Research Report · 2026-06-30
Largest Registered Investment Advisers in the Midwest
SEC-registered investment advisers based in the Midwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,567
Total AUM
$19.31T
Median AUM
$464.8M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1301 | COLUMBUS INVESTMENT ADVISORY INC. | NEW ALBANY | 104595 | $453.7M | 9 | 2026-03-31 | → |
| 1302 | LAUREL WEALTH PLANNING LLC | EDINA | 122035 | $453.6M | 8 | 2026-05-31 | → |
| 1303 | RICHMOND INVESTMENT SERVICES LLC | MEQUON | 327451 | $453.2M | 14 | 2026-06-30 | → |
| 1304 | NOVA R WEALTH, INC. | OVERLAND PARK | 169574 | $452.6M | 8 | 2026-03-31 | → |
| 1305 | ASPEN INVESTMENT MANAGEMENT INC. | GRAND RAPIDS | 112081 | $452.5M | 5 | 2026-03-31 | → |
| 1306 | POINTE CAPITAL MANAGEMENT LLC | GROSSE POINTE FARMS | 152520 | $452.3M | 6 | 2026-03-31 | → |
| 1307 | SARVER VROOMAN WEALTH ADVISORS LLC | KANSAS CITY | 332699 | $452.2M | 5 | 2026-04-30 | → |
| 1308 | BLACKHAWK CAPITAL PARTNERS, LLC | THIENSVILLE | 158020 | $452.0M | 6 | 2026-06-30 | → |
| 1309 | VIRTERA PARTNERS LLC | PEPPER PIKE | 308187 | $451.8M | 5 | 2026-03-31 | → |
| 1310 | WEALTHSPAN PARTNERS, LLC | DAVENPORT | 297712 | $451.1M | 6 | 2026-03-31 | → |
| 1311 | M1 CAPITAL MANAGEMENT | TROY | 158269 | $450.4M | 12 | 2026-03-31 | → |
| 1312 | WATEREQUITY LLC | KANSAS CITY | 281955 | $450.2M | 44 | 2026-05-31 | → |
| 1313 | NIKULSKI FINANCIAL, INC. | BETTENDORF | 151569 | $449.0M | 10 | 2026-03-31 | → |
| 1314 | HARBOUR GROUP INDUSTRIES, INC. | ST. LOUIS | 160634 | $448.3M | 25 | 2026-03-31 | → |
| 1315 | LESLIE GLOBAL WEALTH, LLC | ITASCA | 128202 | $446.8M | 6 | 2026-03-31 | → |
| 1316 | MAINSTREET RIA LLC | O'FALLON | 309150 | $446.4M | 3 | 2026-02-28 | → |
| 1317 | PEAK WEALTH MANAGEMENT, LLC | PLYMOUTH | 166944 | $446.0M | 3 | 2026-03-31 | → |
| 1318 | MINDSET WEALTH MANAGEMENT, LLC | INDIANAPOLIS | 330384 | $445.5M | 4 | 2026-06-30 | → |
| 1319 | HOLISTIC FINANCIAL PARTNERS, LLC | INDIANAPOLIS | 170913 | $444.6M | 6 | 2026-03-31 | → |
| 1320 | FINANCIAL FREEDOM, LLC | CINCINNATI | 118772 | $443.2M | 4 | 2026-03-31 | → |
| 1321 | INLAND ADVISORY SERVICES, LLC | OAK BROOK | 338893 | $443.1M | 48 | 2026-05-31 | → |
| 1322 | ULLAND INVESTMENT ADVISORS, LLC | MINNEAPOLIS | 109610 | $442.9M | 5 | 2026-06-30 | → |
| 1323 | SWS PARTNERS, LLC | COLUMBUS | 281838 | $442.6M | 6 | 2026-06-30 | → |
| 1324 | CAHILL WEALTH MANAGEMENT, LLC | PORTAGE | 134508 | $442.1M | 4 | 2025-02-28 | → |
| 1325 | SAGE PRIVATE WEALTH GROUP, LLC | OAKBROOK TERRACE | 173399 | $440.8M | 15 | 2026-03-31 | → |
| 1326 | BOREALIS STRATEGIC CAPITAL PARTNERS, LP | CHICAGO | 300562 | $440.4M | 6 | 2026-03-31 | → |
| 1327 | WFA ASSET MANAGEMENT CORP | WHITEFISH BAY | 106102 | $439.3M | 8 | 2025-03-31 | → |
| 1328 | BATES FINANCIAL ADVISORS, INC. | ROCKFORD | 116515 | $439.2M | 5 | 2026-06-30 | → |
| 1329 | NEWPORT INVESTMENT MANAGEMENT, LLC | CHICAGO | 153918 | $438.8M | 17 | 2026-03-31 | → |
| 1330 | DICKMEYER BOYCE FINANCIAL MANAGEMENT, INC | FORT WAYNE | 124281 | $438.5M | 8 | 2026-02-28 | → |
| 1331 | STOREN LEGACY PARTNERS, LLC | ZIONSVILLE | 339197 | $438.3M | 14 | 2026-04-30 | → |
| 1332 | HENDLEY & CO INC | ZANESVILLE | 110465 | $438.2M | 5 | 2026-06-30 | → |
| 1333 | ARNOLD WEITZ & CO | ELKHORN | 108026 | $438.1M | 2 | 2026-02-28 | → |
| 1334 | ACCESS FINANCIAL SERVICES, INC. | MINNEAPOLIS | 115361 | $437.8M | 10 | 2026-02-28 | → |
| 1335 | VCI WEALTH MANAGEMENT LLC | SAINT LOUIS | 324833 | $435.3M | 32 | 2026-05-31 | → |
| 1336 | FAMILY CAPITAL MANAGEMENT, INC. | GRAND RAPIDS | 111230 | $435.1M | 10 | 2026-03-31 | → |
| 1337 | PLAN A WEALTH, LLC | LINCOLN | 287860 | $433.8M | 13 | 2026-03-31 | → |
| 1338 | ALIGN FINANCIAL, LLC | HERMANTOWN | 309238 | $433.7M | 5 | 2026-04-30 | → |
| 1339 | ARGENTARII, LLC | CINCINNATI | 332112 | $431.9M | 10 | 2026-03-31 | → |
| 1340 | FSB PREMIER WEALTH MANAGEMENT, INC. | WATERLOO | 15898 | $431.7M | 12 | 2026-03-31 | → |
| 1341 | ETF PORTFOLIO PARTNERS, INC. | LEAWOOD | 128366 | $431.1M | 8 | 2026-01-31 | → |
| 1342 | WHITE PINE CAPITAL LLC | BLOOMINGTON | 108417 | $430.6M | 7 | 2026-03-31 | → |
| 1343 | INTEGRATED CAPITAL MANAGEMENT LLC | BLOOMFIELD HILLS | 284766 | $429.8M | 5 | 2026-02-28 | → |
| 1344 | QBOX FIDUCIARY SOLUTIONS, LLC | FORT WAYNE | 167622 | $429.2M | 2 | 2026-03-31 | → |
| 1345 | SYMPHONY FINANCIAL SERVICES, INC. | AKRON | 125058 | $428.7M | 7 | 2026-02-28 | → |
| 1346 | LAWSON KROEKER INVESTMENT MANAGEMENT INC | OMAHA | 105053 | $428.6M | 7 | 2026-03-31 | → |
| 1347 | BLUE WATER ASSET MANAGEMENT, LLC | GRAND RAPIDS | 175362 | $428.5M | 10 | 2026-06-30 | → |
| 1348 | PROVIDENCE FINANCIAL ADVISORS, LLC | OVERLAND PARK | 124839 | $428.1M | 5 | 2026-02-28 | → |
| 1349 | CPC MANAGEMENT, LLC | KANSAS CITY | 313413 | $428.0M | 16 | 2026-05-31 | → |
| 1350 | HFG ADVISORS, INC. | CINCINNATI | 282027 | $426.7M | 9 | 2026-04-30 | → |
| 1351 | LEGACY BRIDGE, LLC | WEST DES MOINES | 282261 | $425.8M | 8 | 2026-03-31 | → |
| 1352 | QUAD-CITIES INVESTMENT GROUP, LLC | DAVENPORT | 154113 | $425.5M | 8 | 2026-04-30 | → |
| 1353 | TRINITY WEALTH MANAGEMENT LLC | CINCINNATI | 152355 | $425.2M | 4 | 2026-03-31 | → |
| 1354 | GENEVA PARTNERS, LLC | LAKE GENEVA | 130768 | $423.6M | 9 | 2026-04-30 | → |
| 1355 | TFG ADVISERS LLC | AUBURN HILLS | 288787 | $423.4M | 8 | 2025-02-28 | → |
| 1356 | VALIANT WEALTH, LLC | WEST DES MOINES | 146911 | $423.1M | 12 | 2026-03-31 | → |
| 1357 | BOWMAN & COMPANY S.C. | OSHKOSH | 305030 | $419.0M | 13 | 2025-12-31 | → |
| 1358 | MARKET INVESTMENT GROUP, LLC | WICHITA | 334248 | $416.4M | 33 | 2026-02-28 | → |
| 1359 | CULTIVATION CAPITAL, LLC | ST. LOUIS | 168734 | $416.4M | 18 | 2026-06-30 | → |
| 1360 | HIGHVIEW CAPITAL MANAGEMENT, LLC | BUFFALO GROVE | 306195 | $416.3M | 5 | 2026-03-31 | → |
| 1361 | BARD ASSOCIATES INC | CHICAGO | 104984 | $416.2M | 10 | 2026-05-31 | → |
| 1362 | SGL FINANCIAL, LLC | BUFFALO GROVE | 158023 | $416.0M | 33 | 2026-06-30 | → |
| 1363 | WHETSTONE CAPITAL ADVISORS, LLC | MISSION WOODS | 155414 | $415.1M | 4 | 2026-03-31 | → |
| 1364 | MOKOSAK ADVISORY GROUP, LLC | URBANDALE | 287538 | $413.9M | 4 | 2026-02-28 | → |
| 1365 | WATERSHED PRIVATE WEALTH LLC | OAK BROOK | 316408 | $413.7M | 3 | 2026-03-31 | → |
| 1366 | KERBEROS CAPITAL MANAGEMENT LLC | CHICAGO | 315699 | $412.2M | 8 | 2026-03-31 | → |
| 1367 | AUXO INVESTMENT PARTNERS, LLC | GRAND RAPIDS | 290177 | $412.0M | 15 | 2026-03-31 | → |
| 1368 | SLAGLE FINANCIAL, LLC. | EDWARDSVILLE | 149976 | $411.7M | 21 | 2026-03-31 | → |
| 1369 | COPPER FINANCIAL NETWORK, LLC | LENEXA | 168203 | $410.7M | 50 | 2026-06-30 | → |
| 1370 | HARBOR WEALTH MANAGEMENT, LLC | GREEN BAY | 153527 | $410.5M | 6 | 2026-02-28 | → |
| 1371 | BEMANAGED FINANCIAL SERVICES, INC. | GRAND RAPIDS | 140099 | $410.0M | 6 | 2026-03-31 | → |
| 1372 | FRIDAY FINANCIAL, INC. | DUBUQUE | 329748 | $409.3M | 9 | 2026-05-31 | → |
| 1373 | ROOTED WEALTH ADVISORS, INC. | BOURBONNAIS | 313759 | $408.8M | 22 | 2026-03-31 | → |
| 1374 | ADVISORY SOLUTIONS GROUP, LLC | PLYMOUTH | 339919 | $408.4M | 40 | 2026-05-31 | → |
| 1375 | QUAD CITY INVESTMENT ADVISORS, LLC | MOLINE | 112187 | $408.0M | 8 | 2026-03-31 | → |
| 1376 | KOM WEALTH MANAGEMENT GROUP, LLC | APPLETON | 142682 | $407.8M | 7 | 2026-03-31 | → |
| 1377 | COMPASS FINANCIAL SERVICES, INC. | WEST DES MOINES | 109441 | $407.4M | 12 | 2026-04-30 | → |
| 1378 | KEYSTONE FINANCIAL PLANNING, INC | WESTLAKE | 104640 | $406.9M | 2 | 2026-02-28 | → |
| 1379 | NORTHLAND SECURITIES, INC. | MINNEAPOLIS | 40258 | $405.5M | 22 | 2026-06-30 | → |
| 1380 | EXCEL FINANCIAL, LLC | RED WING | 145301 | $404.5M | 11 | 2026-05-31 | → |
| 1381 | AXIOM FINANCIAL STRATEGIES GROUP, LLC | NEW ALBANY | 306618 | $404.1M | 9 | 2026-03-31 | → |
| 1382 | FORUM SOLUTIONS GROUP, LLC | FISHERS | 143075 | $403.3M | 11 | 2026-02-28 | → |
| 1383 | LEGACY INVESTMENT PARTNERS, LLC | OVERLAND PARK | 133014 | $403.1M | 4 | 2026-02-28 | → |
| 1384 | LCM CAPITAL MANAGEMENT INC | CHICAGO | 111074 | $403.0M | 8 | 2026-04-30 | → |
| 1385 | PALO DURO INVESTMENT PARTNERS, LP | CHICAGO | 324320 | $402.8M | 6 | 2026-03-31 | → |
| 1386 | ANDERSON FINANCIAL STRATEGIES, LLC | DAYTON | 290343 | $402.1M | 7 | 2026-03-31 | → |
| 1387 | MIDWEST HERITAGE BANK, FSB | WEST DES MOINES | 306308 | $398.7M | 6 | 2026-01-31 | → |
| 1388 | LESTER FINANCIAL GROUP, LLC | CHAMPAIGN | 317036 | $398.6M | 5 | 2026-02-28 | → |
| 1389 | LONGSHORE CAPITAL MANAGEMENT, LLC | CHICAGO | 308030 | $397.6M | 11 | 2026-03-31 | → |
| 1390 | IAMS WEALTH MANAGEMENT, LLC | OMAHA | 286085 | $397.2M | 53 | 2026-04-30 | → |
| 1391 | WEBB ADVISORS INCORPORATED | BLOOMINGTON | 106617 | $397.2M | 8 | 2026-03-31 | → |
| 1392 | CENTENNIAL WEALTH ADVISORY, LLC | TRAVERSE CITY | 138054 | $397.1M | 14 | 2026-04-30 | → |
| 1393 | FAMILY WEALTH ADVISORY GROUP, LLC | CINCINNATI | 130595 | $396.2M | 7 | 2026-06-30 | → |
| 1394 | LESJAK PLANNING, LLC | WESTLAKE | 110090 | $396.0M | 7 | 2026-03-31 | → |
| 1395 | ECIO, INC. | MADISON | 301432 | $395.6M | 8 | 2026-06-30 | → |
| 1396 | MANN FINANCIAL SERVICES, INC. | DETROIT LAKES | 297878 | $395.5M | 5 | 2026-02-28 | → |
| 1397 | QUARRY HILL ADVISORS, LLC | SAINT PAUL | 288334 | $394.8M | 5 | 2026-01-31 | → |
| 1398 | GEN-WEALTH PARTNERS, INC. | ZEELAND | 281330 | $394.8M | 9 | 2026-04-30 | → |
| 1399 | AEGON USA REALTY ADVISORS, LLC | CEDAR RAPIDS | 286438 | $394.5M | 178 | 2026-03-31 | → |
| 1400 | VAWTER FINANCIAL LTD | COLUMBUS | 108830 | $394.4M | 5 | 2026-03-31 | → |
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