Research Report · 2026-06-30
Largest Registered Investment Advisers in the East Coast
SEC-registered investment advisers based in the East Coast ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
6,740
Total AUM
$82.21T
Median AUM
$529.4M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 5001 | THOMPSON DAVIS & CO., INC. | RICHMOND | 41353 | $211.3M | 9 | 2026-03-31 | → |
| 5002 | APEX INVESTMENT GROUP, LLC | HUDSON | 333593 | $211.1M | 6 | 2026-06-30 | → |
| 5003 | TRAUB CAPITAL MANAGEMENT, LLC | NEEDHAM | 136851 | $210.8M | 4 | 2026-03-31 | → |
| 5004 | LATTIS MANAGEMENT LP | NEW YORK | 333629 | $210.7M | 11 | 2026-03-31 | → |
| 5005 | ALBERT D MASON INC | BOSTON | 107412 | $210.6M | 7 | 2026-03-31 | → |
| 5006 | LONE PEAK PARTNERS MANAGEMENT LP | NEW YORK | 156546 | $210.4M | 3 | 2026-03-31 | → |
| 5007 | KDT ADVISORS, LLC | PRINCETON | 289816 | $210.4M | 5 | 2026-06-30 | → |
| 5008 | ATLANTIC FAMILY WEALTH, LLC | CORAL GABLES | 171062 | $210.1M | 4 | 2026-03-31 | → |
| 5009 | PARE PARTNERS II LLC | MIAMI | 327575 | $210.0M | 20 | 2026-03-31 | → |
| 5010 | MAGELLAN PLANNING GROUP, INC. | ATLANTA | 338739 | $210.0M | 3 | 2026-03-31 | → |
| 5011 | GOUWS CAPITAL LLC | CHARLOTTE | 153812 | $209.9M | 3 | 2026-02-28 | → |
| 5012 | ADVISORY INVESTOR SERVICES LLC | MIAMI | 173134 | $209.9M | 12 | 2026-03-31 | → |
| 5013 | T.M. WEALTH MANAGEMENT, LLC | RESTON | 287965 | $209.8M | 6 | 2026-03-31 | → |
| 5014 | SUNSTATE WEALTH MANAGEMENT LLC | CORAL GABLES | 317453 | $209.8M | 4 | 2026-05-31 | → |
| 5015 | IMG WEALTH MANAGEMENT, INC. | JACKSONVILLE | 285966 | $209.7M | 7 | 2026-02-28 | → |
| 5016 | SHELLMAN INVESTMENT MANAGEMENT, LLC | CORAL GABLES | 316579 | $209.6M | 4 | 2026-03-31 | → |
| 5017 | SOUTHCOL ADVISORS, LLC | NAPLES | 308154 | $208.7M | 4 | 2026-02-28 | → |
| 5018 | PHOENIX REALTY GROUP LLC | NEW YORK | 160249 | $208.5M | 17 | 2026-03-31 | → |
| 5019 | PONTA WEALTH PARTNERS, LLC | WINTER PARK | 330058 | $208.4M | 2 | 2026-03-31 | → |
| 5020 | UCAP ASSET MANAGEMENT LLC | MIAMI | 170846 | $208.2M | 14 | 2026-03-31 | → |
| 5021 | WELLSPRING CAPITAL MANAGEMENT LLC | NEW YORK | 161184 | $208.1M | 23 | 2026-03-31 | → |
| 5022 | OPEN FIELD CAPITAL LLC | NEW YORK | 136313 | $208.1M | 4 | 2026-03-31 | → |
| 5023 | GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC. | SARASOTA | 172205 | $207.9M | 3 | 2026-03-31 | → |
| 5024 | FAIRSCALE CAPITAL, LLC | NASHUA | 165535 | $207.8M | 3 | 2026-01-31 | → |
| 5025 | WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC | LAWRENCEVILLE | 302098 | $207.4M | 7 | 2026-03-31 | → |
| 5026 | BLUESTONE FINANCIAL ADVISORS, LLC | BETHESDA | 146946 | $207.3M | 3 | 2026-02-28 | → |
| 5027 | COUNTERWEIGHT VENTURES, LLC | WILMINGTON | 327880 | $207.2M | 3 | 2026-03-31 | → |
| 5028 | FFO INVESTMENTS LLC | TAMPA | 338887 | $207.1M | 5 | 2026-03-31 | → |
| 5029 | TRISHIELD CAPITAL MANAGEMENT LLC | NEW YORK | 164150 | $207.0M | 8 | 2024-12-31 | → |
| 5030 | BURNHAM STERLING ASSET MANAGEMENT LLC | COS COB | 283907 | $206.8M | 6 | 2026-03-31 | → |
| 5031 | KATE CAPITAL LLC | WESTPORT | 329897 | $206.8M | 8 | 2026-03-31 | → |
| 5032 | INVESTX ASSET MANAGEMENT LLC | NEW YORK | 321985 | $206.8M | 18 | 2026-06-30 | → |
| 5033 | FLYING POINT FINANCIAL, INC. | NORTH ANDOVER | 107915 | $206.7M | 4 | 2026-06-30 | → |
| 5034 | ALAPOCAS INVESTMENT PARTNERS, INC. | BEVERLY | 300841 | $206.6M | 4 | 2025-08-31 | → |
| 5035 | STILLWATER WEALTH MANAGEMENT GROUP LLC | JUNO BEACH | 309796 | $206.6M | 3 | 2026-06-30 | → |
| 5036 | 360 FINANCIAL PARTNERS, LLC | MOUNT PLEASANT | 169280 | $206.5M | 3 | 2026-03-31 | → |
| 5037 | KENNETH FRENKE & CO., INC. | ARDEN | 109352 | $206.5M | 3 | 2026-03-31 | → |
| 5038 | GLASGOW & ASSOCIATES, LLC | WILMINGTON | 145151 | $206.5M | 9 | 2026-03-31 | → |
| 5039 | YIELDPOINT, L.P. | NEW YORK | 311859 | $206.2M | 2 | 2026-05-31 | → |
| 5040 | ADC WEALTH MANAGEMENT, LLC | MASSAPEQUA | 159083 | $206.1M | 2 | 2026-02-28 | → |
| 5041 | LC VERO MANAGER LLC | NEW YORK | 338361 | $205.6M | 3 | 2026-06-30 | → |
| 5042 | SRT GROUP LLC | WEST PALM BEACH | 330219 | $205.6M | 28 | 2026-04-30 | → |
| 5043 | OSBON CAPITAL MANAGEMENT, LLC | BOSTON | 134731 | $205.3M | 3 | 2026-03-31 | → |
| 5044 | TRIDENT MANAGEMENT LLC | NEW YORK | 319632 | $205.1M | 10 | 2026-03-31 | → |
| 5045 | KRF CAPITAL LLC | MIAMI | 328334 | $205.0M | 5 | 2026-03-31 | → |
| 5046 | CHESAPEAKE INVESTMENT MANAGEMENT LLC | MCLEAN | 119010 | $205.0M | 7 | 2026-03-31 | → |
| 5047 | FLAVIN FINANCIAL SERVICES, INC. | MELBOURNE | 144473 | $205.0M | 4 | 2026-02-28 | → |
| 5048 | KIRK CAPITAL ADVISORS LLC | VIENNA | 312401 | $204.9M | 5 | 2026-03-31 | → |
| 5049 | F3 PARTNERS LLC | NEW YORK | 333302 | $204.6M | 5 | 2026-06-30 | → |
| 5050 | BROYHILL ASSET MANAGEMENT, LLC | CHARLOTTE | 120462 | $204.5M | 6 | 2026-03-31 | → |
| 5051 | MCGINN PENNINGER INVESTMENT MANAGEMENT INC. | ALEXANDRIA | 107396 | $204.4M | 5 | 2026-03-31 | → |
| 5052 | EXTANT CAPITAL LLC | ALBANY | 337508 | $204.3M | 2 | 2026-03-31 | → |
| 5053 | GUIRY CAPITAL MANAGEMENT, LLC | PALM BEACH GARDENS | 122056 | $204.3M | 2 | 2026-03-31 | → |
| 5054 | MONIMUS CAPITAL MANAGEMENT, LP | WOODBRIDGE | 309855 | $204.2M | 4 | 2026-03-31 | → |
| 5055 | PORTUS WEALTH ADVISORS, LLC | CHARLOTTE | 300558 | $204.1M | 4 | 2026-02-28 | → |
| 5056 | ALIANZA CORP. INVESTMENT ADVISOR | MIAMI | 323267 | $204.1M | 5 | 2026-06-30 | → |
| 5057 | MB FAMILY ADVISORS, LLC | NEW YORK | 166324 | $204.1M | 2 | 2026-03-31 | → |
| 5058 | MERKKURI WEALTH ADVISORS LLC | JERICHO | 330164 | $204.1M | 7 | 2026-03-31 | → |
| 5059 | NDVR, INC. | BOSTON | 310602 | $203.8M | 14 | 2025-04-30 | → |
| 5060 | HARKNESS CAPITAL MANAGEMENT LLC | NEW YORK | 289882 | $203.8M | 10 | 2026-03-31 | → |
| 5061 | ARIA GROWTH PARTNERS LP | NEW YORK | 315978 | $203.6M | 5 | 2026-04-30 | → |
| 5062 | WJ FINANCIAL ADVISORS, LLC | KILLINGWORTH | 142761 | $203.4M | 3 | 2026-04-30 | → |
| 5063 | MCDERMOTT INVESTMENT ADVISORS, LLC | NAPLES | 132221 | $203.3M | 10 | 2026-03-31 | → |
| 5064 | NHWM LLC | CEDAR KNOLLS | 328155 | $203.3M | 9 | 2026-06-30 | → |
| 5065 | QUAD CAPITAL MANAGEMENT ADVISORS LLC | NEW YORK | 170286 | $203.1M | 39 | 2024-12-31 | → |
| 5066 | SYNTAX RESEARCH, INC. | BOCA RATON | 151948 | $202.9M | 2 | 2026-03-31 | → |
| 5067 | NORTHSANDS CAPITAL, L.P. | NEW YORK | 331698 | $202.8M | 6 | 2026-05-31 | → |
| 5068 | FORNESS FINANCIAL LLC | NEEDHAM | 172473 | $202.8M | 3 | 2026-02-28 | → |
| 5069 | CAMPBELL FINANCIAL PARTNERS, LLC | FORT MYERS | 142889 | $202.7M | 2 | 2026-05-31 | → |
| 5070 | CFM ADVISORS INC | HAUPPAUGE | 111581 | $202.7M | 7 | 2026-03-31 | → |
| 5071 | WERNAU ASSET MANAGEMENT INC. | GLOUCESTER | 129473 | $202.6M | 2 | 2026-02-28 | → |
| 5072 | SHELTER HARBOR ADVISORS, LP | WEATOGUE | 285752 | $202.6M | 3 | 2024-12-31 | → |
| 5073 | KEENAN, LLC | BOSTON | 285673 | $202.5M | 27 | 2026-04-30 | → |
| 5074 | ABBINGTON INVESTMENT GROUP, LLC | SOUTH PORTLAND | 174407 | $202.1M | 3 | 2026-03-31 | → |
| 5075 | WELLINGS CAPITAL MANAGEMENT, LLC | FOREST | 316324 | $201.9M | 11 | 2025-08-31 | → |
| 5076 | DANER WEALTH MANAGEMENT, LLC | ALPHARETTA | 317373 | $201.7M | 2 | 2026-03-31 | → |
| 5077 | BRASIL PLURAL INVESTMENT ADVISOR LLC | MIAMI | 288563 | $201.6M | 14 | 2026-05-31 | → |
| 5078 | CAPZONE MANAGEMENT LLC | NORWALK | 330135 | $201.6M | 24 | 2026-03-31 | → |
| 5079 | LEVEL ONE GLOBAL ADVISORS, LLC | MIAMI | 316294 | $201.5M | 5 | 2026-03-31 | → |
| 5080 | KRAEMATON INVESTMENT ADVISORS, INC. | BRAINTREE | 126869 | $201.5M | 2 | 2026-02-28 | → |
| 5081 | SAUL WEALTH ADVISORS, LLC | MIAMI | 337371 | $201.5M | 4 | 2026-03-31 | → |
| 5082 | HARREN EQUITY PARTNERS, LLC | CHARLOTTESVILLE | 158494 | $201.4M | 5 | 2026-03-31 | → |
| 5083 | PARADIGM WEALTH ADVISORY LLC | BRIDGEWATER | 283120 | $201.2M | 14 | 2026-03-31 | → |
| 5084 | STERLING MANOR FINANCIAL, LLC | SARATOGA SPRINGS | 284218 | $201.0M | 3 | 2026-05-31 | → |
| 5085 | ELDRIDGE SME ADVISERS, LLC | NEW YORK | 334010 | $200.9M | 292 | 2026-05-31 | → |
| 5086 | FARRELL FINANCIAL LLC | ORCHARD PARK | 321609 | $200.6M | 3 | 2026-06-30 | → |
| 5087 | RISK MANAGEMENT GROUP, LLC | ROCKVILLE | 122366 | $200.5M | 6 | 2026-05-31 | → |
| 5088 | U.S. PRIVATE WEALTH, LLC | PALM BEACH GARDENS | 167288 | $200.3M | 3 | 2026-03-31 | → |
| 5089 | WEINGARTEN ASSOCIATES, L.L.C. | LAWRENCEVILLE | 127718 | $200.3M | 2 | 2026-02-28 | → |
| 5090 | TANDEM INVESTMENT PARTNERS, LLC | BORDENTOWN | 172309 | $200.2M | 4 | 2026-02-28 | → |
| 5091 | POST CAPITAL MANAGEMENT LLC | NEW YORK | 161892 | $200.2M | 8 | 2026-03-31 | → |
| 5092 | FULHAM & CO, INC. | WELLESLEY | 158374 | $200.2M | 11 | 2026-03-31 | → |
| 5093 | RADIX ORGANIZATION, INC. | NEW YORK | 172791 | $200.1M | 4 | 2026-03-31 | → |
| 5094 | GENESIS WEALTH ADVISORS, LLC | BRAINTREE | 158388 | $200.1M | 7 | 2026-02-28 | → |
| 5095 | AMG ASSET MANAGEMENT GROUP, INC. | CARTERSVILLE | 319444 | $200.1M | 5 | 2026-06-30 | → |
| 5096 | AHL INVESTMENT MANAGEMENT, INC. | WINTER PARK | 120593 | $200.0M | 3 | 2025-01-31 | → |
| 5097 | WH CORNERSTONE INVESTMENTS INC. | DUXBURY | 119725 | $200.0M | 6 | 2026-02-28 | → |
| 5098 | LBB HOLDING COMPANY LLC | NORWALK | 282285 | $199.5M | 5 | 2026-03-31 | → |
| 5099 | IA NETWORK, LLC | CHARLOTTE | 319096 | $199.5M | 5 | 2026-03-31 | → |
| 5100 | BIDDLE CAPITAL MANAGEMENT, INC. | WILMINGTON | 122434 | $199.5M | 5 | 2025-03-31 | → |
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