Research Report · 2026-06-30
Institutional Registered Investment Advisers in the Midwest
SEC-registered investment advisers in the Midwest ranked by reported institutional client assets.
Firms
1,690
Total AUM
$16.55T
Median AUM
$572.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 901 | HARDY & HARDY CO LLC | LIMA | 145088 | $269.4M | 2 | 2026-01-31 | → |
| 902 | CAMBRIDGE CAPITAL MANAGEMENT, LLC | O'FALLON | 110932 | $457.8M | 5 | 2026-02-28 | → |
| 903 | ARDENT CAPITAL MANAGEMENT, INC. | CINCINNATI | 108264 | $327.0M | 5 | 2026-03-31 | → |
| 904 | ZUCKERMAN INVESTMENT GROUP, LLC | CHICAGO | 137785 | $2.17B | 15 | 2026-03-31 | → |
| 905 | ENDEAVOR PRIVATE WEALTH, INC. | TOPEKA | 313053 | $595.3M | 13 | 2026-05-31 | → |
| 906 | CONTEGO CAPITAL GROUP, INC. | EDINA | 128518 | $88.0M | 8 | 2026-04-30 | → |
| 907 | CORTLAND ASSOCIATES INC | ST. LOUIS | 104681 | $958.0M | 7 | 2026-03-31 | → |
| 908 | THE ADVOCATE GROUP, LLC | MINNETONKA | 155270 | $809.9M | 17 | 2026-02-28 | → |
| 909 | TENET WEALTH PARTNERS, LLC | CHAMPAIGN | 339818 | $246.9M | 4 | 2026-05-31 | → |
| 910 | BRUCE & CO INC | CHICAGO | 104735 | $379.5M | 1 | 2026-03-31 | → |
| 911 | INDEPENDENT WEALTH NETWORK, INC. | URBANDALE | 286262 | $518.4M | 37 | 2026-03-31 | → |
| 912 | BEACON FINANCIAL ADVISORY LLC | CLEVELAND | 174334 | $900.7M | 13 | 2026-03-31 | → |
| 913 | MADER & SHANNON WEALTH MANAGEMENT, INC. | KANSAS CITY | 123741 | $269.4M | 10 | 2026-02-28 | → |
| 914 | WILLIAM MACK & ASSOCIATES INC | TROY | 107377 | $1.03B | 22 | 2026-04-30 | → |
| 915 | CQL CAPITAL MANAGEMENT | CHESTERFIELD | 319557 | $27.4M | 4 | 2026-03-31 | → |
| 916 | IRON FINANCIAL LLC | NORTHBROOK | 106682 | $489.2M | 10 | 2026-03-31 | → |
| 917 | WOODFIELD FINANCIAL ADVISORS, INC. | DEER PARK | 123279 | $230.1M | 3 | 2026-02-28 | → |
| 918 | BLUE LINE CAPITAL, LLC | CHICAGO | 304024 | $131.9M | 7 | 2026-06-30 | → |
| 919 | DICKMEYER BOYCE FINANCIAL MANAGEMENT, INC | FORT WAYNE | 124281 | $438.5M | 8 | 2026-02-28 | → |
| 920 | FINANCIAL ENHANCEMENT GROUP LLC | ANDERSON | 159017 | $987.0M | 24 | 2026-02-28 | → |
| 921 | GAME PLAN FINANCIAL ADVISORS, LLC | WESTLAKE, OH | 147608 | $254.7M | 5 | 2026-03-31 | → |
| 922 | WEST FINANCIAL ADVISORS, L.L.C. | DES MOINES | 142265 | $674.2M | 8 | 2026-02-28 | → |
| 923 | SKYOAK WEALTH LLC | SOUTHFIELD | 299564 | $692.7M | 7 | 2026-03-31 | → |
| 924 | COLLABORATIVE PORTFOLIO MANAGEMENT, LLC | OVERLAND PARK | 332929 | $178.7M | 4 | 2026-03-31 | → |
| 925 | KELLETT WEALTH ADVISORS, LLC | CINCINNATI | 287571 | $344.0M | 4 | 2026-02-28 | → |
| 926 | CONVERGENCE FINANCIAL, LLC | COLUMBIA | 304146 | $904.0M | 18 | 2026-06-30 | → |
| 927 | VERMILLION FINANCIAL ADVISORS, INC. | SOUTH BARRINGTON | 119239 | $386.7M | 10 | 2026-03-31 | → |
| 928 | RIVER STREET ADVISORS, LLC | AURORA | 153537 | $539.2M | 12 | 2026-06-30 | → |
| 929 | PROVIDENT INVESTMENT MANAGEMENT, INC. | NOVI | 106976 | $1.13B | 10 | 2026-06-30 | → |
| 930 | MIDWAY CAPITAL RESEARCH & MANAGEMENT LLC | CHICAGO | 147139 | $110.4M | 2 | 2026-06-30 | → |
| 931 | CLARIS ADVISORS, LLC | ST. LOUIS | 117734 | $911.1M | 3 | 2026-03-31 | → |
| 932 | MATTER, LLC | ST LOUIS | 106806 | $3.81B | 55 | 2026-03-31 | → |
| 933 | ENZA FINANCIAL, LLC | INDEPENDENCE | 315827 | $191.2M | 5 | 2026-03-31 | → |
| 934 | VALIANT WEALTH, LLC | WEST DES MOINES | 146911 | $423.1M | 12 | 2026-03-31 | → |
| 935 | REGAL ADVISORY SERVICES, INC. | GLENVIEW | 123842 | $121.4M | 25 | 2026-03-31 | → |
| 936 | HORTER INVESTMENT MANAGEMENT, LLC | CINCINNATI | 119880 | $314.5M | 43 | 2026-04-30 | → |
| 937 | NORTHERN TRUST SECURITIES, INC. | CHICAGO | 7927 | $1.66B | 385 | 2026-05-31 | → |
| 938 | ALLIANCE INVESTMENT MANAGEMENT, LLC | JENISON | 152012 | $206.8M | 6 | 2026-03-31 | → |
| 939 | ARLINGTON CAPITAL MANAGEMENT, INC. | ARLINGTON HEIGHTS | 114801 | $235.9M | 5 | 2026-03-31 | → |
| 940 | CH DOUGLAS & GRAY, LLC | INDIANAPOLIS | 142352 | $187.2M | 7 | 2025-03-31 | → |
| 941 | PERRITT CAPITAL MANAGEMENT INC | CHICAGO | 111623 | $279.8M | 6 | 2025-09-30 | → |
| 942 | MWS CAPITAL CONSULTANTS LLC | CHICAGO | 125061 | $193.7M | 3 | 2026-02-28 | → |
| 943 | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | CEDAR RAPIDS | 13609 | $906.4M | 100 | 2026-03-31 | → |
| 944 | JOHNSON WEALTH MANAGEMENT, LLC | GRAND FORKS | 123105 | $323.4M | 2 | 2026-03-31 | → |
| 945 | CONCEPTUAL FINANCIAL ADVISORS, LLC | APPLETON | 167513 | $189.9M | 4 | 2026-01-31 | → |
| 946 | JIM MACKAY FINANCIAL PLANNING, LLC | SPRINGFIELD | 169583 | $176.0M | 2 | 2026-03-31 | → |
| 947 | MONERE WEALTH MANAGEMENT, INC. | SCHAUMBURG | 173076 | $312.0M | 10 | 2026-02-28 | → |
| 948 | J.W. COONS ADVISORS, LLC | COLUMBUS | 129067 | $587.0M | 9 | 2025-04-30 | → |
| 949 | SHAKER INVESTMENTS, L.L.C. | BEACHWOOD | 119135 | $258.8M | 9 | 2026-03-31 | → |
| 950 | MIAMI VALLEY PORTFOLIO MANAGEMENT INC | BROOKVILLE | 106389 | $218.6M | 5 | 2026-03-31 | → |
| 951 | ERGAWEALTH ADVISORS, INC. | OAK BROOK | 290030 | $341.5M | 5 | 2026-03-31 | → |
| 952 | MATTERN WEALTH MANAGEMENT LLC | LAWRENCE | 304520 | $579.0M | 5 | 2026-03-31 | → |
| 953 | SPARTAN WEALTH ADVISORY SERVICES LLC | BINGHAM FARMS | 331719 | $1.48B | 31 | 2026-05-31 | → |
| 954 | MCDONNELL WEALTH MANAGEMENT, LLC | FRANKFORT | 164252 | $166.7M | 3 | 2026-02-28 | → |
| 955 | VESTIA ADVISORS, LLC | FORT WAYNE | 290565 | $1.06B | 31 | 2026-03-31 | → |
| 956 | ACCREDITED INVESTORS INC | EDINA | 105439 | $4.41B | 53 | 2026-03-31 | → |
| 957 | MBM WEALTH CONSULTANTS, LLC | CHESTERFIELD | 169091 | $476.7M | 15 | 2026-05-31 | → |
| 958 | PRAIRIE SKY FINANCIAL GROUP, LLC | LAKE BLUFF | 171672 | $302.1M | 5 | 2025-08-31 | → |
| 959 | SUNPOINTE, LLC | ST. LOUIS | 282505 | $790.7M | 17 | 2026-02-28 | → |
| 960 | MIDWEST PROFESSIONAL PLANNERS, LTD. | WAUSAU | 112995 | $649.3M | 29 | 2026-05-31 | → |
| 961 | FIRST NEBRASKA ADVISORY LLC | NORTH PLATTE | 298667 | $458.0M | 7 | 2026-03-31 | → |
| 962 | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC | EDEN PRAIRIE | 284430 | $1.54B | 23 | 2026-06-30 | → |
| 963 | BERNARD WEALTH MANAGEMENT CORP. | ROYAL OAK | 159533 | $314.2M | 4 | 2026-03-31 | → |
| 964 | POEHLING CAPITAL MANAGEMENT, INC. | MADISON | 131668 | $591.3M | 6 | 2026-02-28 | → |
| 965 | GIMBAL FINANCIAL, LLC | CARMEL | 159003 | $290.0M | 6 | 2026-03-31 | → |
| 966 | MURPHY POHLAD ASSET MANAGEMENT LLC | EDEN PRAIRIE | 109973 | $639.7M | 7 | 2026-05-31 | → |
| 967 | THE HEATON HOPPES GROUP, LLC | CEDAR FALLS | 115511 | $172.5M | 3 | 2026-03-31 | → |
| 968 | PLAN A WEALTH, LLC | LINCOLN | 287860 | $433.8M | 13 | 2026-03-31 | → |
| 969 | SS&H FINANCIAL ADVISORS, INC. | TROY | 112256 | $482.2M | 2 | 2026-03-31 | → |
| 970 | FRAZIER FINANCIAL ADVISORS, LLC | COLUMBUS | 106649 | $1.16B | 20 | 2026-04-30 | → |
| 971 | RJP INVESTMENT ADVISORS, LLP | INDIANAPOLIS | 111536 | $188.7M | 5 | 2026-02-28 | → |
| 972 | LIGHTHOUSE WEALTH MANAGEMENT, INC. | ASHLAND | 157925 | $237.6M | 5 | 2026-01-31 | → |
| 973 | LEXAURUM ADVISORS, LLC | OVERLAND PARK | 283653 | $1.27B | 50 | 2026-03-31 | → |
| 974 | JERICHO FINANCIAL, LLP | WESTERVILLE | 288801 | $220.0M | 3 | 2026-02-28 | → |
| 975 | GENESIS ADVISORS, LLC | FISHERS | 151976 | $121.2M | 4 | 2026-02-28 | → |
| 976 | RM INVESTMENT STRATEGIES, LLC | GRAND RAPIDS | 322828 | $21.9M | 3 | 2026-03-31 | → |
| 977 | INVESTMENT CENTER, INC. | ORLAND PARK | 123091 | $310.5M | 6 | 2025-03-31 | → |
| 978 | BURNHAM & COMPANY LLC | GRAND RAPIDS | 319339 | $129.5M | 2 | 2026-06-30 | → |
| 979 | AMERICAN INVESTMENT ADVISORS INC | MADISON | 104579 | $137.9M | 2 | 2026-03-31 | → |
| 980 | IAG WEALTH PARTNERS, LLC | WAUKESHA | 109721 | $1.87B | 15 | 2026-03-31 | → |
| 981 | FINANCIAL PLANNING NAVIGATORS CORP | MAPLE GROVE | 332831 | $355.1M | 8 | 2026-01-31 | → |
| 982 | INVEST CAPITAL PARTNERS, CO. | SPRINGBORO | 287987 | $271.9M | 13 | 2026-01-31 | → |
| 983 | ARK ADVISORS LLC | BLOOMINGTON | 167456 | $195.6M | 2 | 2026-01-31 | → |
| 984 | TRUENORTH WEALTH & IMPACT, LLC | JOPLIN | 321238 | $456.2M | 5 | 2026-03-31 | → |
| 985 | AUXIN GROUP WEALTH MANAGEMENT, LLC | AKRON | 226599 | $304.2M | 6 | 2025-03-31 | → |
| 986 | BANKERS LIFE ADVISORY SERVICES, INC. | CHICAGO | 281285 | $1.94B | 384 | 2026-03-31 | → |
| 987 | MADISON ASSET MANAGEMENT, LLC | MADISON | 130874 | $4.86B | 92 | 2026-03-31 | → |
| 988 | PACESETTER FINANCIAL GROUP, L.L.C. | LINCOLN | 123287 | $170.5M | 10 | 2026-03-31 | → |
| 989 | BLUE CHIP PARTNERS, LLC | FARMINGTON HILLS | 132437 | $1.88B | 34 | 2026-03-31 | → |
| 990 | CROAK ASSET MANAGEMENT, LLC | TOLEDO | 297666 | $363.9M | 6 | 2026-04-30 | → |
| 991 | BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC | ST. LOUIS | 297750 | $705.4M | 12 | 2026-03-31 | → |
| 992 | LAUER CAPITAL MANAGEMENT LTD | SIOUX FALLS | 109660 | $322.7M | 3 | 2026-03-31 | → |
| 993 | GREYSTONE FINANCIAL GROUP, LLC | BLOOMFIELD HILLS | 306595 | $494.9M | 8 | 2026-03-31 | → |
| 994 | STEPP & ROTHWELL INC | OVERLAND PARK | 107999 | $1.06B | 25 | 2026-03-31 | → |
| 995 | HORAN SECURITIES, INC. | CINCINNATI | 40794 | $698.2M | 27 | 2025-03-31 | → |
| 996 | OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC. | FLINT | 312989 | $607.1M | 30 | 2025-03-31 | → |
| 997 | WATER VALLEY INVESTMENT ADVISORS, INC. | SIOUX CENTER | 116936 | $157.2M | 3 | 2026-03-31 | → |
| 998 | PERKINS CAPITAL MANAGEMENT INC | WAYZATA | 105028 | $139.0M | 9 | 2026-03-31 | → |
| 999 | DENALI WEALTH MANAGEMENT, INC. | MEQUON | 153323 | $226.1M | 6 | 2026-03-31 | → |
| 1000 | PLAN2THRIVE FINANCIAL, LLC | ELDRIDGE | 317005 | $147.5M | 4 | 2026-02-28 | → |
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