Research Report · 2026-06-30
Institutional Registered Investment Advisers in Connecticut
SEC-registered investment advisers in Connecticut ranked by reported institutional client assets.
Firms
241
Total AUM
$1.94T
Median AUM
$972.5M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 201 | WHARTON MIDMARKET INVESTMENT ADVISORS INC. | WOODBRIDGE | 301186 | $231.1M | 2 | 2026-04-30 | → |
| 202 | CHARTER RESEARCH & INVESTMENT GROUP INC | SOUTHPORT | 106452 | $275.1M | 3 | 2026-03-31 | → |
| 203 | SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC | SOUTHPORT | 146270 | $192.1M | 3 | 2026-03-31 | → |
| 204 | MONTE FINANCIAL GROUP, LLC | GUILFORD | 150119 | $482.4M | 12 | 2026-03-31 | → |
| 205 | SAYBROOK WEALTH GROUP, INC. | OLD SAYBROOK | 317867 | $292.1M | 2 | 2026-03-31 | → |
| 206 | SEARLE & CO. | GREENWICH | 13035 | $629.9M | 13 | 2025-12-31 | → |
| 207 | EAGLE CAPITAL ADVISORS, LLC | MIDDLEBURY | 173730 | $103.0M | 2 | 2026-06-30 | → |
| 208 | QUORUS INC. | WESTPORT | 323161 | $148.2M | 7 | 2026-06-30 | → |
| 209 | TALSON CAPITAL MANAGEMENT L.P. | DARIEN | 150787 | $1.06B | 8 | 2026-03-31 | → |
| 210 | ADVICEONE ADVISORY SERVICES, LLC | GLASTONBURY | 111614 | $2.05B | 56 | 2026-03-31 | → |
| 211 | HERITAGE CAPITAL, LLC | WOODBRIDGE | 127650 | $146.9M | 3 | 2026-03-31 | → |
| 212 | DUNHAM LANE CAPITAL PARTNERS LLC | GREENWICH | 283276 | $117.2M | 2 | 2026-03-31 | → |
| 213 | SPURSTONE ADVISORY SERVICES, LLC | HIGGANUM | 284158 | $192.1M | 5 | 2026-03-31 | → |
| 214 | LCR WEALTH MANAGEMENT LLC | WESTPORT | 313013 | $151.8M | 3 | 2026-06-30 | → |
| 215 | WEALTHSHAPE LLC | WINDSOR | 226733 | $109.4M | 1 | 2026-03-31 | → |
| 216 | AYRSHIRE CAPITAL MANAGEMENT LLC | WESTPORT | 157883 | $285.1M | 2 | 2026-02-28 | → |
| 217 | JB CAPITAL LLC | WETHERSFIELD | 171168 | $2.78B | 64 | 2026-02-28 | → |
| 218 | KELLY FINANCIAL GROUP, LLC | WETHERSFIELD | 136372 | $474.9M | 7 | 2026-02-28 | → |
| 219 | TRGP INVESTMENT PARTNERS, LP | STAMFORD | 305563 | $726.8M | 16 | 2026-03-31 | → |
| 220 | CONSTITUTION CAPITAL LLC | SHELTON | 310378 | $241.3M | 6 | 2026-02-28 | → |
| 221 | JEFFREY N. MEHLER, CFP LLC | ESSEX | 126681 | $416.2M | 9 | 2026-03-31 | → |
| 222 | MATSON FINANCIAL ADVISORS, INC. | DANBURY | 122480 | $518.9M | 9 | 2026-03-31 | → |
| 223 | VISION INVESTMENT ADVISORS, LLC | STAMFORD | 109621 | $137.4M | 9 | 2026-05-31 | → |
| 224 | WJ FINANCIAL ADVISORS, LLC | KILLINGWORTH | 142761 | $203.4M | 3 | 2026-04-30 | → |
| 225 | SAGEBROADVIEW WEALTH MANAGEMENT, LLC | FARMINGTON | 126472 | $397.2M | 8 | 2026-06-30 | → |
| 226 | HTG INVESTMENT ADVISORS INC | NEW CANAAN | 108614 | $1.11B | 12 | 2026-04-30 | → |
| 227 | RELYEA ZUCKERBERG HANSON, LLC | STAMFORD | 125696 | $2.45B | 11 | 2026-02-28 | → |
| 228 | THIRD VIEW PRIVATE WEALTH, LLC | WESTPORT | 335591 | $1.16B | 11 | 2026-04-30 | → |
| 229 | DIASTOLE WEALTH MANAGEMENT, INC. | GUILFORD | 111604 | $396.0M | 13 | 2026-05-31 | → |
| 230 | SIGHTLINE WEALTH ADVISORS, LLC | GROTON | 176520 | $354.2M | 5 | 2026-05-31 | → |
| 231 | PRENTICE CAPITAL MANAGEMENT, LP | GREENWICH | 161178 | $228.4M | 6 | 2026-03-31 | → |
| 232 | PRIVATE CAPITAL ASSET MANAGEMENT LLC | DARIEN | 317930 | $13.0M | 4 | 2026-03-31 | → |
| 233 | CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC | MILFORD | 305013 | $253.9M | 5 | 2026-05-31 | → |
| 234 | FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. | BETHEL | 113526 | $103.9M | 5 | 2025-08-31 | → |
| 235 | SPRINGBOARD ASSET MANAGEMENT LLC | CHESHIRE | 154862 | $136.8M | 2 | 2026-03-31 | → |
| 236 | EMPOWER FINANCIAL ADVISORY, LLC | GLASTONBURY | 313968 | $635.8M | 7 | 2026-05-31 | → |
| 237 | NANTAHALA CAPITAL MANAGEMENT, LLC | NEW CANAAN | 158081 | $3.11B | 14 | 2026-03-31 | → |
| 238 | BARRON FINANCIAL GROUP, LLP | TORRINGTON | 140504 | $199.1M | 3 | 2026-06-30 | → |
| 239 | MORRISSEY WEALTH MANAGEMENT LLC | NORTH HAVEN | 291228 | $165.1M | 3 | 2026-03-31 | → |
| 240 | DRUM HILL CAPITAL, LLC | WESTPORT | 123359 | $194.3M | 3 | 2026-03-31 | → |
| 241 | CROSS OCEAN PARTNERS MANAGEMENT LP | GREENWICH | 285340 | $6.29B | 34 | 2026-03-31 | → |
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