Research Report · 2026-06-30
Largest Registered Investment Advisers in the East Coast
SEC-registered investment advisers based in the East Coast ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
6,740
Total AUM
$82.21T
Median AUM
$529.4M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 5701 | ARTHUR STEIN FINANCIAL, LLC | BETHESDA | 160627 | $141.2M | 3 | 2026-03-31 | → |
| 5702 | DOUGHERTY & ASSOCIATES, LLC | SPRING HILL | 142284 | $141.1M | 4 | 2026-04-30 | → |
| 5703 | TRENT CAPITAL MANAGEMENT INC | GREENSBORO | 107344 | $140.9M | 4 | 2025-03-31 | → |
| 5704 | WILMINGTON TRUST INVESTMENT MANAGEMENT LLC | WILMINGTON | 19396 | $140.8M | 36 | 2026-05-31 | → |
| 5705 | SECONDMARKET FINANCIAL, LLC | NEW YORK | 333332 | $140.6M | 19 | 2026-03-31 | → |
| 5706 | ACTITRUST WEALTH MANAGEMENT LLC | PLANTATION | 284827 | $140.5M | 7 | 2026-02-28 | → |
| 5707 | MILLINGTON SECURITIES, LLC | RED BANK | 147298 | $140.5M | 6 | 2026-03-31 | → |
| 5708 | STEELE STREET CAPITAL LLC | KITTERY | 331520 | $140.5M | 3 | 2026-03-31 | → |
| 5709 | ANDALUSIAN CAPITAL PARTNERS, LP | GREENWICH | 152213 | $140.3M | 5 | 2024-12-31 | → |
| 5710 | GLASSBEAD CAPITAL MANAGEMENT LLC | MIAMI BEACH | 298816 | $140.3M | 3 | 2026-06-30 | → |
| 5711 | SAVIOR LLC | WELLESLEY | 299178 | $140.2M | 3 | 2026-03-31 | → |
| 5712 | EXCOMP ASSET MANAGEMENT LTD | MELVILLE | 110434 | $140.2M | 5 | 2026-04-30 | → |
| 5713 | HOYA CAPITAL REAL ESTATE, LLC | ROWAYTON | 281848 | $140.1M | 4 | 2026-03-31 | → |
| 5714 | CHIPSER WEALTH MANAGEMENT, LLC | DESTIN | 306396 | $140.0M | 3 | 2026-01-31 | → |
| 5715 | JEMMA INVESTMENT ADVISORS LLC | BALTIMORE | 284198 | $139.8M | 5 | 2026-04-30 | → |
| 5716 | FAIRVIEW CONSTITUTION MANAGEMENT IV LLC | WEST HARTFORD | 159304 | $139.8M | 26 | 2026-04-30 | → |
| 5717 | OMEGA CAPITAL MANAGEMENT,LLC | FLANDERS | 129167 | $139.7M | 2 | 2026-03-31 | → |
| 5718 | IMPERITY WEALTH ALLIANCE LLC | MELVILLE | 339113 | $139.7M | 14 | 2026-04-30 | → |
| 5719 | BOYD FINANCIAL STRATEGIES, INC. | AUBURN | 107505 | $139.6M | 3 | 2026-03-31 | → |
| 5720 | CLARITY RETIREMENT & WEALTH, LLC | NEW BEDFORD | 337718 | $139.5M | 2 | 2026-01-31 | → |
| 5721 | JAMES SCOTT S CO | FALLS CHURCH | 105861 | $139.4M | 3 | 2026-03-31 | → |
| 5722 | BEYOND WEALTH MANAGEMENT GROUP, LLC | NEW PALTZ | 293291 | $139.4M | 3 | 2026-03-31 | → |
| 5723 | RAVEN CAPITAL MANAGEMENT LLC | NEW YORK | 164755 | $139.3M | 23 | 2026-05-31 | → |
| 5724 | ADVANTAGE INVESTING, INC. | CORAL GABLES | 116059 | $138.9M | 2 | 2026-02-28 | → |
| 5725 | PENNANTPARK PRIVATE INCOME FUND ADVISERS LLC | MIAMI BEACH | 337750 | $138.8M | 91 | 2026-03-31 | → |
| 5726 | HOWLAND AND ASSOCIATES, LLC | ST PETERSBURG | 106963 | $138.7M | 5 | 2026-06-30 | → |
| 5727 | CB CAPITAL ADVISORS, LLC | NEW YORK | 147242 | $138.6M | 2 | 2026-03-31 | → |
| 5728 | COMPREHENSIVE PLANNING ASSOCIATES, INC. | LEBANON | 115932 | $138.4M | 4 | 2026-03-31 | → |
| 5729 | FSAM LLC | ALPHARETTA | 287851 | $138.4M | 14 | 2026-03-31 | → |
| 5730 | GARRISON BRADFORD & ASSOCIATES INC | NEW YORK | 105603 | $138.3M | 3 | 2026-03-31 | → |
| 5731 | STRATTON CAPITAL INVESTMENT ADVISORY LLC | NEW YORK | 307491 | $138.3M | 13 | 2026-06-30 | → |
| 5732 | WILDES FINANCIAL STRATEGIES, INC | GEORGETOWN | 289496 | $138.3M | 8 | 2026-03-31 | → |
| 5733 | CALAMITA WEALTH MANAGEMENT INC. | CHARLOTTE | 153316 | $138.2M | 4 | 2026-02-28 | → |
| 5734 | TARHEEL ADVISORS, LLC | CHAPEL HILL | 149308 | $137.8M | 2 | 2026-01-31 | → |
| 5735 | GRAND STRATEGY CAPITAL, LLC | CHARLOTTESVILLE | 154400 | $137.7M | 3 | 2025-01-31 | → |
| 5736 | ASHBAY CAPITAL, LLC | NEW YORK, | 168788 | $137.7M | 1 | 2026-01-31 | → |
| 5737 | FIEN CAPITAL MANAGEMENT, LLC | ROCHESTER | 114951 | $137.7M | 2 | 2026-02-28 | → |
| 5738 | PRINCE ASSET MANAGEMENT, INC. | SARASOTA | 141567 | $137.7M | 3 | 2026-03-31 | → |
| 5739 | RUGGIERO INVESTMENTS, INC. | WEST PALM BEACH | 169180 | $137.6M | 5 | 2026-03-31 | → |
| 5740 | KORVING & COMPANY LLC | SUFFOLK | 152095 | $137.5M | 3 | 2026-03-31 | → |
| 5741 | MICHAEL D. TAXMAN INVESTMENT MANAGEMENT,LLC | HANOVER | 126670 | $137.5M | 1 | 2026-02-28 | → |
| 5742 | SUSTAINVEST ASSET MANAGEMENT, LLC | LINWOOD | 166685 | $137.4M | 1 | 2026-03-31 | → |
| 5743 | VISION INVESTMENT ADVISORS, LLC | STAMFORD | 109621 | $137.4M | 9 | 2026-05-31 | → |
| 5744 | GLOBAL BROKERAGE SERVICES, INC. | HUNT VALLEY | 37505 | $137.3M | 5 | 2025-08-31 | → |
| 5745 | SQN VENTURE PARTNERS, LLC | CHARLESTON | 301483 | $137.3M | 8 | 2026-03-31 | → |
| 5746 | ARGUS INVESTORS' COUNSEL, INC. | NEW YORK | 106981 | $137.3M | 8 | 2026-01-31 | → |
| 5747 | MILAGRE WEALTH MANAGEMENT, INC. | WHITE PLAINS | 309185 | $137.1M | 4 | 2026-03-31 | → |
| 5748 | FOREFRONT ASSET MANAGEMENT, LLC | VIRGINIA BEACH | 281118 | $136.9M | 4 | 2026-05-31 | → |
| 5749 | RIVER CRESCENT ADVISORS, LLC | SUFFOLK | 334629 | $136.8M | 2 | 2026-01-31 | → |
| 5750 | SPRINGBOARD ASSET MANAGEMENT LLC | CHESHIRE | 154862 | $136.8M | 2 | 2026-03-31 | → |
| 5751 | RAND CAPITAL MANAGEMENT LLC | BUFFALO | 304504 | $136.7M | 10 | 2026-03-31 | → |
| 5752 | GRID 202 LLC | NEW YORK | 299357 | $136.6M | 5 | 2026-03-31 | → |
| 5753 | NORTON CAPITAL MANAGEMENT, INC. | HENRICO | 110398 | $136.6M | 6 | 2025-09-30 | → |
| 5754 | FORTHRIGHT PARTNERS LLC | ATLANTA | 310311 | $136.5M | 3 | 2025-02-28 | → |
| 5755 | AVENTUS INVESTMENT ADVISORS, INC. | NAPLES | 153390 | $136.5M | 3 | 2026-03-31 | → |
| 5756 | HENDERSON FINANCIAL GROUP LLC | VIRGINIA BEACH | 333013 | $136.4M | 5 | 2026-06-30 | → |
| 5757 | GALILEO INVESTMENT MANAGEMENT LLC | NEW YORK | 169201 | $136.4M | 3 | 2026-05-31 | → |
| 5758 | WAYPOINT STRATEGIC ADVISORS, LLC | SUMMERVILLE | 152077 | $136.3M | 4 | 2026-01-31 | → |
| 5759 | FITHIAN LLC | NEW YORK | 287509 | $136.2M | 6 | 2026-03-31 | → |
| 5760 | PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC | STATESVILLE | 150266 | $136.2M | 3 | 2026-01-31 | → |
| 5761 | LORETTA NOLAN ASSOCIATES, LLC | OLD GREENWICH | 126468 | $135.8M | 1 | 2026-01-31 | → |
| 5762 | FINANCIAL MANAGEMENT ASSOCIATES, LLC | WINDHAM | 327502 | $135.8M | 3 | 2026-03-31 | → |
| 5763 | LUMA CAPITAL LLC | NAPLES | 119576 | $135.8M | 2 | 2026-03-31 | → |
| 5764 | FR FINANCIAL ADVISORS LLC | CORAL SPRINGS | 135980 | $135.7M | 2 | 2026-03-31 | → |
| 5765 | MORNINGSIDE ASSET MANAGEMENT LLC | WILMINGTON | 268789 | $135.6M | 4 | 2026-05-31 | → |
| 5766 | CASSILLY FINANCIAL GROUP, LLC | SEVERNA PARK | 300672 | $135.5M | 2 | 2026-02-28 | → |
| 5767 | HEIGHTS POINT MANAGEMENT, LP | NEW YORK | 313849 | $135.2M | 4 | 2026-03-31 | → |
| 5768 | SPARROW WEALTH MANAGEMENT, INC. | ORLANDO | 152670 | $135.2M | 1 | 2026-02-28 | → |
| 5769 | LIGHTSMITH CLIMATE RESILIENCE MANAGEMENT LLC | NEW YORK | 307933 | $135.1M | 9 | 2026-03-31 | → |
| 5770 | BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC | RESTON | 300619 | $135.1M | 4 | 2026-02-28 | → |
| 5771 | TROTTA, JOHN (NMN) | FARMINGDALE | 125537 | $135.0M | 4 | 2026-02-28 | → |
| 5772 | RED REEF ADVISORS LLC | BOCA RATON | 174748 | $135.0M | 3 | 2026-03-31 | → |
| 5773 | TSG ALPHA PARTNERS, LLC | OLD BRIDGE | 319493 | $134.9M | 10 | 2026-06-30 | → |
| 5774 | INTEGRITY FINANCIAL ADVISORS, LLC | WOBURN | 313369 | $134.9M | 9 | 2026-06-30 | → |
| 5775 | PUFF WEALTH MANAGEMENT LLC | HADDONFIELD | 298177 | $134.8M | 3 | 2026-02-28 | → |
| 5776 | AP CAPITAL DELAWARE LLC | NEW YORK | 315796 | $134.8M | 4 | 2026-03-31 | → |
| 5777 | BUSINESS-OWNER STRATEGIES GROUP, LLC | APEX | 297243 | $134.8M | 9 | 2026-01-31 | → |
| 5778 | ATLANTIC UNION MUNICIPAL ADVISORS, INC | GLEN ALLEN | 329425 | $134.3M | 4 | 2026-05-31 | → |
| 5779 | BLUELIST PARTNERS, LLC | OCCOQUAN | 304568 | $134.3M | 1 | 2026-03-31 | → |
| 5780 | EPIC ADVISORY SERVICES CORP | BOCA RATON | 176526 | $134.3M | 23 | 2026-05-31 | → |
| 5781 | HARBINGER CAPITAL PARTNERS LLC | NEW YORK | 160538 | $134.2M | 1 | 2025-03-31 | → |
| 5782 | EQUILIBRIUM VENTURES, LLC | NEW YORK | 309164 | $134.2M | 6 | 2026-03-31 | → |
| 5783 | SOUND FINANCIAL MANAGEMENT, INC. | RALEIGH | 122670 | $134.1M | 2 | 2026-03-31 | → |
| 5784 | BLUE STAR WEALTH MANAGEMENT LLC | LAKE MARY | 337253 | $134.0M | 2 | 2026-02-28 | → |
| 5785 | TUMOLO WEALTH MANAGEMENT LLC | EAST LYME | 330567 | $134.0M | 7 | 2026-03-31 | → |
| 5786 | TRIO WEALTH MANAGEMENT, LLC | GREAT FALLS | 328042 | $134.0M | 4 | 2026-03-31 | → |
| 5787 | BRETON FINANCIAL, INC. | MEDFORD | 105606 | $134.0M | 4 | 2025-03-31 | → |
| 5788 | BLKBRD ASSET MANAGEMENT LP | OLD GREENWICH | 329262 | $133.9M | 8 | 2026-03-31 | → |
| 5789 | HUDSON OAK WEALTH ADVISORY LLC | HOBOKEN | 300218 | $133.9M | 1 | 2026-03-31 | → |
| 5790 | GIBSON FINANCIAL SOLUTIONS, INC. | ELLSWORTH | 117831 | $133.7M | 2 | 2026-03-31 | → |
| 5791 | ANDERSON GRIGGS & COMPANY, INC. | ROCK HILL | 110313 | $133.6M | 3 | 2026-01-31 | → |
| 5792 | ARGO INFRASTRUCTURE MANAGEMENT, LP | NEW YORK | 335508 | $133.5M | 17 | 2026-04-30 | → |
| 5793 | BLUE JEAN FINANCIAL LLC | ALBANY | 331138 | $133.3M | 14 | 2026-05-31 | → |
| 5794 | V. M. MANNING & CO., INC. | GREENVILLE | 2655 | $133.3M | 3 | 2026-02-28 | → |
| 5795 | LIFECAPITAL PARTNERS LLC | NEW YORK | 337455 | $133.2M | 4 | 2026-03-31 | → |
| 5796 | THE HAJDARI GROUP, LLC | STATEN ISLAND | 289331 | $133.0M | 2 | 2026-03-31 | → |
| 5797 | GRIMALDI PORTFOLIO SOLUTIONS, INC | WAPPINGERS FALLS | 106199 | $133.0M | 4 | 2026-03-31 | → |
| 5798 | STRUCTURAL SOLUTIONS LLC | CHAPEL HILL | 319155 | $133.0M | 3 | 2026-04-30 | → |
| 5799 | SMITH, BRIAN DAVID | GREENVILLE | 121757 | $133.0M | 2 | 2026-06-30 | → |
| 5800 | SAFRAN WEALTH ADVISORS, LLC | NEW YORK | 152161 | $132.9M | 2 | 2026-03-31 | → |
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