Research Report · 2026-06-30
Largest Registered Investment Advisers in the East Coast
SEC-registered investment advisers based in the East Coast ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
6,740
Total AUM
$82.21T
Median AUM
$529.4M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 6301 | CONSTELLATION ASSET MANAGEMENT, INC. | FAYETTEVILLE | 125704 | $79.3M | 1 | 2026-02-28 | → |
| 6302 | QUEENBRIDGE CAPITAL, LLC | PITTSFORD | 324027 | $79.1M | 3 | 2026-04-30 | → |
| 6303 | PATHWAY PARTNERS WEALTH ADVISORS, LLC | AMHERST | 323507 | $78.9M | 8 | 2026-01-31 | → |
| 6304 | J.M. BRUDERMAN & COMPANY, LLC | LOCUST VALLEY | 323195 | $78.5M | 5 | 2026-02-28 | → |
| 6305 | EMERY PARTNERS, LLC | BOSTON | 336787 | $78.4M | 4 | 2026-03-31 | → |
| 6306 | REVERE WEALTH MANAGEMENT LLC | NEW YORK | 170560 | $78.3M | 7 | 2026-03-31 | → |
| 6307 | AMAZZ INVESTMENT MANAGEMENT, INC. | WILLIAMSVILLE | 126545 | $78.3M | 1 | 2026-03-31 | → |
| 6308 | PEARL LANE ADVISORS, LLC | NEW YORK | 172681 | $78.2M | 15 | 2026-05-31 | → |
| 6309 | MGM INNOVA CAP MANAGEMENT LLC | MIAMI | 301918 | $78.0M | 10 | 2026-05-31 | → |
| 6310 | CENTER LAKE CAPITAL MANAGEMENT, LLC | WEST PALM BEACH | 174311 | $77.9M | 1 | 2026-05-31 | → |
| 6311 | ARROWHEAD INVESTMENT MANAGEMENT LLC | GREENWICH | 285032 | $77.6M | 4 | 2026-03-31 | → |
| 6312 | CONNECTIVE WEALTH PARTNERS, LLC | NEW YORK | 335624 | $77.6M | 12 | 2026-04-30 | → |
| 6313 | COMPREHENSIVE CAPITAL MANAGEMENT, INC. | TOTOWA | 119890 | $77.5M | 11 | 2026-06-30 | → |
| 6314 | GPS FINANCIAL, LLC | PITTSFORD | 290227 | $77.3M | 2 | 2026-03-31 | → |
| 6315 | DIVERSE CAPITAL MANAGEMENT, LLC | NEW YORK | 221525 | $77.0M | 3 | 2024-12-31 | → |
| 6316 | VANSHAP CAPITAL, LLC | ARLINGTON | 162206 | $76.7M | 2 | 2026-03-31 | → |
| 6317 | DRYDEN CAPITAL, LLC | NEW YORK | 172648 | $76.6M | 3 | 2026-04-30 | → |
| 6318 | CATHAY CAPITAL NA, LLC | NEW YORK | 268816 | $76.6M | 6 | 2026-03-31 | → |
| 6319 | O ASSET MANAGEMENT LLC | FAIRPORT | 336682 | $76.2M | 11 | 2026-03-31 | → |
| 6320 | ACTIVE WEALTH ADVISORS LLC | WOODCLIFF LAKE | 336793 | $75.4M | 1 | 2026-03-31 | → |
| 6321 | SQN CAPITAL MANAGEMENT, LLC | NEW YORK | 158704 | $75.4M | 3 | 2025-04-30 | → |
| 6322 | KANE FINANCIAL, LLC | WATERVILLE | 291231 | $75.2M | 4 | 2026-03-31 | → |
| 6323 | CLOVER LEAF FINANCIAL LLC | FAIRPORT | 335751 | $75.0M | 4 | 2026-03-31 | → |
| 6324 | MOUNTAIN PASS PLANNING CORPORATION | HOPEWELL JUNCTION | 283389 | $74.9M | 1 | 2026-03-31 | → |
| 6325 | HLV VENTURES | HAUPPAUGE | 332979 | $74.8M | 12 | 2026-06-30 | → |
| 6326 | FINANCIAL PLANNING ASSOCIATES, LLC | WHITE PLAINS | 159404 | $74.7M | 1 | 2026-03-31 | → |
| 6327 | GRAY GHOST MANAGEMENT & OPERATIONS LLC | ATLANTA | 163417 | $74.7M | 7 | 2024-12-31 | → |
| 6328 | LYTLE INVESTMENT SERVICES CORP. | GRAND ISLAND | 297591 | $74.3M | 5 | 2026-03-31 | → |
| 6329 | WRIGHT PRIVATE ASSET MANAGEMENT LLC | SHELTON | 139570 | $74.1M | 23 | 2026-05-31 | → |
| 6330 | USA MUTUALS ADVISORS, INC. | CONCORD | 131750 | $73.7M | 2 | 2026-02-28 | → |
| 6331 | DEKONING AND COMPANY, LLC | NEWPORT | 141605 | $73.7M | 1 | 2026-03-31 | → |
| 6332 | SAGE HILL ADVISORY AND MANAGEMENT LLC | SARATOGA SPRINGS | 149365 | $73.3M | 3 | 2026-03-31 | → |
| 6333 | COUNTRYSIDE FINANCIAL LLC | WILLIAMSVILLE | 337489 | $73.2M | 3 | 2026-06-30 | → |
| 6334 | GREAT NORTHERN ASSET MANAGEMENT, INC. | WINTER PARK | 166788 | $73.1M | 5 | 2026-03-31 | → |
| 6335 | TACTICAL ROTATION MANAGEMENT, LLC | FOREST HILLS | 333968 | $73.0M | 1 | 2026-03-31 | → |
| 6336 | PERIPHAS CAPITAL, LP | NEW YORK | 291980 | $72.6M | 4 | 2026-03-31 | → |
| 6337 | WPM WEALTH ADVISORS LLC | SARATOGA SPRINGS | 316722 | $72.4M | 3 | 2026-02-28 | → |
| 6338 | R. SEEGER WEALTH MANAGEMENT, LTD | LINDENHURST | 152258 | $72.1M | 1 | 2026-02-28 | → |
| 6339 | FRANCO FINANCIAL ADVISORS, INC. | NEW YORK | 137587 | $72.0M | 3 | 2026-03-31 | → |
| 6340 | SILVER ADVISORS, LLC | NEW YORK | 291109 | $71.9M | 1 | 2026-01-31 | → |
| 6341 | GLOBAL INVESTMENT ADVISORY LLC | MCDONOUGH | 310305 | $71.8M | 9 | 2026-06-30 | → |
| 6342 | MONACHIL CAPITAL PARTNERS LP | GREENWICH | 311376 | $71.7M | 14 | 2026-03-31 | → |
| 6343 | OBRA FUND MANAGEMENT, LLC | NEW YORK | 328207 | $71.6M | 47 | 2026-03-31 | → |
| 6344 | SCHULTZE ASSET MANAGEMENT, LP | RYE BROOK | 110927 | $71.6M | 7 | 2026-03-31 | → |
| 6345 | HV CAPITAL MANAGEMENT, LLC | MONTGOMERY | 339467 | $71.5M | 4 | 2026-05-31 | → |
| 6346 | MADISON GLOBAL ADVISORS LLC | HAUPPAUGE | 288894 | $71.4M | 8 | 2026-04-30 | → |
| 6347 | OXFORD PARK MANAGEMENT, LLC | GREENWICH | 324383 | $71.4M | 23 | 2026-03-31 | → |
| 6348 | AZURA PARTNERS US LLC | NEW YORK | 327986 | $71.3M | 6 | 2026-06-30 | → |
| 6349 | MAIN STREET FINANCIAL LLC | PURCHASE | 118130 | $71.1M | 4 | 2026-02-28 | → |
| 6350 | EXCLUSIVE RESOURCE MANAGEMENT LLC | LATHAM | 321076 | $71.1M | 2 | 2026-03-31 | → |
| 6351 | FIDUCIARY MANAGEMENT GROUP, LLC | NEW YORK | 136612 | $70.7M | 2 | 2026-03-31 | → |
| 6352 | VERISTAR CAPITAL MANAGEMENT LP | NEW YORK | 317504 | $70.2M | 3 | 2025-03-31 | → |
| 6353 | PERCENT ADVISORS, LLC | NEW YORK | 318890 | $70.0M | 2 | 2026-06-30 | → |
| 6354 | IBN ADVISORY SERVICES, INC. | LIVERPOOL | 293288 | $69.8M | 8 | 2026-04-30 | → |
| 6355 | ROCHESTER INVESTMENTS INC | ROCHESTER | 306782 | $69.5M | 1 | 2026-03-31 | → |
| 6356 | TANAKA CAPITAL MANAGEMENT INC | GREENWICH | 109888 | $69.4M | 3 | 2026-03-31 | → |
| 6357 | ABRY PARTNERS, LLC | BOSTON | 161153 | $69.3M | 3 | 2026-03-31 | → |
| 6358 | CAPITAL MANAGEMENT ASSOCIATES INC | NEW YORK | 104783 | $68.7M | 8 | 2026-03-31 | → |
| 6359 | SHIELD WEALTH ADVISORS, LLC. | WILLIAMSVILLE | 309538 | $68.4M | 3 | 2026-01-31 | → |
| 6360 | BLEECKER STREET CAPITAL MANAGEMENT, LLC | BROOKLYN | 332519 | $68.3M | 6 | 2026-03-31 | → |
| 6361 | PARLIN ADVISORS LLC | HAGUE | 300774 | $68.2M | 1 | 2026-03-31 | → |
| 6362 | ICONOCLASTIC CAPITAL MANAGEMENT LLC | ROCHESTER | 310132 | $68.2M | 5 | 2026-03-31 | → |
| 6363 | STRUCTURE WEALTH PARTNERS LLC | ORLANDO | 338538 | $68.2M | 1 | 2026-03-31 | → |
| 6364 | PEAK ALTITUDE PARTNERS, LP | NEW YORK | 338110 | $68.1M | 4 | 2026-05-31 | → |
| 6365 | RITTER ALPHA, LP | NEW YORK | 300954 | $67.9M | 3 | 2026-03-31 | → |
| 6366 | CLOCKWISE CAPITAL LLC | MIAMI | 175233 | $67.5M | 3 | 2026-03-31 | → |
| 6367 | OCCAM CAPITAL MANAGEMENT, LLC | PITTSFORD | 108201 | $67.4M | 2 | 2026-03-31 | → |
| 6368 | HONEOYE FALLS CAPITAL LLC | HONEOYE FALLS | 333306 | $67.0M | 2 | 2026-05-31 | → |
| 6369 | VANQUOUR LLC | NEW YORK | 317552 | $67.0M | 3 | 2026-06-30 | → |
| 6370 | 16ROCK ASSET MANAGEMENT LLC | NEW YORK | 326709 | $66.9M | 1 | 2025-07-31 | → |
| 6371 | PARE PARTNERS LLC | MIAMI | 309242 | $66.9M | 20 | 2026-03-31 | → |
| 6372 | ALINEA INVEST, INC. | NEW YORK | 311782 | $66.6M | 10 | 2026-03-31 | → |
| 6373 | CLARION CALL CAPITAL LLC | NEW YORK | 333446 | $66.5M | 1 | 2026-03-31 | → |
| 6374 | C & C FINANCIAL SERVICES, INC. | GREAT NECK | 106752 | $66.2M | 2 | 2026-03-31 | → |
| 6375 | ACE & COMPANY NEW YORK, INC. | NEW YORK | 304442 | $65.8M | 4 | 2026-04-30 | → |
| 6376 | INNOVATIVE FAMILY OFFICE LLC | SOMERS | 329496 | $65.8M | 8 | 2026-04-30 | → |
| 6377 | CANTATA WEALTH MANAGEMENT, LLC | CORAL GABLES | 332526 | $65.7M | 4 | 2025-07-31 | → |
| 6378 | SHOPE FINANCIAL PLANNING, INC. | CAMILLUS | 144056 | $65.6M | 2 | 2026-03-31 | → |
| 6379 | STEWARDSHIP FINANCIAL SERVICES, INC. | IRVINGTON | 128676 | $65.5M | 1 | 2026-05-31 | → |
| 6380 | VESTO ADVISORS, LLC | NEW YORK | 324487 | $65.4M | 3 | 2025-03-31 | → |
| 6381 | EAGLE'S CREST ADVISORS, LLC | HUNTINGTON | 335252 | $65.3M | 3 | 2026-06-30 | → |
| 6382 | LONG ISLAND FINANCIAL LLC | HUNTINGTON | 337288 | $65.2M | 1 | 2026-01-31 | → |
| 6383 | VAZIRANI ASSET MANAGEMENT LLC | NEW YORK | 289186 | $65.0M | 3 | 2026-03-31 | → |
| 6384 | MALATAI CAPITAL LLC | NEW YORK | 299975 | $65.0M | 3 | 2026-03-31 | → |
| 6385 | ROSCI LAMB, LLC | NEW YORK | 337278 | $65.0M | 1 | 2026-01-31 | → |
| 6386 | PECONIC ASSET PLANNING, INC. | RIVERHEAD | 310121 | $64.6M | 2 | 2026-01-31 | → |
| 6387 | MINT ASSET MANAGEMENT LLC | NEW YORK | 315568 | $64.5M | 4 | 2026-03-31 | → |
| 6388 | ACHIEVE RETIREMENT & WEALTH MANAGEMENT, LLC | RIDGEFIELD | 336486 | $64.4M | 1 | 2025-10-31 | → |
| 6389 | HUDSON VIEW ADVISORS, LLC | CROTON-ON-HUDSON | 288839 | $64.3M | 1 | 2026-03-31 | → |
| 6390 | THIRDLINE CAPITAL MANAGEMENT LLC | RICHMOND | 314158 | $64.3M | 7 | 2026-01-31 | → |
| 6391 | SERENITY CAPITAL ADVISORS INC. | PITTSFORD | 332396 | $64.3M | 4 | 2026-03-31 | → |
| 6392 | SLP WEALTH LLC | DURHAM | 325631 | $63.7M | 21 | 2026-06-30 | → |
| 6393 | SLOAN ADVISORY GROUP, INC. | GLENS FALLS | 284325 | $63.6M | 1 | 2026-02-28 | → |
| 6394 | WEALTHUNITE ADVISORS, LLC | MANHASSET | 285807 | $63.1M | 1 | 2026-03-31 | → |
| 6395 | VN CAPITAL MANAGEMENT, LLC | GREENSBORO | 166761 | $63.0M | 1 | 2026-03-31 | → |
| 6396 | CORINTHIAN PARTNERS ASSET MANAGEMENT LLC | NEW YORK | 109385 | $62.9M | 7 | 2026-03-31 | → |
| 6397 | ADVISOR FINANCIAL SERVICES INC | CHATHAM | 118537 | $62.6M | 2 | 2026-04-30 | → |
| 6398 | LESLIE MARIE GIORDANO | GARDEN CITY | 126274 | $62.6M | 1 | 2026-06-30 | → |
| 6399 | MOUNTAIN VIEW STRATEGIC WEALTH, LLC | HOPEWELL JUNCTION | 154295 | $62.5M | 2 | 2026-03-31 | → |
| 6400 | PRINCE FINANCIAL ADVISORY LLC | NEW YORK | 131234 | $62.2M | 1 | 2026-02-28 | → |
Related Lists
Sleeve6,740 firms · 2026-06-30