2026-03-31 | → |
| 1431 | HUNTER KEITH INDUSTRIES, INC. | WAYZATA | 332688 | $379.3M | 3 | 2025-03-31 | → |
| 1432 | SIENA CAPITAL PARTNERS GP, LLC | EVANSTON | 162073 | $379.3M | 5 | 2026-02-28 | → |
| 1433 | ALL TERRAIN FINANCIAL ADVISORS, LLC | COON RAPIDS | 286683 | $379.2M | 4 | 2026-03-31 | → |
| 1434 | PROSPECT PARTNERS ADVISORS LLC | CHICAGO | 317720 | $378.4M | 12 | 2026-05-31 | → |
| 1435 | PRITZKER ALTERNATIVE STRATEGIES LP | CHICAGO | 333671 | $378.3M | 7 | 2026-03-31 | → |
| 1436 | FREEDOM FINANCIAL PARTNERS LLC | OAKDALE | 327560 | $377.9M | 8 | 2026-02-28 | → |
| 1437 | FAIRHAVEN FINANCIAL ADVISORY CORPORATION | EAST LANSING | 124266 | $377.6M | 7 | 2026-01-31 | → |
| 1438 | JPS FINANCIAL, LLC | WESTLAKE | 169208 | $377.0M | 4 | 2026-03-31 | → |
| 1439 | STRATEGIC PLANNING, INC. | COLUMBUS | 139648 | $376.6M | 4 | 2026-03-31 | → |
| 1440 | KLEINFELDER CAPITAL, INC. | CINCINNATI | 289345 | $376.6M | 5 | 2026-02-28 | → |
| 1441 | ABBEY STREET, LLC | EDEN PRAIRIE | 305107 | $375.4M | 13 | 2026-03-31 | → |
| 1442 | VIKING PARTNERS ADVISORS, LLC | CINCINNATI | 321989 | $375.0M | 2 | 2026-03-31 | → |
| 1443 | B.A. ROBERTS FINANCIAL SERVICES, INC. | MARQUETTE | 289856 | $373.9M | 8 | 2026-03-31 | → |
| 1444 | DORVAL CORPORATION | MAPLE GROVE | 309512 | $373.9M | 7 | 2026-02-28 | → |
| 1445 | OAK WEALTH ADVISORS LLC | NORTHBROOK | 148832 | $373.7M | 7 | 2026-03-31 | → |
| 1446 | MOREY & QUINN WEALTH PARTNERS LLC | OMAHA | 332074 | $373.4M | 4 | 2026-04-30 | → |
| 1447 | RICHARD W. PAUL & ASSOCIATES, LLC | NOVI | 156812 | $372.8M | 8 | 2026-03-31 | → |
| 1448 | LAKESIDE DRIVE MANAGEMENT LLC | BIRMINGHAM | 306808 | $372.3M | 1 | 2026-04-30 | → |
| 1449 | PINNACLE FAMILY ADVISORS, LLC | SPRINGFIELD | 145628 | $371.7M | 13 | 2026-03-31 | → |
| 1450 | UNION STRATEGIC ADVISORS LLC | BLUE ASH | 340640 | $371.6M | 4 | 2026-06-30 | → |
| 1451 | WARTHER PRIVATE WEALTH, LLC | AKRON | 125145 | $371.3M | 9 | 2025-03-31 | → |
| 1452 | REBEL FINANCIAL, LLC. | GROVEPORT | 168263 | $370.5M | 6 | 2026-03-31 | → |
| 1453 | ONE ADVISORY PARTNERS, LLC | OVERLAND PARK | 161614 | $369.5M | 11 | 2026-04-30 | → |
| 1454 | STONEBRIDGE WEALTH SYSTEMS LLC | KEARNEY | 327894 | $369.1M | 25 | 2026-03-31 | → |
| 1455 | RUGGAARD & ASSOCIATES, LLC | HUDSON | 107489 | $368.6M | 10 | 2026-03-31 | → |
| 1456 | SAXONY CAPITAL MANAGEMENT LLC. | SAINT LOUIS | 122692 | $367.9M | 6 | 2026-06-30 | → |
| 1457 | HUGHES & COMPANY INVESTMENT PARTNERS, L.P. | CHICAGO | 311212 | $367.4M | 13 | 2026-03-31 | → |
| 1458 | T. ANTON INVESTMENT HOUSE, INC. | MADISON | 174970 | $366.6M | 6 | 2026-03-31 | → |
| 1459 | ROYAL OAK FINANCIAL ADVISORS, LLC | ROYAL OAK | 290152 | $366.1M | 7 | 2026-03-31 | → |
| 1460 | ROYAL OAK FINANCIAL GROUP | WORTHINGTON | 166391 | $366.0M | 1 | 2026-03-31 | → |
| 1461 | CHICAGO WEALTH MANAGEMENT, INC. | CHICAGO | 112271 | $365.7M | 6 | 2026-03-31 | → |
| 1462 | PRAIRIEWOOD CAPITAL, LLC | FARGO | 149007 | $365.4M | 8 | 2026-06-30 | → |
| 1463 | TEALWOOD ASSET MANAGEMENT INC | MINNEAPOLIS | 105245 | $365.4M | 7 | 2026-02-28 | → |
| 1464 | INDIA CAPITAL LLC | MINNEAPOLIS | 309034 | $365.3M | 1 | 2026-03-31 | → |
| 1465 | SIGNIFY WEALTH LLC | ST. LOUIS | 160094 | $364.6M | 17 | 2026-06-30 | → |
| 1466 | SEBOLD CAPITAL MANAGEMENT, INC | LISLE | 122941 | $364.3M | 9 | 2026-03-31 | → |
| 1467 | CROAK ASSET MANAGEMENT, LLC | TOLEDO | 297666 | $363.9M | 6 | 2026-04-30 | → |
| 1468 | HORIZON INVESTMENT SERVICES, LLC. | HAMMOND | 110642 | $363.8M | 14 | 2026-05-31 | → |
| 1469 | MARIPAU WEALTH MANAGEMENT LLC | FORT WAYNE | 311934 | $363.8M | 24 | 2026-04-30 | → |
| 1470 | WINDROCK WEALTH MANAGEMENT LLC | NAPERVILLE | 166124 | $363.2M | 5 | 2026-03-31 | → |
| 1471 | MARKETRIDERS, INC. | CHESTERFIELD | 147963 | $363.0M | 6 | 2026-03-31 | → |
| 1472 | LECLAIR WEALTH PARTNERS LLC | DUBLIN | 332827 | $363.0M | 4 | 2026-02-28 | → |
| 1473 | PRESPER FINANCIAL ARCHITECTS, LLC | AKRON | 297538 | $362.6M | 10 | 2026-02-28 | → |
| 1474 | MOTIVE WEALTH ADVISORS, LLC | BIRMINGHAM | 312303 | $362.6M | 4 | 2026-06-30 | → |
| 1475 | DEARBORN CAPITAL MANAGEMENT, LLC | CHICAGO | 155473 | $360.9M | 12 | 2026-03-31 | → |
| 1476 | CORDIS FINANCIAL, LLC | MINNEAPOLIS | 294766 | $360.7M | 7 | 2026-02-28 | → |
| 1477 | JESSUP WEALTH MANAGEMENT, INC. | DAYTON | 323035 | $360.2M | 12 | 2026-05-31 | → |
| 1478 | KESSLER INVESTMENT GROUP, LLC | COLUMBUS | 153696 | $359.7M | 8 | 2026-03-31 | → |
| 1479 | CLOVERFIELDS CAPITAL GROUP, LP | MINNEAPOLIS | 306590 | $358.7M | 2 | 2026-03-31 | → |
| 1480 | BLUESTEM FINANCIAL ADVISORS, LLC | SAVOY | 158418 | $358.2M | 10 | 2026-02-28 | → |
| 1481 | MOMENT PRIVATE WEALTH, LLC | SAINT LOUIS | 313223 | $357.2M | 7 | 2026-05-31 | → |
| 1482 | ALCYON WEALTH ADVISORS, LLC | YOUNGSTOWN | 334909 | $356.5M | 5 | 2026-06-30 | → |
| 1483 | FOURTH DIMENSION WEALTH, LLC | MIDDLEBURG HEIGHTS | 306703 | $356.4M | 16 | 2026-06-30 | → |
| 1484 | SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC | CLOQUET | 152003 | $356.1M | 6 | 2026-04-30 | → |
| 1485 | FINANCIAL PLANNING NAVIGATORS CORP | MAPLE GROVE | 332831 | $355.1M | 8 | 2026-01-31 | → |
| 1486 | BLACK MAPLE CAPITAL MANAGEMENT LP | MILWAUKEE | 168385 | $352.9M | 9 | 2026-03-31 | → |
| 1487 | ENVISION FINANCIAL LLC | BROOKFIELD | 314365 | $352.9M | 5 | 2026-03-31 | → |
| 1488 | FORTRESS FINANCIAL GROUP, LLC | ROCHESTER | 315329 | $352.3M | 10 | 2026-06-30 | → |
| 1489 | R.T. JONES CAPITAL EQUITIES MANAGEMENT INC. | ST. LOUIS | 131804 | $351.8M | 7 | 2026-06-30 | → |
| 1490 | LARAWAY FINANCIAL ADVISORS, INC. | ST. CLOUD | 114674 | $351.5M | 7 | 2026-02-28 | → |
| 1491 | FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. | SALINE | 147014 | $351.1M | 10 | 2026-03-31 | → |
| 1492 | BRIDGEWATER ASSET MANAGEMENT LLC | CHESTERFIELD | 169832 | $350.5M | 6 | 2026-03-31 | → |
| 1493 | EGI FINANCIAL, INC. | AKRON | 120607 | $348.7M | 8 | 2026-02-28 | → |
| 1494 | PFLUG KOORY, LLC | OMAHA | 109268 | $347.0M | 2 | 2026-02-28 | → |
| 1495 | LONG ROAD INVESTMENT COUNSEL, LLC | KALAMAZOO | 171343 | $346.4M | 2 | 2026-03-31 | → |
| 1496 | BOOSTER ASSET MANAGEMENT, LLC | WHEATON | 330362 | $346.1M | 2 | 2026-02-28 | → |
| 1497 | ARCHWAY WEALTH MANAGEMENT, LLC | KIRKWOOD | 326816 | $345.7M | 4 | 2026-03-31 | → |
| 1498 | FORTRESS PLANNING GROUP, LLC | PEWAUKEE | 157900 | $345.3M | 6 | 2026-03-31 | → |
| 1499 | HICKS CAPITAL MANAGEMENT, LLC | COLUMBUS | 158609 | $344.7M | 5 | 2026-06-30 | → |
| 1500 | NEPSIS, INC. | MINNEAPOLIS | 141203 | $344.5M | 37 | 2026-02-28 | → |
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